401k Plan data: V.H. BLACKINTON & CO., INC plan

V.H. BLACKINTON & CO., INC 401k Plan overview

Plan Name	V.H. BLACKINTON & CO., INC
Plan identification number	401

V.H. BLACKINTON & CO., INC Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

V.H. BLACKINTON AND CO., INC. has sponsored the creation of one or more 401k plans.

Company Name: V.H. BLACKINTON AND CO., INC.

Employer identification number (EIN): 042547781

NAIC Classification: 332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan V.H. BLACKINTON & CO., INC

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
401 2017-10-01
401 2016-10-01 JEFFREY R BOUTIN JEFFREY R BOUTIN 2018-06-22
401 2015-10-01 JEFFREY R BOUTIN JEFFREY R BOUTIN 2017-02-03
401 2014-10-01 JEFFREY R BOUTIN JEFFREY R BOUTIN 2016-03-22
401 2013-10-01 JEFFREY BOUTIN JEFFREY BOUTIN 2015-03-18
401 2012-10-01 JEFFREY BOUTIN JEFFREY BOUTIN 2014-03-07
401 2009-10-01 JEFFREY BOUTIN
401 2008-10-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
401	2017-10-01
401	2016-10-01	JEFFREY R BOUTIN	JEFFREY R BOUTIN	2018-06-22
401	2015-10-01	JEFFREY R BOUTIN	JEFFREY R BOUTIN	2017-02-03
401	2014-10-01	JEFFREY R BOUTIN	JEFFREY R BOUTIN	2016-03-22
401	2013-10-01	JEFFREY BOUTIN	JEFFREY BOUTIN	2015-03-18
401	2012-10-01	JEFFREY BOUTIN	JEFFREY BOUTIN	2014-03-07
401	2009-10-01	JEFFREY BOUTIN
401	2008-10-01

Plan Statistics for V.H. BLACKINTON & CO., INC

401k plan membership statisitcs for V.H. BLACKINTON & CO., INC

Measure Date Value
2017: V.H. BLACKINTON & CO., INC 2017 401k membership
Total participants, beginning-of-year 2017-10-01 194
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 168
Number of retired or separated participants receiving benefits 2017-10-01 2
Number of other retired or separated participants entitled to future benefits 2017-10-01 25
Total of all active and inactive participants 2017-10-01 195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-10-01 0
Total participants 2017-10-01 195
Number of participants with account balances 2017-10-01 195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-10-01 0
2016: V.H. BLACKINTON & CO., INC 2016 401k membership
Total participants, beginning-of-year 2016-10-01 194
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 170
Number of retired or separated participants receiving benefits 2016-10-01 2
Number of other retired or separated participants entitled to future benefits 2016-10-01 22
Total of all active and inactive participants 2016-10-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-10-01 0
Total participants 2016-10-01 194
Number of participants with account balances 2016-10-01 194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 0
2015: V.H. BLACKINTON & CO., INC 2015 401k membership
Total participants, beginning-of-year 2015-10-01 184
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 165
Number of retired or separated participants receiving benefits 2015-10-01 2
Number of other retired or separated participants entitled to future benefits 2015-10-01 27
Total of all active and inactive participants 2015-10-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 0
Total participants 2015-10-01 194
Number of participants with account balances 2015-10-01 183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 0
2014: V.H. BLACKINTON & CO., INC 2014 401k membership
Total participants, beginning-of-year 2014-10-01 223
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 165
Number of retired or separated participants receiving benefits 2014-10-01 2
Number of other retired or separated participants entitled to future benefits 2014-10-01 17
Total of all active and inactive participants 2014-10-01 184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 0
Total participants 2014-10-01 184
Number of participants with account balances 2014-10-01 184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 0
2013: V.H. BLACKINTON & CO., INC 2013 401k membership
Total participants, beginning-of-year 2013-10-01 205
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 176
Number of retired or separated participants receiving benefits 2013-10-01 2
Number of other retired or separated participants entitled to future benefits 2013-10-01 45
Total of all active and inactive participants 2013-10-01 223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 223
Number of participants with account balances 2013-10-01 220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: V.H. BLACKINTON & CO., INC 2012 401k membership
Total participants, beginning-of-year 2012-10-01 202
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 162
Number of retired or separated participants receiving benefits 2012-10-01 2
Number of other retired or separated participants entitled to future benefits 2012-10-01 39
Total of all active and inactive participants 2012-10-01 203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 2
Total participants 2012-10-01 205
Number of participants with account balances 2012-10-01 205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 0
2009: V.H. BLACKINTON & CO., INC 2009 401k membership
Total participants, beginning-of-year 2009-10-01 185
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 167
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 40
Total of all active and inactive participants 2009-10-01 207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 207
Number of participants with account balances 2009-10-01 207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 0

