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U.S. ART COMPANY, INC. 401K PLAN 401k Plan overview

Plan NameU.S. ART COMPANY, INC. 401K PLAN
Plan identification number 001

U.S. ART COMPANY, INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

U.S. ART COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:U.S. ART COMPANY, INC.
Employer identification number (EIN):042778490
NAIC Classification:453920
NAIC Description:Art Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan U.S. ART COMPANY, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-02-01
0012021-02-01
0012020-02-01
0012019-02-01
0012018-02-01
0012017-02-01RICHARD MOGARDO
0012016-02-01RICHARD MOGARDO
0012015-02-01RICHARD MOGARDO
0012014-02-01RICHARD MOGARDO
0012013-02-01RICHARD MOGARDO
0012012-02-01RICHARD MOGARDO
0012011-02-01RICHARD MOGARDO
0012009-02-01RICHARD MOGARDO

Plan Statistics for U.S. ART COMPANY, INC. 401K PLAN

401k plan membership statisitcs for U.S. ART COMPANY, INC. 401K PLAN

Measure Date Value
2022: U.S. ART COMPANY, INC. 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-02-01169
Total number of active participants reported on line 7a of the Form 55002022-02-01155
Number of retired or separated participants receiving benefits2022-02-010
Number of other retired or separated participants entitled to future benefits2022-02-0121
Total of all active and inactive participants2022-02-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-02-010
Total participants2022-02-01176
Number of participants with account balances2022-02-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-02-013
2021: U.S. ART COMPANY, INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-02-01166
Total number of active participants reported on line 7a of the Form 55002021-02-01139
Number of retired or separated participants receiving benefits2021-02-010
Number of other retired or separated participants entitled to future benefits2021-02-0122
Total of all active and inactive participants2021-02-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-02-010
Total participants2021-02-01161
Number of participants with account balances2021-02-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-02-017
2020: U.S. ART COMPANY, INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-02-01184
Total number of active participants reported on line 7a of the Form 55002020-02-01145
Number of retired or separated participants receiving benefits2020-02-010
Number of other retired or separated participants entitled to future benefits2020-02-0121
Total of all active and inactive participants2020-02-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-02-010
Total participants2020-02-01166
Number of participants with account balances2020-02-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-02-015
2019: U.S. ART COMPANY, INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-02-01261
Total number of active participants reported on line 7a of the Form 55002019-02-01169
Number of retired or separated participants receiving benefits2019-02-010
Number of other retired or separated participants entitled to future benefits2019-02-0196
Total of all active and inactive participants2019-02-01265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-02-010
Total participants2019-02-01265
Number of participants with account balances2019-02-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-02-015
2018: U.S. ART COMPANY, INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-02-01246
Total number of active participants reported on line 7a of the Form 55002018-02-01176
Number of retired or separated participants receiving benefits2018-02-014
Number of other retired or separated participants entitled to future benefits2018-02-0189
Total of all active and inactive participants2018-02-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-02-010
Total participants2018-02-01269
Number of participants with account balances2018-02-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-02-011
2017: U.S. ART COMPANY, INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-02-01263
Total number of active participants reported on line 7a of the Form 55002017-02-01153
Number of retired or separated participants receiving benefits2017-02-014
Number of other retired or separated participants entitled to future benefits2017-02-0187
Total of all active and inactive participants2017-02-01244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-02-010
Total participants2017-02-01244
Number of participants with account balances2017-02-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-02-012
2016: U.S. ART COMPANY, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-02-01252
Total number of active participants reported on line 7a of the Form 55002016-02-01162
Number of retired or separated participants receiving benefits2016-02-014
Number of other retired or separated participants entitled to future benefits2016-02-0190
Total of all active and inactive participants2016-02-01256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-02-010
Total participants2016-02-01256
