401k Plan data: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN plan

WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN
Plan identification number	002

WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WINTER WYMAN AND COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: WINTER WYMAN AND COMPANY, INC.

Employer identification number (EIN): 042508145

NAIC Classification: 561300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 WILLIAM DIANA
002 2016-01-01 RUTH DUFRESNE WILLIAM DIANA 2017-10-04
002 2015-01-01 RUTH DUFRESNE WILLAM J. DIANA 2016-10-03
002 2014-01-01 RUTH DUFRESNE WILLAM J. DIANA 2015-09-28
002 2013-01-01 WILIAM DIANA
002 2012-01-01 WILLIAM J. DIANA WILLIAM J. DIANA 2013-10-07
002 2011-01-01 WILLIAM J. DIANA
002 2010-01-01 WILLIAM J. DIANA
002 2009-01-01 BILL DIANA

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01	WILLIAM DIANA
002	2016-01-01	RUTH DUFRESNE	WILLIAM DIANA	2017-10-04
002	2015-01-01	RUTH DUFRESNE	WILLAM J. DIANA	2016-10-03
002	2014-01-01	RUTH DUFRESNE	WILLAM J. DIANA	2015-09-28
002	2013-01-01	WILIAM DIANA
002	2012-01-01	WILLIAM J. DIANA	WILLIAM J. DIANA	2013-10-07
002	2011-01-01	WILLIAM J. DIANA
002	2010-01-01	WILLIAM J. DIANA
002	2009-01-01	BILL DIANA

Plan Statistics for WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN

401k plan membership statisitcs for WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN

Measure Date Value
2020: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 309
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,049
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 309
Total of all active and inactive participants 2019-01-01 309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 309
Number of participants with account balances 2019-01-01 308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 9
2018: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 471
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 887
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 162
Total of all active and inactive participants 2018-01-01 1,049
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1,049
Number of participants with account balances 2018-01-01 324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 18
2017: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 505
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 325
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 146
Total of all active and inactive participants 2017-01-01 471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 471
Number of participants with account balances 2017-01-01 299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 11
2016: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 507
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,040
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 130
Total of all active and inactive participants 2016-01-01 1,170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1,170
Number of participants with account balances 2016-01-01 284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 8
2015: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 437
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 383
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 124
Total of all active and inactive participants 2015-01-01 507
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 507
Number of participants with account balances 2015-01-01 268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 4
2014: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 492
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 315
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 122
Total of all active and inactive participants 2014-01-01 437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 437
Number of participants with account balances 2014-01-01 257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 6
2013: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 445
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 333
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 122
Total of all active and inactive participants 2013-01-01 455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 455
Number of participants with account balances 2013-01-01 251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 5
2012: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 430
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 312
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 133
Total of all active and inactive participants 2012-01-01 445
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 445
Number of participants with account balances 2012-01-01 261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 394
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 300
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 130
Total of all active and inactive participants 2011-01-01 430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 430
Number of participants with account balances 2011-01-01 251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 285
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 263
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 131
Total of all active and inactive participants 2010-01-01 394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 394
Number of participants with account balances 2010-01-01 242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 2
2009: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 328
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 104
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 181
Total of all active and inactive participants 2009-01-01 285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 285
Number of participants with account balances 2009-01-01 285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 8

