401k Plan data: 401(A) THRIFT PLAN OF TRIUMPH, INC. plan

401(A) THRIFT PLAN OF TRIUMPH, INC. 401k Plan overview

Plan Name	401(A) THRIFT PLAN OF TRIUMPH, INC.
Plan identification number	001

401(A) THRIFT PLAN OF TRIUMPH, INC. Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TRIUMPH, INC. has sponsored the creation of one or more 401k plans.

Company Name: TRIUMPH, INC.

Employer identification number (EIN): 042394012

NAIC Classification: 624200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(A) THRIFT PLAN OF TRIUMPH, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 CHERYL DISCOLI 2017-08-10
001 2016-01-01 CHERYL DISCOLI 2017-04-06
001 2015-01-01 CHERYL DELEKTA
001 2015-01-01
001 2014-01-01 CHERYL DELEKTA
001 2013-06-01 CHERYL DELEKTA
001 2012-06-01 CHERYL DELEKTA CHERYL DELEKTA 2013-12-18
001 2011-06-01 CHERYL DELEKTA
001 2010-06-01 CHERYL DELEKTA 2013-02-19 CHERYL DELEKTA 2013-02-19

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	CHERYL DISCOLI	2017-08-10
001	2016-01-01	CHERYL DISCOLI	2017-04-06
001	2015-01-01	CHERYL DELEKTA
001	2015-01-01
001	2014-01-01	CHERYL DELEKTA
001	2013-06-01	CHERYL DELEKTA
001	2012-06-01	CHERYL DELEKTA		CHERYL DELEKTA	2013-12-18
001	2011-06-01	CHERYL DELEKTA
001	2010-06-01	CHERYL DELEKTA	2013-02-19	CHERYL DELEKTA	2013-02-19

Plan Statistics for 401(A) THRIFT PLAN OF TRIUMPH, INC.

401k plan membership statisitcs for 401(A) THRIFT PLAN OF TRIUMPH, INC.

Measure Date Value
2015: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2015 401k membership
Total participants, beginning-of-year 2015-01-01 96
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 77
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 16
Total of all active and inactive participants 2015-01-01 93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 93
Number of participants with account balances 2015-01-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 5
2014: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2014 401k membership
Total participants, beginning-of-year 2014-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 83
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 17
Total of all active and inactive participants 2014-01-01 100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 101
Number of participants with account balances 2014-01-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 14
2013: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2013 401k membership
Total participants, beginning-of-year 2013-06-01 131
Total number of active participants reported on line 7a of the Form 5500 2013-06-01 103
Number of retired or separated participants receiving benefits 2013-06-01 0
Number of other retired or separated participants entitled to future benefits 2013-06-01 32
Total of all active and inactive participants 2013-06-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-06-01 0
Total participants 2013-06-01 135
Number of participants with account balances 2013-06-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-06-01 6
2012: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2012 401k membership
Total participants, beginning-of-year 2012-06-01 127
Total number of active participants reported on line 7a of the Form 5500 2012-06-01 110
Number of retired or separated participants receiving benefits 2012-06-01 0
Number of other retired or separated participants entitled to future benefits 2012-06-01 22
Total of all active and inactive participants 2012-06-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-06-01 0
Total participants 2012-06-01 132
Number of participants with account balances 2012-06-01 131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-06-01 14
2011: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2011 401k membership
Total participants, beginning-of-year 2011-06-01 127
Total number of active participants reported on line 7a of the Form 5500 2011-06-01 110
Number of retired or separated participants receiving benefits 2011-06-01 0
Number of other retired or separated participants entitled to future benefits 2011-06-01 23
Total of all active and inactive participants 2011-06-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-06-01 0
Total participants 2011-06-01 133
Number of participants with account balances 2011-06-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-06-01 13