Number of participants with account balances2016-02-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-02-012
2015: U.S. ART COMPANY, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-02-01250
Total number of active participants reported on line 7a of the Form 55002015-02-01146
Number of retired or separated participants receiving benefits2015-02-013
Number of other retired or separated participants entitled to future benefits2015-02-0195
Total of all active and inactive participants2015-02-01244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-02-010
Total participants2015-02-01244
Number of participants with account balances2015-02-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-02-013
2014: U.S. ART COMPANY, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-02-01242
Total number of active participants reported on line 7a of the Form 55002014-02-01140
Number of retired or separated participants receiving benefits2014-02-012
Number of other retired or separated participants entitled to future benefits2014-02-01104
Total of all active and inactive participants2014-02-01246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-02-010
Total participants2014-02-01246
Number of participants with account balances2014-02-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-02-018
2013: U.S. ART COMPANY, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-02-01227
Total number of active participants reported on line 7a of the Form 55002013-02-01139
Number of retired or separated participants receiving benefits2013-02-010
Number of other retired or separated participants entitled to future benefits2013-02-01103
Total of all active and inactive participants2013-02-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-02-010
Total participants2013-02-01242
Number of participants with account balances2013-02-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-02-013
2012: U.S. ART COMPANY, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-02-01232
Total number of active participants reported on line 7a of the Form 55002012-02-01125
Number of retired or separated participants receiving benefits2012-02-010
Number of other retired or separated participants entitled to future benefits2012-02-0197
Total of all active and inactive participants2012-02-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-02-010
Total participants2012-02-01222
Number of participants with account balances2012-02-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-02-0114
2011: U.S. ART COMPANY, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-02-01232
Total number of active participants reported on line 7a of the Form 55002011-02-01129
Number of retired or separated participants receiving benefits2011-02-010
Number of other retired or separated participants entitled to future benefits2011-02-01103
Total of all active and inactive participants2011-02-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-02-010
Total participants2011-02-01232
Number of participants with account balances2011-02-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-02-0115
2009: U.S. ART COMPANY, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-02-01209
Total number of active participants reported on line 7a of the Form 55002009-02-01124
Number of retired or separated participants receiving benefits2009-02-013
Number of other retired or separated participants entitled to future benefits2009-02-0172
Total of all active and inactive participants2009-02-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-02-010
Total participants2009-02-01199
Number of participants with account balances2009-02-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-02-0125

Financial Data on U.S. ART COMPANY, INC. 401K PLAN

Measure Date Value
2023 : U.S. ART COMPANY, INC. 401K PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-31$0
Total income from all sources (including contributions)2023-01-31$-152,688
Total loss/gain on sale of assets2023-01-31$0
Total of all expenses incurred2023-01-31$173,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-31$152,869
Value of total corrective distributions2023-01-31$11,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-31$543,136
Value of total assets at end of year2023-01-31$8,014,337
Value of total assets at beginning of year2023-01-31$8,340,172
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-31$8,733
Total interest from all sources2023-01-31$2,743
Total dividends received (eg from common stock, registered investment company shares)2023-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-31No
Administrative expenses professional fees incurred2023-01-31$8,733
Was this plan covered by a fidelity bond2023-01-31Yes
Value of fidelity bond cover2023-01-31$500,000
If this is an individual account plan, was there a blackout period2023-01-31No
Were there any nonexempt tranactions with any party-in-interest2023-01-31No
Contributions received from participants2023-01-31$486,696
Participant contributions at end of year2023-01-31$45,299
Participant contributions at beginning of year2023-01-31$59,288
Other income not declared elsewhere2023-01-31$15,648
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-31No
