401k Plan data: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN plan

ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Stock bonus ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

ADCOLE LLC has sponsored the creation of one or more 401k plans.

Company Name: ADCOLE LLC

Employer identification number (EIN): 042224182

NAIC Classification: 334500

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-07-01
002 2015-07-01
002 2014-07-01
002 2013-07-01
002 2012-07-01 JOHN OMALLEY JOHN OMALLEY 2014-04-11
002 2011-07-01 J. BROOKS REECE
002 2010-07-01 PHILIP RHODES
002 2009-07-01 PHILIP RHODES

Plan Statistics for ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year 2016-07-01 13
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 0
Number of retired or separated participants receiving benefits 2016-07-01 0
Number of other retired or separated participants entitled to future benefits 2016-07-01 0
Total of all active and inactive participants 2016-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 0
Total participants 2016-07-01 0
Number of participants with account balances 2016-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 0
2015: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 137
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 13
Total of all active and inactive participants 2015-07-01 13
Total participants 2015-07-01 13
Number of participants with account balances 2015-07-01 13
2014: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 137
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 122
Number of retired or separated participants receiving benefits 2014-07-01 10
Total of all active and inactive participants 2014-07-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 5
Total participants 2014-07-01 137
Number of participants with account balances 2014-07-01 137
2013: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 117
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 122
Number of retired or separated participants receiving benefits 2013-07-01 10
Total of all active and inactive participants 2013-07-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 5
Total participants 2013-07-01 137
Number of participants with account balances 2013-07-01 137
2012: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 121
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 112
Number of retired or separated participants receiving benefits 2012-07-01 3
Total of all active and inactive participants 2012-07-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 2
Total participants 2012-07-01 117
Number of participants with account balances 2012-07-01 117
2011: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 143
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 120
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 0
Total of all active and inactive participants 2011-07-01 120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 1
Total participants 2011-07-01 121
Number of participants with account balances 2011-07-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2010: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year 2010-07-01 143
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 109
Number of retired or separated participants receiving benefits 2010-07-01 0
Number of other retired or separated participants entitled to future benefits 2010-07-01 9
Total of all active and inactive participants 2010-07-01 118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 1
Total participants 2010-07-01 119
Number of participants with account balances 2010-07-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 2
2009: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 143
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 122
Number of other retired or separated participants entitled to future benefits 2009-07-01 8
Total of all active and inactive participants 2009-07-01 130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 1
Total participants 2009-07-01 131
Number of participants with account balances 2009-07-01 111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 2

Measure	Date	Value
2016: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year	2016-07-01	13
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	0
Number of retired or separated participants receiving benefits	2016-07-01	0
Number of other retired or separated participants entitled to future benefits	2016-07-01	0
Total of all active and inactive participants	2016-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	0
Total participants	2016-07-01	0
Number of participants with account balances	2016-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	0
2015: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	137
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	13
Total of all active and inactive participants	2015-07-01	13
Total participants	2015-07-01	13
Number of participants with account balances	2015-07-01	13
2014: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	137
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	122
Number of retired or separated participants receiving benefits	2014-07-01	10
Total of all active and inactive participants	2014-07-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	5
Total participants	2014-07-01	137
Number of participants with account balances	2014-07-01	137
2013: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	117
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	122
Number of retired or separated participants receiving benefits	2013-07-01	10
Total of all active and inactive participants	2013-07-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	5
Total participants	2013-07-01	137
Number of participants with account balances	2013-07-01	137
2012: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	121
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	112
Number of retired or separated participants receiving benefits	2012-07-01	3
Total of all active and inactive participants	2012-07-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	2
Total participants	2012-07-01	117
Number of participants with account balances	2012-07-01	117
2011: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	143
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	120
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	0
Total of all active and inactive participants	2011-07-01	120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	1
Total participants	2011-07-01	121
Number of participants with account balances	2011-07-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2010: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year	2010-07-01	143
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	109
Number of retired or separated participants receiving benefits	2010-07-01	0
Number of other retired or separated participants entitled to future benefits	2010-07-01	9
Total of all active and inactive participants	2010-07-01	118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	1
Total participants	2010-07-01	119
Number of participants with account balances	2010-07-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	2
2009: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	143
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	122
Number of other retired or separated participants entitled to future benefits	2009-07-01	8
Total of all active and inactive participants	2009-07-01	130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	1
Total participants	2009-07-01	131
Number of participants with account balances	2009-07-01	111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	2

