LOCKWOOD/MCKINNON COMPANY, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN
| Measure | Date | Value |
|---|
| 2022 : LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-11-14 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-11-14 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-11-14 | $11,715 |
| Total income from all sources (including contributions) | 2022-11-14 | $-352,858 |
| Total loss/gain on sale of assets | 2022-11-14 | $0 |
| Total of all expenses incurred | 2022-11-14 | $3,734,299 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-11-14 | $3,656,904 |
| Value of total corrective distributions | 2022-11-14 | $11,678 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-11-14 | $281,896 |
| Value of total assets at end of year | 2022-11-14 | $0 |
| Value of total assets at beginning of year | 2022-11-14 | $4,098,872 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-11-14 | $65,717 |
| Total interest from all sources | 2022-11-14 | $2,744 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-11-14 | $15,751 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-11-14 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-11-14 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-11-14 | $15,751 |
| Was this plan covered by a fidelity bond | 2022-11-14 | Yes |
| Value of fidelity bond cover | 2022-11-14 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2022-11-14 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-11-14 | No |
| Contributions received from participants | 2022-11-14 | $253,178 |
| Participant contributions at end of year | 2022-11-14 | $0 |
| Participant contributions at beginning of year | 2022-11-14 | $34,121 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-11-14 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-11-14 | $11,715 |
| Other income not declared elsewhere | 2022-11-14 | $-1,293 |
| Administrative expenses (other) incurred | 2022-11-14 | $1,005 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-11-14 | No |
| Value of net income/loss | 2022-11-14 | $-4,087,157 |
| Value of net assets at end of year (total assets less liabilities) | 2022-11-14 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-11-14 | $4,087,157 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-11-14 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-11-14 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-11-14 | No |
| Investment advisory and management fees | 2022-11-14 | $21,205 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-11-14 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-11-14 | $3,987,492 |
| Interest on participant loans | 2022-11-14 | $2,022 |
| Income. Interest from loans (other than to participants) | 2022-11-14 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-11-14 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-11-14 | $77,259 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-11-14 | $77,259 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-11-14 | $722 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-11-14 | $-651,956 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-11-14 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-11-14 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-11-14 | No |
| Contributions received in cash from employer | 2022-11-14 | $28,718 |
| Employer contributions (assets) at end of year | 2022-11-14 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-11-14 | $3,656,904 |
| Contract administrator fees | 2022-11-14 | $43,507 |
| Did the plan have assets held for investment | 2022-11-14 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-11-14 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-11-14 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-11-14 | Unqualified |
| Accountancy firm name | 2022-11-14 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2022-11-14 | 042689883 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $11,715 |
| Total income from all sources (including contributions) | 2022-01-01 | $-352,858 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $3,734,299 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $3,656,904 |
| Value of total corrective distributions | 2022-01-01 | $11,678 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $281,896 |
| Value of total assets at end of year | 2022-01-01 | $0 |
| Value of total assets at beginning of year | 2022-01-01 | $4,098,872 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $65,717 |
| Total interest from all sources | 2022-01-01 | $2,744 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $15,751 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-01-01 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $15,751 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $253,178 |
| Participant contributions at end of year | 2022-01-01 | $0 |
| Participant contributions at beginning of year | 2022-01-01 | $34,121 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-01-01 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-01-01 | $11,715 |
| Other income not declared elsewhere | 2022-01-01 | $-1,293 |
| Administrative expenses (other) incurred | 2022-01-01 | $1,005 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-4,087,157 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $4,087,157 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $21,205 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $3,987,492 |
| Interest on participant loans | 2022-01-01 | $2,022 |
| Income. Interest from loans (other than to participants) | 2022-01-01 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-01-01 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-01-01 | $722 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-651,956 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $28,718 |
| Employer contributions (assets) at end of year | 2022-01-01 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $3,656,904 |
| Contract administrator fees | 2022-01-01 | $43,507 |
| Did the plan have assets held for investment | 2022-01-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2022-01-01 | 042689883 |
| 2021 : LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $11,715 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $6,222 |
| Total income from all sources (including contributions) | 2021-12-31 | $862,799 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $730,551 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $687,996 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $321,922 |
| Value of total assets at end of year | 2021-12-31 | $4,098,872 |
| Value of total assets at beginning of year | 2021-12-31 | $3,961,131 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $42,555 |
| Total interest from all sources | 2021-12-31 | $1,702 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $410,761 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $410,761 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $286,654 |
| Participant contributions at end of year | 2021-12-31 | $34,121 |
| Participant contributions at beginning of year | 2021-12-31 | $51,647 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $11,715 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $6,222 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $132,248 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $4,087,157 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $3,954,909 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $11,912 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $3,987,492 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $3,834,192 |
| Interest on participant loans | 2021-12-31 | $1,687 |
| Income. Interest from loans (other than to participants) | 2021-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $77,259 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $75,292 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $75,292 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $15 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $128,414 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $35,268 |