Measure	Date	Value
2020: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	309
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,049
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	309
Total of all active and inactive participants	2019-01-01	309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	309
Number of participants with account balances	2019-01-01	308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	9
2018: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	471
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	887
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	162
Total of all active and inactive participants	2018-01-01	1,049
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1,049
Number of participants with account balances	2018-01-01	324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	18
2017: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	505
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	325
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	146
Total of all active and inactive participants	2017-01-01	471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	471
Number of participants with account balances	2017-01-01	299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	11
2016: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	507
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,040
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	130
Total of all active and inactive participants	2016-01-01	1,170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,170
Number of participants with account balances	2016-01-01	284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	8
2015: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	437
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	383
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	124
Total of all active and inactive participants	2015-01-01	507
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	507
Number of participants with account balances	2015-01-01	268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	4
2014: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	492
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	315
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	122
Total of all active and inactive participants	2014-01-01	437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	437
Number of participants with account balances	2014-01-01	257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	6
2013: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	445
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	333
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	122
Total of all active and inactive participants	2013-01-01	455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	455
Number of participants with account balances	2013-01-01	251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	5
2012: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	430
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	312
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	133
Total of all active and inactive participants	2012-01-01	445
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	445
Number of participants with account balances	2012-01-01	261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	394
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	300
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	130
Total of all active and inactive participants	2011-01-01	430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	430
Number of participants with account balances	2011-01-01	251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	285
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	263
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	131
Total of all active and inactive participants	2010-01-01	394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	394
Number of participants with account balances	2010-01-01	242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	2
2009: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	328
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	104
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	181
Total of all active and inactive participants	2009-01-01	285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	285
Number of participants with account balances	2009-01-01	285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	8

