TRI-VALLEY, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan TRI-VALLEY, INC. 403(B) PLAN
401k plan membership statisitcs for TRI-VALLEY, INC. 403(B) PLAN
Measure | Date | Value |
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2022 : TRI-VALLEY, INC. 403(B) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-30 | $0 |
Total income from all sources (including contributions) | 2022-06-30 | $-185,709 |
Total loss/gain on sale of assets | 2022-06-30 | $0 |
Total of all expenses incurred | 2022-06-30 | $522,132 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-06-30 | $520,897 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-06-30 | $341,690 |
Value of total assets at end of year | 2022-06-30 | $3,620,126 |
Value of total assets at beginning of year | 2022-06-30 | $4,327,967 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-06-30 | $1,235 |
Total interest from all sources | 2022-06-30 | $16,819 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-06-30 | $243,860 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-06-30 | $243,860 |
Was this plan covered by a fidelity bond | 2022-06-30 | Yes |
Value of fidelity bond cover | 2022-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-06-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-06-30 | No |
Contributions received from participants | 2022-06-30 | $302,810 |
Participant contributions at end of year | 2022-06-30 | $21,624 |
Participant contributions at beginning of year | 2022-06-30 | $17,132 |
Participant contributions at end of year | 2022-06-30 | $13,195 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-06-30 | $38,786 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-30 | No |
Value of net income/loss | 2022-06-30 | $-707,841 |
Value of net assets at end of year (total assets less liabilities) | 2022-06-30 | $3,620,126 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-06-30 | $4,327,967 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-06-30 | $2,874,828 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-06-30 | $3,204,561 |
Interest on participant loans | 2022-06-30 | $588 |
Interest earned on other investments | 2022-06-30 | $16,231 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-06-30 | $710,479 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-06-30 | $1,106,274 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-06-30 | $-788,078 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-06-30 | No |
Contributions received in cash from employer | 2022-06-30 | $94 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-06-30 | $520,897 |
Contract administrator fees | 2022-06-30 | $1,235 |
Did the plan have assets held for investment | 2022-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-06-30 | No |
Opinion of an independent qualified public accountant for this plan | 2022-06-30 | Unqualified |
Accountancy firm name | 2022-06-30 | AAFCPAS, INC. |
Accountancy firm EIN | 2022-06-30 | 042571780 |
2021 : TRI-VALLEY, INC. 403(B) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-06-30 | $0 |
Total income from all sources (including contributions) | 2021-06-30 | $1,242,341 |
Total loss/gain on sale of assets | 2021-06-30 | $0 |
Total of all expenses incurred | 2021-06-30 | $630,226 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-06-30 | $628,855 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-06-30 | $370,794 |
Value of total assets at end of year | 2021-06-30 | $4,327,967 |
Value of total assets at beginning of year | 2021-06-30 | $3,715,852 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-06-30 | $1,371 |
Total interest from all sources | 2021-06-30 | $25,500 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-06-30 | $161,814 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-06-30 | $161,814 |
Was this plan covered by a fidelity bond | 2021-06-30 | Yes |
Value of fidelity bond cover | 2021-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-06-30 | No |
Contributions received from participants | 2021-06-30 | $305,614 |
Participant contributions at end of year | 2021-06-30 | $17,132 |
Participant contributions at beginning of year | 2021-06-30 | $14,784 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-06-30 | $64,088 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-06-30 | No |
Value of net income/loss | 2021-06-30 | $612,115 |
Value of net assets at end of year (total assets less liabilities) | 2021-06-30 | $4,327,967 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-06-30 | $3,715,852 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-06-30 | $3,204,561 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-06-30 | $2,683,562 |
Interest on participant loans | 2021-06-30 | $780 |
Interest earned on other investments | 2021-06-30 | $24,720 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-06-30 | $1,106,274 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-06-30 | $1,017,506 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-06-30 | $684,233 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-06-30 | No |
Contributions received in cash from employer | 2021-06-30 | $1,092 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-06-30 | $628,855 |
Contract administrator fees | 2021-06-30 | $1,371 |
Did the plan have assets held for investment | 2021-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-06-30 | No |
Opinion of an independent qualified public accountant for this plan | 2021-06-30 | Disclaimer |
Accountancy firm name | 2021-06-30 | AAFCPAS, INC. |
Accountancy firm EIN | 2021-06-30 | 042571780 |
2020 : TRI-VALLEY, INC. 403(B) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $0 |
Total income from all sources (including contributions) | 2020-06-30 | $705,099 |
