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J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 401k Plan overview

Plan NameJ.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN
Plan identification number 002

J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

J.C. CANNISTRARO, LLC has sponsored the creation of one or more 401k plans.

Company Name:J.C. CANNISTRARO, LLC
Employer identification number (EIN):042313282
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01JOSEPH CANNISTRARO
0022016-01-01JOSEPH CANNISTRARO
0022015-01-01JOSEPH CANNISTRARO
0022014-01-01JOSEPH CANNISTRARO
0022014-01-01JOSEPH CANNISTRARO
0022013-01-01JOSEPH CANNISTRARO2014-07-29
0022012-01-01JOSEPH CANNISTRARO2013-07-30
0022011-01-01JOSEPH CANNISTRARO2012-07-30
0022010-01-01JOSEPH CANNISTRARO2011-07-28

Plan Statistics for J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN

401k plan membership statisitcs for J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN

Measure Date Value
2022: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01402
Total number of active participants reported on line 7a of the Form 55002022-01-01235
Number of retired or separated participants receiving benefits2022-01-0126
Number of other retired or separated participants entitled to future benefits2022-01-01153
Total of all active and inactive participants2022-01-01414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01414
Number of participants with account balances2022-01-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-019
2021: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01367
Total number of active participants reported on line 7a of the Form 55002021-01-01208
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01194
Total of all active and inactive participants2021-01-01402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01402
Number of participants with account balances2021-01-01368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0112
2020: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01361
Total number of active participants reported on line 7a of the Form 55002020-01-01210
Number of retired or separated participants receiving benefits2020-01-0112
Number of other retired or separated participants entitled to future benefits2020-01-01145
Total of all active and inactive participants2020-01-01367
Total participants2020-01-01367
Number of participants with account balances2020-01-01347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0123
2019: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01322
Total number of active participants reported on line 7a of the Form 55002019-01-01236
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01125
Total of all active and inactive participants2019-01-01361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01361
Number of participants with account balances2019-01-01326
2018: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01260
Total number of active participants reported on line 7a of the Form 55002018-01-01231
Number of retired or separated participants receiving benefits2018-01-016
Number of other retired or separated participants entitled to future benefits2018-01-0185
Total of all active and inactive participants2018-01-01322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01322
Number of participants with account balances2018-01-01291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01235
Total number of active participants reported on line 7a of the Form 55002017-01-01200
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0160
Total of all active and inactive participants2017-01-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01260
Number of participants with account balances2017-01-01231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-018
2016: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01189
Total number of active participants reported on line 7a of the Form 55002016-01-01189
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0146
Total of all active and inactive participants2016-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01235
Number of participants with account balances2016-01-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01148
Total number of active participants reported on line 7a of the Form 55002015-01-01151
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0138
Total of all active and inactive participants2015-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01189
Number of participants with account balances2015-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-015
2014: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01129
Total number of active participants reported on line 7a of the Form 55002014-01-01126
Number of retired or separated participants receiving benefits2014-01-0122
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01148
Number of participants with account balances2014-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016

