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CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameCARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN
Plan identification number 003

CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARA DONNA PROVISION CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:CARA DONNA PROVISION CO., INC.
Employer identification number (EIN):042237220
NAIC Classification:424400

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032017-01-01
0032016-01-01
0032015-01-01
0032014-11-01CHRISTOPHER CARA DONNA
0032013-11-01CHRISTOPHER CARA DONNA
0032012-11-01CHRISTOPHER CARA DONNA
0032011-11-01CHRISTOPHER CARA DONNA
0032010-11-01CHRISTOPHER CARA DONNA
0032009-11-01CHRISTOPHER CARA DONNA
0032009-11-01CHRISTOPHER CARA DONNA

Plan Statistics for CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01156
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0132
Total of all active and inactive participants2016-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0132
Number of participants with account balances2016-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01152
Total number of active participants reported on line 7a of the Form 55002015-01-01109
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0147
Total of all active and inactive participants2015-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01156
Number of participants with account balances2015-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-11-01158
Total number of active participants reported on line 7a of the Form 55002014-11-01109
Number of retired or separated participants receiving benefits2014-11-010
Number of other retired or separated participants entitled to future benefits2014-11-0143
Total of all active and inactive participants2014-11-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-11-010
Total participants2014-11-01152
Number of participants with account balances2014-11-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-11-010
2013: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-01142
Total number of active participants reported on line 7a of the Form 55002013-11-01115
Number of retired or separated participants receiving benefits2013-11-010
Number of other retired or separated participants entitled to future benefits2013-11-0141
Total of all active and inactive participants2013-11-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-11-010
Total participants2013-11-01156
Number of participants with account balances2013-11-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-012
2012: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-01133
Total number of active participants reported on line 7a of the Form 55002012-11-01100
Number of retired or separated participants receiving benefits2012-11-010
Number of other retired or separated participants entitled to future benefits2012-11-0141
Total of all active and inactive participants2012-11-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-11-010
Total participants2012-11-01141
Number of participants with account balances2012-11-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-012
2011: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-01137
Total number of active participants reported on line 7a of the Form 55002011-11-01101
Number of retired or separated participants receiving benefits2011-11-010
Number of other retired or separated participants entitled to future benefits2011-11-0131
Total of all active and inactive participants2011-11-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-11-010
Total participants2011-11-01132
Number of participants with account balances2011-11-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-11-011
2010: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-11-01123
Total number of active participants reported on line 7a of the Form 55002010-11-01111
Number of retired or separated participants receiving benefits2010-11-010
Number of other retired or separated participants entitled to future benefits2010-11-0122
Total of all active and inactive participants2010-11-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-11-010
Total participants2010-11-01133
Number of participants with account balances2010-11-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-11-010
2009: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-11-01122
Total number of active participants reported on line 7a of the Form 55002009-11-01111
Number of retired or separated participants receiving benefits2009-11-010
Number of other retired or separated participants entitled to future benefits2009-11-0111
Total of all active and inactive participants2009-11-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-11-011
Total participants2009-11-01123
Number of participants with account balances2009-11-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-11-012

