NORTHERN BANK & TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NORTHERN BANK AND TRUST COMPANY 401(K) PLAN
Measure | Date | Value |
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2022 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-750,990 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,368,582 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,267,988 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,563,259 |
Value of total assets at end of year | 2022-12-31 | $19,565,124 |
Value of total assets at beginning of year | 2022-12-31 | $21,684,696 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $100,594 |
Total interest from all sources | 2022-12-31 | $13,799 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $620,231 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $620,231 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,672,906 |
Participant contributions at end of year | 2022-12-31 | $253,486 |
Participant contributions at beginning of year | 2022-12-31 | $278,019 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $501,006 |
Administrative expenses (other) incurred | 2022-12-31 | $1,810 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-2,119,572 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $19,565,124 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $21,684,696 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $93,139 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $19,311,638 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $21,406,677 |
Interest on participant loans | 2022-12-31 | $13,799 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-3,948,279 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $389,347 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,267,988 |
Contract administrator fees | 2022-12-31 | $5,645 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2022-12-31 | 010494526 |
2021 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $5,391,907 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,988,663 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,886,637 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,933,087 |
Value of total assets at end of year | 2021-12-31 | $21,684,696 |
Value of total assets at beginning of year | 2021-12-31 | $18,281,452 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $102,026 |
Total interest from all sources | 2021-12-31 | $14,423 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,233,085 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,233,085 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,526,786 |
Participant contributions at end of year | 2021-12-31 | $278,019 |
Participant contributions at beginning of year | 2021-12-31 | $253,458 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,003,352 |
Administrative expenses (other) incurred | 2021-12-31 | $840 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $3,403,244 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $21,684,696 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $18,281,452 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $95,552 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $21,406,677 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $18,027,994 |
Interest on participant loans | 2021-12-31 | $14,423 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,211,312 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $402,949 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,886,637 |
Contract administrator fees | 2021-12-31 | $5,634 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2021-12-31 | 010494526 |
2020 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $4,097,101 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $3,016,792 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,931,609 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,888,619 |
Value of total assets at end of year | 2020-12-31 | $18,281,452 |
Value of total assets at beginning of year | 2020-12-31 | $17,201,143 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $85,183 |
Total interest from all sources | 2020-12-31 | $15,451 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $432,802 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $432,802 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,442,452 |
Participant contributions at end of year | 2020-12-31 | $253,458 |
Participant contributions at beginning of year | 2020-12-31 | $224,223 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $58,824 |
Administrative expenses (other) incurred | 2020-12-31 | $6,306 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $1,080,309 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $18,281,452 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $17,201,143 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $75,412 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $18,027,994 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $16,976,920 |
Interest on participant loans | 2020-12-31 | $15,451 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,760,229 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $387,343 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,931,609 |
Contract administrator fees | 2020-12-31 | $3,465 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2020-12-31 | 010494526 |
2019 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $4,817,886 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,194,914 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,111,331 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,832,662 |
Value of total assets at end of year | 2019-12-31 | $17,201,143 |
Value of total assets at beginning of year | 2019-12-31 | $14,578,171 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $83,583 |
Total interest from all sources | 2019-12-31 | $12,546 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $598,065 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $598,065 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,188,976 |
Participant contributions at end of year | 2019-12-31 | $224,223 |
Participant contributions at beginning of year | 2019-12-31 | $164,071 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $368,190 |
Administrative expenses (other) incurred | 2019-12-31 | $625 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $2,622,972 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $17,201,143 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $14,578,171 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $77,898 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $16,976,920 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $14,414,100 |
Interest on participant loans | 2019-12-31 | $12,546 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,374,613 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $275,496 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,111,331 |
Contract administrator fees | 2019-12-31 | $5,060 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2019-12-31 | 010494526 |
2018 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,154,515 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,295,268 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,195,784 |
Value of total corrective distributions | 2018-12-31 | $3,757 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,827,024 |
Value of total assets at end of year | 2018-12-31 | $14,578,171 |
Value of total assets at beginning of year | 2018-12-31 | $14,718,924 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $95,727 |
Total interest from all sources | 2018-12-31 | $9,079 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $702,716 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $702,716 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $946,749 |
Participant contributions at end of year | 2018-12-31 | $164,071 |
Participant contributions at beginning of year | 2018-12-31 | $200,590 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $603,196 |
Administrative expenses (other) incurred | 2018-12-31 | $600 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-140,753 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $14,578,171 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $14,718,924 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $91,352 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $14,414,100 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $14,103,352 |