Measure	Date	Value
2015: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2015 401k membership
Total participants, beginning-of-year	2015-01-01	96
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	77
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	16
Total of all active and inactive participants	2015-01-01	93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	93
Number of participants with account balances	2015-01-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	5
2014: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2014 401k membership
Total participants, beginning-of-year	2014-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	83
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	17
Total of all active and inactive participants	2014-01-01	100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	101
Number of participants with account balances	2014-01-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	14
2013: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2013 401k membership
Total participants, beginning-of-year	2013-06-01	131
Total number of active participants reported on line 7a of the Form 5500	2013-06-01	103
Number of retired or separated participants receiving benefits	2013-06-01	0
Number of other retired or separated participants entitled to future benefits	2013-06-01	32
Total of all active and inactive participants	2013-06-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-06-01	0
Total participants	2013-06-01	135
Number of participants with account balances	2013-06-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-06-01	6
2012: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2012 401k membership
Total participants, beginning-of-year	2012-06-01	127
Total number of active participants reported on line 7a of the Form 5500	2012-06-01	110
Number of retired or separated participants receiving benefits	2012-06-01	0
Number of other retired or separated participants entitled to future benefits	2012-06-01	22
Total of all active and inactive participants	2012-06-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-06-01	0
Total participants	2012-06-01	132
Number of participants with account balances	2012-06-01	131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-06-01	14
2011: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2011 401k membership
Total participants, beginning-of-year	2011-06-01	127
Total number of active participants reported on line 7a of the Form 5500	2011-06-01	110
Number of retired or separated participants receiving benefits	2011-06-01	0
Number of other retired or separated participants entitled to future benefits	2011-06-01	23
Total of all active and inactive participants	2011-06-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-06-01	0
Total participants	2011-06-01	133
Number of participants with account balances	2011-06-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-06-01	13

Financial Data on 401(A) THRIFT PLAN OF TRIUMPH, INC.