Total loss/gain on sale of assets | 2020-06-30 | $0 |
Total of all expenses incurred | 2020-06-30 | $236,527 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-06-30 | $235,727 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-06-30 | $540,868 |
Value of total assets at end of year | 2020-06-30 | $3,715,852 |
Value of total assets at beginning of year | 2020-06-30 | $3,247,280 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-06-30 | $800 |
Total interest from all sources | 2020-06-30 | $22,478 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-06-30 | $122,325 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-06-30 | $122,325 |
Was this plan covered by a fidelity bond | 2020-06-30 | Yes |
Value of fidelity bond cover | 2020-06-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-06-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-06-30 | No |
Contributions received from participants | 2020-06-30 | $321,995 |
Participant contributions at end of year | 2020-06-30 | $14,784 |
Participant contributions at beginning of year | 2020-06-30 | $24,511 |
Participant contributions at end of year | 2020-06-30 | $0 |
Participant contributions at beginning of year | 2020-06-30 | $25 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-06-30 | $218,873 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
Value of net income/loss | 2020-06-30 | $468,572 |
Value of net assets at end of year (total assets less liabilities) | 2020-06-30 | $3,715,852 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-06-30 | $3,247,280 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-06-30 | $2,683,562 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-06-30 | $2,645,185 |
Interest on participant loans | 2020-06-30 | $953 |
Interest earned on other investments | 2020-06-30 | $21,525 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-06-30 | $1,017,506 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-06-30 | $577,559 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-06-30 | $19,428 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-06-30 | $235,727 |
Contract administrator fees | 2020-06-30 | $800 |
Did the plan have assets held for investment | 2020-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-06-30 | Disclaimer |
Accountancy firm name | 2020-06-30 | AAFCPAS, INC. |
Accountancy firm EIN | 2020-06-30 | 042571780 |
2019 : TRI-VALLEY, INC. 403(B) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-06-30 | $0 |
Total income from all sources (including contributions) | 2019-06-30 | $546,962 |
Total loss/gain on sale of assets | 2019-06-30 | $0 |
Total of all expenses incurred | 2019-06-30 | $290,739 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-06-30 | $289,697 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-06-30 | $331,135 |
Value of total assets at end of year | 2019-06-30 | $3,247,280 |
Value of total assets at beginning of year | 2019-06-30 | $2,991,057 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-06-30 | $1,042 |
Total interest from all sources | 2019-06-30 | $16,877 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-06-30 | $146,550 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-06-30 | $146,550 |
Was this plan covered by a fidelity bond | 2019-06-30 | Yes |
Value of fidelity bond cover | 2019-06-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-06-30 | No |
Contributions received from participants | 2019-06-30 | $311,655 |
Participant contributions at end of year | 2019-06-30 | $24,511 |
Participant contributions at beginning of year | 2019-06-30 | $30,157 |
Participant contributions at end of year | 2019-06-30 | $25 |
Participant contributions at beginning of year | 2019-06-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-06-30 | $19,480 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
Value of net income/loss | 2019-06-30 | $256,223 |
Value of net assets at end of year (total assets less liabilities) | 2019-06-30 | $3,247,280 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-06-30 | $2,991,057 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-06-30 | $2,645,185 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-06-30 | $2,378,792 |
Interest on participant loans | 2019-06-30 | $1,328 |
Interest earned on other investments | 2019-06-30 | $15,549 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-06-30 | $577,559 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-06-30 | $582,108 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-06-30 | $52,400 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-06-30 | $289,697 |
Contract administrator fees | 2019-06-30 | $1,042 |
Did the plan have assets held for investment | 2019-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-06-30 | Disclaimer |
Accountancy firm name | 2019-06-30 | ALEXANDER,ARONSON,FINNING&CO. P.C. |
Accountancy firm EIN | 2019-06-30 | 042571780 |
2018 : TRI-VALLEY, INC. 403(B) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-06-30 | $0 |
Total income from all sources (including contributions) | 2018-06-30 | $594,176 |
Total loss/gain on sale of assets | 2018-06-30 | $0 |
Total of all expenses incurred | 2018-06-30 | $284,509 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-06-30 | $282,984 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-06-30 | $361,982 |
Value of total assets at end of year | 2018-06-30 | $2,991,057 |
Value of total assets at beginning of year | 2018-06-30 | $2,681,390 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-06-30 | $1,525 |
Total interest from all sources | 2018-06-30 | $14,764 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-06-30 | $96,440 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-06-30 | $96,440 |