Interest on participant loans | 2018-12-31 | $9,079 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $414,982 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $414,982 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,384,304 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $277,079 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,195,784 |
Contract administrator fees | 2018-12-31 | $3,775 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2018-12-31 | 010494526 |
2017 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $3,393,285 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,284,243 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,195,751 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,118,111 |
Value of total assets at end of year | 2017-12-31 | $14,718,924 |
Value of total assets at beginning of year | 2017-12-31 | $12,609,882 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $88,492 |
Total interest from all sources | 2017-12-31 | $8,791 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $634,863 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $634,863 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $805,242 |
Participant contributions at end of year | 2017-12-31 | $200,590 |
Participant contributions at beginning of year | 2017-12-31 | $161,417 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $58,890 |
Administrative expenses (other) incurred | 2017-12-31 | $500 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $2,109,042 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $14,718,924 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $12,609,882 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $83,717 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $14,103,352 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $11,981,448 |
Interest on participant loans | 2017-12-31 | $8,791 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $414,982 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $467,017 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $467,017 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,631,520 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $253,979 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,195,751 |
Contract administrator fees | 2017-12-31 | $4,275 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2017-12-31 | 010494526 |
2016 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $2,156,595 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $976,278 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $902,407 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,203,432 |
Value of total assets at end of year | 2016-12-31 | $12,609,882 |
Value of total assets at beginning of year | 2016-12-31 | $11,429,565 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $73,871 |
Total interest from all sources | 2016-12-31 | $9,023 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $401,715 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $401,715 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $798,835 |
Participant contributions at end of year | 2016-12-31 | $161,417 |
Participant contributions at beginning of year | 2016-12-31 | $170,389 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $167,735 |
Administrative expenses (other) incurred | 2016-12-31 | $450 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,180,317 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $12,609,882 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $11,429,565 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $71,345 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $11,981,448 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $10,820,232 |
Interest on participant loans | 2016-12-31 | $9,023 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $467,017 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $438,944 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $438,944 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $542,425 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $236,862 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $902,407 |
Contract administrator fees | 2016-12-31 | $2,076 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2016-12-31 | 010494526 |
2015 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $881,389 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $311,171 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $241,783 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $935,648 |
Value of total assets at end of year | 2015-12-31 | $11,429,565 |
Value of total assets at beginning of year | 2015-12-31 | $10,859,347 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $69,388 |
Total interest from all sources | 2015-12-31 | $8,540 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $484,164 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $484,164 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $696,985 |
Participant contributions at end of year | 2015-12-31 | $170,389 |
Participant contributions at beginning of year | 2015-12-31 | $136,249 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $36,443 |
Administrative expenses (other) incurred | 2015-12-31 | $456 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $570,218 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $11,429,565 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $10,859,347 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $67,267 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $10,820,232 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $10,317,109 |
Interest on participant loans | 2015-12-31 | $8,540 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $438,944 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $405,989 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $405,989 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-546,963 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $202,220 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $241,783 |
Contract administrator fees | 2015-12-31 | $1,665 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2015-12-31 | 010494526 |
2014 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,496,980 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $601,598 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $537,373 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $878,285 |
Value of total assets at end of year | 2014-12-31 | $10,859,347 |
Value of total assets at beginning of year | 2014-12-31 | $9,963,965 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $64,225 |
Total interest from all sources | 2014-12-31 | $7,065 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $497,201 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $497,201 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $595,106 |
Participant contributions at end of year | 2014-12-31 | $136,249 |
Participant contributions at beginning of year | 2014-12-31 | $120,798 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $89,267 |
Administrative expenses (other) incurred | 2014-12-31 | $450 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $895,382 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $10,859,347 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,963,965 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $62,684 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $10,317,109 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $9,271,473 |
Interest on participant loans | 2014-12-31 | $7,065 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $405,989 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $571,694 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $571,694 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $114,429 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $193,912 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $537,373 |
Contract administrator fees | 2014-12-31 | $1,091 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MARCUM LLP |
Accountancy firm EIN | 2014-12-31 | 111986323 |
2013 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $2,185,374 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $288,736 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $234,685 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $867,645 |
