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NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 401k Plan overview

Plan NameNORTHERN BANK AND TRUST COMPANY 401(K) PLAN
Plan identification number 001

NORTHERN BANK AND TRUST COMPANY 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHERN BANK & TRUST COMPANY has sponsored the creation of one or more 401k plans.

Company Name:NORTHERN BANK & TRUST COMPANY
Employer identification number (EIN):042265819
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHERN BANK AND TRUST COMPANY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01FRANCIS KENNEY
0012016-01-01FRANCIS KENNEY
0012015-01-01FRANCIS KENNEY
0012014-01-01FRANCIS KENNEY
0012013-01-01FRANCIS KENNEY
0012012-01-01FRANCIS KENNEY
0012011-01-01FRANCIS KENNEY, CFO
0012009-01-01 FRANCIS KENNEY, CFO2010-09-16
0012009-01-01FRANCIS KENNEY, CFO

Plan Statistics for NORTHERN BANK AND TRUST COMPANY 401(K) PLAN

401k plan membership statisitcs for NORTHERN BANK AND TRUST COMPANY 401(K) PLAN

Measure Date Value
2022: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01290
Total number of active participants reported on line 7a of the Form 55002022-01-01215
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-0189
Total of all active and inactive participants2022-01-01306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01308
Number of participants with account balances2022-01-01265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0121
2021: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01282
Total number of active participants reported on line 7a of the Form 55002021-01-01205
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0174
Total of all active and inactive participants2021-01-01281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01283
Number of participants with account balances2021-01-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0126
2020: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01270
Total number of active participants reported on line 7a of the Form 55002020-01-01210
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-0160
Total of all active and inactive participants2020-01-01271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01273
Number of participants with account balances2020-01-01233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0115
2019: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01246
Total number of active participants reported on line 7a of the Form 55002019-01-01212
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0148
Total of all active and inactive participants2019-01-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01263
Number of participants with account balances2019-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0111
2018: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01209
Total number of active participants reported on line 7a of the Form 55002018-01-01192
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0146
Total of all active and inactive participants2018-01-01239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01239
Number of participants with account balances2018-01-01202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0111
2017: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01208
Total number of active participants reported on line 7a of the Form 55002017-01-01159
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0142
Total of all active and inactive participants2017-01-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01203
Number of participants with account balances2017-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0113
2016: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01191
Total number of active participants reported on line 7a of the Form 55002016-01-01168
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0136
Total of all active and inactive participants2016-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01207
Number of participants with account balances2016-01-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0111
2015: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01182
Total number of active participants reported on line 7a of the Form 55002015-01-01161
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0125
Total of all active and inactive participants2015-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01189
Number of participants with account balances2015-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01165
Total number of active participants reported on line 7a of the Form 55002014-01-01150
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0125
Total of all active and inactive participants2014-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01178
Number of participants with account balances2014-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-018
2013: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01153
Total number of active participants reported on line 7a of the Form 55002013-01-01139
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0121
Total of all active and inactive participants2013-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01161
Number of participants with account balances2013-01-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01134
Total number of active participants reported on line 7a of the Form 55002012-01-01125
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0124
Total of all active and inactive participants2012-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01150
Number of participants with account balances2012-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-018
2011: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01131
Total number of active participants reported on line 7a of the Form 55002011-01-01108
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0126
Total of all active and inactive participants2011-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01134
Number of participants with account balances2011-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2009: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01131
Total number of active participants reported on line 7a of the Form 55002009-01-01109
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0123
Total of all active and inactive participants2009-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01132
Number of participants with account balances2009-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on NORTHERN BANK AND TRUST COMPANY 401(K) PLAN