Financial Data on WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN

Measure	Date	Value
2020 : WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-05-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-05-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-05-31	$0
Total income from all sources (including contributions)	2020-05-31	$-1,904,842
Total loss/gain on sale of assets	2020-05-31	$0
Total of all expenses incurred	2020-05-31	$24,336,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-05-31	$24,305,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-05-31	$357,713
Value of total assets at end of year	2020-05-31	$0
Value of total assets at beginning of year	2020-05-31	$26,241,397
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-05-31	$30,774
Total interest from all sources	2020-05-31	$7,366
Total dividends received (eg from common stock, registered investment company shares)	2020-05-31	$4,402
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-05-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-05-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2020-05-31	$4,402
Was this plan covered by a fidelity bond	2020-05-31	Yes
Value of fidelity bond cover	2020-05-31	$500,000
If this is an individual account plan, was there a blackout period	2020-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-05-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-05-31	No
Participant contributions at end of year	2020-05-31	$0
Participant contributions at beginning of year	2020-05-31	$332,993
Administrative expenses (other) incurred	2020-05-31	$30,774
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-05-31	No
Value of net income/loss	2020-05-31	$-26,241,397
Value of net assets at end of year (total assets less liabilities)	2020-05-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-05-31	$26,241,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-05-31	No
Were any leases to which the plan was party in default or uncollectible	2020-05-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-05-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-05-31	$17,499,982
Value of interest in pooled separate accounts at end of year	2020-05-31	$0
Value of interest in pooled separate accounts at beginning of year	2020-05-31	$4,705,788
Interest on participant loans	2020-05-31	$105
Interest earned on other investments	2020-05-31	$7,261
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-05-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-05-31	$3,702,634
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-05-31	$-1,941,038
Net investment gain/loss from pooled separate accounts	2020-05-31	$-333,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-05-31	No
Was there a failure to transmit to the plan any participant contributions	2020-05-31	No
Has the plan failed to provide any benefit when due under the plan	2020-05-31	No
Contributions received in cash from employer	2020-05-31	$357,713
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-05-31	$24,305,781
Did the plan have assets held for investment	2020-05-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-05-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-05-31	Yes
Opinion of an independent qualified public accountant for this plan	2020-05-31	Disclaimer
Accountancy firm name	2020-05-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2020-05-31	431947695
2019 : WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$7,779,784
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$5,816,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$5,757,753
Expenses. Certain deemed distributions of participant loans	2019-12-31	$50,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,241,982
Value of total assets at end of year	2019-12-31	$26,241,397
Value of total assets at beginning of year	2019-12-31	$24,277,750
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$8,189
Total interest from all sources	2019-12-31	$77,939
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$163,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2019-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$163,508
Administrative expenses professional fees incurred	2019-12-31	$8,189
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,692,438
Participant contributions at end of year	2019-12-31	$332,993
Participant contributions at beginning of year	2019-12-31	$287,723
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$146,459
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,963,647
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$26,241,397
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$24,277,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$17,499,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$16,160,493
Value of interest in pooled separate accounts at end of year	2019-12-31	$4,705,788
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$3,821,297
Interest on participant loans	2019-12-31	$10,951
Interest earned on other investments	2019-12-31	$66,988
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$3,702,634
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$4,008,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$4,337,175
Net investment gain/loss from pooled separate accounts	2019-12-31	$959,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$403,085
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$5,757,753
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2019-12-31	431947695
2018 : WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$376,331
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$2,455,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,212,095
Value of total corrective distributions	2018-12-31	$242,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,374,724
Value of total assets at end of year	2018-12-31	$24,277,750
Value of total assets at beginning of year	2018-12-31	$26,357,271
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$1,162
Total interest from all sources	2018-12-31	$67,648
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$150,755
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$150,755
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,852,724
Participant contributions at end of year	2018-12-31	$287,723
Participant contributions at beginning of year	2018-12-31	$308,069
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$70,250
Administrative expenses (other) incurred	2018-12-31	$587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-2,079,521
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$24,277,750
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$26,357,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$16,160,493
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$17,918,340
Value of interest in pooled separate accounts at end of year	2018-12-31	$3,821,297
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$4,159,301
Interest on participant loans	2018-12-31	$10,276
Interest earned on other investments	2018-12-31	$57,372
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$4,008,237
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$3,971,561
Net investment gain/loss from pooled separate accounts	2018-12-31	$-149,301
Net gain/loss from 103.12 investment entities	2018-12-31	$-2,067,495
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$451,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,212,095
Contract administrator fees	2018-12-31	$575
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2018-12-31	431947695
2017 : WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$6,226,061
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,818,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,486,593
Value of total corrective distributions	2017-12-31	$324,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,315,223
Value of total assets at end of year	2017-12-31	$26,357,271
Value of total assets at beginning of year	2017-12-31	$21,949,718
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$7,842
Total interest from all sources	2017-12-31	$64,681
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$144,992
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$144,992
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,740,106
Participant contributions at end of year	2017-12-31	$308,069
Participant contributions at beginning of year	2017-12-31	$261,343
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$169,134
Administrative expenses (other) incurred	2017-12-31	$6,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$4,407,553
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$26,357,271
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$21,949,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$17,918,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$14,849,287
Value of interest in pooled separate accounts at end of year	2017-12-31	$4,159,301
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$3,157,008
Interest on participant loans	2017-12-31	$10,006
Interest earned on other investments	2017-12-31	$54,675
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$3,971,561
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$3,682,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,122,324
Net investment gain/loss from pooled separate accounts	2017-12-31	$578,841
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$405,983
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,486,593
Contract administrator fees	2017-12-31	$1,045
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2017-12-31	431947695
2016 : WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$3,924,745
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,161,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$858,593
Value of total corrective distributions	2016-12-31	$289,451
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,287,613
Value of total assets at end of year	2016-12-31	$21,949,718
Value of total assets at beginning of year	2016-12-31	$19,186,122
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$13,105
Total interest from all sources	2016-12-31	$61,249
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$132,570
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$132,570
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,677,049
Participant contributions at end of year	2016-12-31	$261,343
Participant contributions at beginning of year	2016-12-31	$253,013
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$205,746
Other income not declared elsewhere	2016-12-31	$2,938
Administrative expenses (other) incurred	2016-12-31	$13,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,763,596
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$21,949,718
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$19,186,122
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$14,849,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$12,765,870
Value of interest in pooled separate accounts at end of year	2016-12-31	$3,157,008
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,597,069
Interest on participant loans	2016-12-31	$8,072
Interest earned on other investments	2016-12-31	$53,177
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$3,682,080
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$3,570,170
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,178,534
Net investment gain/loss from pooled separate accounts	2016-12-31	$261,841
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$404,818
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$858,593
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2016-12-31	431947695
2015 : WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,556,401
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$612,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$513,390
Value of total corrective distributions	2015-12-31	$94,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,764,890
Value of total assets at end of year	2015-12-31	$19,186,122
Value of total assets at beginning of year	2015-12-31	$18,241,906
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,797