| Employer contributions (assets) at end of year | 2021-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $687,996 |
| Contract administrator fees | 2021-12-31 | $30,643 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
| Accountancy firm name | 2021-12-31 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2021-12-31 | 042689883 |
| 2020 : LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $6,222 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $2,774 |
| Total income from all sources (including contributions) | 2020-12-31 | $807,170 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $152,563 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $116,329 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $310,871 |
| Value of total assets at end of year | 2020-12-31 | $3,961,131 |
| Value of total assets at beginning of year | 2020-12-31 | $3,303,076 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $36,234 |
| Total interest from all sources | 2020-12-31 | $3,228 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $83,526 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $83,526 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $400,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $277,915 |
| Participant contributions at end of year | 2020-12-31 | $51,647 |
| Participant contributions at beginning of year | 2020-12-31 | $53,916 |
| Participant contributions at end of year | 2020-12-31 | $0 |
| Participant contributions at beginning of year | 2020-12-31 | $4,455 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $6,222 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $2,774 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $654,607 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $3,954,909 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $3,300,302 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $13,878 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $3,834,192 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $3,165,527 |
| Interest on participant loans | 2020-12-31 | $2,862 |
| Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $75,292 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $78,370 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $78,370 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $366 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $409,545 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $32,956 |
| Employer contributions (assets) at end of year | 2020-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $808 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $116,329 |
| Contract administrator fees | 2020-12-31 | $22,356 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2020-12-31 | 042689883 |
| 2019 : LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $2,774 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $27,981 |
| Total income from all sources (including contributions) | 2019-12-31 | $845,227 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $407,119 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $380,944 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $293,980 |
| Value of total assets at end of year | 2019-12-31 | $3,303,076 |
| Value of total assets at beginning of year | 2019-12-31 | $2,890,175 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $26,175 |
| Total interest from all sources | 2019-12-31 | $4,399 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $77,203 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $77,203 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $288,392 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $261,735 |
| Participant contributions at end of year | 2019-12-31 | $53,916 |
| Participant contributions at beginning of year | 2019-12-31 | $27,217 |
| Participant contributions at end of year | 2019-12-31 | $4,455 |
| Participant contributions at beginning of year | 2019-12-31 | $3,250 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $2,774 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $27,981 |
| Administrative expenses (other) incurred | 2019-12-31 | $960 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $438,108 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $3,300,302 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $2,862,194 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $9,240 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $3,165,527 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $2,797,871 |
| Interest on participant loans | 2019-12-31 | $3,004 |
| Income. Interest from loans (other than to participants) | 2019-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $78,370 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $1,395 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $61,442 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $469,645 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $32,245 |
| Employer contributions (assets) at end of year | 2019-12-31 | $808 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $395 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $380,944 |
| Contract administrator fees | 2019-12-31 | $15,975 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2019-12-31 | 042689883 |
| 2018 : LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $27,981 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $17,996 |
| Total income from all sources (including contributions) | 2018-12-31 | $17,380 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $39,100 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $34,335 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $1,219 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $209,582 |
| Value of total assets at end of year | 2018-12-31 | $2,890,175 |
| Value of total assets at beginning of year | 2018-12-31 | $2,901,910 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $3,546 |
| Total interest from all sources | 2018-12-31 | $1,353 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $288,392 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $184,483 |
| Participant contributions at end of year | 2018-12-31 | $27,217 |
| Participant contributions at beginning of year | 2018-12-31 | $8,435 |
| Participant contributions at end of year | 2018-12-31 | $3,250 |
| Participant contributions at beginning of year | 2018-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $27,981 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $17,996 |
| Administrative expenses (other) incurred | 2018-12-31 | $3,546 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-21,720 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $2,862,194 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $2,883,914 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $2,797,871 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $2,851,120 |
| Interest on participant loans | 2018-12-31 | $815 |
| Interest earned on other investments | 2018-12-31 | $538 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $61,442 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $42,355 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-193,555 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $25,099 |
| Employer contributions (assets) at end of year | 2018-12-31 | $395 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $34,335 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2018-12-31 | 042689883 |
| 2017 : LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $17,996 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $18,528 |
| Total income from all sources (including contributions) | 2017-12-31 | $583,721 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $235,169 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $231,294 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $186,025 |
| Value of total assets at end of year | 2017-12-31 | $2,901,910 |
| Value of total assets at beginning of year | 2017-12-31 | $2,553,890 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $3,875 |
| Total interest from all sources | 2017-12-31 | $919 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $255,389 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $162,834 |
