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PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P 401k Plan overview

Plan NamePATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P
Plan identification number 002

PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

PATHWAYS FOR CHILDREN, INC. has sponsored the creation of one or more 401k plans.

Company Name:PATHWAYS FOR CHILDREN, INC.
Employer identification number (EIN):042694002
NAIC Classification:624410
NAIC Description:Child Day Care Services

Additional information about PATHWAYS FOR CHILDREN, INC.

Jurisdiction of Incorporation: Vermont Secretary of State Corporations Division
Incorporation Date: 1989-08-04
Company Identification Number: 48952
Legal Registered Office Address: 2308 QUIMBY MTN RD

SHARON
United States of America (USA)
05065

More information about PATHWAYS FOR CHILDREN, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-07-01ELIZABETH REDMOND ELIZABETH REDMOND2018-04-05
0022015-07-01ELIZABETH REDMOND ELIZABETH REDMOND2017-04-12
0022014-07-01
0022013-07-01KATHLEEN MORRIS KATHLEEN MORRIS2015-04-10
0022012-07-01KATHLEEN MORRIS2014-03-24 KATHLEEN MORRIS2014-03-24
0022011-07-01KATHLEEN MORRIS2012-12-31 KATHLEEN MORRIS2012-12-31
0022010-07-01KATHLEEN MORRIS2012-03-01 KATHLEEN MORRIS2012-03-10

Plan Statistics for PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P

401k plan membership statisitcs for PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P

Measure Date Value
2016: PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P 2016 401k membership
Total participants, beginning-of-year2016-07-01140
Total number of active participants reported on line 7a of the Form 55002016-07-010
Total of all active and inactive participants2016-07-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-010
Number of participants with account balances2016-07-010
2015: PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P 2015 401k membership
Total participants, beginning-of-year2015-07-01124
Total number of active participants reported on line 7a of the Form 55002015-07-01119
Number of retired or separated participants receiving benefits2015-07-013
Number of other retired or separated participants entitled to future benefits2015-07-0117
Total of all active and inactive participants2015-07-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-011
Total participants2015-07-01140
Number of participants with account balances2015-07-0152
2014: PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P 2014 401k membership
Total participants, beginning-of-year2014-07-01124
Total number of active participants reported on line 7a of the Form 55002014-07-0198
Number of retired or separated participants receiving benefits2014-07-016
Number of other retired or separated participants entitled to future benefits2014-07-0120
Total of all active and inactive participants2014-07-01124
Total participants2014-07-01124
Number of participants with account balances2014-07-0169
2013: PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P 2013 401k membership
Total participants, beginning-of-year2013-07-01124
Total number of active participants reported on line 7a of the Form 55002013-07-0199
Number of retired or separated participants receiving benefits2013-07-012
Number of other retired or separated participants entitled to future benefits2013-07-0123
Total of all active and inactive participants2013-07-01124
Total participants2013-07-01124
Number of participants with account balances2013-07-0162

Financial Data on PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P

Measure Date Value
2017 : PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P 2017 401k financial data
Total income from all sources (including contributions)2017-06-30$207,043
Total of all expenses incurred2017-06-30$2,153,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$2,151,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$78,426
Value of total assets at beginning of year2017-06-30$1,946,044
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$1,314
Total interest from all sources2017-06-30$4,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-06-30$0
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$59,618
Participant contributions at beginning of year2017-06-30$10,121
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$-1,946,044
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$1,946,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$1,734,773
Interest earned on other investments2017-06-30$4,247
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$201,150
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$124,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$18,808
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$2,151,773
Contract administrator fees2017-06-30$1,314
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-06-30No
Did the plan have assets held for investment2017-06-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30ALEXANDER, ARONSON, FINNING & CO.
Accountancy firm EIN2017-06-30042571780
2016 : PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P 2016 401k financial data
Total income from all sources (including contributions)2016-06-30$130,963
Total of all expenses incurred2016-06-30$335,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$331,532
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$161,824
Value of total assets at end of year2016-06-30$1,946,044
Value of total assets at beginning of year2016-06-30$2,150,185
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$3,572
Total interest from all sources2016-06-30$7,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$128,092
Participant contributions at end of year2016-06-30$10,121
Participant contributions at beginning of year2016-06-30$12,607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-204,141
Value of net assets at end of year (total assets less liabilities)2016-06-30$1,946,044
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$2,150,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$1,734,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$1,951,799
Interest earned on other investments2016-06-30$7,083
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$201,150
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$185,779
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-37,944
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$33,732
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$331,532
Contract administrator fees2016-06-30$3,572
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-06-30No
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30ALEXANDER, ARONSON, FINNING & CO.,
Accountancy firm EIN2016-06-30042571780
2015 : PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P 2015 401k financial data
Total income from all sources (including contributions)2015-06-30$209,023
Total of all expenses incurred2015-06-30$260,544
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$256,155
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$195,798
Value of total assets at end of year2015-06-30$2,150,185
Value of total assets at beginning of year2015-06-30$2,201,706
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$4,389
Total interest from all sources2015-06-30$6,597
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$157,534
Participant contributions at end of year2015-06-30$12,607
Participant contributions at beginning of year2015-06-30$14,986
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$-51,521
Value of net assets at end of year (total assets less liabilities)2015-06-30$2,150,185
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$2,201,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$1,951,799
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$2,018,339
Interest earned on other investments2015-06-30$6,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$185,779
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$168,381
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$6,628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$38,264
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$256,155
Contract administrator fees2015-06-30$4,389
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-06-30No
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30ALEXANDER, ARONSON, FINNING & CO.,
Accountancy firm EIN2015-06-30042571780
2014 : PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P 2014 401k financial data
Total income from all sources (including contributions)2014-06-30$477,914
Total of all expenses incurred2014-06-30$125,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$120,532
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$162,698
Value of total assets at end of year2014-06-30$2,201,706
Value of total assets at beginning of year2014-06-30$1,849,483
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$5,159
Total interest from all sources2014-06-30$6,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$200,000
If this is an individual account plan, was there a blackout period2014-06-30No
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$126,289
Participant contributions at end of year2014-06-30$14,986
Participant contributions at beginning of year2014-06-30$19,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$352,223
Value of net assets at end of year (total assets less liabilities)2014-06-30$2,201,706
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$1,849,483
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$2,018,339
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$1,672,325
Interest earned on other investments2014-06-30$6,389
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$168,381
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$157,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$308,827
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$36,409
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$120,532
Contract administrator fees2014-06-30$5,159
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-06-30No
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30ALEXANDER, ARONSON, FINNING & CO.,
Accountancy firm EIN2014-06-30042571780

Form 5500 Responses for PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P

2016: PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01This submission is the final filingYes
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: PATHWAYS FOR CHILDREN, INC. TAX DEFERRED ANNUITY P 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR26307
Policy instance 1
Insurance contract or identification numberCR26307
Number of Individuals Covered57
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $3,078
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,078
Insurance broker organization code?4
Insurance broker nameSECURITIES AMERICA INC.
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR26307
Policy instance 1
Insurance contract or identification numberCR26307
Number of Individuals Covered60
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $3,715
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,715
Insurance broker organization code?4
Insurance broker nameSECURITIES AMERICA INC.
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR26307
Policy instance 1
Insurance contract or identification numberCR26307
Number of Individuals Covered62
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $3,063
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,063
Insurance broker organization code?4
Insurance broker nameSECURITIES AMERICA INC.

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