Financial Data on CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016 : CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$341,838
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,461,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,434,593
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$90,267
Value of total assets at end of year2016-12-31$208,735
Value of total assets at beginning of year2016-12-31$4,328,472
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$26,982
Total interest from all sources2016-12-31$2,324
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$49,423
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$74,129
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$4,320
Administrative expenses (other) incurred2016-12-31$26,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-4,119,737
Value of net assets at end of year (total assets less liabilities)2016-12-31$208,735
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,328,472
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$198,602
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,060,575
Interest on participant loans2016-12-31$465
Interest earned on other investments2016-12-31$1,859
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$10,133
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$187,293
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$249,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$40,844
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$2,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,434,593
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LITMANGERSON ASSOCIATES, LLP
Accountancy firm EIN2016-12-31042694095
2015 : CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$401,228
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$116,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$72,352
Expenses. Certain deemed distributions of participant loans2015-12-31$1,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$395,321
Value of total assets at end of year2015-12-31$4,328,472
Value of total assets at beginning of year2015-12-31$4,043,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$43,195
Total interest from all sources2015-12-31$6,106
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$241,406
Participant contributions at end of year2015-12-31$74,129
Participant contributions at beginning of year2015-12-31$92,808
Participant contributions at end of year2015-12-31$4,320
Participant contributions at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$43,195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$284,480
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,328,472
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,043,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,060,575
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,951,184
Interest on participant loans2015-12-31$2,588
Interest earned on other investments2015-12-31$3,518
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$187,293
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$153,915
Employer contributions (assets) at end of year2015-12-31$2,155
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$72,352
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LITMANGERSON ASSOCIATES, LLP
Accountancy firm EIN2015-12-31042694095
2014 : CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$98,095
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$62,650
Value of total assets at end of year2014-12-31$4,043,992
Value of total assets at beginning of year2014-12-31$3,945,897
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$907
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$39,417
Participant contributions at end of year2014-12-31$92,808
Participant contributions at beginning of year2014-12-31$99,363
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$4,446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$98,095
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,043,992
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,945,897
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,951,184
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,839,590
Interest on participant loans2014-12-31$907
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$34,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$23,233
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$2,498
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountancy firm name2014-12-31GR
Total unrealized appreciation/depreciation of assets2014-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total income from all sources (including contributions)2014-10-31$707,810
Total loss/gain on sale of assets2014-10-31$0
Total of all expenses incurred2014-10-31$161,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-10-31$118,336
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-10-31$392,320
Value of total assets at end of year2014-10-31$3,945,897
Value of total assets at beginning of year2014-10-31$3,399,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-10-31$43,457
Total interest from all sources2014-10-31$3,070
Total dividends received (eg from common stock, registered investment company shares)2014-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-10-31No
Was this plan covered by a fidelity bond2014-10-31Yes
Value of fidelity bond cover2014-10-31$500,000
If this is an individual account plan, was there a blackout period2014-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-10-31$0
Were there any nonexempt tranactions with any party-in-interest2014-10-31No
Contributions received from participants2014-10-31$237,824
Participant contributions at end of year2014-10-31$99,363
Participant contributions at beginning of year2014-10-31$110,790
Participant contributions at end of year2014-10-31$4,446
Participant contributions at beginning of year2014-10-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Value of net income/loss2014-10-31$546,017
Value of net assets at end of year (total assets less liabilities)2014-10-31$3,945,897
Value of net assets at beginning of year (total assets less liabilities)2014-10-31$3,399,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-10-31No
Were any leases to which the plan was party in default or uncollectible2014-10-31No
Investment advisory and management fees2014-10-31$43,457
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-10-31$3,839,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-10-31$3,289,090
Interest on participant loans2014-10-31$3,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-10-31$312,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-10-31No
Was there a failure to transmit to the plan any participant contributions2014-10-31No
Has the plan failed to provide any benefit when due under the plan2014-10-31No
Contributions received in cash from employer2014-10-31$154,496
Employer contributions (assets) at end of year2014-10-31$2,498
Employer contributions (assets) at beginning of year2014-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-10-31$118,336
Did the plan have assets held for investment2014-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-10-31Yes
Opinion of an independent qualified public accountant for this plan2014-10-31Disclaimer
Accountancy firm name2014-10-31LITMANGERSON ASSOCIATES, LLP
Accountancy firm EIN2014-10-31042694095
2013 : CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total income from all sources (including contributions)2013-10-31$960,301
Total loss/gain on sale of assets2013-10-31$0
Total of all expenses incurred2013-10-31$250,085
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-10-31$209,227
Expenses. Certain deemed distributions of participant loans2013-10-31$2,890
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-10-31$404,021
Value of total assets at end of year2013-10-31$3,399,880
Value of total assets at beginning of year2013-10-31$2,689,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-10-31$37,968
Total interest from all sources2013-10-31$4,258
Total dividends received (eg from common stock, registered investment company shares)2013-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-10-31No
Was this plan covered by a fidelity bond2013-10-31Yes
Value of fidelity bond cover2013-10-31$500,000
If this is an individual account plan, was there a blackout period2013-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-10-31$0
Were there any nonexempt tranactions with any party-in-interest2013-10-31No
Contributions received from participants2013-10-31$240,331
Participant contributions at end of year2013-10-31$110,790
Participant contributions at beginning of year2013-10-31$136,179
Participant contributions at end of year2013-10-31$0
Participant contributions at beginning of year2013-10-31$4,107
Income. Received or receivable in cash from other sources (including rollovers)2013-10-31$2,445
Other income not declared elsewhere2013-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Value of net income/loss2013-10-31$710,216
Value of net assets at end of year (total assets less liabilities)2013-10-31$3,399,880
Value of net assets at beginning of year (total assets less liabilities)2013-10-31$2,689,664
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-10-31No
Were any leases to which the plan was party in default or uncollectible2013-10-31No
Investment advisory and management fees2013-10-31$37,968
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-10-31$3,289,090
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-10-31$2,547,997
Interest on participant loans2013-10-31$4,258
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-10-31$552,022
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-10-31No
Was there a failure to transmit to the plan any participant contributions2013-10-31No
Has the plan failed to provide any benefit when due under the plan2013-10-31No
Contributions received in cash from employer2013-10-31$161,245
