401k Plan data: SMOC 403(B) SAVINGS PLAN plan

SMOC 403(B) SAVINGS PLAN 401k Plan overview

Plan Name	SMOC 403(B) SAVINGS PLAN
Plan identification number	001

SMOC 403(B) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SOUTH MIDDLESEX OPPORTUNITY COUNCIL has sponsored the creation of one or more 401k plans.

Company Name: SOUTH MIDDLESEX OPPORTUNITY COUNCIL

Employer identification number (EIN): 042389659

NAIC Classification: 624310
NAIC Description: Vocational Rehabilitation Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMOC 403(B) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2018-01-01
001 2017-01-01 KELLIE CALDWELL KELLIE CALDWELL 2018-10-10
001 2016-01-01 KELLIE CALDWELL KELLIE CALDWELL 2017-10-12
001 2015-01-01 KELLIE CALDWELL KELLIE CALDWELL 2016-10-14

Plan Statistics for SMOC 403(B) SAVINGS PLAN

401k plan membership statisitcs for SMOC 403(B) SAVINGS PLAN

Measure Date Value
2022: SMOC 403(B) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 841
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 486
Number of retired or separated participants receiving benefits 2022-01-01 7
Number of other retired or separated participants entitled to future benefits 2022-01-01 255
Total of all active and inactive participants 2022-01-01 748
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 748
Number of participants with account balances 2022-01-01 553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 37
2021: SMOC 403(B) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 808
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 613
Number of retired or separated participants receiving benefits 2021-01-01 7
Number of other retired or separated participants entitled to future benefits 2021-01-01 221
Total of all active and inactive participants 2021-01-01 841
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 841
Number of participants with account balances 2021-01-01 543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 27
2020: SMOC 403(B) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 866
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 603
Number of retired or separated participants receiving benefits 2020-01-01 7
Number of other retired or separated participants entitled to future benefits 2020-01-01 198
Total of all active and inactive participants 2020-01-01 808
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 808
Number of participants with account balances 2020-01-01 541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 30
2019: SMOC 403(B) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 782
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 678
Number of retired or separated participants receiving benefits 2019-01-01 5
Number of other retired or separated participants entitled to future benefits 2019-01-01 183
Total of all active and inactive participants 2019-01-01 866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 866
Number of participants with account balances 2019-01-01 536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 34
2018: SMOC 403(B) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 747
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 612
Number of retired or separated participants receiving benefits 2018-01-01 4
Number of other retired or separated participants entitled to future benefits 2018-01-01 166
Total of all active and inactive participants 2018-01-01 782
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 782
Number of participants with account balances 2018-01-01 482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 37
2017: SMOC 403(B) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 627
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 594
Number of retired or separated participants receiving benefits 2017-01-01 4
Number of other retired or separated participants entitled to future benefits 2017-01-01 149
Total of all active and inactive participants 2017-01-01 747
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 747
Number of participants with account balances 2017-01-01 489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 35
2016: SMOC 403(B) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 536
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 502
Number of retired or separated participants receiving benefits 2016-01-01 4
Number of other retired or separated participants entitled to future benefits 2016-01-01 121
Total of all active and inactive participants 2016-01-01 627
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 627
Number of participants with account balances 2016-01-01 478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 31
2015: SMOC 403(B) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 574
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 422
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 111
Total of all active and inactive participants 2015-01-01 536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 536
Number of participants with account balances 2015-01-01 449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 31