Measure	Date	Value
2015 : 401(A) THRIFT PLAN OF TRIUMPH, INC. 2015 401k financial data
Total income from all sources	2015-12-31	$-6,308
Expenses. Total of all expenses incurred	2015-12-31	$187,370
Benefits paid (including direct rollovers)	2015-12-31	$186,626
Total plan assets at end of year	2015-12-31	$946,358
Total plan assets at beginning of year	2015-12-31	$1,140,036
Value of fidelity bond covering the plan	2015-12-31	$200,000
Total contributions received or receivable from participants	2015-12-31	$0
Expenses. Other expenses not covered elsewhere	2015-12-31	$744
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-6,308
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$-193,678
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$946,358
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,140,036
Total contributions received or receivable from employer(s)	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
2014 : 401(A) THRIFT PLAN OF TRIUMPH, INC. 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$60,014
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$259,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$258,848
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,039
Value of total assets at end of year	2014-12-31	$1,140,036
Value of total assets at beginning of year	2014-12-31	$1,339,512
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$642
Total interest from all sources	2014-12-31	$9,322
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$200,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$871
Administrative expenses (other) incurred	2014-12-31	$642
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-199,476
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,140,036
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,339,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$909,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$362,947
Interest on participant loans	2014-12-31	$0
Interest earned on other investments	2014-12-31	$9,322
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$230,478
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$976,565
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Net investment gain/loss from pooled separate accounts	2014-12-31	$47,782
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$2,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$258,848
Contract administrator fees	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2014-12-31	410746749
2013 : 401(A) THRIFT PLAN OF TRIUMPH, INC. 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$54,202
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$91,656
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$91,088
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$5,557
Value of total assets at end of year	2013-12-31	$1,339,512
Value of total assets at beginning of year	2013-12-31	$1,376,966
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$568
Total interest from all sources	2013-12-31	$48,645
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$200,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$671
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$576
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-37,454
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,339,512
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,376,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$362,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$332,696
Interest on participant loans	2013-12-31	$0
Interest earned on other investments	2013-12-31	$48,645
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$976,565
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,044,270
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$4,886
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$90,512
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Unrealized appreciation/depreciation of real estate assets	2013-05-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-05-31	$0
Total unrealized appreciation/depreciation of assets	2013-05-31	$0
Total transfer of assets to this plan	2013-05-31	$0
Total transfer of assets from this plan	2013-05-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-05-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-05-31	$0
Total income from all sources (including contributions)	2013-05-31	$254,996
Total loss/gain on sale of assets	2013-05-31	$0
Total of all expenses incurred	2013-05-31	$214,340
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-05-31	$213,795
Value of total corrective distributions	2013-05-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-05-31	$169,554
Value of total assets at end of year	2013-05-31	$1,376,966
Value of total assets at beginning of year	2013-05-31	$1,336,310
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-05-31	$545
Total income from rents	2013-05-31	$0
Total interest from all sources	2013-05-31	$23,058
Total dividends received (eg from common stock, registered investment company shares)	2013-05-31	$7,959
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-05-31	$7,959
Administrative expenses professional fees incurred	2013-05-31	$0
Was this plan covered by a fidelity bond	2013-05-31	Yes
Value of fidelity bond cover	2013-05-31	$200,000
If this is an individual account plan, was there a blackout period	2013-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-05-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-05-31	$-33,387
Minimum employer required contribution for this plan year	2013-05-31	$132,400
Amount contributed by the employer to the plan for this plan year	2013-05-31	$165,787
Were there any nonexempt tranactions with any party-in-interest	2013-05-31	No
Amount of non-exempt transactions with any party-in-interest	2013-05-31	$0
Contributions received from participants	2013-05-31	$0
Participant contributions at end of year	2013-05-31	$0
Participant contributions at beginning of year	2013-05-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-05-31	$2,364
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-05-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-05-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-05-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-05-31	$0
Other income not declared elsewhere	2013-05-31	$0
Administrative expenses (other) incurred	2013-05-31	$0
Liabilities. Value of operating payables at beginning of year	2013-05-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-05-31	No
Value of net income/loss	2013-05-31	$40,656
Value of net assets at end of year (total assets less liabilities)	2013-05-31	$1,376,966
Value of net assets at beginning of year (total assets less liabilities)	2013-05-31	$1,336,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-05-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2013-05-31	$0
Were any leases to which the plan was party in default or uncollectible	2013-05-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2013-05-31	$0
Investment advisory and management fees	2013-05-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-05-31	$332,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-05-31	$397,194
Income. Interest from loans (other than to participants)	2013-05-31	$0
Interest earned on other investments	2013-05-31	$23,058
Income. Interest from US Government securities	2013-05-31	$0
Income. Interest from corporate debt instruments	2013-05-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-05-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-05-31	$1,044,270
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-05-31	$939,116
Expenses. Payments to insurance carriers foe the provision of benefits	2013-05-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-05-31	$54,425
Net investment gain/loss from pooled separate accounts	2013-05-31	$0
Net investment gain or loss from common/collective trusts	2013-05-31	$0
Net gain/loss from 103.12 investment entities	2013-05-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-05-31	No
Was there a failure to transmit to the plan any participant contributions	2013-05-31	No
Has the plan failed to provide any benefit when due under the plan	2013-05-31	No
Contributions received in cash from employer	2013-05-31	$167,190
Employer contributions (assets) at end of year	2013-05-31	$0
Employer contributions (assets) at beginning of year	2013-05-31	$0
Income. Dividends from preferred stock	2013-05-31	$0
Income. Dividends from common stock	2013-05-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-05-31	$213,795
Contract administrator fees	2013-05-31	$545
Liabilities. Value of benefit claims payable at beginning of year	2013-05-31	$0
Did the plan have assets held for investment	2013-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-05-31	No
Aggregate proceeds on sale of assets	2013-05-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-05-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-05-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-05-31	Disclaimer
Accountancy firm name	2013-05-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2013-05-31	410746749
2012 : 401(A) THRIFT PLAN OF TRIUMPH, INC. 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-05-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-05-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-05-31	$0
Total income from all sources (including contributions)	2012-05-31	$196,597
Total loss/gain on sale of assets	2012-05-31	$0
Total of all expenses incurred	2012-05-31	$117,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-05-31	$116,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-05-31	$199,163
Value of total assets at end of year	2012-05-31	$1,354,469
Value of total assets at beginning of year	2012-05-31	$1,274,924
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-05-31	$359
Total interest from all sources	2012-05-31	$23,497
Total dividends received (eg from common stock, registered investment company shares)	2012-05-31	$7,338
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-05-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-05-31	$7,338
Was this plan covered by a fidelity bond	2012-05-31	Yes
Value of fidelity bond cover	2012-05-31	$200,000
If this is an individual account plan, was there a blackout period	2012-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-05-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-05-31	$18,045
Minimum employer required contribution for this plan year	2012-05-31	$188,372
Amount contributed by the employer to the plan for this plan year	2012-05-31	$170,327
Were there any nonexempt tranactions with any party-in-interest	2012-05-31	No
Contributions received from participants	2012-05-31	$0
Participant contributions at end of year	2012-05-31	$0
Participant contributions at beginning of year	2012-05-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-05-31	$24,531
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-05-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-05-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-05-31	No
Value of net income/loss	2012-05-31	$79,545
Value of net assets at end of year (total assets less liabilities)	2012-05-31	$1,354,469
Value of net assets at beginning of year (total assets less liabilities)	2012-05-31	$1,274,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-05-31	No
Were any leases to which the plan was party in default or uncollectible	2012-05-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-05-31	$397,194
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-05-31	$389,996
Interest earned on other investments	2012-05-31	$23,497
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-05-31	$939,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-05-31	$855,399
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-05-31	$-33,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-05-31	No
Was there a failure to transmit to the plan any participant contributions	2012-05-31	No
Has the plan failed to provide any benefit when due under the plan	2012-05-31	No
Contributions received in cash from employer	2012-05-31	$174,632
Employer contributions (assets) at end of year	2012-05-31	$18,159
Employer contributions (assets) at beginning of year	2012-05-31	$29,529
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-05-31	$116,693
Contract administrator fees	2012-05-31	$359
Did the plan have assets held for investment	2012-05-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-05-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-05-31	Disclaimer
Accountancy firm name	2012-05-31	CLIFTONLARSONALLEN LLC
Accountancy firm EIN	2012-05-31	410746749