Was this plan covered by a fidelity bond | 2018-06-30 | Yes |
Value of fidelity bond cover | 2018-06-30 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-06-30 | No |
Contributions received from participants | 2018-06-30 | $299,447 |
Participant contributions at end of year | 2018-06-30 | $30,157 |
Participant contributions at beginning of year | 2018-06-30 | $13,756 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-06-30 | $62,535 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
Value of net income/loss | 2018-06-30 | $309,667 |
Value of net assets at end of year (total assets less liabilities) | 2018-06-30 | $2,991,057 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-06-30 | $2,681,390 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-06-30 | $2,378,792 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-06-30 | $2,061,093 |
Interest on participant loans | 2018-06-30 | $650 |
Interest earned on other investments | 2018-06-30 | $14,114 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-06-30 | $582,108 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-06-30 | $606,541 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-06-30 | $120,990 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-06-30 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-06-30 | $282,984 |
Contract administrator fees | 2018-06-30 | $1,525 |
Did the plan have assets held for investment | 2018-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-06-30 | Disclaimer |
Accountancy firm name | 2018-06-30 | ALEXANDER,ARONSON,FINNING&CO. P.C. |
Accountancy firm EIN | 2018-06-30 | 042571780 |
2017 : TRI-VALLEY, INC. 403(B) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-06-30 | $0 |
Total income from all sources (including contributions) | 2017-06-30 | $558,308 |
Total loss/gain on sale of assets | 2017-06-30 | $0 |
Total of all expenses incurred | 2017-06-30 | $146,964 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-06-30 | $145,979 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-06-30 | $302,062 |
Value of total assets at end of year | 2017-06-30 | $2,681,390 |
Value of total assets at beginning of year | 2017-06-30 | $2,270,046 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-06-30 | $985 |
Total interest from all sources | 2017-06-30 | $14,091 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-06-30 | $68,476 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-06-30 | $68,476 |
Was this plan covered by a fidelity bond | 2017-06-30 | Yes |
Value of fidelity bond cover | 2017-06-30 | $260,000 |
If this is an individual account plan, was there a blackout period | 2017-06-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-06-30 | No |
Contributions received from participants | 2017-06-30 | $280,329 |
Participant contributions at end of year | 2017-06-30 | $13,756 |
Participant contributions at beginning of year | 2017-06-30 | $14,755 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-06-30 | $21,733 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
Value of net income/loss | 2017-06-30 | $411,344 |
Value of net assets at end of year (total assets less liabilities) | 2017-06-30 | $2,681,390 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-06-30 | $2,270,046 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-06-30 | $2,061,093 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-06-30 | $1,644,279 |
Interest on participant loans | 2017-06-30 | $503 |
Interest earned on other investments | 2017-06-30 | $13,588 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-06-30 | $606,541 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-06-30 | $611,012 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-06-30 | $173,679 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-06-30 | $145,979 |
Contract administrator fees | 2017-06-30 | $985 |
Did the plan have assets held for investment | 2017-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-06-30 | Disclaimer |
Accountancy firm name | 2017-06-30 | ALEXANDER,ARONSON,FINNING&CO. P.C. |
Accountancy firm EIN | 2017-06-30 | 042571780 |
2016 : TRI-VALLEY, INC. 403(B) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $0 |
Total income from all sources (including contributions) | 2016-06-30 | $450,866 |
Total loss/gain on sale of assets | 2016-06-30 | $0 |
Total of all expenses incurred | 2016-06-30 | $132,061 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-30 | $131,609 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-30 | $440,840 |
Value of total assets at end of year | 2016-06-30 | $2,270,046 |
Value of total assets at beginning of year | 2016-06-30 | $1,951,241 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-30 | $452 |
Total interest from all sources | 2016-06-30 | $12,138 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-06-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-06-30 | No |
Was this plan covered by a fidelity bond | 2016-06-30 | Yes |
Value of fidelity bond cover | 2016-06-30 | $260,000 |
If this is an individual account plan, was there a blackout period | 2016-06-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-06-30 | No |
Contributions received from participants | 2016-06-30 | $274,377 |
Participant contributions at end of year | 2016-06-30 | $14,755 |
Participant contributions at beginning of year | 2016-06-30 | $22,420 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-06-30 | $166,463 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
Value of net income/loss | 2016-06-30 | $318,805 |
Value of net assets at end of year (total assets less liabilities) | 2016-06-30 | $2,270,046 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-06-30 | $1,951,241 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-06-30 | $1,644,279 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-06-30 | $1,460,265 |