Financial Data on ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2017 : ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total income from all sources	2017-02-20	$0
Expenses. Total of all expenses incurred	2017-02-20	$7,334
Benefits paid (including direct rollovers)	2017-02-20	$7,334
Total plan assets at end of year	2017-02-20	$0
Total plan assets at beginning of year	2017-02-20	$7,334
Value of fidelity bond covering the plan	2017-02-20	$1,000,000
Net income (gross income less expenses)	2017-02-20	$-7,334
Net plan assets at end of year (total assets less liabilities)	2017-02-20	$0
Net plan assets at beginning of year (total assets less liabilities)	2017-02-20	$7,334
2016 : ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total of all expenses incurred	2016-06-30	$576,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$334,155
Value of total assets at end of year	2016-06-30	$7,334
Value of total assets at beginning of year	2016-06-30	$583,780
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$242,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-06-30	$0
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Administrative expenses (other) incurred	2016-06-30	$242,291
Total non interest bearing cash at end of year	2016-06-30	$0
Total non interest bearing cash at beginning of year	2016-06-30	$1,280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$-576,446
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$7,334
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$583,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Employer contributions (assets) at end of year	2016-06-30	$7,334
Employer contributions (assets) at beginning of year	2016-06-30	$582,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$334,155
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-06-30	No
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	No
Opinion of an independent qualified public accountant for this plan	2016-06-30	Unqualified
Accountancy firm name	2016-06-30	BDO USA, LLP
Accountancy firm EIN	2016-06-30	135381590
2015 : ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total of all expenses incurred	2015-06-30	$1,693,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$1,693,644
Value of total assets at end of year	2015-06-30	$583,780
Value of total assets at beginning of year	2015-06-30	$2,277,489
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$65
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-06-30	$0
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Administrative expenses (other) incurred	2015-06-30	$65
Total non interest bearing cash at end of year	2015-06-30	$1,280
Total non interest bearing cash at beginning of year	2015-06-30	$1,694,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$-1,693,709
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$583,780
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$2,277,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Employer contributions (assets) at end of year	2015-06-30	$582,500
Employer contributions (assets) at beginning of year	2015-06-30	$582,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$1,693,644
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-06-30	No
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	No
Opinion of an independent qualified public accountant for this plan	2015-06-30	Unqualified
Accountancy firm name	2015-06-30	FEELEY & DRISCOLL, P.C.
Accountancy firm EIN	2015-06-30	042684828
2014 : ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-06-30	$-3,877,182
Total unrealized appreciation/depreciation of assets	2014-06-30	$-3,877,182
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$44,801
Total income from all sources (including contributions)	2014-06-30	$223,072
Total loss/gain on sale of assets	2014-06-30	$2,860,132
Total of all expenses incurred	2014-06-30	$5,322,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$5,322,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$64,562
Value of total assets at end of year	2014-06-30	$2,277,489
Value of total assets at beginning of year	2014-06-30	$7,421,839
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$115
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$1,175,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-06-30	$44,801
Administrative expenses (other) incurred	2014-06-30	$115
Total non interest bearing cash at end of year	2014-06-30	$1,694,989
Total non interest bearing cash at beginning of year	2014-06-30	$589,039
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$-5,099,549
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$2,277,489
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$7,377,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Assets. Invements in employer securities at end of year	2014-06-30	$0
Assets. Invements in employer securities at beginning of year	2014-06-30	$6,832,800
Contributions received in cash from employer	2014-06-30	$64,562
Employer contributions (assets) at end of year	2014-06-30	$582,500
Income. Dividends from common stock	2014-06-30	$1,175,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$5,322,506
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-06-30	No
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Aggregate proceeds on sale of assets	2014-06-30	$2,860,132
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	No
Opinion of an independent qualified public accountant for this plan	2014-06-30	Unqualified
Accountancy firm name	2014-06-30	FEELEY & DRISCOLL, P.C.
Accountancy firm EIN	2014-06-30	042684828
2013 : ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-06-30	$-2,907,360
Total unrealized appreciation/depreciation of assets	2013-06-30	$-2,907,360
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$44,801
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$540,655