Measure	Date	Value
2017: V.H. BLACKINTON & CO., INC 2017 401k membership
Total participants, beginning-of-year	2017-10-01	194
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	168
Number of retired or separated participants receiving benefits	2017-10-01	2
Number of other retired or separated participants entitled to future benefits	2017-10-01	25
Total of all active and inactive participants	2017-10-01	195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-10-01	0
Total participants	2017-10-01	195
Number of participants with account balances	2017-10-01	195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-10-01	0
2016: V.H. BLACKINTON & CO., INC 2016 401k membership
Total participants, beginning-of-year	2016-10-01	194
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	170
Number of retired or separated participants receiving benefits	2016-10-01	2
Number of other retired or separated participants entitled to future benefits	2016-10-01	22
Total of all active and inactive participants	2016-10-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-10-01	0
Total participants	2016-10-01	194
Number of participants with account balances	2016-10-01	194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	0
2015: V.H. BLACKINTON & CO., INC 2015 401k membership
Total participants, beginning-of-year	2015-10-01	184
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	165
Number of retired or separated participants receiving benefits	2015-10-01	2
Number of other retired or separated participants entitled to future benefits	2015-10-01	27
Total of all active and inactive participants	2015-10-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	0
Total participants	2015-10-01	194
Number of participants with account balances	2015-10-01	183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	0
2014: V.H. BLACKINTON & CO., INC 2014 401k membership
Total participants, beginning-of-year	2014-10-01	223
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	165
Number of retired or separated participants receiving benefits	2014-10-01	2
Number of other retired or separated participants entitled to future benefits	2014-10-01	17
Total of all active and inactive participants	2014-10-01	184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	0
Total participants	2014-10-01	184
Number of participants with account balances	2014-10-01	184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	0
2013: V.H. BLACKINTON & CO., INC 2013 401k membership
Total participants, beginning-of-year	2013-10-01	205
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	176
Number of retired or separated participants receiving benefits	2013-10-01	2
Number of other retired or separated participants entitled to future benefits	2013-10-01	45
Total of all active and inactive participants	2013-10-01	223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	223
Number of participants with account balances	2013-10-01	220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: V.H. BLACKINTON & CO., INC 2012 401k membership
Total participants, beginning-of-year	2012-10-01	202
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	162
Number of retired or separated participants receiving benefits	2012-10-01	2
Number of other retired or separated participants entitled to future benefits	2012-10-01	39
Total of all active and inactive participants	2012-10-01	203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	2
Total participants	2012-10-01	205
Number of participants with account balances	2012-10-01	205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	0
2009: V.H. BLACKINTON & CO., INC 2009 401k membership
Total participants, beginning-of-year	2009-10-01	185
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	167
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	40
Total of all active and inactive participants	2009-10-01	207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	207
Number of participants with account balances	2009-10-01	207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	0