Financial Data on J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN

Measure Date Value
2022 : J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-3,162,197
Total of all expenses incurred2022-12-31$1,010,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$879,163
Expenses. Certain deemed distributions of participant loans2022-12-31$19,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,094,526
Value of total assets at end of year2022-12-31$24,260,794
Value of total assets at beginning of year2022-12-31$28,433,382
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$111,688
Total interest from all sources2022-12-31$10,953
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,413,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,413,348
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,457,648
Participant contributions at end of year2022-12-31$224,376
Participant contributions at beginning of year2022-12-31$293,660
Participant contributions at end of year2022-12-31$6,737
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$52,020
Administrative expenses (other) incurred2022-12-31$111,688
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,172,588
Value of net assets at end of year (total assets less liabilities)2022-12-31$24,260,794
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$28,433,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$23,237,622
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$27,411,610
Interest on participant loans2022-12-31$10,953
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$207,201
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$272,630
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-6,681,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$584,858
Employer contributions (assets) at end of year2022-12-31$584,858
Employer contributions (assets) at beginning of year2022-12-31$455,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$879,163
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RSM US LLP
Accountancy firm EIN2022-12-31420714324
2021 : J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2021 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$6,308
Total income from all sources (including contributions)2021-12-31$5,811,909
Total of all expenses incurred2021-12-31$1,504,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,338,923
Expenses. Certain deemed distributions of participant loans2021-12-31$71,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,001,251
Value of total assets at end of year2021-12-31$28,433,382
Value of total assets at beginning of year2021-12-31$24,132,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$94,096
Total interest from all sources2021-12-31$10,554
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,724,220
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,724,220
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,269,160
Participant contributions at end of year2021-12-31$293,660
Participant contributions at beginning of year2021-12-31$155,826
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$262,881
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$6,308
Other income not declared elsewhere2021-12-31$2,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,307,689
Value of net assets at end of year (total assets less liabilities)2021-12-31$28,433,382
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$24,125,693
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$93,296
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$27,411,610
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$23,408,190
Interest on participant loans2021-12-31$10,554
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$272,630
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$134,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,073,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$469,210
Employer contributions (assets) at end of year2021-12-31$455,482
Employer contributions (assets) at beginning of year2021-12-31$433,010
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,338,923
Contract administrator fees2021-12-31$800
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DARMODY, MERLINO & CO., LLP
Accountancy firm EIN2021-12-31042273266
2020 : J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$6,308
Total income from all sources (including contributions)2020-12-31$5,653,810
Total of all expenses incurred2020-12-31$4,923,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,761,596
Expenses. Certain deemed distributions of participant loans2020-12-31$69,382
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,662,548
Value of total assets at end of year2020-12-31$24,132,001
Value of total assets at beginning of year2020-12-31$23,394,942
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$92,081
Total interest from all sources2020-12-31$11,237
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,084,271
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,084,271
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,198,922
Participant contributions at end of year2020-12-31$155,826
Participant contributions at beginning of year2020-12-31$211,956
Participant contributions at beginning of year2020-12-31$23,476
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$6,308
Other income not declared elsewhere2020-12-31$2,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$730,751
Value of net assets at end of year (total assets less liabilities)2020-12-31$24,125,693
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$23,394,942
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$91,181
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$23,408,190
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$22,404,998
Interest on participant loans2020-12-31$11,237
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$134,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$249,557
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,893,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$463,626
Employer contributions (assets) at end of year2020-12-31$433,010
Employer contributions (assets) at beginning of year2020-12-31$504,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,761,596
Contract administrator fees2020-12-31$900
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DARMODY, MERLINO & CO., LLP
Accountancy firm EIN2020-12-31042273266
2019 : J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$6,638,097
Total of all expenses incurred2019-12-31$1,972,669
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,873,526
Expenses. Certain deemed distributions of participant loans2019-12-31$4,965
Value of total corrective distributions2019-12-31$949
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,245,809
Value of total assets at end of year2019-12-31$23,394,942
Value of total assets at beginning of year2019-12-31$18,729,514
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$93,229
Total interest from all sources2019-12-31$11,156
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,452,343
Participant contributions at end of year2019-12-31$211,956
Participant contributions at beginning of year2019-12-31$202,727
Participant contributions at end of year2019-12-31$23,476
Participant contributions at beginning of year2019-12-31$23,935
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$326,511
Administrative expenses (other) incurred2019-12-31$93,229
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,665,428
Value of net assets at end of year (total assets less liabilities)2019-12-31$23,394,942
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$18,729,514
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$22,404,998
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$17,658,427
Interest on participant loans2019-12-31$7,731
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,425
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$249,557
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$348,951
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,381,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$466,955
Employer contributions (assets) at end of year2019-12-31$504,955
Employer contributions (assets) at beginning of year2019-12-31$495,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,873,526
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DARMODY, MERLINO & CO. LLP
Accountancy firm EIN2019-12-31042273266
2018 : J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$1,044,335
Total income from all sources (including contributions)2018-12-31$525,693
Total of all expenses incurred2018-12-31$646,467
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$563,692
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,912,945
Value of total assets at end of year2018-12-31$18,729,514
Value of total assets at beginning of year2018-12-31$17,805,953
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$82,775
Total interest from all sources2018-12-31$10,181
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,456,718
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,456,718
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,336,773
Participant contributions at end of year2018-12-31$202,727
Participant contributions at beginning of year2018-12-31$124,583
Participant contributions at end of year2018-12-31$23,935
Participant contributions at beginning of year2018-12-31$22,613
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$65,798
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-120,774
Value of net assets at end of year (total assets less liabilities)2018-12-31$18,729,514
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$17,805,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$15,384
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$17,658,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$17,051,520
Interest on participant loans2018-12-31$7,297
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,884
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$348,951
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$201,909
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,854,151
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$510,374
Employer contributions (assets) at end of year2018-12-31$495,474
Employer contributions (assets) at beginning of year2018-12-31$405,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$563,692