Value of net income/loss2023-01-31$-325,835
Value of net assets at end of year (total assets less liabilities)2023-01-31$8,014,337
Value of net assets at beginning of year (total assets less liabilities)2023-01-31$8,340,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-31No
Were any leases to which the plan was party in default or uncollectible2023-01-31No
Value of interest in pooled separate accounts at end of year2023-01-31$7,313,689
Value of interest in pooled separate accounts at beginning of year2023-01-31$7,666,233
Interest on participant loans2023-01-31$2,743
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-31$655,349
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-31$614,651
Net investment gain/loss from pooled separate accounts2023-01-31$-714,215
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-31No
Was there a failure to transmit to the plan any participant contributions2023-01-31No
Has the plan failed to provide any benefit when due under the plan2023-01-31No
Contributions received in cash from employer2023-01-31$56,440
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-31$152,869
Did the plan have assets held for investment2023-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-31No
Opinion of an independent qualified public accountant for this plan2023-01-31Unqualified
Accountancy firm name2023-01-31CARON & BLETZER, PLLC
Accountancy firm EIN2023-01-31043499945
2022 : U.S. ART COMPANY, INC. 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-31$0
Total income from all sources (including contributions)2022-01-31$947,669
Total loss/gain on sale of assets2022-01-31$0
Total of all expenses incurred2022-01-31$1,096,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-31$1,085,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-31$316,777
Value of total assets at end of year2022-01-31$8,340,172
Value of total assets at beginning of year2022-01-31$8,488,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-31$10,413
Total interest from all sources2022-01-31$3,686
Total dividends received (eg from common stock, registered investment company shares)2022-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-31No
Administrative expenses professional fees incurred2022-01-31$10,413
Was this plan covered by a fidelity bond2022-01-31Yes
Value of fidelity bond cover2022-01-31$500,000
If this is an individual account plan, was there a blackout period2022-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-01-31$0
Were there any nonexempt tranactions with any party-in-interest2022-01-31No
Contributions received from participants2022-01-31$287,955
Participant contributions at end of year2022-01-31$59,288
Participant contributions at beginning of year2022-01-31$74,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-31No
Value of net income/loss2022-01-31$-148,387
Value of net assets at end of year (total assets less liabilities)2022-01-31$8,340,172
Value of net assets at beginning of year (total assets less liabilities)2022-01-31$8,488,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-31No
Were any leases to which the plan was party in default or uncollectible2022-01-31No
Value of interest in pooled separate accounts at end of year2022-01-31$7,666,233
Value of interest in pooled separate accounts at beginning of year2022-01-31$7,645,259
Interest on participant loans2022-01-31$3,686
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-31$614,651
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-31$769,095
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-31$605,103
Net investment gain/loss from pooled separate accounts2022-01-31$22,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-31No
Was there a failure to transmit to the plan any participant contributions2022-01-31No
Has the plan failed to provide any benefit when due under the plan2022-01-31No
Contributions received in cash from employer2022-01-31$28,822
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-31$1,085,643
Did the plan have assets held for investment2022-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-31No
Opinion of an independent qualified public accountant for this plan2022-01-31Unqualified
Accountancy firm name2022-01-31CARON & BLETZER, PLLC
Accountancy firm EIN2022-01-31043499945
2021 : U.S. ART COMPANY, INC. 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-01-31$0
Total income from all sources (including contributions)2021-01-31$1,591,842
Total loss/gain on sale of assets2021-01-31$0
Total of all expenses incurred2021-01-31$232,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-01-31$167,376
Value of total corrective distributions2021-01-31$55,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-01-31$366,545
Value of total assets at end of year2021-01-31$8,488,559
Value of total assets at beginning of year2021-01-31$7,129,477
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-01-31$9,600
Total interest from all sources2021-01-31$3,340
Total dividends received (eg from common stock, registered investment company shares)2021-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-01-31No