Interest on participant loans | 2016-06-30 | $742 |
Interest earned on other investments | 2016-06-30 | $11,396 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-06-30 | $611,012 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-06-30 | $468,556 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-06-30 | $-2,112 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-06-30 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-06-30 | $131,609 |
Contract administrator fees | 2016-06-30 | $452 |
Did the plan have assets held for investment | 2016-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-06-30 | Disclaimer |
Accountancy firm name | 2016-06-30 | ALEXANDER,ARONSON,FINNING&CO. P.C. |
Accountancy firm EIN | 2016-06-30 | 042571780 |
2015 : TRI-VALLEY, INC. 403(B) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-06-30 | $0 |
Total income from all sources (including contributions) | 2015-06-30 | $328,375 |
Total loss/gain on sale of assets | 2015-06-30 | $0 |
Total of all expenses incurred | 2015-06-30 | $46,505 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-06-30 | $45,939 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-06-30 | $264,267 |
Value of total assets at end of year | 2015-06-30 | $1,951,241 |
Value of total assets at beginning of year | 2015-06-30 | $1,669,371 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-06-30 | $566 |
Total interest from all sources | 2015-06-30 | $10,632 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-06-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-06-30 | No |
Was this plan covered by a fidelity bond | 2015-06-30 | Yes |
Value of fidelity bond cover | 2015-06-30 | $260,000 |
If this is an individual account plan, was there a blackout period | 2015-06-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-06-30 | No |
Contributions received from participants | 2015-06-30 | $216,972 |
Participant contributions at end of year | 2015-06-30 | $22,420 |
Participant contributions at beginning of year | 2015-06-30 | $21,344 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-06-30 | $47,295 |
Total non interest bearing cash at beginning of year | 2015-06-30 | $2,059 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
Value of net income/loss | 2015-06-30 | $281,870 |
Value of net assets at end of year (total assets less liabilities) | 2015-06-30 | $1,951,241 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-06-30 | $1,669,371 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-06-30 | $1,460,265 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-06-30 | $1,213,417 |
Interest on participant loans | 2015-06-30 | $666 |
Interest earned on other investments | 2015-06-30 | $9,966 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-06-30 | $468,556 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-06-30 | $432,551 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-06-30 | $53,476 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-06-30 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-06-30 | $45,939 |
Contract administrator fees | 2015-06-30 | $566 |
Did the plan have assets held for investment | 2015-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-06-30 | Disclaimer |
Accountancy firm name | 2015-06-30 | ALEXANDER,ARONSON,FINNING&CO. P.C. |
Accountancy firm EIN | 2015-06-30 | 042571780 |
2014 : TRI-VALLEY, INC. 403(B) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $0 |
Total income from all sources (including contributions) | 2014-06-30 | $423,254 |
Total loss/gain on sale of assets | 2014-06-30 | $0 |
Total of all expenses incurred | 2014-06-30 | $37,196 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-06-30 | $36,571 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-06-30 | $221,675 |
Value of total assets at end of year | 2014-06-30 | $1,669,371 |
Value of total assets at beginning of year | 2014-06-30 | $1,283,313 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-06-30 | $625 |
Total interest from all sources | 2014-06-30 | $10,779 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-06-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-06-30 | No |
Was this plan covered by a fidelity bond | 2014-06-30 | Yes |
Value of fidelity bond cover | 2014-06-30 | $260,000 |
If this is an individual account plan, was there a blackout period | 2014-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-06-30 | No |
Contributions received from participants | 2014-06-30 | $218,655 |
Participant contributions at end of year | 2014-06-30 | $21,344 |
Participant contributions at beginning of year | 2014-06-30 | $10,281 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-06-30 | $3,020 |
Total non interest bearing cash at end of year | 2014-06-30 | $2,059 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
Value of net income/loss | 2014-06-30 | $386,058 |
Value of net assets at end of year (total assets less liabilities) | 2014-06-30 | $1,669,371 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-06-30 | $1,283,313 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-06-30 | $1,213,417 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-06-30 | $861,287 |
Interest on participant loans | 2014-06-30 | $608 |
Interest earned on other investments | 2014-06-30 | $10,171 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-06-30 | $432,551 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-06-30 | $411,745 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-06-30 | $190,800 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-06-30 | No |