Employer contributions (assets) at end of year2013-10-31$0
Employer contributions (assets) at beginning of year2013-10-31$1,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-10-31$209,227
Did the plan have assets held for investment2013-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-10-31Yes
Opinion of an independent qualified public accountant for this plan2013-10-31Disclaimer
Accountancy firm name2013-10-31LITMANGERSON ASSOCIATES, LLP
Accountancy firm EIN2013-10-31042694095
2012 : CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total income from all sources (including contributions)2012-10-31$588,510
Total loss/gain on sale of assets2012-10-31$0
Total of all expenses incurred2012-10-31$232,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-10-31$185,782
Expenses. Certain deemed distributions of participant loans2012-10-31$1,118
Value of total corrective distributions2012-10-31$15,729
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-10-31$387,420
Value of total assets at end of year2012-10-31$2,689,664
Value of total assets at beginning of year2012-10-31$2,333,828
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-10-31$30,045
Total interest from all sources2012-10-31$3,964
Total dividends received (eg from common stock, registered investment company shares)2012-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-10-31No
Was this plan covered by a fidelity bond2012-10-31Yes
Value of fidelity bond cover2012-10-31$500,000
If this is an individual account plan, was there a blackout period2012-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-10-31$0
Were there any nonexempt tranactions with any party-in-interest2012-10-31No
Contributions received from participants2012-10-31$228,544
Participant contributions at end of year2012-10-31$136,179
Participant contributions at beginning of year2012-10-31$56,531
Participant contributions at end of year2012-10-31$4,107
Participant contributions at beginning of year2012-10-31$4,499
Income. Received or receivable in cash from other sources (including rollovers)2012-10-31$13,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Value of net income/loss2012-10-31$355,836
Value of net assets at end of year (total assets less liabilities)2012-10-31$2,689,664
Value of net assets at beginning of year (total assets less liabilities)2012-10-31$2,333,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-10-31No
Were any leases to which the plan was party in default or uncollectible2012-10-31No
Investment advisory and management fees2012-10-31$30,045
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-10-31$2,547,997
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-10-31$2,269,629
Interest on participant loans2012-10-31$3,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-10-31$197,126
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-10-31No
Was there a failure to transmit to the plan any participant contributions2012-10-31Yes
Has the plan failed to provide any benefit when due under the plan2012-10-31No
Contributions received in cash from employer2012-10-31$145,352
Employer contributions (assets) at end of year2012-10-31$1,381
Employer contributions (assets) at beginning of year2012-10-31$3,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-10-31$185,782
Did the plan have assets held for investment2012-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-10-31Yes
Opinion of an independent qualified public accountant for this plan2012-10-31Disclaimer
Accountancy firm name2012-10-31GREENBERG, ROSENBLATT, KULL & BITSO
Accountancy firm EIN2012-10-31042687094
2011 : CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-31$13,814
Total income from all sources (including contributions)2011-10-31$385,815
Total loss/gain on sale of assets2011-10-31$0
Total of all expenses incurred2011-10-31$33,603
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-10-31$0
Value of total corrective distributions2011-10-31$6,532
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-10-31$283,682
Value of total assets at end of year2011-10-31$2,333,828
Value of total assets at beginning of year2011-10-31$1,995,430
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-10-31$27,071
Total interest from all sources2011-10-31$2,354
Total dividends received (eg from common stock, registered investment company shares)2011-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-10-31No
Was this plan covered by a fidelity bond2011-10-31Yes
Value of fidelity bond cover2011-10-31$500,000
If this is an individual account plan, was there a blackout period2011-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-10-31$0
Were there any nonexempt tranactions with any party-in-interest2011-10-31No
Contributions received from participants2011-10-31$182,057
Participant contributions at end of year2011-10-31$56,531
Participant contributions at beginning of year2011-10-31$58,948
Participant contributions at end of year2011-10-31$4,499
Participant contributions at beginning of year2011-10-31$4,091
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-10-31$13,814
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Value of net income/loss2011-10-31$352,212
Value of net assets at end of year (total assets less liabilities)2011-10-31$2,333,828
Value of net assets at beginning of year (total assets less liabilities)2011-10-31$1,981,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-10-31No
Were any leases to which the plan was party in default or uncollectible2011-10-31No
Investment advisory and management fees2011-10-31$27,071
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-10-31$2,269,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-10-31$1,916,794
Interest on participant loans2011-10-31$2,354
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-10-31$99,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-10-31No
Was there a failure to transmit to the plan any participant contributions2011-10-31Yes
Has the plan failed to provide any benefit when due under the plan2011-10-31No
Contributions received in cash from employer2011-10-31$101,625
Employer contributions (assets) at end of year2011-10-31$3,169
Employer contributions (assets) at beginning of year2011-10-31$15,597
Did the plan have assets held for investment2011-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-10-31Yes
Opinion of an independent qualified public accountant for this plan2011-10-31Disclaimer
Accountancy firm name2011-10-31GREENBERG, ROSENBLATT, KULL & BITSO
Accountancy firm EIN2011-10-31042687094
2010 : CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-10-31$0
2009 : CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total unrealized appreciation/depreciation of assets2009-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-10-31$13,814
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2009-10-31$0
Total income from all sources (including contributions)2009-10-31$419,153
Total loss/gain on sale of assets2009-10-31$0
Total of all expenses incurred2009-10-31$80,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2009-10-31$80,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)2009-10-31$235,334
Value of total assets at end of year2009-10-31$1,547,890
Value of total assets at beginning of year2009-10-31$1,195,294
Total of administrative expenses incurred including professional, contract, advisory and management fees2009-10-31$0
Total interest from all sources2009-10-31$1,836
Total dividends received (eg from common stock, registered investment company shares)2009-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2009-10-31No
Was this plan covered by a fidelity bond2009-10-31Yes
Value of fidelity bond cover2009-10-31$500,000
If this is an individual account plan, was there a blackout period2009-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-10-31$0
Were there any nonexempt tranactions with any party-in-interest2009-10-31No
Contributions received from participants2009-10-31$136,369
Participant contributions at end of year2009-10-31$34,665
Participant contributions at beginning of year2009-10-31$34,686
Participant contributions at end of year2009-10-31$10,324
Participant contributions at beginning of year2009-10-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2009-10-31$13,814
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2009-10-31No
Value of net income/loss2009-10-31$338,782
Value of net assets at end of year (total assets less liabilities)2009-10-31$1,534,076
Value of net assets at beginning of year (total assets less liabilities)2009-10-31$1,195,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2009-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2009-10-31No
Were any leases to which the plan was party in default or uncollectible2009-10-31No
Value of interest in pooled separate accounts at end of year2009-10-31$1,482,222
Value of interest in pooled separate accounts at beginning of year2009-10-31$1,160,608
Interest on participant loans2009-10-31$1,836
Net investment gain/loss from pooled separate accounts2009-10-31$181,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2009-10-31No
Was there a failure to transmit to the plan any participant contributions2009-10-31Yes
Has the plan failed to provide any benefit when due under the plan2009-10-31No
Contributions received in cash from employer2009-10-31$98,965
Employer contributions (assets) at end of year2009-10-31$20,679
Employer contributions (assets) at beginning of year2009-10-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2009-10-31$80,371
Did the plan have assets held for investment2009-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2009-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2009-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2009-10-31Yes
Opinion of an independent qualified public accountant for this plan2009-10-31Disclaimer
Accountancy firm name2009-10-31GREENBERG,ROSENBLATT,KULL&BITSOLIPC
Accountancy firm EIN2009-10-31042687094

