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HELFRICH BROS BOILER WORKS INC 401(K) PLAN 401k Plan overview

Plan NameHELFRICH BROS BOILER WORKS INC 401(K) PLAN
Plan identification number 001

HELFRICH BROS BOILER WORKS INC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HELFRICH BROS BOILER WORKS, INC. has sponsored the creation of one or more 401k plans.

Company Name:HELFRICH BROS BOILER WORKS, INC.
Employer identification number (EIN):042280630
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HELFRICH BROS BOILER WORKS INC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01VICTORIA HELFRICH2021-09-28
0012020-01-01VICTORIA HELFRICH2021-09-03
0012019-01-01VICTORIA PRESUTTI2020-07-29
0012018-01-01VICTORIA PRESUTTI2019-07-15
0012017-01-01VICTORIA PRESUTTI2018-10-02
0012016-01-01VICTORIA PRESUTTI2017-09-28
0012015-01-01JESSICA HELFRICH2016-10-06
0012014-01-01JESSICA HELFRICH2016-01-21
0012013-01-01
0012012-01-01CHRISTINE LISON
0012011-01-01CHRISTINE LISON
0012010-01-01CHRISTINE LISON
0012009-01-01HELFRICH BROS BOILER WORKS INC

Plan Statistics for HELFRICH BROS BOILER WORKS INC 401(K) PLAN

401k plan membership statisitcs for HELFRICH BROS BOILER WORKS INC 401(K) PLAN

Measure Date Value
2022: HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01302
Total number of active participants reported on line 7a of the Form 55002022-01-01289
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0133
Total of all active and inactive participants2022-01-01322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01322
Number of participants with account balances2022-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01307
Total number of active participants reported on line 7a of the Form 55002021-01-01252
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0124
Total of all active and inactive participants2021-01-01276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01276
Number of participants with account balances2021-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2012: HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01107
Total number of active participants reported on line 7a of the Form 55002012-01-0167
Number of other retired or separated participants entitled to future benefits2012-01-014
Total of all active and inactive participants2012-01-0171
Total participants2012-01-0171
Number of participants with account balances2012-01-0130
2011: HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01120
Total number of active participants reported on line 7a of the Form 55002011-01-01104
Number of other retired or separated participants entitled to future benefits2011-01-013
Total of all active and inactive participants2011-01-01107
Total participants2011-01-01107
Number of participants with account balances2011-01-0120
2010: HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01106
Total number of active participants reported on line 7a of the Form 55002010-01-01101
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0119
Total of all active and inactive participants2010-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01120
Number of participants with account balances2010-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0185
Total number of active participants reported on line 7a of the Form 55002009-01-01108
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0112
Total of all active and inactive participants2009-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01120
Number of participants with account balances2009-01-0130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on HELFRICH BROS BOILER WORKS INC 401(K) PLAN

Measure Date Value
2022 : HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$357,980
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,043,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,020,958
Expenses. Certain deemed distributions of participant loans2022-12-31$11,868
Value of total corrective distributions2022-12-31$5,352
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,476,936
Value of total assets at end of year2022-12-31$6,199,646
Value of total assets at beginning of year2022-12-31$6,884,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4,946
Total interest from all sources2022-12-31$10,124
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$454,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$454,523
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$975,605
Participant contributions at end of year2022-12-31$234,770
Participant contributions at beginning of year2022-12-31$195,136
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$123,971
Administrative expenses (other) incurred2022-12-31$4,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-685,144
Value of net assets at end of year (total assets less liabilities)2022-12-31$6,199,646
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,884,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$5,964,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$6,689,654
Interest on participant loans2022-12-31$10,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,583,603
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$377,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,020,958
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PKF O'CONNOR DAVIES LLP
Accountancy firm EIN2022-12-31271728945
2021 : HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,980,901
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$308,291
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$290,060
Expenses. Certain deemed distributions of participant loans2021-12-31$13,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,257,278
Value of total assets at end of year2021-12-31$6,884,790
Value of total assets at beginning of year2021-12-31$5,212,180
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$5,150
Total interest from all sources2021-12-31$8,925
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$547,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$547,444
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$878,509
Participant contributions at end of year2021-12-31$195,136
Participant contributions at beginning of year2021-12-31$150,808
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$41,490
Other income not declared elsewhere2021-12-31$27
Administrative expenses (other) incurred2021-12-31$5,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,672,610
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,884,790
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$5,212,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$6,689,654
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$5,061,372
Interest on participant loans2021-12-31$8,925
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$167,227
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$337,279
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$290,060
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DGC, A DIVISION OF PKF
Accountancy firm EIN2021-12-31271728945
2012 : HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$231,060
Expenses. Total of all expenses incurred2012-12-31$108,467
Benefits paid (including direct rollovers)2012-12-31$107,600
Total plan assets at end of year2012-12-31$1,174,381
Total plan assets at beginning of year2012-12-31$1,051,788
Total contributions received or receivable from participants2012-12-31$88,826
Other income received2012-12-31$128,412
Net income (gross income less expenses)2012-12-31$122,593
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,174,381
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,051,788
Assets. Value of participant loans2012-12-31$5,181
Total contributions received or receivable from employer(s)2012-12-31$13,822
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$867
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$57,652
Expenses. Total of all expenses incurred2011-12-31$59,845
Benefits paid (including direct rollovers)2011-12-31$58,541
Total plan assets at end of year2011-12-31$1,051,788
Total plan assets at beginning of year2011-12-31$1,023,584
Value of fidelity bond covering the plan2011-12-31$110,000
Total contributions received or receivable from participants2011-12-31$99,633
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-56,271
Net income (gross income less expenses)2011-12-31$-2,193
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,051,788
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,023,584
Assets. Value of participant loans2011-12-31$18,896
Total contributions received or receivable from employer(s)2011-12-31$14,290
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$1,304
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$208,860
Expenses. Total of all expenses incurred2010-12-31$35,014
Benefits paid (including direct rollovers)2010-12-31$34,568
Total plan assets at end of year2010-12-31$1,023,584
Total plan assets at beginning of year2010-12-31$849,738
Value of fidelity bond covering the plan2010-12-31$0
Total contributions received or receivable from participants2010-12-31$83,992
Expenses. Other expenses not covered elsewhere2010-12-31$242
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$111,504
Net income (gross income less expenses)2010-12-31$173,846
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,023,584
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$849,738
Assets. Value of participant loans2010-12-31$21,253
Total contributions received or receivable from employer(s)2010-12-31$13,364
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$204
2009 : HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for HELFRICH BROS BOILER WORKS INC 401(K) PLAN

2022: HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2012: HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HELFRICH BROS BOILER WORKS INC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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