Contract administrator fees2018-12-31$67,391
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DARMODY, MERLINO & CO., LP
Accountancy firm EIN2018-12-31042273266
2017 : J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$4,514,313
Total of all expenses incurred2017-12-31$558,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$493,232
Expenses. Certain deemed distributions of participant loans2017-12-31$13,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,684,069
Value of total assets at end of year2017-12-31$17,805,953
Value of total assets at beginning of year2017-12-31$13,850,255
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$51,764
Total interest from all sources2017-12-31$5,319
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$812,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$812,848
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,136,115
Participant contributions at end of year2017-12-31$124,583
Participant contributions at beginning of year2017-12-31$134,672
Participant contributions at end of year2017-12-31$22,613
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$142,626
Other income not declared elsewhere2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,955,698
Value of net assets at end of year (total assets less liabilities)2017-12-31$17,805,953
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$13,850,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$17,051,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$12,863,527
Interest on participant loans2017-12-31$5,319
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$201,909
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$487,901
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,012,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$405,328
Employer contributions (assets) at end of year2017-12-31$405,328
Employer contributions (assets) at beginning of year2017-12-31$364,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$493,232
Contract administrator fees2017-12-31$51,764
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DAMODY, MERLINO & CO., LLP
Accountancy firm EIN2017-12-31042273266
2016 : J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$3,379,640
Total of all expenses incurred2016-12-31$2,186,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,181,527
Expenses. Certain deemed distributions of participant loans2016-12-31$3,305
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,231,253
Value of total assets at end of year2016-12-31$13,850,255
Value of total assets at beginning of year2016-12-31$12,657,108
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,661
Total interest from all sources2016-12-31$4,023
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$581,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$581,929
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$945,483
Participant contributions at end of year2016-12-31$134,672
Participant contributions at beginning of year2016-12-31$100,427
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$921,615
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Other income not declared elsewhere2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$1,193,147
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,850,255
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$12,657,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$1,661
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$12,863,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$12,090,037
Interest on participant loans2016-12-31$4,023
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$487,901
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$170,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$562,435
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$364,155
Employer contributions (assets) at end of year2016-12-31$364,155
Employer contributions (assets) at beginning of year2016-12-31$295,969
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,181,527
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DAMODY, MERLINO & CO., LLP
Accountancy firm EIN2016-12-31042273266
2015 : J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,219,118
Total of all expenses incurred2015-12-31$245,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$225,302
Expenses. Certain deemed distributions of participant loans2015-12-31$798
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,462,976
Value of total assets at end of year2015-12-31$12,657,108
Value of total assets at beginning of year2015-12-31$11,683,794
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$19,704
Total interest from all sources2015-12-31$4,668
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$766,231
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$766,231
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$809,891
Participant contributions at end of year2015-12-31$100,427
Participant contributions at beginning of year2015-12-31$115,892
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$11,257
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$357,116
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$973,314
Value of net assets at end of year (total assets less liabilities)2015-12-31$12,657,108
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,683,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Interest on participant loans2015-12-31$4,668
Value of interest in common/collective trusts at end of year2015-12-31$12,090,037
Value of interest in common/collective trusts at beginning of year2015-12-31$11,326,645
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$170,675
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,525,314
Net investment gain or loss from common/collective trusts2015-12-31$510,557
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$295,969
Employer contributions (assets) at end of year2015-12-31$295,969
Employer contributions (assets) at beginning of year2015-12-31$230,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$225,302
Contract administrator fees2015-12-31$19,704
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DARMODY, MERLINO & CO., LLP
Accountancy firm EIN2015-12-31042273266
2014 : J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,820,335
Total of all expenses incurred2014-12-31$319,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$281,414
Expenses. Certain deemed distributions of participant loans2014-12-31$1,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,246,959
Value of total assets at end of year2014-12-31$11,683,794
Value of total assets at beginning of year2014-12-31$10,182,657
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$36,440
Total interest from all sources2014-12-31$3,670
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$694,186
Participant contributions at end of year2014-12-31$115,892
Participant contributions at beginning of year2014-12-31$57,581
Participant contributions at end of year2014-12-31$11,257
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$322,773
Administrative expenses (other) incurred2014-12-31$36,440
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$1,501,137
Value of net assets at end of year (total assets less liabilities)2014-12-31$11,683,794
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,182,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Interest on participant loans2014-12-31$3,670
Value of interest in common/collective trusts at end of year2014-12-31$11,326,645
Value of interest in common/collective trusts at beginning of year2014-12-31$9,944,499
Net investment gain or loss from common/collective trusts2014-12-31$569,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$230,000
Employer contributions (assets) at end of year2014-12-31$230,000
Employer contributions (assets) at beginning of year2014-12-31$180,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$281,414
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DARMODY, MERLINO & CO., LLP
Accountancy firm EIN2014-12-31042273266

Form 5500 Responses for J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN

2022: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: J.C. CANNISTRARO, LLC. 401K RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number372778-01
Policy instance 1
Insurance contract or identification number372778-01
Number of Individuals Covered56
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number372778-01
Policy instance 1
Insurance contract or identification number372778-01
Number of Individuals Covered56
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
Insurance broker organization code?7
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number372778-01
Policy instance 1
Insurance contract or identification number372778-01
Number of Individuals Covered39
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?7
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number372778-01
Policy instance 1
Insurance contract or identification number372778-01
Number of Individuals Covered42
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?7
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number372778-01
Policy instance 1
Insurance contract or identification number372778-01
Number of Individuals Covered231
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $304
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $304
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerADVISOR-CONSULTANT
Insurance broker organization code?7
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number372778-01
Policy instance 1
Insurance contract or identification number372778-01
Number of Individuals Covered231
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $621
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $621
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerADVISOR - CONSULTANT
Insurance broker organization code?7
Insurance broker nameCOMMONWEALTH FINANCIAL NETWORK
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number372778-01
Policy instance 1
Insurance contract or identification number372778-01
Number of Individuals Covered12
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $296
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $296
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameCOMMONWEALTH FINANCIAL NETWORK

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