| Participant contributions at end of year | 2017-12-31 | $8,435 |
| Participant contributions at beginning of year | 2017-12-31 | $15,957 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $17,996 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $18,528 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $348,552 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $2,883,914 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,535,362 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $2,851,120 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,507,032 |
| Interest on participant loans | 2017-12-31 | $451 |
| Interest earned on other investments | 2017-12-31 | $468 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $42,355 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $30,901 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $396,777 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $23,191 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $231,294 |
| Contract administrator fees | 2017-12-31 | $3,875 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2017-12-31 | 042689883 |
| 2016 : LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $18,528 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $1,464 |
| Total income from all sources (including contributions) | 2016-12-31 | $355,211 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $178,328 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $176,593 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $178,128 |
| Value of total assets at end of year | 2016-12-31 | $2,553,890 |
| Value of total assets at beginning of year | 2016-12-31 | $2,359,943 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,735 |
| Total interest from all sources | 2016-12-31 | $713 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $235,848 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $156,022 |
| Participant contributions at end of year | 2016-12-31 | $15,957 |
| Participant contributions at beginning of year | 2016-12-31 | $3,280 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $18,528 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $1,464 |
| Administrative expenses (other) incurred | 2016-12-31 | $1,735 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $176,883 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $2,535,362 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,358,479 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,507,032 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,331,795 |
| Interest on participant loans | 2016-12-31 | $405 |
| Interest earned on other investments | 2016-12-31 | $308 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $30,901 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $24,868 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $176,370 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $22,106 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $176,593 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2016-12-31 | 042689883 |
| 2015 : LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $1,464 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $17,406 |
| Total income from all sources (including contributions) | 2015-12-31 | $157,044 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $107,409 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $103,515 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $3,044 |
| Value of total corrective distributions | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $199,167 |
| Value of total assets at end of year | 2015-12-31 | $2,359,943 |
| Value of total assets at beginning of year | 2015-12-31 | $2,326,250 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $850 |
| Total interest from all sources | 2015-12-31 | $474 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $231,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $176,227 |
| Participant contributions at end of year | 2015-12-31 | $3,280 |
| Participant contributions at beginning of year | 2015-12-31 | $8,786 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $1,464 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $17,406 |
| Administrative expenses (other) incurred | 2015-12-31 | $850 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $49,635 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $2,358,479 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,308,844 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $2,331,795 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $2,295,616 |
| Interest on participant loans | 2015-12-31 | $193 |
| Interest earned on other investments | 2015-12-31 | $281 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $42 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $42 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $24,868 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $21,806 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-42,597 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $22,940 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $103,515 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2015-12-31 | 042689883 |
| 2014 : LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $17,406 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $30,551 |
| Total income from all sources (including contributions) | 2014-12-31 | $318,823 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $174,670 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $173,720 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $181,123 |
| Value of total assets at end of year | 2014-12-31 | $2,326,250 |
| Value of total assets at beginning of year | 2014-12-31 | $2,195,242 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $950 |
| Total interest from all sources | 2014-12-31 | $389 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $220,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $155,387 |
| Participant contributions at end of year | 2014-12-31 | $8,786 |
| Participant contributions at beginning of year | 2014-12-31 | $10,951 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $17,406 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $30,551 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $144,153 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,308,844 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,164,691 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $950 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $2,295,616 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $2,048,836 |
| Interest on participant loans | 2014-12-31 | $389 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $42 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $36,329 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $36,329 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $21,806 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $95,858 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $137,311 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $25,736 |
| Employer contributions (assets) at end of year | 2014-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $3,268 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $173,720 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2014-12-31 | 042689883 |
| 2013 : LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $30,551 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $31,558 |
| Total income from all sources (including contributions) | 2013-12-31 | $620,604 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $218,521 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $187,170 |
| Value of total corrective distributions | 2013-12-31 | $30,551 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $214,241 |
| Value of total assets at end of year | 2013-12-31 | $2,195,242 |
| Value of total assets at beginning of year | 2013-12-31 | $1,794,166 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $800 |
| Total interest from all sources | 2013-12-31 | $-20 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $220,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $151,660 |