Value of total assets at end of year | 2013-12-31 | $9,963,965 |
Value of total assets at beginning of year | 2013-12-31 | $8,067,327 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $54,051 |
Total interest from all sources | 2013-12-31 | $7,090 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $352,373 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $352,373 |
Administrative expenses professional fees incurred | 2013-12-31 | $8,023 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $559,034 |
Participant contributions at end of year | 2013-12-31 | $120,798 |
Participant contributions at beginning of year | 2013-12-31 | $122,521 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $108,611 |
Other income not declared elsewhere | 2013-12-31 | $12,883 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,896,638 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $9,963,965 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $8,067,327 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $44,888 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $9,271,473 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $6,471,106 |
Interest on participant loans | 2013-12-31 | $7,090 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $1,384,283 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $571,694 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $89,417 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $89,417 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $943,449 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $1,934 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $200,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $234,685 |
Contract administrator fees | 2013-12-31 | $1,140 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MARCUM LLP |
Accountancy firm EIN | 2013-12-31 | 111986323 |
2012 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $1,446,928 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $321,658 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $287,845 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $652,074 |
Value of total assets at end of year | 2012-12-31 | $8,067,327 |
Value of total assets at beginning of year | 2012-12-31 | $6,942,057 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $33,813 |
Total interest from all sources | 2012-12-31 | $7,272 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $130,436 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $130,436 |
Administrative expenses professional fees incurred | 2012-12-31 | $17,692 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $451,781 |
Participant contributions at end of year | 2012-12-31 | $122,521 |
Participant contributions at beginning of year | 2012-12-31 | $129,066 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $293 |
Other income not declared elsewhere | 2012-12-31 | $23,288 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,125,270 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $8,067,327 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $6,942,057 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $16,121 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $6,471,106 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $5,417,471 |
Interest on participant loans | 2012-12-31 | $7,272 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $1,384,283 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $1,391,012 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $89,417 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $4,508 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $4,508 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $617,237 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $16,621 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $200,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $287,845 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MARCUM LLP |
Accountancy firm EIN | 2012-12-31 | 111986323 |
2011 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $388,326 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $272,563 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $250,870 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $541,965 |
Value of total assets at end of year | 2011-12-31 | $6,942,057 |
Value of total assets at beginning of year | 2011-12-31 | $6,826,294 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $21,693 |
Total interest from all sources | 2011-12-31 | $7,983 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $159,413 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $159,413 |
Administrative expenses professional fees incurred | 2011-12-31 | $18,184 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $341,965 |
Participant contributions at end of year | 2011-12-31 | $129,066 |
Participant contributions at beginning of year | 2011-12-31 | $146,161 |
Other income not declared elsewhere | 2011-12-31 | $20,283 |
Administrative expenses (other) incurred | 2011-12-31 | $40 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $115,763 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $6,942,057 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,826,294 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $3,469 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $5,417,471 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $5,298,355 |
Interest on participant loans | 2011-12-31 | $7,983 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,391,012 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $1,282,590 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $4,508 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $99,188 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $99,188 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-362,752 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $21,434 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $200,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $250,870 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | PARENT MCLAUGHLIN & NANGLE |
Accountancy firm EIN | 2011-12-31 | 042603383 |
2010 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,162,303 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $237,034 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $210,310 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $512,942 |
Value of total assets at end of year | 2010-12-31 | $6,826,294 |
Value of total assets at beginning of year | 2010-12-31 | $5,901,025 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $26,724 |
Total interest from all sources | 2010-12-31 | $8,432 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $83,168 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $83,168 |
Administrative expenses professional fees incurred | 2010-12-31 | $19,323 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $311,113 |
Participant contributions at end of year | 2010-12-31 | $146,161 |
Participant contributions at beginning of year | 2010-12-31 | $146,479 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $1,829 |
Other income not declared elsewhere | 2010-12-31 | $11,501 |
Administrative expenses (other) incurred | 2010-12-31 | $7,401 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $925,269 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,826,294 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,901,025 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $5,298,355 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $4,517,189 |
Interest on participant loans | 2010-12-31 | $8,432 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $1,282,590 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $835,150 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $99,188 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $402,207 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $402,207 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $526,305 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $19,955 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $200,000 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $210,310 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | PARENT MCLAUGHLIN & NANGLE |
Accountancy firm EIN | 2010-12-31 | 042603383 |
2009 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |