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HARVEY INDUSTRIES, INC. 401(K) PLAN 401k Plan overview

Plan NameHARVEY INDUSTRIES, INC. 401(K) PLAN
Plan identification number 001

HARVEY INDUSTRIES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HARVEY INDUSTRIES, LLC has sponsored the creation of one or more 401k plans.

Company Name:HARVEY INDUSTRIES, LLC
Employer identification number (EIN):042282465
NAIC Classification:423300

Additional information about HARVEY INDUSTRIES, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0807057

More information about HARVEY INDUSTRIES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARVEY INDUSTRIES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JENNIFER MURPHY
0012016-03-01JENNIFER MURPHY
0012015-03-01CYNTHIA AULENBACH
0012014-03-01CYNTHIA AULENBACH
0012013-03-01CYNTHIA AULENBACH
0012012-03-01CYNTHIA AULENBACH
0012011-03-01CYNTHIA J. AULENBACH CYNTHIA J. AULENBACH2012-11-26
0012009-03-01CYNTHIA AULENBACH

Plan Statistics for HARVEY INDUSTRIES, INC. 401(K) PLAN

401k plan membership statisitcs for HARVEY INDUSTRIES, INC. 401(K) PLAN

Measure Date Value
2022: HARVEY INDUSTRIES, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,275
Total number of active participants reported on line 7a of the Form 55002022-01-01806
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01435
Total of all active and inactive participants2022-01-011,241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-011,244
Number of participants with account balances2022-01-011,186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0112
2021: HARVEY INDUSTRIES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,185
Total number of active participants reported on line 7a of the Form 55002021-01-01789
Number of retired or separated participants receiving benefits2021-01-0129
Number of other retired or separated participants entitled to future benefits2021-01-01444
Total of all active and inactive participants2021-01-011,262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-011,264
Number of participants with account balances2021-01-011,216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0122
2020: HARVEY INDUSTRIES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,732
Total number of active participants reported on line 7a of the Form 55002020-01-01633
Number of retired or separated participants receiving benefits2020-01-0140
Number of other retired or separated participants entitled to future benefits2020-01-01486
Total of all active and inactive participants2020-01-011,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-011,162
Number of participants with account balances2020-01-011,113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: HARVEY INDUSTRIES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,563
Total number of active participants reported on line 7a of the Form 55002019-01-011,295
Number of retired or separated participants receiving benefits2019-01-0181
Number of other retired or separated participants entitled to future benefits2019-01-01330
Total of all active and inactive participants2019-01-011,706
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-015
Total participants2019-01-011,711
Number of participants with account balances2019-01-011,622
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0112
2018: HARVEY INDUSTRIES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,553
Total number of active participants reported on line 7a of the Form 55002018-01-011,298
Number of retired or separated participants receiving benefits2018-01-0113
Number of other retired or separated participants entitled to future benefits2018-01-01217
Total of all active and inactive participants2018-01-011,528
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-016
Total participants2018-01-011,534
Number of participants with account balances2018-01-011,483
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0116
2017: HARVEY INDUSTRIES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,578
Total number of active participants reported on line 7a of the Form 55002017-01-011,298
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01253
Total of all active and inactive participants2017-01-011,551
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-011,553
Number of participants with account balances2017-01-011,517
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01166
2016: HARVEY INDUSTRIES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-03-011,552
Total number of active participants reported on line 7a of the Form 55002016-03-011,251
Number of retired or separated participants receiving benefits2016-03-010
Number of other retired or separated participants entitled to future benefits2016-03-01279
Total of all active and inactive participants2016-03-011,530
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-03-011
Total participants2016-03-011,531
Number of participants with account balances2016-03-011,522
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-03-01137
2015: HARVEY INDUSTRIES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-03-011,465
Total number of active participants reported on line 7a of the Form 55002015-03-011,248
Number of retired or separated participants receiving benefits2015-03-010
Number of other retired or separated participants entitled to future benefits2015-03-01262
Total of all active and inactive participants2015-03-011,510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-03-012
Total participants2015-03-011,512
Number of participants with account balances2015-03-011,500
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-03-01129
2014: HARVEY INDUSTRIES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-03-011,387
Total number of active participants reported on line 7a of the Form 55002014-03-011,150
Number of retired or separated participants receiving benefits2014-03-010
Number of other retired or separated participants entitled to future benefits2014-03-01265
Total of all active and inactive participants2014-03-011,415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-03-012
Total participants2014-03-011,417
Number of participants with account balances2014-03-011,415
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-03-0195
2013: HARVEY INDUSTRIES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-03-011,359
Total number of active participants reported on line 7a of the Form 55002013-03-011,116
Number of retired or separated participants receiving benefits2013-03-010
Number of other retired or separated participants entitled to future benefits2013-03-01244
Total of all active and inactive participants2013-03-011,360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-03-011
Total participants2013-03-011,361
Number of participants with account balances2013-03-011,336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-03-0165
2012: HARVEY INDUSTRIES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-03-011,395
Total number of active participants reported on line 7a of the Form 55002012-03-011,062
Number of retired or separated participants receiving benefits2012-03-010
Number of other retired or separated participants entitled to future benefits2012-03-01278
Total of all active and inactive participants2012-03-011,340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-03-011
Total participants2012-03-011,341
Number of participants with account balances2012-03-011,341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-03-0160
2011: HARVEY INDUSTRIES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-03-011,531
Total number of active participants reported on line 7a of the Form 55002011-03-011,104
Number of retired or separated participants receiving benefits2011-03-010
Number of other retired or separated participants entitled to future benefits2011-03-01280
Total of all active and inactive participants2011-03-011,384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-03-010
Total participants2011-03-011,384
Number of participants with account balances2011-03-011,378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-03-0180
2009: HARVEY INDUSTRIES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-03-011,577
Total number of active participants reported on line 7a of the Form 55002009-03-011,160
Number of retired or separated participants receiving benefits2009-03-010
Number of other retired or separated participants entitled to future benefits2009-03-01323
Total of all active and inactive participants2009-03-011,483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-03-010
Total participants2009-03-011,483
Number of participants with account balances2009-03-011,475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-03-01110

Financial Data on HARVEY INDUSTRIES, INC. 401(K) PLAN

Measure Date Value
2022 : HARVEY INDUSTRIES, INC. 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$0
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-11,844,441
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$15,030,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$14,788,482
Expenses. Certain deemed distributions of participant loans2022-12-31$13,299
Value of total corrective distributions2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,883,632
Value of total assets at end of year2022-12-31$78,830,833
Value of total assets at beginning of year2022-12-31$105,705,524
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$228,469
Total income from rents2022-12-31$0
Total interest from all sources2022-12-31$67,405
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$891,979
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$891,979
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$55,513
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,935,488
Participant contributions at end of year2022-12-31$1,459,649
Participant contributions at beginning of year2022-12-31$1,498,894
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$359,435
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$14,898
Administrative expenses (other) incurred2022-12-31$54,924
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-26,874,691
Value of net assets at end of year (total assets less liabilities)2022-12-31$78,830,833
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$105,705,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$20,267
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$21,512,926
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$95,865,768
Interest on participant loans2022-12-31$67,405
Income. Interest from loans (other than to participants)2022-12-31$0
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in master investment trust accounts at end of year2022-12-31$0
Value of interest in master investment trust accounts at beginning of year2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$55,835,863
Value of interest in common/collective trusts at beginning of year2022-12-31$8,340,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2022-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-13,010,345
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$-4,692,010
Net gain/loss from 103.12 investment entities2022-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$1,588,709
Employer contributions (assets) at end of year2022-12-31$22,395
Employer contributions (assets) at beginning of year2022-12-31$0
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$14,788,482
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Contract administrator fees2022-12-31$97,765
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$0
Aggregate carrying amount (costs) on sale of assets2022-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$0
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CARON & BLETZER,PLLC
Accountancy firm EIN2022-12-31043499945
2021 : HARVEY INDUSTRIES, INC. 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$18,549,448
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$19,480,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$19,244,894
Expenses. Certain deemed distributions of participant loans2021-12-31$7,336
Value of total corrective distributions2021-12-31$47,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,102,275
Value of total assets at end of year2021-12-31$105,705,524
Value of total assets at beginning of year2021-12-31$106,636,720
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$180,961
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$72,090
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$7,068,418
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$7,068,418
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,757,673
Participant contributions at end of year2021-12-31$1,498,894
Participant contributions at beginning of year2021-12-31$1,483,919
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$32,326
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$203,253
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$150,698
Administrative expenses (other) incurred2021-12-31$158,048
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$-931,196
Value of net assets at end of year (total assets less liabilities)2021-12-31$105,705,524
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$106,636,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$22,913
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$95,865,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$95,323,883
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$72,090
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$8,340,862
Value of interest in common/collective trusts at beginning of year2021-12-31$9,521,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,487,456
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$668,511
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$1,141,349
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$275,000
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$19,244,894
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2021-12-31043499945
2020 : HARVEY INDUSTRIES, INC. 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$8,603,436
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$21,228,834
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$33,172,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$32,450,509
Expenses. Certain deemed distributions of participant loans2020-12-31$493,671
Value of total corrective distributions2020-12-31$99
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,143,656
Value of total assets at end of year2020-12-31$106,636,720
Value of total assets at beginning of year2020-12-31$127,184,261
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$228,660
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$143,643
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$4,406,107
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$4,406,107
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$600
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,843,049
Participant contributions at end of year2020-12-31$1,483,919
Participant contributions at beginning of year2020-12-31$3,689,991
Participant contributions at end of year2020-12-31$32,326
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$744,079
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$155,506
Administrative expenses (other) incurred2020-12-31$205,668
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$-11,944,105
Value of net assets at end of year (total assets less liabilities)2020-12-31$106,636,720
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$127,184,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Investment advisory and management fees2020-12-31$22,392
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$95,323,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$113,927,929
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$143,643
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in master investment trust accounts at end of year2020-12-31$0
Value of interest in master investment trust accounts at beginning of year2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$9,521,592
Value of interest in common/collective trusts at beginning of year2020-12-31$9,563,225
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$9,930,295
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$449,627
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$0
Assets. Value of employer real property at end of year2020-12-31$0
Assets. Value of employer real property at beginning of year2020-12-31$0
Contributions received in cash from employer2020-12-31$1,556,528
Employer contributions (assets) at end of year2020-12-31$275,000
Employer contributions (assets) at beginning of year2020-12-31$3,116
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$32,450,509
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Contract administrator fees2020-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CARON & BLETZER, PLLC
Accountancy firm EIN2020-12-31043499945
2019 : HARVEY INDUSTRIES, INC. 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$32,980,862
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$17,604,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$17,134,663
Expenses. Certain deemed distributions of participant loans2019-12-31$277,082
Value of total corrective distributions2019-12-31$220
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,573,645
Value of total assets at end of year2019-12-31$127,184,261
Value of total assets at beginning of year2019-12-31$111,807,730
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$192,366
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$202,948
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,371,308
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,371,308
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$300
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$5,389,905
Participant contributions at end of year2019-12-31$3,689,991
Participant contributions at beginning of year2019-12-31$4,213,081
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$469,292
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$166,072
Administrative expenses (other) incurred2019-12-31$138,205
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$15,376,531
Value of net assets at end of year (total assets less liabilities)2019-12-31$127,184,261
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$111,807,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Investment advisory and management fees2019-12-31$53,861
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$113,927,929
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$99,784,447
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$202,948
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in master investment trust accounts at end of year2019-12-31$0
Value of interest in master investment trust accounts at beginning of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$9,563,225
Value of interest in common/collective trusts at beginning of year2019-12-31$7,758,358
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2019-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$17,504,000
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$1,162,889
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Value of employer real property at end of year2019-12-31$0
Assets. Value of employer real property at beginning of year2019-12-31$0
Contributions received in cash from employer2019-12-31$2,714,448
Employer contributions (assets) at end of year2019-12-31$3,116
Employer contributions (assets) at beginning of year2019-12-31$51,844
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$17,134,663
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Contract administrator fees2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CARON, BLETZER, PLLC
Accountancy firm EIN2019-12-31043499945
2018 : HARVEY INDUSTRIES, INC. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,917,780
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$16,138,351
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$16,044,597
Expenses. Certain deemed distributions of participant loans2018-12-31$9,681
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$8,444,954
Value of total assets at end of year2018-12-31$111,807,730
Value of total assets at beginning of year2018-12-31$126,028,301
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$84,073
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$228,243
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$6,726,931
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$6,726,931
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,131,961
Participant contributions at end of year2018-12-31$4,213,081
Participant contributions at beginning of year2018-12-31$4,945,022
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$616,912
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$79,177
Administrative expenses (other) incurred2018-12-31$56,515
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-14,220,571
Value of net assets at end of year (total assets less liabilities)2018-12-31$111,807,730
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$126,028,301
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Investment advisory and management fees2018-12-31$4,860
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$99,784,447
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$112,674,478
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,409,131
Interest on participant loans2018-12-31$228,243
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in master investment trust accounts at end of year2018-12-31$0
Value of interest in master investment trust accounts at beginning of year2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$7,758,358
Value of interest in common/collective trusts at beginning of year2018-12-31$3,999,670
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-13,325,573
Net investment gain/loss from pooled separate accounts2018-12-31$39,266
Net investment gain or loss from common/collective trusts2018-12-31$-275,218
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$0
Assets. Invements in employer securities at beginning of year2018-12-31$0
Assets. Value of employer real property at end of year2018-12-31$0
Assets. Value of employer real property at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$2,696,081
Employer contributions (assets) at end of year2018-12-31$51,844
Employer contributions (assets) at beginning of year2018-12-31$0
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$16,044,597
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$0
Contract administrator fees2018-12-31$22,698
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Liabilities. Value of benefit claims payable at end of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CARON, BLETZER, PLLC
Accountancy firm EIN2018-12-31043499945
2017 : HARVEY INDUSTRIES, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$26,582,691
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$8,438,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$8,360,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,585,141
Value of total assets at end of year2017-12-31$126,028,301
Value of total assets at beginning of year2017-12-31$107,883,865
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$77,955
Total interest from all sources2017-12-31$219,947
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,626,063
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,626,063
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,885,909
Participant contributions at end of year2017-12-31$4,945,022
Participant contributions at beginning of year2017-12-31$4,867,184
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$108,387
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$18,144,436
Value of net assets at end of year (total assets less liabilities)2017-12-31$126,028,301
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$107,883,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$18,713
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$112,674,478
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$94,195,611
Value of interest in pooled separate accounts at end of year2017-12-31$4,409,131
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,612,513
Interest on participant loans2017-12-31$219,947
Value of interest in common/collective trusts at end of year2017-12-31$3,999,670
Value of interest in common/collective trusts at beginning of year2017-12-31$3,708,557
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$16,573,143
Net investment gain/loss from pooled separate accounts2017-12-31$61,643
Net investment gain or loss from common/collective trusts2017-12-31$516,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,590,845
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$1,500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$8,360,300
Contract administrator fees2017-12-31$59,242
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CARON BLETZER, PLLC
Accountancy firm EIN2017-12-31043499945
2016 : HARVEY INDUSTRIES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$16,569,187
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,467,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,376,257
Expenses. Certain deemed distributions of participant loans2016-12-31$12,513
Value of total corrective distributions2016-12-31$3,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,312,289
Value of total assets at end of year2016-12-31$107,883,865
Value of total assets at beginning of year2016-12-31$97,781,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$75,173
Total interest from all sources2016-12-31$175,108
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$747,609
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$747,609
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,657,748
Participant contributions at end of year2016-12-31$4,867,184
Participant contributions at beginning of year2016-12-31$4,519,349
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$154,541
Administrative expenses (other) incurred2016-12-31$353
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$10,101,962
Value of net assets at end of year (total assets less liabilities)2016-12-31$107,883,865
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$97,781,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$14,511
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$94,195,611
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$65,994,071
Value of interest in pooled separate accounts at end of year2016-12-31$3,612,513
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,476,337
Interest on participant loans2016-12-31$175,111
Value of interest in common/collective trusts at end of year2016-12-31$3,708,557
Value of interest in common/collective trusts at beginning of year2016-12-31$19,340,682
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,451,464
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,451,464
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$-3
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$8,831,628
Net investment gain/loss from pooled separate accounts2016-12-31$43,892
Net investment gain or loss from common/collective trusts2016-12-31$1,458,661
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,500,000
Employer contributions (assets) at end of year2016-12-31$1,500,000
Employer contributions (assets) at beginning of year2016-12-31$3,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,376,257
Contract administrator fees2016-12-31$60,309
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CARON BLETZER, PLLC
Accountancy firm EIN2016-12-31043499945
Total unrealized appreciation/depreciation of assets2016-02-29$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-02-29$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-02-29$0
Total income from all sources (including contributions)2016-02-29$-1,724,531
Total loss/gain on sale of assets2016-02-29$-2,391
Total of all expenses incurred2016-02-29$4,188,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-02-29$4,109,580
Value of total corrective distributions2016-02-29$2,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-02-29$6,893,733
Value of total assets at end of year2016-02-29$97,781,903
Value of total assets at beginning of year2016-02-29$103,694,763
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-02-29$76,056
Total interest from all sources2016-02-29$193,454
Total dividends received (eg from common stock, registered investment company shares)2016-02-29$752,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-02-29No
Total dividends received from registered investment company shares (eg mutual funds)2016-02-29$752,524
Was this plan covered by a fidelity bond2016-02-29Yes
Value of fidelity bond cover2016-02-29$5,000,000
If this is an individual account plan, was there a blackout period2016-02-29No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-02-29$0
Were there any nonexempt tranactions with any party-in-interest2016-02-29No
Contributions received from participants2016-02-29$3,801,999
Participant contributions at end of year2016-02-29$4,519,349
Participant contributions at beginning of year2016-02-29$4,594,329
Income. Received or receivable in cash from other sources (including rollovers)2016-02-29$91,734
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-02-29$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-02-29$0
Liabilities. Value of operating payables at end of year2016-02-29$0
Liabilities. Value of operating payables at beginning of year2016-02-29$0
Total non interest bearing cash at end of year2016-02-29$0
Total non interest bearing cash at beginning of year2016-02-29$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-02-29No
Value of net income/loss2016-02-29$-5,912,860
Value of net assets at end of year (total assets less liabilities)2016-02-29$97,781,903
Value of net assets at beginning of year (total assets less liabilities)2016-02-29$103,694,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-02-29No
Were any loans by the plan or fixed income obligations due to the plan in default2016-02-29No
Were any leases to which the plan was party in default or uncollectible2016-02-29No
Assets. partnership/joint venture interests at end of year2016-02-29$0
Assets. partnership/joint venture interests at beginning of year2016-02-29$0
Investment advisory and management fees2016-02-29$47,427
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-02-29$65,994,071
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-02-29$72,695,494
Value of interest in pooled separate accounts at end of year2016-02-29$3,476,337
Value of interest in pooled separate accounts at beginning of year2016-02-29$3,406,989
Interest on participant loans2016-02-29$193,454
Value of interest in common/collective trusts at end of year2016-02-29$19,340,682
Value of interest in common/collective trusts at beginning of year2016-02-29$20,497,951
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-02-29$1,451,464
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-02-29$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-02-29$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-02-29$-8,450,654
Net investment gain/loss from pooled separate accounts2016-02-29$21,010
Net investment gain or loss from common/collective trusts2016-02-29$-1,132,207
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-02-29Yes
Was there a failure to transmit to the plan any participant contributions2016-02-29No
Has the plan failed to provide any benefit when due under the plan2016-02-29No
Contributions received in cash from employer2016-02-29$3,000,000
Employer contributions (assets) at end of year2016-02-29$3,000,000
Employer contributions (assets) at beginning of year2016-02-29$2,500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-02-29$4,109,580