Financial Data on V.H. BLACKINTON & CO., INC

Measure	Date	Value
2018 : V.H. BLACKINTON & CO., INC 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$0
Total income from all sources (including contributions)	2018-09-30	$1,886,423
Total loss/gain on sale of assets	2018-09-30	$0
Total of all expenses incurred	2018-09-30	$553,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-09-30	$550,267
Value of total corrective distributions	2018-09-30	$618
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-09-30	$652,825
Value of total assets at end of year	2018-09-30	$17,851,324
Value of total assets at beginning of year	2018-09-30	$16,518,076
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-09-30	$2,290
Total interest from all sources	2018-09-30	$116,947
Total dividends received (eg from common stock, registered investment company shares)	2018-09-30	$110,603
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-09-30	$110,603
Was this plan covered by a fidelity bond	2018-09-30	Yes
Value of fidelity bond cover	2018-09-30	$500,000
If this is an individual account plan, was there a blackout period	2018-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-09-30	No
Contributions received from participants	2018-09-30	$390,271
Income. Received or receivable in cash from other sources (including rollovers)	2018-09-30	$774
Administrative expenses (other) incurred	2018-09-30	$2,290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Value of net income/loss	2018-09-30	$1,333,248
Value of net assets at end of year (total assets less liabilities)	2018-09-30	$17,851,324
Value of net assets at beginning of year (total assets less liabilities)	2018-09-30	$16,518,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-09-30	No
Were any leases to which the plan was party in default or uncollectible	2018-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-09-30	$9,822,922
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-09-30	$8,982,880
Value of interest in pooled separate accounts at end of year	2018-09-30	$189,642
Value of interest in pooled separate accounts at beginning of year	2018-09-30	$2,088
Interest earned on other investments	2018-09-30	$116,947
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-09-30	$7,838,760
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-09-30	$7,533,108
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-09-30	$997,870
Net investment gain/loss from pooled separate accounts	2018-09-30	$8,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-09-30	No
Was there a failure to transmit to the plan any participant contributions	2018-09-30	No
Has the plan failed to provide any benefit when due under the plan	2018-09-30	No
Contributions received in cash from employer	2018-09-30	$261,780
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-09-30	$550,267
Did the plan have assets held for investment	2018-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-09-30	Disclaimer
Accountancy firm name	2018-09-30	RSM US LLP
Accountancy firm EIN	2018-09-30	040714325
2017 : V.H. BLACKINTON & CO., INC 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$0
Total income from all sources (including contributions)	2017-09-30	$1,954,831
Total loss/gain on sale of assets	2017-09-30	$0
Total of all expenses incurred	2017-09-30	$529,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-09-30	$528,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-09-30	$627,485
Value of total assets at end of year	2017-09-30	$16,518,076
Value of total assets at beginning of year	2017-09-30	$15,092,966
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-09-30	$1,610
Total interest from all sources	2017-09-30	$108,922
Total dividends received (eg from common stock, registered investment company shares)	2017-09-30	$104,517
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-09-30	$104,517
Was this plan covered by a fidelity bond	2017-09-30	Yes
Value of fidelity bond cover	2017-09-30	$500,000
If this is an individual account plan, was there a blackout period	2017-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-09-30	No
Contributions received from participants	2017-09-30	$373,131
Other income not declared elsewhere	2017-09-30	$-328
Administrative expenses (other) incurred	2017-09-30	$1,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Value of net income/loss	2017-09-30	$1,425,110
Value of net assets at end of year (total assets less liabilities)	2017-09-30	$16,518,076
Value of net assets at beginning of year (total assets less liabilities)	2017-09-30	$15,092,966
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-09-30	No
Were any leases to which the plan was party in default or uncollectible	2017-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-09-30	$8,982,880
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-09-30	$8,237,198
Value of interest in pooled separate accounts at end of year	2017-09-30	$2,088
Value of interest in pooled separate accounts at beginning of year	2017-09-30	$0
Interest earned on other investments	2017-09-30	$108,922
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-09-30	$7,533,108
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-09-30	$6,855,768
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-09-30	$1,114,189
Net investment gain/loss from pooled separate accounts	2017-09-30	$46
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-09-30	No
Was there a failure to transmit to the plan any participant contributions	2017-09-30	No
Has the plan failed to provide any benefit when due under the plan	2017-09-30	No
Contributions received in cash from employer	2017-09-30	$254,354
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-09-30	$528,111
Did the plan have assets held for investment	2017-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-09-30	Disclaimer
Accountancy firm name	2017-09-30	RSM US LLP
Accountancy firm EIN	2017-09-30	040714325
2016 : V.H. BLACKINTON & CO., INC 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Total income from all sources (including contributions)	2016-09-30	$1,462,707
Total loss/gain on sale of assets	2016-09-30	$0
Total of all expenses incurred	2016-09-30	$392,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-09-30	$390,519
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-09-30	$626,873
Value of total assets at end of year	2016-09-30	$15,092,966
Value of total assets at beginning of year	2016-09-30	$14,022,657
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-09-30	$1,879
Total interest from all sources	2016-09-30	$104,066
Total dividends received (eg from common stock, registered investment company shares)	2016-09-30	$97,487
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-09-30	$97,487
Was this plan covered by a fidelity bond	2016-09-30	Yes
Value of fidelity bond cover	2016-09-30	$500,000
If this is an individual account plan, was there a blackout period	2016-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-09-30	No
Contributions received from participants	2016-09-30	$375,924
Other income not declared elsewhere	2016-09-30	$-177
Administrative expenses (other) incurred	2016-09-30	$1,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Value of net income/loss	2016-09-30	$1,070,309
Value of net assets at end of year (total assets less liabilities)	2016-09-30	$15,092,966
Value of net assets at beginning of year (total assets less liabilities)	2016-09-30	$14,022,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-09-30	No
Were any leases to which the plan was party in default or uncollectible	2016-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-09-30	$8,237,198
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-09-30	$7,716,647
Interest earned on other investments	2016-09-30	$104,066
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-09-30	$6,855,768
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-09-30	$6,306,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-09-30	$634,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-09-30	No
Was there a failure to transmit to the plan any participant contributions	2016-09-30	No
