NORTEL NETWORKS INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NORTEL NETWORKS WELFARE BENEFITS PLAN
| Measure | Date | Value |
|---|
| 2013 : NORTEL NETWORKS WELFARE BENEFITS PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $50,764 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $655,477 |
| Total income from all sources (including contributions) | 2013-12-31 | $78,931,365 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $80,619,185 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $79,154,038 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $78,930,997 |
| Value of total assets at end of year | 2013-12-31 | $805,588 |
| Value of total assets at beginning of year | 2013-12-31 | $3,098,121 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,465,147 |
| Total interest from all sources | 2013-12-31 | $368 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2013-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $3,669,768 |
| Participant contributions at end of year | 2013-12-31 | $1,090 |
| Participant contributions at beginning of year | 2013-12-31 | $601,071 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $66,172,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $509,635 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $695,459 |
| Administrative expenses (other) incurred | 2013-12-31 | $6,017 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $5,241 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $49,095 |
| Total non interest bearing cash at end of year | 2013-12-31 | $192,821 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $1,006,524 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $-1,687,820 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $754,824 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,442,644 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $102,037 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $794,923 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $794,923 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $368 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $1,087,683 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $75,261,229 |
| Employer contributions (assets) at end of year | 2013-12-31 | $5 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $144 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $11,894,355 |
| Contract administrator fees | 2013-12-31 | $1,459,130 |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $45,523 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $606,382 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | KPMG LLP |
| Accountancy firm EIN | 2013-12-31 | 135565207 |
| 2012 : NORTEL NETWORKS WELFARE BENEFITS PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $655,477 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $821,674 |
| Total income from all sources (including contributions) | 2012-12-31 | $29,001,434 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $29,098,737 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $26,694,819 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $28,999,914 |
| Value of total assets at end of year | 2012-12-31 | $3,098,121 |
| Value of total assets at beginning of year | 2012-12-31 | $3,361,621 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $2,403,918 |
| Total interest from all sources | 2012-12-31 | $1,520 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $8,527,755 |
| Participant contributions at end of year | 2012-12-31 | $601,071 |
| Participant contributions at beginning of year | 2012-12-31 | $709,657 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $695,459 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $971,845 |
| Administrative expenses (other) incurred | 2012-12-31 | $8,471 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $49,095 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $46,720 |
| Total non interest bearing cash at end of year | 2012-12-31 | $1,006,524 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $1,109,327 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-97,303 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,442,644 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,539,947 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Income. Interest from loans (other than to participants) | 2012-12-31 | $4 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $794,923 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $570,423 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $570,423 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $1,516 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $2,269,888 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $20,472,159 |
| Employer contributions (assets) at end of year | 2012-12-31 | $144 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $369 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $24,424,931 |
| Contract administrator fees | 2012-12-31 | $2,395,447 |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $606,382 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $774,954 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | KPMG LLP |
| Accountancy firm EIN | 2012-12-31 | 135565207 |
| 2011 : NORTEL NETWORKS WELFARE BENEFITS PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $821,674 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,287,507 |
| Total income from all sources (including contributions) | 2011-12-31 | $35,553,679 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $36,968,809 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $34,031,613 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $35,551,976 |
| Value of total assets at end of year | 2011-12-31 | $3,361,621 |
| Value of total assets at beginning of year | 2011-12-31 | $5,242,584 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $2,937,196 |
| Total interest from all sources | 2011-12-31 | $1,703 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $11,022,469 |
| Participant contributions at end of year | 2011-12-31 | $709,657 |
| Participant contributions at beginning of year | 2011-12-31 | $859,820 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $971,845 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $997,201 |
| Administrative expenses (other) incurred | 2011-12-31 | $9,638 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $46,720 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $52,594 |
| Total non interest bearing cash at end of year | 2011-12-31 | $1,109,327 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $1,148,329 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-1,415,130 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,539,947 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $3,955,077 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Income. Interest from loans (other than to participants) | 2011-12-31 | $296 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $570,423 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $2,233,297 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $2,233,297 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $1,407 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $2,621,099 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $24,529,507 |
| Employer contributions (assets) at end of year | 2011-12-31 | $369 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $3,937 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $31,410,514 |
| Contract administrator fees | 2011-12-31 | $2,927,558 |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $774,954 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $1,234,913 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $7,522,621 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $7,522,621 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | KPMG LLP |
| Accountancy firm EIN | 2011-12-31 | 135565207 |
| 2010 : NORTEL NETWORKS WELFARE BENEFITS PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,287,507 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $7,548,271 |
| Total income from all sources (including contributions) | 2010-12-31 | $56,599,738 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $52,434,703 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $47,910,046 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $56,592,876 |
| Value of total assets at end of year | 2010-12-31 | $5,242,584 |
| Value of total assets at beginning of year | 2010-12-31 | $7,338,313 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $4,524,657 |
| Total interest from all sources | 2010-12-31 | $6,862 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $16,729,237 |
| Participant contributions at end of year | 2010-12-31 | $859,820 |
| Participant contributions at beginning of year | 2010-12-31 | $1,089,841 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $997,201 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $1,525,314 |
| Administrative expenses (other) incurred | 2010-12-31 | $9,648 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $52,594 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $102,599 |
| Total non interest bearing cash at end of year | 2010-12-31 | $1,148,329 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $1,069,906 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $4,165,035 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $3,955,077 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $-209,958 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Income. Interest from loans (other than to participants) | 2010-12-31 | $3,937 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $2,233,297 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $3,653,252 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $3,653,252 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $2,925 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $2,330,082 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $39,863,639 |
| Employer contributions (assets) at end of year | 2010-12-31 | $3,937 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $45,579,964 |
| Contract administrator fees | 2010-12-31 | $4,515,009 |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $1,234,913 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $7,445,672 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $13,156,150 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $13,156,150 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | KPMG LLP |
| Accountancy firm EIN | 2010-12-31 | 135565207 |