Contract administrator fees2016-02-29$28,629
Did the plan have assets held for investment2016-02-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-02-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-02-29No
Aggregate proceeds on sale of assets2016-02-29$101,487
Aggregate carrying amount (costs) on sale of assets2016-02-29$103,878
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-02-29Yes
Opinion of an independent qualified public accountant for this plan2016-02-29Disclaimer
Accountancy firm name2016-02-29CARON BLETZER, PLLC
Accountancy firm EIN2016-02-29043499945
2015 : HARVEY INDUSTRIES, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-02-28$-39,122
Total unrealized appreciation/depreciation of assets2015-02-28$-39,122
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-02-28$0
Total income from all sources (including contributions)2015-02-28$12,562,324
Total loss/gain on sale of assets2015-02-28$-22,828
Total of all expenses incurred2015-02-28$5,053,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-02-28$4,949,409
Value of total corrective distributions2015-02-28$812
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-02-28$6,027,624
Value of total assets at end of year2015-02-28$103,694,763
Value of total assets at beginning of year2015-02-28$96,186,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-02-28$103,494
Total interest from all sources2015-02-28$204,287
Total dividends received (eg from common stock, registered investment company shares)2015-02-28$804,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-02-28No
Total dividends received from registered investment company shares (eg mutual funds)2015-02-28$804,430
Was this plan covered by a fidelity bond2015-02-28Yes
Value of fidelity bond cover2015-02-28$5,000,000
If this is an individual account plan, was there a blackout period2015-02-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-02-28$0
Were there any nonexempt tranactions with any party-in-interest2015-02-28No
Contributions received from participants2015-02-28$3,318,060
Participant contributions at end of year2015-02-28$4,594,329
Participant contributions at beginning of year2015-02-28$4,633,301
Income. Received or receivable in cash from other sources (including rollovers)2015-02-28$209,564
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-02-28$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-02-28$0
Administrative expenses (other) incurred2015-02-28$3,198
Liabilities. Value of operating payables at end of year2015-02-28$0
Liabilities. Value of operating payables at beginning of year2015-02-28$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-02-28No
Value of net income/loss2015-02-28$7,508,609
Value of net assets at end of year (total assets less liabilities)2015-02-28$103,694,763
Value of net assets at beginning of year (total assets less liabilities)2015-02-28$96,186,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2015-02-28No
Were any leases to which the plan was party in default or uncollectible2015-02-28No
Assets. partnership/joint venture interests at end of year2015-02-28$0
Assets. partnership/joint venture interests at beginning of year2015-02-28$0
Investment advisory and management fees2015-02-28$48,522
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-02-28$72,695,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-02-28$63,118,135
Value of interest in pooled separate accounts at end of year2015-02-28$3,406,989
Value of interest in pooled separate accounts at beginning of year2015-02-28$3,448,481
Interest on participant loans2015-02-28$204,287
Value of interest in common/collective trusts at end of year2015-02-28$20,497,951
Value of interest in common/collective trusts at beginning of year2015-02-28$14,193,931
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-02-28$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-02-28$301,011
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-02-28$301,011
Assets. Value of investments in 103.12 investment entities at end of year2015-02-28$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-02-28$7,491,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-02-28$4,266,810
Net investment gain/loss from pooled separate accounts2015-02-28$28,199
Net investment gain or loss from common/collective trusts2015-02-28$1,675,441
Net gain/loss from 103.12 investment entities2015-02-28$-382,517
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-02-28Yes
Was there a failure to transmit to the plan any participant contributions2015-02-28No
Has the plan failed to provide any benefit when due under the plan2015-02-28No
Contributions received in cash from employer2015-02-28$2,500,000
Employer contributions (assets) at end of year2015-02-28$2,500,000
Employer contributions (assets) at beginning of year2015-02-28$3,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-02-28$4,949,409
Contract administrator fees2015-02-28$51,774
Did the plan have assets held for investment2015-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-02-28No
Aggregate proceeds on sale of assets2015-02-28$117,621
Aggregate carrying amount (costs) on sale of assets2015-02-28$140,449
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-02-28Yes
Opinion of an independent qualified public accountant for this plan2015-02-28Disclaimer
Accountancy firm name2015-02-28CARON BLETZER, PLLC
Accountancy firm EIN2015-02-28043499945
2014 : HARVEY INDUSTRIES, INC. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-02-28$-6,319
Total unrealized appreciation/depreciation of assets2014-02-28$-6,319
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-02-28$0
Total income from all sources (including contributions)2014-02-28$17,303,212
Total loss/gain on sale of assets2014-02-28$0
Total of all expenses incurred2014-02-28$5,068,910
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-02-28$4,987,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-02-28$6,080,147
Value of total assets at end of year2014-02-28$96,186,154
Value of total assets at beginning of year2014-02-28$83,951,852
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-02-28$81,769
Total interest from all sources2014-02-28$196,405
Total dividends received (eg from common stock, registered investment company shares)2014-02-28$495,924
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-02-28No
Total dividends received from registered investment company shares (eg mutual funds)2014-02-28$495,924
Was this plan covered by a fidelity bond2014-02-28Yes
Value of fidelity bond cover2014-02-28$5,000,000
If this is an individual account plan, was there a blackout period2014-02-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-02-28$0
Were there any nonexempt tranactions with any party-in-interest2014-02-28No
Contributions received from participants2014-02-28$2,967,027
Participant contributions at end of year2014-02-28$4,633,301
Participant contributions at beginning of year2014-02-28$4,560,519
Income. Received or receivable in cash from other sources (including rollovers)2014-02-28$113,120
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-02-28$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-02-28$0
Liabilities. Value of operating payables at end of year2014-02-28$0
Liabilities. Value of operating payables at beginning of year2014-02-28$0
Total non interest bearing cash at end of year2014-02-28$0
Total non interest bearing cash at beginning of year2014-02-28$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-02-28No
Value of net income/loss2014-02-28$12,234,302
Value of net assets at end of year (total assets less liabilities)2014-02-28$96,186,154
Value of net assets at beginning of year (total assets less liabilities)2014-02-28$83,951,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2014-02-28No
Were any leases to which the plan was party in default or uncollectible2014-02-28No
Assets. partnership/joint venture interests at end of year2014-02-28$0