Measure	Date	Value
2022: SMOC 403(B) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	841
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	486
Number of retired or separated participants receiving benefits	2022-01-01	7
Number of other retired or separated participants entitled to future benefits	2022-01-01	255
Total of all active and inactive participants	2022-01-01	748
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	748
Number of participants with account balances	2022-01-01	553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	37
2021: SMOC 403(B) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	808
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	613
Number of retired or separated participants receiving benefits	2021-01-01	7
Number of other retired or separated participants entitled to future benefits	2021-01-01	221
Total of all active and inactive participants	2021-01-01	841
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	841
Number of participants with account balances	2021-01-01	543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	27
2020: SMOC 403(B) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	866
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	603
Number of retired or separated participants receiving benefits	2020-01-01	7
Number of other retired or separated participants entitled to future benefits	2020-01-01	198
Total of all active and inactive participants	2020-01-01	808
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	808
Number of participants with account balances	2020-01-01	541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	30
2019: SMOC 403(B) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	782
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	678
Number of retired or separated participants receiving benefits	2019-01-01	5
Number of other retired or separated participants entitled to future benefits	2019-01-01	183
Total of all active and inactive participants	2019-01-01	866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	866
Number of participants with account balances	2019-01-01	536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	34
2018: SMOC 403(B) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	747
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	612
Number of retired or separated participants receiving benefits	2018-01-01	4
Number of other retired or separated participants entitled to future benefits	2018-01-01	166
Total of all active and inactive participants	2018-01-01	782
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	782
Number of participants with account balances	2018-01-01	482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	37
2017: SMOC 403(B) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	627
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	594
Number of retired or separated participants receiving benefits	2017-01-01	4
Number of other retired or separated participants entitled to future benefits	2017-01-01	149
Total of all active and inactive participants	2017-01-01	747
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	747
Number of participants with account balances	2017-01-01	489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	35
2016: SMOC 403(B) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	536
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	502
Number of retired or separated participants receiving benefits	2016-01-01	4
Number of other retired or separated participants entitled to future benefits	2016-01-01	121
Total of all active and inactive participants	2016-01-01	627
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	627
Number of participants with account balances	2016-01-01	478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	31
2015: SMOC 403(B) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	574
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	422
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	111
Total of all active and inactive participants	2015-01-01	536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	536
Number of participants with account balances	2015-01-01	449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	31