Administrative expenses professional fees incurred2021-01-31$9,600
Was this plan covered by a fidelity bond2021-01-31Yes
Value of fidelity bond cover2021-01-31$1,000,000
If this is an individual account plan, was there a blackout period2021-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-01-31$0
Were there any nonexempt tranactions with any party-in-interest2021-01-31No
Contributions received from participants2021-01-31$332,062
Participant contributions at end of year2021-01-31$74,205
Participant contributions at beginning of year2021-01-31$57,167
Participant contributions at end of year2021-01-31$0
Participant contributions at beginning of year2021-01-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-01-31$0
Administrative expenses (other) incurred2021-01-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-01-31No
Income. Non cash contributions2021-01-31$0
Value of net income/loss2021-01-31$1,359,082
Value of net assets at end of year (total assets less liabilities)2021-01-31$8,488,559
Value of net assets at beginning of year (total assets less liabilities)2021-01-31$7,129,477
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-01-31No
Were any leases to which the plan was party in default or uncollectible2021-01-31No
Investment advisory and management fees2021-01-31$0
Value of interest in pooled separate accounts at end of year2021-01-31$7,645,259
Value of interest in pooled separate accounts at beginning of year2021-01-31$6,302,925
Interest on participant loans2021-01-31$3,340
Interest earned on other investments2021-01-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-01-31$769,095
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-01-31$769,385
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-01-31$1,198,731
Net investment gain/loss from pooled separate accounts2021-01-31$23,226
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-01-31No
Was there a failure to transmit to the plan any participant contributions2021-01-31No
Has the plan failed to provide any benefit when due under the plan2021-01-31No
Contributions received in cash from employer2021-01-31$34,483
Employer contributions (assets) at end of year2021-01-31$0
Employer contributions (assets) at beginning of year2021-01-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-01-31$167,376
Contract administrator fees2021-01-31$0
Did the plan have assets held for investment2021-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-01-31No
Opinion of an independent qualified public accountant for this plan2021-01-31Unqualified
Accountancy firm name2021-01-31CARON & BLETZER, PLLC
Accountancy firm EIN2021-01-31043499945
2020 : U.S. ART COMPANY, INC. 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-01-31$0
Total unrealized appreciation/depreciation of assets2020-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-31$0
Total income from all sources (including contributions)2020-01-31$1,281,406
Total loss/gain on sale of assets2020-01-31$0
Total loss/gain on sale of assets2020-01-31$0
Total of all expenses incurred2020-01-31$64,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-01-31$31,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-01-31$31,001
Value of total corrective distributions2020-01-31$24,498
Value of total corrective distributions2020-01-31$24,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-01-31$432,723
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-01-31$432,723
Value of total assets at end of year2020-01-31$7,129,477
Value of total assets at end of year2020-01-31$7,129,477
Value of total assets at beginning of year2020-01-31$5,912,628
Value of total assets at beginning of year2020-01-31$5,912,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-01-31$9,058
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-01-31$9,058
Total interest from all sources2020-01-31$3,243
Total interest from all sources2020-01-31$3,243
Total dividends received (eg from common stock, registered investment company shares)2020-01-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-01-31No
Administrative expenses professional fees incurred2020-01-31$9,058
Administrative expenses professional fees incurred2020-01-31$9,058
Was this plan covered by a fidelity bond2020-01-31Yes
Value of fidelity bond cover2020-01-31$1,000,000
Value of fidelity bond cover2020-01-31$1,000,000
If this is an individual account plan, was there a blackout period2020-01-31No
If this is an individual account plan, was there a blackout period2020-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-01-31$0
Were there any nonexempt tranactions with any party-in-interest2020-01-31No
Contributions received from participants2020-01-31$393,584
Contributions received from participants2020-01-31$393,584
Participant contributions at end of year2020-01-31$57,167
Participant contributions at beginning of year2020-01-31$29,615
Participant contributions at beginning of year2020-01-31$29,615
Participant contributions at end of year2020-01-31$0
Participant contributions at end of year2020-01-31$0
Participant contributions at beginning of year2020-01-31$0