Assets. partnership/joint venture interests at beginning of year2014-02-28$0
Investment advisory and management fees2014-02-28$37,483
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-02-28$63,118,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-02-28$53,805,691
Value of interest in pooled separate accounts at end of year2014-02-28$3,448,481
Value of interest in pooled separate accounts at beginning of year2014-02-28$3,049,695
Interest on participant loans2014-02-28$196,283
Value of interest in common/collective trusts at end of year2014-02-28$14,193,931
Value of interest in common/collective trusts at beginning of year2014-02-28$15,004,122
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-02-28$301,011
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-02-28$731,949
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-02-28$731,949
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-02-28$122
Assets. Value of investments in 103.12 investment entities at end of year2014-02-28$7,491,295
Assets. Value of investments in 103.12 investment entities at beginning of year2014-02-28$6,799,876
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-02-28$8,483,809
Net investment gain/loss from pooled separate accounts2014-02-28$-8,630
Net investment gain or loss from common/collective trusts2014-02-28$2,094,556
Net gain/loss from 103.12 investment entities2014-02-28$-32,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-02-28No
Was there a failure to transmit to the plan any participant contributions2014-02-28No
Has the plan failed to provide any benefit when due under the plan2014-02-28No
Contributions received in cash from employer2014-02-28$3,000,000
Employer contributions (assets) at end of year2014-02-28$3,000,000
Employer contributions (assets) at beginning of year2014-02-28$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-02-28$4,987,141
Contract administrator fees2014-02-28$44,286
Did the plan have assets held for investment2014-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-02-28Yes
Opinion of an independent qualified public accountant for this plan2014-02-28Disclaimer
Accountancy firm name2014-02-28CARON BLETZER, PLLC
Accountancy firm EIN2014-02-28043499945
2013 : HARVEY INDUSTRIES, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-02-28$-14,207
Total unrealized appreciation/depreciation of assets2013-02-28$-14,207
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-02-28$0
Total income from all sources (including contributions)2013-02-28$9,412,494
Total loss/gain on sale of assets2013-02-28$0
Total of all expenses incurred2013-02-28$4,384,796
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-02-28$4,307,277
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-02-28$3,113,497
Value of total assets at end of year2013-02-28$83,951,852
Value of total assets at beginning of year2013-02-28$78,924,154
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-02-28$77,519
Total interest from all sources2013-02-28$193,984
Total dividends received (eg from common stock, registered investment company shares)2013-02-28$998,131
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-02-28No
Total dividends received from registered investment company shares (eg mutual funds)2013-02-28$998,131
Was this plan covered by a fidelity bond2013-02-28Yes
Value of fidelity bond cover2013-02-28$5,000,000
If this is an individual account plan, was there a blackout period2013-02-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-02-28$0
Were there any nonexempt tranactions with any party-in-interest2013-02-28No
Contributions received from participants2013-02-28$2,732,735
Participant contributions at end of year2013-02-28$4,560,519
Participant contributions at beginning of year2013-02-28$4,365,937
Income. Received or receivable in cash from other sources (including rollovers)2013-02-28$380,762
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-02-28$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-02-28$0
Liabilities. Value of operating payables at end of year2013-02-28$0
Liabilities. Value of operating payables at beginning of year2013-02-28$0
Total non interest bearing cash at end of year2013-02-28$0
Total non interest bearing cash at beginning of year2013-02-28$104,806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-02-28No
Value of net income/loss2013-02-28$5,027,698
Value of net assets at end of year (total assets less liabilities)2013-02-28$83,951,852
Value of net assets at beginning of year (total assets less liabilities)2013-02-28$78,924,154
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2013-02-28No
Were any leases to which the plan was party in default or uncollectible2013-02-28No
Assets. partnership/joint venture interests at end of year2013-02-28$0
Assets. partnership/joint venture interests at beginning of year2013-02-28$0
Investment advisory and management fees2013-02-28$35,969
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-02-28$53,805,691
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-02-28$43,392,456
Value of interest in pooled separate accounts at end of year2013-02-28$3,049,695
Value of interest in pooled separate accounts at beginning of year2013-02-28$2,661,145
Interest on participant loans2013-02-28$193,489
Value of interest in common/collective trusts at end of year2013-02-28$15,004,122
Value of interest in common/collective trusts at beginning of year2013-02-28$20,273,987
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-02-28$731,949
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-02-28$593,670
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-02-28$593,670
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-02-28$495
Assets. Value of investments in 103.12 investment entities at end of year2013-02-28$6,799,876
Assets. Value of investments in 103.12 investment entities at beginning of year2013-02-28$6,532,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-02-28$3,683,495
Net investment gain/loss from pooled separate accounts2013-02-28$63,586
Net investment gain or loss from common/collective trusts2013-02-28$1,075,213
Net gain/loss from 103.12 investment entities2013-02-28$298,795
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-02-28No
Was there a failure to transmit to the plan any participant contributions2013-02-28No
Has the plan failed to provide any benefit when due under the plan2013-02-28No
Employer contributions (assets) at end of year2013-02-28$0
Employer contributions (assets) at beginning of year2013-02-28$1,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-02-28$4,307,277
Contract administrator fees2013-02-28$41,550
Did the plan have assets held for investment2013-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-02-28Yes
Opinion of an independent qualified public accountant for this plan2013-02-28Disclaimer
Accountancy firm name2013-02-28CARON BLETZER, PLLC
Accountancy firm EIN2013-02-28043499945
2012 : HARVEY INDUSTRIES, INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-02-29$2,701
Total unrealized appreciation/depreciation of assets2012-02-29$2,701
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-02-29$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-02-29$0
Total income from all sources (including contributions)2012-02-29$6,215,945
Total loss/gain on sale of assets2012-02-29$0
Total of all expenses incurred2012-02-29$6,648,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-02-29$6,580,070
Value of total corrective distributions2012-02-29$13,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-02-29$3,841,601
Value of total assets at end of year2012-02-29$78,924,154
Value of total assets at beginning of year2012-02-29$79,356,969
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-02-29$54,907
Total interest from all sources2012-02-29$190,781
Total dividends received (eg from common stock, registered investment company shares)2012-02-29$625,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-02-29No