Has the plan failed to provide any benefit when due under the plan	2016-09-30	No
Contributions received in cash from employer	2016-09-30	$250,949
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-09-30	$390,519
Did the plan have assets held for investment	2016-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-09-30	Disclaimer
Accountancy firm name	2016-09-30	RSM US LLP
Accountancy firm EIN	2016-09-30	040714325
2015 : V.H. BLACKINTON & CO., INC 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total income from all sources (including contributions)	2015-09-30	$632,036
Total loss/gain on sale of assets	2015-09-30	$0
Total of all expenses incurred	2015-09-30	$771,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$768,289
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$588,272
Value of total assets at end of year	2015-09-30	$14,022,657
Value of total assets at beginning of year	2015-09-30	$14,161,915
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$3,005
Total interest from all sources	2015-09-30	$104,250
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$93,012
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-09-30	$93,012
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$500,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Contributions received from participants	2015-09-30	$338,012
Administrative expenses (other) incurred	2015-09-30	$3,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$-139,258
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$14,022,657
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$14,161,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-09-30	$7,716,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-09-30	$8,150,885
Interest earned on other investments	2015-09-30	$104,250
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-09-30	$6,306,010
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-09-30	$6,011,030
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-09-30	$-153,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Contributions received in cash from employer	2015-09-30	$250,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$768,289
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	RSM US LLP
Accountancy firm EIN	2015-09-30	040714325
2014 : V.H. BLACKINTON & CO., INC 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total income from all sources (including contributions)	2014-09-30	$1,561,173
Total loss/gain on sale of assets	2014-09-30	$0
Total of all expenses incurred	2014-09-30	$1,003,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$1,002,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$594,124
Value of total assets at end of year	2014-09-30	$14,161,915
Value of total assets at beginning of year	2014-09-30	$13,604,456
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$1,610
Total interest from all sources	2014-09-30	$108,334
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$64,772
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-09-30	$64,772
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$500,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Contributions received from participants	2014-09-30	$349,976
Administrative expenses (other) incurred	2014-09-30	$1,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$557,459
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$14,161,915
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$13,604,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$8,150,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$7,368,214
Interest earned on other investments	2014-09-30	$108,334
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-09-30	$6,011,030
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-09-30	$6,236,242
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-30	$793,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Contributions received in cash from employer	2014-09-30	$244,148
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$1,002,104
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	MCGLADREY LLP
Accountancy firm EIN	2014-09-30	040714325
2013 : V.H. BLACKINTON & CO., INC 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$1,828,772
Total loss/gain on sale of assets	2013-09-30	$0
Total of all expenses incurred	2013-09-30	$507,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$505,582
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$573,883
Value of total assets at end of year	2013-09-30	$13,604,456
Value of total assets at beginning of year	2013-09-30	$12,282,908
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$1,642
Total interest from all sources	2013-09-30	$118,286
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$90,194
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-09-30	$90,194
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$500,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Contributions received from participants	2013-09-30	$334,849
Income. Received or receivable in cash from other sources (including rollovers)	2013-09-30	$8,144
Administrative expenses (other) incurred	2013-09-30	$1,642
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$1,321,548
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$13,604,456
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$12,282,908
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$7,368,214
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$7,012,728
Interest earned on other investments	2013-09-30	$118,286
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-09-30	$6,236,242
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-09-30	$5,270,180
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-09-30	$1,046,409
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Contributions received in cash from employer	2013-09-30	$230,890
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$505,582
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-09-30	No
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	MCGLADREY LLP
Accountancy firm EIN	2013-09-30	040714325
2011 : V.H. BLACKINTON & CO., INC 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$766,806
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$403,794
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$402,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$568,877
Value of total assets at end of year	2011-09-30	$11,191,630
Value of total assets at beginning of year	2011-09-30	$10,828,618
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$1,443
Total interest from all sources	2011-09-30	$133,175
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$73,955
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-09-30	$73,955
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$500,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$325,125
Income. Received or receivable in cash from other sources (including rollovers)	2011-09-30	$29,610
Administrative expenses (other) incurred	2011-09-30	$1,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$363,012
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$11,191,630
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$10,828,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$5,766,307
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$6,292,542
Interest earned on other investments	2011-09-30	$133,175
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-09-30	$5,425,323
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-09-30	$4,536,076
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-9,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Contributions received in cash from employer	2011-09-30	$214,142
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$402,351
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-09-30	No
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	MCGLADREY & PULLEN LLP
Accountancy firm EIN	2011-09-30	040714325
2010 : V.H. BLACKINTON & CO., INC 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for V.H. BLACKINTON & CO., INC