Financial Data on SMOC 403(B) SAVINGS PLAN

Measure	Date	Value
2022 : SMOC 403(B) SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-1,941,924
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,188,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,186,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,072,936
Value of total assets at end of year	2022-12-31	$17,216,094
Value of total assets at beginning of year	2022-12-31	$20,346,381
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$1,400
Total interest from all sources	2022-12-31	$84,741
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$793,691
Participant contributions at end of year	2022-12-31	$178,336
Participant contributions at beginning of year	2022-12-31	$275,225
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$14,216
Other income not declared elsewhere	2022-12-31	$-681
Administrative expenses (other) incurred	2022-12-31	$1,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-3,130,287
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$17,216,094
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$20,346,381
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$13,814,466
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$16,986,184
Interest on participant loans	2022-12-31	$7,655
Interest earned on other investments	2022-12-31	$77,086
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$3,223,292
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$3,084,972
Net investment gain/loss from pooled separate accounts	2022-12-31	$-3,098,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$265,029
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,186,963
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	AAFCPAS, INC.
Accountancy firm EIN	2022-12-31	042571780
2021 : SMOC 403(B) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$3,432,474
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,836,996
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,835,996
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,021,233
Value of total assets at end of year	2021-12-31	$20,346,381
Value of total assets at beginning of year	2021-12-31	$18,750,903
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$1,000
Total interest from all sources	2021-12-31	$91,435
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$743,137
Participant contributions at end of year	2021-12-31	$275,225
Participant contributions at beginning of year	2021-12-31	$362,311
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$15,550
Other income not declared elsewhere	2021-12-31	$6,174
Administrative expenses (other) incurred	2021-12-31	$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,595,478
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$20,346,381
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$18,750,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$16,986,184
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$15,363,156
Interest on participant loans	2021-12-31	$13,562
Interest earned on other investments	2021-12-31	$77,873
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$3,084,972
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$3,025,436
Net investment gain/loss from pooled separate accounts	2021-12-31	$2,313,632
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$262,546
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,835,996
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	AAFCPAS, INC.
Accountancy firm EIN	2021-12-31	042571780
2020 : SMOC 403(B) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$3,194,611
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,381,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,375,951
Expenses. Certain deemed distributions of participant loans	2020-12-31	$5,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,013,987
Value of total assets at end of year	2020-12-31	$18,750,903
Value of total assets at beginning of year	2020-12-31	$16,937,734
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$200
Total interest from all sources	2020-12-31	$93,764
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$748,645
Participant contributions at end of year	2020-12-31	$362,311
Participant contributions at beginning of year	2020-12-31	$434,563
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$62,006
Other income not declared elsewhere	2020-12-31	$137
Administrative expenses (other) incurred	2020-12-31	$200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,813,169
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$18,750,903
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$16,937,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$15,363,156
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$13,705,948
Interest on participant loans	2020-12-31	$15,144
Interest earned on other investments	2020-12-31	$78,620
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$3,025,436
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$2,797,223
Net investment gain/loss from pooled separate accounts	2020-12-31	$2,086,723
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$203,336
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,375,951
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	AAFCPAS, INC.
Accountancy firm EIN	2020-12-31	042571780
2019 : SMOC 403(B) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$4,052,625
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,603,688
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,601,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,285,053
Value of total assets at end of year	2019-12-31	$16,937,734
Value of total assets at beginning of year	2019-12-31	$14,488,797
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$2,400
Total interest from all sources	2019-12-31	$95,457
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$756,697
Participant contributions at end of year	2019-12-31	$434,563
Participant contributions at beginning of year	2019-12-31	$283,146
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$276,250
Other income not declared elsewhere	2019-12-31	$19,853
Administrative expenses (other) incurred	2019-12-31	$2,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,448,937
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$16,937,734
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$14,488,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$13,705,948
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$11,314,039
Interest on participant loans	2019-12-31	$15,604
Interest earned on other investments	2019-12-31	$79,853
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$2,797,223
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$2,891,612
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$0
Net investment gain/loss from pooled separate accounts	2019-12-31	$2,652,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$252,106
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,601,288
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	AAFCPAS, INC.
Accountancy firm EIN	2019-12-31	042571780
2018 : SMOC 403(B) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$340,518
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,013,811
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,009,745
Expenses. Certain deemed distributions of participant loans	2018-12-31	$2,166
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$978,277
Value of total assets at end of year	2018-12-31	$14,488,797
Value of total assets at beginning of year	2018-12-31	$15,162,090
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$1,900
Total interest from all sources	2018-12-31	$94,105
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$756,887
Participant contributions at end of year	2018-12-31	$283,146
Participant contributions at beginning of year	2018-12-31	$256,490
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$8,973
Other income not declared elsewhere	2018-12-31	$11,112
Administrative expenses (other) incurred	2018-12-31	$1,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-673,293
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$14,488,797
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$15,162,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$11,314,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$12,114,945
Interest on participant loans	2018-12-31	$10,769
Interest earned on other investments	2018-12-31	$83,336
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$2,891,612
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$2,790,655
Net investment gain/loss from pooled separate accounts	2018-12-31	$-742,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$212,417
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,009,745
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ALEXANDER ARONSON FINNING & COMPANY
Accountancy firm EIN	2018-12-31	042571780
2017 : SMOC 403(B) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,990,802
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,187,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,185,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,014,462
Value of total assets at end of year	2017-12-31	$15,162,090
Value of total assets at beginning of year	2017-12-31	$13,359,097
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,200
Total interest from all sources	2017-12-31	$83,160
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$761,059
Participant contributions at end of year	2017-12-31	$256,490
Participant contributions at beginning of year	2017-12-31	$157,530
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$28,664
Other income not declared elsewhere	2017-12-31	$2,251
Administrative expenses (other) incurred	2017-12-31	$2,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,802,993
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$15,162,090
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$13,359,097
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$12,114,945
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$10,783,295
Interest on participant loans	2017-12-31	$8,781
Interest earned on other investments	2017-12-31	$74,379
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$2,790,655
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$2,418,272
Net investment gain/loss from pooled separate accounts	2017-12-31	$1,890,929
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$224,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,185,609
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ALEXANDER ARONSON FINNING & COMPANY
Accountancy firm EIN	2017-12-31	042571780
2016 : SMOC 403(B) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,949,854
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$486,223
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$484,033
Expenses. Certain deemed distributions of participant loans	2016-12-31	$1,132
Value of total corrective distributions	2016-12-31	$58
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,088,944
Value of total assets at end of year	2016-12-31	$13,359,097
Value of total assets at beginning of year	2016-12-31	$11,895,466
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,000
Total interest from all sources	2016-12-31	$76,995
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$742,733
Participant contributions at end of year	2016-12-31	$157,530
Participant contributions at beginning of year	2016-12-31	$233,862
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$111,783
Other income not declared elsewhere	2016-12-31	$1,414
Administrative expenses (other) incurred	2016-12-31	$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,463,631
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$13,359,097
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$11,895,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$10,783,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$9,628,434
Interest on participant loans	2016-12-31	$9,028
Interest earned on other investments	2016-12-31	$67,967
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$2,418,272
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$2,033,170
Net investment gain/loss from pooled separate accounts	2016-12-31	$782,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$234,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$484,033
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ALEXANDER ARONSON FINNING & COMPANY
Accountancy firm EIN	2016-12-31	042571780
2015 : SMOC 403(B) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$980,248
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$947,817
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$940,890
Expenses. Certain deemed distributions of participant loans	2015-12-31	$4,860
Value of total corrective distributions	2015-12-31	$467
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$971,221
Value of total assets at end of year	2015-12-31	$11,895,466
Value of total assets at beginning of year	2015-12-31	$11,863,035
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,600
Total interest from all sources	2015-12-31	$93,411
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$723,048
Participant contributions at end of year	2015-12-31	$233,862
Participant contributions at beginning of year	2015-12-31	$238,354
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$32,143
Other income not declared elsewhere	2015-12-31	$12,679
Administrative expenses (other) incurred	2015-12-31	$1,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$32,431
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$11,895,466
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$11,863,035
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$9,628,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$9,863,170
Interest on participant loans	2015-12-31	$39,220
Interest earned on other investments	2015-12-31	$54,191
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$2,033,170
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,761,511
Net investment gain/loss from pooled separate accounts	2015-12-31	$-97,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$216,030
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$940,890
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ALEXANDER ARONSON FINNING & COMPANY
Accountancy firm EIN	2015-12-31	042571780