Measure Date Value
2022 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-750,990
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,368,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,267,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,563,259
Value of total assets at end of year2022-12-31$19,565,124
Value of total assets at beginning of year2022-12-31$21,684,696
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$100,594
Total interest from all sources2022-12-31$13,799
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$620,231
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$620,231
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,672,906
Participant contributions at end of year2022-12-31$253,486
Participant contributions at beginning of year2022-12-31$278,019
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$501,006
Administrative expenses (other) incurred2022-12-31$1,810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,119,572
Value of net assets at end of year (total assets less liabilities)2022-12-31$19,565,124
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$21,684,696
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$93,139
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$19,311,638
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$21,406,677
Interest on participant loans2022-12-31$13,799
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,948,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$389,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,267,988
Contract administrator fees2022-12-31$5,645
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2022-12-31010494526
2021 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,391,907
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,988,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,886,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,933,087
Value of total assets at end of year2021-12-31$21,684,696
Value of total assets at beginning of year2021-12-31$18,281,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$102,026
Total interest from all sources2021-12-31$14,423
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,233,085
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,233,085
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,526,786
Participant contributions at end of year2021-12-31$278,019
Participant contributions at beginning of year2021-12-31$253,458
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,003,352
Administrative expenses (other) incurred2021-12-31$840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,403,244
Value of net assets at end of year (total assets less liabilities)2021-12-31$21,684,696
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$18,281,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$95,552
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$21,406,677
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$18,027,994
Interest on participant loans2021-12-31$14,423
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,211,312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$402,949
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,886,637
Contract administrator fees2021-12-31$5,634
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2021-12-31010494526
2020 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,097,101
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,016,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,931,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,888,619
Value of total assets at end of year2020-12-31$18,281,452
Value of total assets at beginning of year2020-12-31$17,201,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$85,183
Total interest from all sources2020-12-31$15,451
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$432,802
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$432,802
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,442,452
Participant contributions at end of year2020-12-31$253,458
Participant contributions at beginning of year2020-12-31$224,223
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$58,824
Administrative expenses (other) incurred2020-12-31$6,306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,080,309
Value of net assets at end of year (total assets less liabilities)2020-12-31$18,281,452
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$17,201,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$75,412
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$18,027,994
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$16,976,920
Interest on participant loans2020-12-31$15,451
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,760,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$387,343
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,931,609
Contract administrator fees2020-12-31$3,465
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2020-12-31010494526
2019 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,817,886
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,194,914
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,111,331
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,832,662
Value of total assets at end of year2019-12-31$17,201,143
Value of total assets at beginning of year2019-12-31$14,578,171
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$83,583
Total interest from all sources2019-12-31$12,546
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$598,065
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$598,065
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,188,976
Participant contributions at end of year2019-12-31$224,223
Participant contributions at beginning of year2019-12-31$164,071
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$368,190
Administrative expenses (other) incurred2019-12-31$625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,622,972
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,201,143
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$14,578,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$77,898
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$16,976,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$14,414,100
Interest on participant loans2019-12-31$12,546
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,374,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$275,496
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,111,331
Contract administrator fees2019-12-31$5,060
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2019-12-31010494526
2018 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,154,515
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,295,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,195,784
Value of total corrective distributions2018-12-31$3,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,827,024
Value of total assets at end of year2018-12-31$14,578,171
Value of total assets at beginning of year2018-12-31$14,718,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$95,727
Total interest from all sources2018-12-31$9,079
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$702,716
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$702,716
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$946,749
Participant contributions at end of year2018-12-31$164,071
Participant contributions at beginning of year2018-12-31$200,590
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$603,196
Administrative expenses (other) incurred2018-12-31$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-140,753
Value of net assets at end of year (total assets less liabilities)2018-12-31$14,578,171
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$14,718,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$91,352
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$14,414,100
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$14,103,352
Interest on participant loans2018-12-31$9,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$414,982
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$414,982
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,384,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$277,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,195,784
Contract administrator fees2018-12-31$3,775
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2018-12-31010494526
2017 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,393,285
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,284,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,195,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,118,111
Value of total assets at end of year2017-12-31$14,718,924
Value of total assets at beginning of year2017-12-31$12,609,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$88,492
Total interest from all sources2017-12-31$8,791
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$634,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$634,863
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$805,242
Participant contributions at end of year2017-12-31$200,590
Participant contributions at beginning of year2017-12-31$161,417
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$58,890
Administrative expenses (other) incurred2017-12-31$500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,109,042
Value of net assets at end of year (total assets less liabilities)2017-12-31$14,718,924
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$12,609,882
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$83,717
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$14,103,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,981,448
Interest on participant loans2017-12-31$8,791
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$414,982
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$467,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$467,017
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,631,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$253,979
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,195,751
Contract administrator fees2017-12-31$4,275
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2017-12-31010494526
2016 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,156,595
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$976,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$902,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,203,432
Value of total assets at end of year2016-12-31$12,609,882
Value of total assets at beginning of year2016-12-31$11,429,565
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$73,871
Total interest from all sources2016-12-31$9,023
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$401,715
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$401,715
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$798,835
Participant contributions at end of year2016-12-31$161,417
Participant contributions at beginning of year2016-12-31$170,389
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$167,735
Administrative expenses (other) incurred2016-12-31$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,180,317
Value of net assets at end of year (total assets less liabilities)2016-12-31$12,609,882
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,429,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$71,345
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,981,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,820,232
Interest on participant loans2016-12-31$9,023
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$467,017
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$438,944
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$438,944
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$542,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$236,862
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$902,407
Contract administrator fees2016-12-31$2,076
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2016-12-31010494526