2017: V.H. BLACKINTON & CO., INC 2017 form 5500 responses
2017-10-01	Type of plan entity	Single employer plan
2017-10-01	Submission has been amended	No
2017-10-01	This submission is the final filing	No
2017-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-10-01	Plan is a collectively bargained plan	No
2017-10-01	Plan funding arrangement – Insurance	Yes
2017-10-01	Plan funding arrangement – Trust	Yes
2017-10-01	Plan benefit arrangement – Insurance	Yes
2017-10-01	Plan benefit arrangement - Trust	Yes
2016: V.H. BLACKINTON & CO., INC 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	Submission has been amended	No
2016-10-01	This submission is the final filing	No
2016-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-10-01	Plan is a collectively bargained plan	No
2016-10-01	Plan funding arrangement – Insurance	Yes
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement – Insurance	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: V.H. BLACKINTON & CO., INC 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Submission has been amended	No
2015-10-01	This submission is the final filing	No
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-10-01	Plan is a collectively bargained plan	No
2015-10-01	Plan funding arrangement – Insurance	Yes
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement – Insurance	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: V.H. BLACKINTON & CO., INC 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Insurance	Yes
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement – Insurance	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: V.H. BLACKINTON & CO., INC 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Insurance	Yes
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement – Insurance	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: V.H. BLACKINTON & CO., INC 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	Yes
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Insurance	Yes
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement – Insurance	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2009: V.H. BLACKINTON & CO., INC 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Insurance	Yes
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement – Insurance	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: V.H. BLACKINTON & CO., INC 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	No
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

041402

Policy instance

Insurance contract or identification number	041402
Number of Individuals Covered	195
Insurance policy start date	2017-10-01
Insurance policy end date	2018-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $18,000
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

GA041402

Policy instance

Insurance contract or identification number	GA041402
Number of Individuals Covered	194
Insurance policy start date	2015-10-01
Insurance policy end date	2016-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $18,000
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	18000
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	NFP INSURANCE SERVICES INC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

GA041402

Policy instance

Insurance contract or identification number	GA041402
Number of Individuals Covered	184
Insurance policy start date	2014-10-01
Insurance policy end date	2015-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $18,000
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	1500
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	NFP INSURANCE SERVICES INC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

GA041402

Policy instance

Insurance contract or identification number	GA041402
Number of Individuals Covered	223
Insurance policy start date	2013-10-01
Insurance policy end date	2014-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $18,000
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	16500
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	NFP INSURANCE SERVICES INC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

GA041402

Policy instance

Insurance contract or identification number	GA041402
Number of Individuals Covered	0
Insurance policy start date	2012-10-01
Insurance policy end date	2013-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $18,000
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	18000
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	LPL FINANCIAL

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

GA041402

Policy instance

Insurance contract or identification number	GA041402
Number of Individuals Covered	199
Insurance policy start date	2010-10-01
Insurance policy end date	2011-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $18,000
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	V.H. BLACKINTON AND CO., INC.
Employer identification number (EIN):	042547781
NAIC Classification:	332900