Total interest from all sources	2015-12-31	$66,818
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$124,586
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$124,586
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,583,811
Participant contributions at end of year	2015-12-31	$253,013
Participant contributions at beginning of year	2015-12-31	$244,072
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$75,854
Other income not declared elsewhere	2015-12-31	$3,000
Administrative expenses (other) incurred	2015-12-31	$3,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$944,216
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$19,186,122
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$18,241,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$12,765,870
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$12,240,933
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,597,069
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$2,408,921
Interest on participant loans	2015-12-31	$7,783
Interest earned on other investments	2015-12-31	$59,035
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$3,570,170
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$3,347,980
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-417,111
Net investment gain/loss from pooled separate accounts	2015-12-31	$14,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$105,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$513,390
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2015-12-31	431947695
2014 : WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,419,739
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,684,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,577,753
Value of total corrective distributions	2014-12-31	$102,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,425,348
Value of total assets at end of year	2014-12-31	$18,241,906
Value of total assets at beginning of year	2014-12-31	$17,506,640
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,988
Total interest from all sources	2014-12-31	$72,617
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$90,561
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$90,561
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,298,257
Participant contributions at end of year	2014-12-31	$244,072
Participant contributions at beginning of year	2014-12-31	$284,906
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$51,341
Other income not declared elsewhere	2014-12-31	$3,015
Administrative expenses (other) incurred	2014-12-31	$3,988
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$735,266
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$18,241,906
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$17,506,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$12,240,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$11,618,760
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,408,921
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$2,003,073
Interest on participant loans	2014-12-31	$9,350
Interest earned on other investments	2014-12-31	$63,267
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$3,347,980
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$3,599,901
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$633,432
Net investment gain/loss from pooled separate accounts	2014-12-31	$194,766
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$75,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,577,753
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2014-12-31	431947695
2013 : WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$4,039,467
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,229,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,123,833
Value of total corrective distributions	2013-12-31	$103,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,349,699
Value of total assets at end of year	2013-12-31	$17,506,640
Value of total assets at beginning of year	2013-12-31	$14,697,163
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,783
Total interest from all sources	2013-12-31	$69,425
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$80,306
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$80,306
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,187,293
Participant contributions at end of year	2013-12-31	$284,906
Participant contributions at beginning of year	2013-12-31	$306,157
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$88,045
Other income not declared elsewhere	2013-12-31	$3,000
Administrative expenses (other) incurred	2013-12-31	$2,783
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,809,477
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$17,506,640
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$14,697,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$11,618,760
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$9,257,483
Value of interest in pooled separate accounts at end of year	2013-12-31	$2,003,073
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$2,113,764
Interest on participant loans	2013-12-31	$10,505
Interest earned on other investments	2013-12-31	$58,920
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$3,599,901
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$3,019,759
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,277,484
Net investment gain/loss from pooled separate accounts	2013-12-31	$259,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$74,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,123,833
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2013-12-31	431947695
2012 : WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,888,440
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,124,221
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,097,670
Value of total corrective distributions	2012-12-31	$23,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,278,524
Value of total assets at end of year	2012-12-31	$14,697,163
Value of total assets at beginning of year	2012-12-31	$12,932,944
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,433
Total interest from all sources	2012-12-31	$76,416
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$95,036
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$95,036
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,178,292
Participant contributions at end of year	2012-12-31	$306,157
Participant contributions at beginning of year	2012-12-31	$385,674
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$38,258
Other income not declared elsewhere	2012-12-31	$3,124
Administrative expenses (other) incurred	2012-12-31	$3,433
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,764,219
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$14,697,163
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$12,932,944
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$9,257,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$7,896,228
Value of interest in pooled separate accounts at end of year	2012-12-31	$2,113,764
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,865,603
Interest on participant loans	2012-12-31	$11,690
Interest earned on other investments	2012-12-31	$64,726
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$3,019,759
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,785,439
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,221,855
Net investment gain/loss from pooled separate accounts	2012-12-31	$213,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$61,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,097,670
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2012-12-31	431947695
2011 : WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$98,905
Total income from all sources (including contributions)	2011-12-31	$694,929
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$621,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$522,460
Value of total corrective distributions	2011-12-31	$93,416
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,163,722
Value of total assets at end of year	2011-12-31	$12,932,944
Value of total assets at beginning of year	2011-12-31	$12,957,979
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$5,183
Total interest from all sources	2011-12-31	$75,273
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$87,419
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$87,419
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,100,248
Participant contributions at end of year	2011-12-31	$385,674
Participant contributions at beginning of year	2011-12-31	$308,682
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$21,713
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$63,474
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$98,905
Other income not declared elsewhere	2011-12-31	$102,733
Administrative expenses (other) incurred	2011-12-31	$5,183
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$73,870
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$12,932,944
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$12,859,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$7,896,228
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$8,243,660
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,865,603
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,871,775
Interest on participant loans	2011-12-31	$13,700
Interest earned on other investments	2011-12-31	$61,573
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,785,439
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,512,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-740,532
Net investment gain/loss from pooled separate accounts	2011-12-31	$6,314
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$522,460
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2011-12-31	431947695
2010 : WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$98,905
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$278,839
Total income from all sources (including contributions)	2010-12-31	$2,229,410
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$776,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,051,356
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$848,846
Value of total assets at end of year	2010-12-31	$12,957,979
Value of total assets at beginning of year	2010-12-31	$11,684,888
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$-274,971
Total interest from all sources	2010-12-31	$86,984
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$53,096
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$53,096
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$760,833
Participant contributions at end of year	2010-12-31	$308,682
Participant contributions at beginning of year	2010-12-31	$170,146
Participant contributions at end of year	2010-12-31	$21,713
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$88,013
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$98,905
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$278,839
Other income not declared elsewhere	2010-12-31	$609
Administrative expenses (other) incurred	2010-12-31	$-274,971
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,453,025
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$12,859,074
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$11,406,049
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$8,243,660
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$7,263,087
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,871,775
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$1,740,585
Interest on participant loans	2010-12-31	$9,303
Interest earned on other investments	2010-12-31	$77,681
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,512,149
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$2,511,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,067,903
Net investment gain/loss from pooled separate accounts	2010-12-31	$171,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,051,356
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MAYER HOFFMAN MCCANN
Accountancy firm EIN	2010-12-31	431947695
2009 : WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN

2020: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: WINTER, WYMAN, & COMPANY, INC. 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

040240

Policy instance

Insurance contract or identification number	040240
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-05-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

040240

Policy instance

Insurance contract or identification number	040240
Number of Individuals Covered	173
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

040240

Policy instance

Insurance contract or identification number	040240
Number of Individuals Covered	324
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

040240

Policy instance

Insurance contract or identification number	040240
Number of Individuals Covered	471
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

040240

Policy instance

Insurance contract or identification number	040240
Number of Individuals Covered	1175
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $15,048
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	15048
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	NFP INSURANCE SERVICES INC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

040240

Policy instance

Insurance contract or identification number	040240
Number of Individuals Covered	437
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $13,838
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	3431
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	NFP INSURANCE SERVICES INC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

10013

Policy instance

Insurance contract or identification number	10013
Number of Individuals Covered	455
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $13,318
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	13318
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	LPL FINANCIAL LLC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

10013

Policy instance

Insurance contract or identification number	10013
Number of Individuals Covered	445
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $12,353
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	12353
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	LPL FINANCIAL LLC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

10013

Policy instance

Insurance contract or identification number	10013
Number of Individuals Covered	430
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $13,113
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

10013

Policy instance

Insurance contract or identification number	10013
Number of Individuals Covered	394
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $7,820
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	7820
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	NRP FINANCIAL, INC.

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Company Name:	WINTER WYMAN AND COMPANY, INC.
Employer identification number (EIN):	042508145
NAIC Classification:	561300