Total dividends received from registered investment company shares (eg mutual funds)2012-02-29$625,369
Was this plan covered by a fidelity bond2012-02-29Yes
Value of fidelity bond cover2012-02-29$5,000,000
If this is an individual account plan, was there a blackout period2012-02-29No
Were there any nonexempt tranactions with any party-in-interest2012-02-29No
Contributions received from participants2012-02-29$2,700,756
Participant contributions at end of year2012-02-29$4,365,937
Participant contributions at beginning of year2012-02-29$4,399,213
Income. Received or receivable in cash from other sources (including rollovers)2012-02-29$140,845
Other income not declared elsewhere2012-02-29$-32,270
Administrative expenses (other) incurred2012-02-29$2,322
Total non interest bearing cash at end of year2012-02-29$104,806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-02-29No
Value of net income/loss2012-02-29$-432,815
Value of net assets at end of year (total assets less liabilities)2012-02-29$78,924,154
Value of net assets at beginning of year (total assets less liabilities)2012-02-29$79,356,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-02-29No
Were any loans by the plan or fixed income obligations due to the plan in default2012-02-29No
Were any leases to which the plan was party in default or uncollectible2012-02-29No
Investment advisory and management fees2012-02-29$13,635
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-02-29$43,392,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-02-29$38,892,098
Value of interest in pooled separate accounts at end of year2012-02-29$2,661,145
Value of interest in pooled separate accounts at beginning of year2012-02-29$2,927,530
Interest on participant loans2012-02-29$190,685
Value of interest in common/collective trusts at end of year2012-02-29$20,273,987
Value of interest in common/collective trusts at beginning of year2012-02-29$23,039,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-02-29$593,670
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-02-29$895,646
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-02-29$895,646
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-02-29$96
Assets. Value of investments in 103.12 investment entities at end of year2012-02-29$6,532,153
Assets. Value of investments in 103.12 investment entities at beginning of year2012-02-29$7,762,946
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-02-29$528,351
Net investment gain/loss from pooled separate accounts2012-02-29$80,566
Net investment gain or loss from common/collective trusts2012-02-29$978,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-02-29Yes
Was there a failure to transmit to the plan any participant contributions2012-02-29No
Has the plan failed to provide any benefit when due under the plan2012-02-29No
Contributions received in cash from employer2012-02-29$1,000,000
Employer contributions (assets) at end of year2012-02-29$1,000,000
Employer contributions (assets) at beginning of year2012-02-29$1,440,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-02-29$6,580,070
Contract administrator fees2012-02-29$38,950
Did the plan have assets held for investment2012-02-29Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-02-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-02-29No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-02-29Yes
Opinion of an independent qualified public accountant for this plan2012-02-29Disclaimer
Accountancy firm name2012-02-29CARON BLETZER, PLLC
Accountancy firm EIN2012-02-29043499945
2011 : HARVEY INDUSTRIES, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-02-28$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-02-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-02-28$0
Total income from all sources (including contributions)2011-02-28$14,939,042
Total loss/gain on sale of assets2011-02-28$0
Total of all expenses incurred2011-02-28$4,460,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-02-28$4,416,216
Value of total corrective distributions2011-02-28$8,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-02-28$4,389,182
Value of total assets at end of year2011-02-28$79,356,969
Value of total assets at beginning of year2011-02-28$68,878,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-02-28$35,343
Total interest from all sources2011-02-28$186,378
Total dividends received (eg from common stock, registered investment company shares)2011-02-28$308,073
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-02-28No
Total dividends received from registered investment company shares (eg mutual funds)2011-02-28$308,073
Was this plan covered by a fidelity bond2011-02-28Yes
Value of fidelity bond cover2011-02-28$5,000,000
If this is an individual account plan, was there a blackout period2011-02-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-02-28$0
Were there any nonexempt tranactions with any party-in-interest2011-02-28No
Contributions received from participants2011-02-28$2,781,061
Participant contributions at end of year2011-02-28$4,399,213
Participant contributions at beginning of year2011-02-28$3,572,246
Income. Received or receivable in cash from other sources (including rollovers)2011-02-28$168,121
Administrative expenses (other) incurred2011-02-28$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-02-28No
Value of net income/loss2011-02-28$10,478,601
Value of net assets at end of year (total assets less liabilities)2011-02-28$79,356,969
Value of net assets at beginning of year (total assets less liabilities)2011-02-28$68,878,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-02-28No
Were any loans by the plan or fixed income obligations due to the plan in default2011-02-28No
Were any leases to which the plan was party in default or uncollectible2011-02-28No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-02-28$38,892,098
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-02-28$28,140,328
Value of interest in pooled separate accounts at end of year2011-02-28$2,927,530
Value of interest in pooled separate accounts at beginning of year2011-02-28$2,873,182
Interest on participant loans2011-02-28$186,308
Value of interest in common/collective trusts at end of year2011-02-28$23,039,536
Value of interest in common/collective trusts at beginning of year2011-02-28$24,180,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-02-28$895,646
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-02-28$748,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-02-28$748,120
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-02-28$70
Assets. Value of investments in 103.12 investment entities at end of year2011-02-28$7,762,946
Assets. Value of investments in 103.12 investment entities at beginning of year2011-02-28$7,764,289
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-02-28$4,853,874
Net investment gain/loss from pooled separate accounts2011-02-28$156,400
Net investment gain or loss from common/collective trusts2011-02-28$4,102,702
Net gain/loss from 103.12 investment entities2011-02-28$942,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-02-28Yes
Was there a failure to transmit to the plan any participant contributions2011-02-28No
Has the plan failed to provide any benefit when due under the plan2011-02-28No
Contributions received in cash from employer2011-02-28$1,440,000
Employer contributions (assets) at end of year2011-02-28$1,440,000
Employer contributions (assets) at beginning of year2011-02-28$1,600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-02-28$4,416,216
Contract administrator fees2011-02-28$35,043
Did the plan have assets held for investment2011-02-28Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-02-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-02-28No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-02-28Yes
Opinion of an independent qualified public accountant for this plan2011-02-28Disclaimer
Accountancy firm name2011-02-28CARON BLETZER, PLLC.