| Participant contributions at end of year | 2013-12-31 | $10,951 |
| Participant contributions at beginning of year | 2013-12-31 | $17,947 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $33,969 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $30,551 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $31,558 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $402,083 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $2,164,691 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,762,608 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $800 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $2,048,836 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,638,472 |
| Interest on participant loans | 2013-12-31 | $518 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $36,329 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $38,946 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $38,946 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $-538 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $95,858 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $98,801 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $406,383 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $28,612 |
| Employer contributions (assets) at end of year | 2013-12-31 | $3,268 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $187,170 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2013-12-31 | 042689883 |
| 2012 : LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $31,558 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $20,495 |
| Total income from all sources (including contributions) | 2012-12-31 | $378,376 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $147,606 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $115,073 |
| Value of total corrective distributions | 2012-12-31 | $31,558 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $162,287 |
| Value of total assets at end of year | 2012-12-31 | $1,794,166 |
| Value of total assets at beginning of year | 2012-12-31 | $1,552,333 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $975 |
| Total interest from all sources | 2012-12-31 | $439 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $200,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $137,535 |
| Participant contributions at end of year | 2012-12-31 | $17,947 |
| Participant contributions at beginning of year | 2012-12-31 | $21,802 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $31,558 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $20,495 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $230,770 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,762,608 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,531,838 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,638,472 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,402,252 |
| Interest on participant loans | 2012-12-31 | $967 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $38,946 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $37,480 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $37,480 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $-528 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $98,801 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $90,799 |
| Net gain/loss from 103.12 investment entities | 2012-12-31 | $215,650 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $24,752 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $115,073 |
| Contract administrator fees | 2012-12-31 | $975 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2012-12-31 | 042689883 |
| 2011 : LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $20,495 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $21,634 |
| Total income from all sources (including contributions) | 2011-12-31 | $118,924 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $65,932 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $44,079 |
| Value of total corrective distributions | 2011-12-31 | $20,495 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $176,025 |
| Value of total assets at end of year | 2011-12-31 | $1,552,333 |
| Value of total assets at beginning of year | 2011-12-31 | $1,500,480 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,358 |
| Total interest from all sources | 2011-12-31 | $648 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $150,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $149,887 |
| Participant contributions at end of year | 2011-12-31 | $21,802 |
| Participant contributions at beginning of year | 2011-12-31 | $27,783 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $20,495 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $21,634 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $52,992 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,531,838 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,478,846 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,402,252 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,298,787 |
| Interest on participant loans | 2011-12-31 | $1,229 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $37,480 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $54,522 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $54,522 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $-581 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $90,799 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $119,388 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-57,749 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $26,138 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $44,079 |
| Contract administrator fees | 2011-12-31 | $1,358 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2011-12-31 | 042689883 |
| 2010 : LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $21,634 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $22,901 |
| Total income from all sources (including contributions) | 2010-12-31 | $348,942 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $55,102 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $33,268 |
| Value of total corrective distributions | 2010-12-31 | $21,634 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $164,453 |
| Value of total assets at end of year | 2010-12-31 | $1,500,480 |
| Value of total assets at beginning of year | 2010-12-31 | $1,207,907 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $200 |
| Total interest from all sources | 2010-12-31 | $1,611 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $150,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $138,182 |
| Participant contributions at end of year | 2010-12-31 | $27,783 |
| Participant contributions at beginning of year | 2010-12-31 | $23,523 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $2,666 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $21,634 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $22,901 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $293,840 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,478,846 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,185,006 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $200 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,298,787 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,034,189 |
| Interest on participant loans | 2010-12-31 | $1,611 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $54,522 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $71,819 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $71,819 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $119,388 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $78,376 |
| Net gain/loss from 103.12 investment entities | 2010-12-31 | $182,878 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $23,605 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $33,268 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | WOLF & COMPANY, P.C. |
| Accountancy firm EIN | 2010-12-31 | 042689883 |
| 2009 : LOCKWOOD/MCKINNON COMPANY, INC. 401K PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