Participant contributions at beginning of year2020-01-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-31No
Value of net income/loss2020-01-31$1,216,849
Value of net income/loss2020-01-31$1,216,849
Value of net assets at end of year (total assets less liabilities)2020-01-31$7,129,477
Value of net assets at end of year (total assets less liabilities)2020-01-31$7,129,477
Value of net assets at beginning of year (total assets less liabilities)2020-01-31$5,912,628
Value of net assets at beginning of year (total assets less liabilities)2020-01-31$5,912,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-01-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-01-31No
Were any leases to which the plan was party in default or uncollectible2020-01-31No
Value of interest in pooled separate accounts at end of year2020-01-31$6,302,925
Value of interest in pooled separate accounts at end of year2020-01-31$6,302,925
Value of interest in pooled separate accounts at beginning of year2020-01-31$5,356,974
Value of interest in pooled separate accounts at beginning of year2020-01-31$5,356,974
Interest on participant loans2020-01-31$3,243
Interest on participant loans2020-01-31$3,243
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-01-31$769,385
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-01-31$769,385
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-01-31$526,039
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-01-31$526,039
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-01-31$826,353
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-01-31$826,353
Net investment gain/loss from pooled separate accounts2020-01-31$19,087
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-01-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-01-31No
Was there a failure to transmit to the plan any participant contributions2020-01-31No
Has the plan failed to provide any benefit when due under the plan2020-01-31No
Has the plan failed to provide any benefit when due under the plan2020-01-31No
Contributions received in cash from employer2020-01-31$39,139
Contributions received in cash from employer2020-01-31$39,139
Employer contributions (assets) at end of year2020-01-31$0
Employer contributions (assets) at end of year2020-01-31$0
Employer contributions (assets) at beginning of year2020-01-31$0
Employer contributions (assets) at beginning of year2020-01-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-01-31$31,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-01-31$31,001
Did the plan have assets held for investment2020-01-31Yes
Did the plan have assets held for investment2020-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-01-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-01-31Yes
Opinion of an independent qualified public accountant for this plan2020-01-31Disclaimer
Opinion of an independent qualified public accountant for this plan2020-01-31Disclaimer
Accountancy firm name2020-01-31CARON & BLETZER, PLLC
Accountancy firm name2020-01-31CARON & BLETZER, PLLC
Accountancy firm EIN2020-01-31043499945
2019 : U.S. ART COMPANY, INC. 401K PLAN 2019 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-01-31$0
2018 : U.S. ART COMPANY, INC. 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-01-31$0
Total income from all sources (including contributions)2018-01-31$1,361,524
Total loss/gain on sale of assets2018-01-31$0
Total of all expenses incurred2018-01-31$101,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-01-31$41,681
Value of total corrective distributions2018-01-31$50,175
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-01-31$511,221
Value of total assets at end of year2018-01-31$5,864,633
Value of total assets at beginning of year2018-01-31$4,604,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-01-31$9,717
Total interest from all sources2018-01-31$13,515
Total dividends received (eg from common stock, registered investment company shares)2018-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-01-31No
Was this plan covered by a fidelity bond2018-01-31Yes
Value of fidelity bond cover2018-01-31$1,000,000
If this is an individual account plan, was there a blackout period2018-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-01-31$0
Were there any nonexempt tranactions with any party-in-interest2018-01-31No
Contributions received from participants2018-01-31$324,987
Participant contributions at end of year2018-01-31$34,186
Participant contributions at beginning of year2018-01-31$83,428
Participant contributions at end of year2018-01-31$0
Participant contributions at beginning of year2018-01-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-01-31$159,849
Administrative expenses (other) incurred2018-01-31$1,187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-01-31No
Value of net income/loss2018-01-31$1,259,951
Value of net assets at end of year (total assets less liabilities)2018-01-31$5,864,633
Value of net assets at beginning of year (total assets less liabilities)2018-01-31$4,604,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-01-31No
Were any leases to which the plan was party in default or uncollectible2018-01-31No