Expenses. Interest paid	2013-06-30	$6,686
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-06-30	$6,686
Total income from all sources (including contributions)	2013-06-30	$-1,467,360
Total of all expenses incurred	2013-06-30	$359,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$352,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$1,440,000
Value of total assets at end of year	2013-06-30	$7,421,839
Value of total assets at beginning of year	2013-06-30	$9,744,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-06-30	$540,655
Liabilities. Value of operating payables at end of year	2013-06-30	$44,801
Total non interest bearing cash at end of year	2013-06-30	$589,039
Total non interest bearing cash at beginning of year	2013-06-30	$4,283
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$-1,826,750
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$7,377,038
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$9,203,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Assets. Invements in employer securities at end of year	2013-06-30	$6,832,800
Assets. Invements in employer securities at beginning of year	2013-06-30	$9,740,160
Contributions received in cash from employer	2013-06-30	$1,440,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$352,704
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-06-30	No
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	No
Opinion of an independent qualified public accountant for this plan	2013-06-30	Unqualified
Accountancy firm name	2013-06-30	ALEXANDER, ARONSON, FINNING & CO.
Accountancy firm EIN	2013-06-30	042571780
2012 : ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-06-30	$4,618,080
Total unrealized appreciation/depreciation of assets	2012-06-30	$4,618,080
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$540,655
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$630,655
Expenses. Interest paid	2012-06-30	$23,678
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-06-30	$23,678
Total income from all sources (including contributions)	2012-06-30	$4,868,080
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$241,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$218,188
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$250,000
Value of total assets at end of year	2012-06-30	$9,744,443
Value of total assets at beginning of year	2012-06-30	$5,208,229
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$0
Total interest from all sources	2012-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-06-30	$540,655
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-06-30	$630,655
Total non interest bearing cash at end of year	2012-06-30	$4,283
Total non interest bearing cash at beginning of year	2012-06-30	$86,149
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$4,626,214
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$9,203,788
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$4,577,574
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Assets. Invements in employer securities at end of year	2012-06-30	$9,740,160
Assets. Invements in employer securities at beginning of year	2012-06-30	$5,122,080
Contributions received in cash from employer	2012-06-30	$250,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$218,188
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	No
Opinion of an independent qualified public accountant for this plan	2012-06-30	Unqualified
Accountancy firm name	2012-06-30	GRANT THORNTON LLP
Accountancy firm EIN	2012-06-30	366055558
2011 : ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-06-30	$1,784,160
Total unrealized appreciation/depreciation of assets	2011-06-30	$1,784,160
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$630,655
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$473,816
Total income from all sources (including contributions)	2011-06-30	$1,784,160
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$161,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$161,713
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$0
Value of total assets at end of year	2011-06-30	$5,208,229
Value of total assets at beginning of year	2011-06-30	$3,428,943
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$0
Total interest from all sources	2011-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-06-30	$630,655
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-06-30	$473,816
Total non interest bearing cash at end of year	2011-06-30	$86,149
Total non interest bearing cash at beginning of year	2011-06-30	$91,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$1,622,447
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$4,577,574
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$2,955,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Assets. Invements in employer securities at end of year	2011-06-30	$5,122,080
Assets. Invements in employer securities at beginning of year	2011-06-30	$3,337,920
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$161,713
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	No
Opinion of an independent qualified public accountant for this plan	2011-06-30	Unqualified
Accountancy firm name	2011-06-30	GRANT THORNTON LLP
Accountancy firm EIN	2011-06-30	366055558

Form 5500 Responses for ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

2016: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Submission has been amended	No
2016-07-01	This submission is the final filing	Yes
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-07-01	Plan is a collectively bargained plan	No
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	Yes
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: ADCOLE CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ADCOLE LLC
Employer identification number (EIN):	042224182
NAIC Classification:	334500