Accountancy firm EIN2011-02-28043499945
2010 : HARVEY INDUSTRIES, INC. 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-02-28$0

Form 5500 Responses for HARVEY INDUSTRIES, INC. 401(K) PLAN

2022: HARVEY INDUSTRIES, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HARVEY INDUSTRIES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HARVEY INDUSTRIES, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HARVEY INDUSTRIES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HARVEY INDUSTRIES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HARVEY INDUSTRIES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HARVEY INDUSTRIES, INC. 401(K) PLAN 2016 form 5500 responses
2016-03-01Type of plan entitySingle employer plan
2016-03-01Submission has been amendedNo
2016-03-01This submission is the final filingNo
2016-03-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-03-01Plan is a collectively bargained planNo
2016-03-01Plan funding arrangement – InsuranceYes
2016-03-01Plan funding arrangement – TrustYes
2016-03-01Plan benefit arrangement - TrustYes
2015: HARVEY INDUSTRIES, INC. 401(K) PLAN 2015 form 5500 responses
2015-03-01Type of plan entitySingle employer plan
2015-03-01Submission has been amendedNo
2015-03-01This submission is the final filingNo
2015-03-01This return/report is a short plan year return/report (less than 12 months)No
2015-03-01Plan is a collectively bargained planNo
2015-03-01Plan funding arrangement – InsuranceYes
2015-03-01Plan funding arrangement – TrustYes
2015-03-01Plan benefit arrangement - TrustYes
2014: HARVEY INDUSTRIES, INC. 401(K) PLAN 2014 form 5500 responses
2014-03-01Type of plan entitySingle employer plan
2014-03-01Submission has been amendedNo
2014-03-01This submission is the final filingNo
2014-03-01This return/report is a short plan year return/report (less than 12 months)No
2014-03-01Plan is a collectively bargained planNo
2014-03-01Plan funding arrangement – InsuranceYes
2014-03-01Plan funding arrangement – TrustYes
2014-03-01Plan benefit arrangement - TrustYes
2013: HARVEY INDUSTRIES, INC. 401(K) PLAN 2013 form 5500 responses
2013-03-01Type of plan entitySingle employer plan
2013-03-01Submission has been amendedNo
2013-03-01This submission is the final filingNo
2013-03-01This return/report is a short plan year return/report (less than 12 months)No
2013-03-01Plan is a collectively bargained planNo
2013-03-01Plan funding arrangement – InsuranceYes
2013-03-01Plan funding arrangement – TrustYes
2013-03-01Plan benefit arrangement - TrustYes
2012: HARVEY INDUSTRIES, INC. 401(K) PLAN 2012 form 5500 responses
2012-03-01Type of plan entitySingle employer plan
2012-03-01Submission has been amendedNo
2012-03-01This submission is the final filingNo
2012-03-01This return/report is a short plan year return/report (less than 12 months)No
2012-03-01Plan is a collectively bargained planNo
2012-03-01Plan funding arrangement – InsuranceYes
2012-03-01Plan funding arrangement – TrustYes
2012-03-01Plan benefit arrangement - TrustYes
2011: HARVEY INDUSTRIES, INC. 401(K) PLAN 2011 form 5500 responses
2011-03-01Type of plan entitySingle employer plan
2011-03-01Submission has been amendedNo
2011-03-01This submission is the final filingNo
2011-03-01This return/report is a short plan year return/report (less than 12 months)No
2011-03-01Plan is a collectively bargained planNo
2011-03-01Plan funding arrangement – InsuranceYes
2011-03-01Plan funding arrangement – TrustYes
2011-03-01Plan benefit arrangement - TrustYes
2009: HARVEY INDUSTRIES, INC. 401(K) PLAN 2009 form 5500 responses
2009-03-01Type of plan entitySingle employer plan
2009-03-01Submission has been amendedNo
2009-03-01This submission is the final filingNo
2009-03-01This return/report is a short plan year return/report (less than 12 months)No
2009-03-01Plan is a collectively bargained planNo
2009-03-01Plan funding arrangement – InsuranceYes
2009-03-01Plan funding arrangement – TrustYes
2009-03-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered1517
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

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