Form 5500 Responses for SMOC 403(B) SAVINGS PLAN

2022: SMOC 403(B) SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SMOC 403(B) SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	Yes
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SMOC 403(B) SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	Yes
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SMOC 403(B) SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SMOC 403(B) SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	Yes
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SMOC 403(B) SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SMOC 403(B) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SMOC 403(B) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

666300

Policy instance

Insurance contract or identification number	666300
Number of Individuals Covered	748
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $28,202
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $28,198
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFZ300

Policy instance

Insurance contract or identification number	VFZ300
Number of Individuals Covered	841
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $29,909
Total amount of fees paid to insurance company	USD $348
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $29,909
Amount paid for insurance broker fees	348
Additional information about fees paid to insurance broker	NON CASH COMPENSATION
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFZ300

Policy instance

Insurance contract or identification number	VFZ300
Number of Individuals Covered	808
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $25,829
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $25,812
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFZ300

Policy instance

Insurance contract or identification number	VFZ300
Number of Individuals Covered	866
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $25,859
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $21,226
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFZ300

Policy instance

Insurance contract or identification number	VFZ300
Number of Individuals Covered	782
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $23,710
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $23,696
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFZ300

Policy instance

Insurance contract or identification number	VFZ300
Number of Individuals Covered	747
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $22,733
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $22,721
Insurance broker organization code?	3
Insurance broker name	VOYA FINANCIAL ADVISORS, INC

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VF7046

Policy instance

Insurance contract or identification number	VF7046
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $62
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $62
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL CORPORATION

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFZ300

Policy instance

Insurance contract or identification number	VFZ300
Number of Individuals Covered	536
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $19,222
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $19,222
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL CORPORATION

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VF7046

Policy instance

Insurance contract or identification number	VF7046
Number of Individuals Covered	43
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $686
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $686
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL CORPORATION

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Company Name:	SOUTH MIDDLESEX OPPORTUNITY COUNCIL
Employer identification number (EIN):	042389659
NAIC Classification:	624310
NAIC Description:	Vocational Rehabilitation Services