Contributions received in cash from employer | 2014-06-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-06-30 | $36,571 |
Contract administrator fees | 2014-06-30 | $625 |
Did the plan have assets held for investment | 2014-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-06-30 | Disclaimer |
Accountancy firm name | 2014-06-30 | STEVEN RICHER CPA |
Accountancy firm EIN | 2014-06-30 | 201761908 |
2013 : TRI-VALLEY, INC. 403(B) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-06-30 | $0 |
Total income from all sources (including contributions) | 2013-06-30 | $314,861 |
Total loss/gain on sale of assets | 2013-06-30 | $0 |
Total of all expenses incurred | 2013-06-30 | $77,345 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-06-30 | $77,345 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-06-30 | $192,761 |
Value of total assets at end of year | 2013-06-30 | $1,283,313 |
Value of total assets at beginning of year | 2013-06-30 | $1,045,797 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-06-30 | $0 |
Total interest from all sources | 2013-06-30 | $11,731 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-06-30 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-06-30 | No |
Was this plan covered by a fidelity bond | 2013-06-30 | Yes |
Value of fidelity bond cover | 2013-06-30 | $260,000 |
If this is an individual account plan, was there a blackout period | 2013-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-06-30 | No |
Contributions received from participants | 2013-06-30 | $165,127 |
Participant contributions at end of year | 2013-06-30 | $10,281 |
Participant contributions at beginning of year | 2013-06-30 | $7,877 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-06-30 | $27,634 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-06-30 | $405 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
Value of net income/loss | 2013-06-30 | $237,516 |
Value of net assets at end of year (total assets less liabilities) | 2013-06-30 | $1,283,313 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-06-30 | $1,045,797 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-06-30 | $861,287 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-06-30 | $607,337 |
Interest on participant loans | 2013-06-30 | $419 |
Interest earned on other investments | 2013-06-30 | $11,312 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-06-30 | $411,745 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-06-30 | $430,583 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-06-30 | $110,369 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-06-30 | $76,940 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-06-30 | No |
Did the plan have assets held for investment | 2013-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-06-30 | Disclaimer |
Accountancy firm name | 2013-06-30 | STEVEN RICHER CPA |
Accountancy firm EIN | 2013-06-30 | 201761908 |
2012 : TRI-VALLEY, INC. 403(B) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-30 | $146 |
Total income from all sources (including contributions) | 2012-06-30 | $171,865 |
Total loss/gain on sale of assets | 2012-06-30 | $0 |
Total of all expenses incurred | 2012-06-30 | $60,792 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-06-30 | $60,502 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-06-30 | $166,443 |
Value of total assets at end of year | 2012-06-30 | $1,045,797 |
Value of total assets at beginning of year | 2012-06-30 | $934,870 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-06-30 | $290 |
Total interest from all sources | 2012-06-30 | $386 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-06-30 | $13,270 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-06-30 | $13,270 |
Was this plan covered by a fidelity bond | 2012-06-30 | Yes |
Value of fidelity bond cover | 2012-06-30 | $260,000 |
If this is an individual account plan, was there a blackout period | 2012-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-06-30 | No |
Contributions received from participants | 2012-06-30 | $154,167 |
Participant contributions at end of year | 2012-06-30 | $7,877 |
Participant contributions at beginning of year | 2012-06-30 | $6,313 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-06-30 | $12,276 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-06-30 | $146 |
Other income not declared elsewhere | 2012-06-30 | $8,471 |
Administrative expenses (other) incurred | 2012-06-30 | $290 |
Total non interest bearing cash at beginning of year | 2012-06-30 | $146 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
Value of net income/loss | 2012-06-30 | $111,073 |
Value of net assets at end of year (total assets less liabilities) | 2012-06-30 | $1,045,797 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-06-30 | $934,724 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-06-30 | $607,337 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-06-30 | $566,986 |
Income. Interest from loans (other than to participants) | 2012-06-30 | $232 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-06-30 | $154 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-06-30 | $430,583 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-06-30 | $361,425 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-06-30 | $-16,705 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-06-30 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-06-30 | $60,502 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-06-30 | No |
Did the plan have assets held for investment | 2012-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-06-30 | Disclaimer |
Accountancy firm name | 2012-06-30 | STEVEN RICHER CPA |
Accountancy firm EIN | 2012-06-30 | 201761908 |