2015 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$881,389
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$311,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$241,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$935,648
Value of total assets at end of year2015-12-31$11,429,565
Value of total assets at beginning of year2015-12-31$10,859,347
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$69,388
Total interest from all sources2015-12-31$8,540
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$484,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$484,164
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$696,985
Participant contributions at end of year2015-12-31$170,389
Participant contributions at beginning of year2015-12-31$136,249
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$36,443
Administrative expenses (other) incurred2015-12-31$456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$570,218
Value of net assets at end of year (total assets less liabilities)2015-12-31$11,429,565
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,859,347
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$67,267
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,820,232
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,317,109
Interest on participant loans2015-12-31$8,540
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$438,944
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$405,989
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$405,989
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-546,963
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$202,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$241,783
Contract administrator fees2015-12-31$1,665
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER NEWMAN NOYES
Accountancy firm EIN2015-12-31010494526
2014 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,496,980
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$601,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$537,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$878,285
Value of total assets at end of year2014-12-31$10,859,347
Value of total assets at beginning of year2014-12-31$9,963,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$64,225
Total interest from all sources2014-12-31$7,065
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$497,201
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$497,201
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$595,106
Participant contributions at end of year2014-12-31$136,249
Participant contributions at beginning of year2014-12-31$120,798
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$89,267
Administrative expenses (other) incurred2014-12-31$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$895,382
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,859,347
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,963,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$62,684
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,317,109
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,271,473
Interest on participant loans2014-12-31$7,065
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$405,989
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$571,694
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$571,694
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$114,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$193,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$537,373
Contract administrator fees2014-12-31$1,091
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MARCUM LLP
Accountancy firm EIN2014-12-31111986323
2013 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,185,374
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$288,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$234,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$867,645
Value of total assets at end of year2013-12-31$9,963,965
Value of total assets at beginning of year2013-12-31$8,067,327
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$54,051
Total interest from all sources2013-12-31$7,090
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$352,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$352,373
Administrative expenses professional fees incurred2013-12-31$8,023
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$559,034
Participant contributions at end of year2013-12-31$120,798
Participant contributions at beginning of year2013-12-31$122,521
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$108,611
Other income not declared elsewhere2013-12-31$12,883
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,896,638
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,963,965
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,067,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$44,888
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,271,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,471,106
Interest on participant loans2013-12-31$7,090
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$1,384,283
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$571,694
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$89,417
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$89,417
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$943,449
Net investment gain or loss from common/collective trusts2013-12-31$1,934
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$234,685
Contract administrator fees2013-12-31$1,140
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MARCUM LLP
Accountancy firm EIN2013-12-31111986323
2012 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,446,928
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$321,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$287,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$652,074
Value of total assets at end of year2012-12-31$8,067,327
Value of total assets at beginning of year2012-12-31$6,942,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$33,813
Total interest from all sources2012-12-31$7,272
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$130,436
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$130,436
Administrative expenses professional fees incurred2012-12-31$17,692
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$451,781
Participant contributions at end of year2012-12-31$122,521
Participant contributions at beginning of year2012-12-31$129,066
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$293
Other income not declared elsewhere2012-12-31$23,288
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,125,270
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,067,327
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,942,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$16,121
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,471,106
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,417,471
Interest on participant loans2012-12-31$7,272
Value of interest in common/collective trusts at end of year2012-12-31$1,384,283
Value of interest in common/collective trusts at beginning of year2012-12-31$1,391,012
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$89,417
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,508
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,508
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$617,237
Net investment gain or loss from common/collective trusts2012-12-31$16,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$287,845
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MARCUM LLP
Accountancy firm EIN2012-12-31111986323
2011 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$388,326
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$272,563
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$250,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$541,965
Value of total assets at end of year2011-12-31$6,942,057
Value of total assets at beginning of year2011-12-31$6,826,294
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,693
Total interest from all sources2011-12-31$7,983
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$159,413
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$159,413
Administrative expenses professional fees incurred2011-12-31$18,184
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$341,965
Participant contributions at end of year2011-12-31$129,066
Participant contributions at beginning of year2011-12-31$146,161
Other income not declared elsewhere2011-12-31$20,283
Administrative expenses (other) incurred2011-12-31$40
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$115,763
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,942,057
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,826,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$3,469
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,417,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,298,355
Interest on participant loans2011-12-31$7,983
Value of interest in common/collective trusts at end of year2011-12-31$1,391,012
Value of interest in common/collective trusts at beginning of year2011-12-31$1,282,590
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,508
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$99,188
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$99,188
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-362,752
Net investment gain or loss from common/collective trusts2011-12-31$21,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$250,870
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PARENT MCLAUGHLIN & NANGLE
Accountancy firm EIN2011-12-31042603383
2010 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,162,303
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$237,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$210,310
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$512,942
Value of total assets at end of year2010-12-31$6,826,294
Value of total assets at beginning of year2010-12-31$5,901,025
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$26,724
Total interest from all sources2010-12-31$8,432
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$83,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$83,168
Administrative expenses professional fees incurred2010-12-31$19,323
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$311,113
Participant contributions at end of year2010-12-31$146,161
Participant contributions at beginning of year2010-12-31$146,479
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,829
Other income not declared elsewhere2010-12-31$11,501
Administrative expenses (other) incurred2010-12-31$7,401
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$925,269
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,826,294
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,901,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,298,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,517,189
Interest on participant loans2010-12-31$8,432
Value of interest in common/collective trusts at end of year2010-12-31$1,282,590
Value of interest in common/collective trusts at beginning of year2010-12-31$835,150
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$99,188
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$402,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$402,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$526,305
Net investment gain or loss from common/collective trusts2010-12-31$19,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$200,000
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$210,310
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PARENT MCLAUGHLIN & NANGLE
Accountancy firm EIN2010-12-31042603383
2009 : NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NORTHERN BANK AND TRUST COMPANY 401(K) PLAN

2022: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NORTHERN BANK AND TRUST COMPANY 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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