Form 5500 Responses for CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN

2016: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Submission has been amendedNo
2014-11-01This submission is the final filingNo
2014-11-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-11-01Plan is a collectively bargained planNo
2014-11-01Plan funding arrangement – TrustYes
2014-11-01Plan benefit arrangement - TrustYes
2013: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Submission has been amendedNo
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)No
2013-11-01Plan is a collectively bargained planNo
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement - TrustYes
2012: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedNo
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement - TrustYes
2011: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedNo
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement - TrustYes
2010: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-11-01Type of plan entitySingle employer plan
2010-11-01Submission has been amendedNo
2010-11-01This submission is the final filingNo
2010-11-01This return/report is a short plan year return/report (less than 12 months)No
2010-11-01Plan is a collectively bargained planNo
2010-11-01Plan funding arrangement – TrustYes
2010-11-01Plan benefit arrangement - TrustYes
2009: CARA DONNA PROVISION CO., INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01Submission has been amendedNo
2009-11-01This submission is the final filingNo
2009-11-01This return/report is a short plan year return/report (less than 12 months)No
2009-11-01Plan is a collectively bargained planNo
2009-11-01Plan funding arrangement – InsuranceYes
2009-11-01Plan funding arrangement – TrustYes
2009-11-01Plan benefit arrangement – InsuranceYes
2009-11-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number307-80082
Policy instance 1
Insurance contract or identification number307-80082
Number of Individuals Covered109
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $463
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $463
Insurance broker organization code?3
Insurance broker nameLINCOLN INVESTMENT PLANNING
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number290-00074
Policy instance 1
Insurance contract or identification number290-00074
Number of Individuals Covered56
Insurance policy start date2008-11-01
Insurance policy end date2009-10-31
Total amount of commissions paid to insurance brokerUSD $10,347
Total amount of fees paid to insurance companyUSD $1,965
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,347
Insurance broker organization code?3
Amount paid for insurance broker fees1965
Additional information about fees paid to insurance brokerPPA FEES
Insurance broker nameCHARISSMA BROKERAGE INSURANCE

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