Form 5500 Responses for 401(A) THRIFT PLAN OF TRIUMPH, INC.

2015: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2014: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2013 form 5500 responses
2013-06-01	Type of plan entity	Single employer plan
2013-06-01	Submission has been amended	No
2013-06-01	This submission is the final filing	No
2013-06-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-06-01	Plan is a collectively bargained plan	No
2013-06-01	Plan funding arrangement – Insurance	Yes
2013-06-01	Plan benefit arrangement – Insurance	Yes
2012: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2012 form 5500 responses
2012-06-01	Type of plan entity	Single employer plan
2012-06-01	This submission is the final filing	No
2012-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-06-01	Plan is a collectively bargained plan	No
2012-06-01	Plan funding arrangement – Insurance	Yes
2012-06-01	Plan funding arrangement – Trust	Yes
2012-06-01	Plan benefit arrangement – Insurance	Yes
2012-06-01	Plan benefit arrangement - Trust	Yes
2011: 401(A) THRIFT PLAN OF TRIUMPH, INC. 2011 form 5500 responses
2011-06-01	Type of plan entity	Single employer plan
2011-06-01	Submission has been amended	No
2011-06-01	This submission is the final filing	No
2011-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-06-01	Plan is a collectively bargained plan	No
2011-06-01	Plan funding arrangement – Insurance	Yes
2011-06-01	Plan funding arrangement – Trust	Yes
2011-06-01	Plan benefit arrangement – Insurance	Yes
2011-06-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

059024A

Policy instance

Insurance contract or identification number	059024A
Number of Individuals Covered	93
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $4,167
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	4167
Additional information about fees paid to insurance broker	PORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?	3
Insurance broker name	BOSTON REGIONAL OFFICE

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

441463

Policy instance

Insurance contract or identification number	441463
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-05-27
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

059024A

Policy instance

Insurance contract or identification number	059024A
Number of Individuals Covered	101
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $1,500
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	1500
Additional information about fees paid to insurance broker	PORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?	3
Insurance broker name	BOSTON REGIONAL OFFICE

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

441462

Policy instance

Insurance contract or identification number	441462
Number of Individuals Covered	132
Insurance policy start date	2014-06-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

059024A

Policy instance

Insurance contract or identification number	059024A
Number of Individuals Covered	135
Insurance policy start date	2013-07-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

441462

Policy instance

Insurance contract or identification number	441462
Number of Individuals Covered	132
Insurance policy start date	2012-06-01
Insurance policy end date	2013-05-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

441462

Policy instance

Insurance contract or identification number	441462
Number of Individuals Covered	133
Insurance policy start date	2011-06-01
Insurance policy end date	2012-05-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	TRIUMPH, INC.
Employer identification number (EIN):	042394012
NAIC Classification:	624200