Value of interest in pooled separate accounts at end of year2018-01-31$5,409,173
Value of interest in pooled separate accounts at beginning of year2018-01-31$4,130,434
Interest on participant loans2018-01-31$1,709
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-01-31$11,806
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-01-31$421,274
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-01-31$386,290
Net investment gain/loss from pooled separate accounts2018-01-31$836,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-01-31No
Was there a failure to transmit to the plan any participant contributions2018-01-31No
Has the plan failed to provide any benefit when due under the plan2018-01-31No
Assets. Invements in employer securities at end of year2018-01-31$0
Assets. Invements in employer securities at beginning of year2018-01-31$0
Contributions received in cash from employer2018-01-31$26,385
Employer contributions (assets) at end of year2018-01-31$0
Employer contributions (assets) at beginning of year2018-01-31$4,530
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-01-31$41,681
Contract administrator fees2018-01-31$8,530
Did the plan have assets held for investment2018-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-01-31Yes
Opinion of an independent qualified public accountant for this plan2018-01-31Disclaimer
Accountancy firm name2018-01-31CARON & BLETZER, PLLC
Accountancy firm EIN2018-01-31043499945
2017 : U.S. ART COMPANY, INC. 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-01-31$0
Total income from all sources (including contributions)2017-01-31$871,957
Total loss/gain on sale of assets2017-01-31$0
Total of all expenses incurred2017-01-31$72,627
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-01-31$38,634
Value of total corrective distributions2017-01-31$24,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-01-31$368,359
Value of total assets at end of year2017-01-31$4,604,682
Value of total assets at beginning of year2017-01-31$3,805,352
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-01-31$9,407
Total interest from all sources2017-01-31$14,187
Total dividends received (eg from common stock, registered investment company shares)2017-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-01-31No
Was this plan covered by a fidelity bond2017-01-31Yes
Value of fidelity bond cover2017-01-31$1,000,000
If this is an individual account plan, was there a blackout period2017-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-01-31$0
Were there any nonexempt tranactions with any party-in-interest2017-01-31No
Contributions received from participants2017-01-31$293,071
Participant contributions at end of year2017-01-31$83,428
Participant contributions at beginning of year2017-01-31$69,295
Participant contributions at end of year2017-01-31$0
Participant contributions at beginning of year2017-01-31$3,813
Income. Received or receivable in cash from other sources (including rollovers)2017-01-31$51,322
Other income not declared elsewhere2017-01-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-31No
Value of net income/loss2017-01-31$799,330
Value of net assets at end of year (total assets less liabilities)2017-01-31$4,604,682
Value of net assets at beginning of year (total assets less liabilities)2017-01-31$3,805,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-01-31No
Were any leases to which the plan was party in default or uncollectible2017-01-31No
Value of interest in pooled separate accounts at end of year2017-01-31$4,130,434
Value of interest in pooled separate accounts at beginning of year2017-01-31$3,381,880
Interest on participant loans2017-01-31$1,583
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-01-31$12,604
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-01-31$386,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-01-31$349,978
Net investment gain/loss from pooled separate accounts2017-01-31$489,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-01-31No
Was there a failure to transmit to the plan any participant contributions2017-01-31No
Has the plan failed to provide any benefit when due under the plan2017-01-31No
Assets. Invements in employer securities at end of year2017-01-31$0
Assets. Invements in employer securities at beginning of year2017-01-31$0
Contributions received in cash from employer2017-01-31$23,966
Employer contributions (assets) at end of year2017-01-31$4,530
Employer contributions (assets) at beginning of year2017-01-31$386
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-01-31$38,634
Contract administrator fees2017-01-31$9,407
Did the plan have assets held for investment2017-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-01-31Yes
Opinion of an independent qualified public accountant for this plan2017-01-31Disclaimer
Accountancy firm name2017-01-31CARON & BLETZER, PLLC
Accountancy firm EIN2017-01-31043499945
2016 : U.S. ART COMPANY, INC. 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-01-31$0
Total income from all sources (including contributions)2016-01-31$51,046
Total loss/gain on sale of assets2016-01-31$0
Total of all expenses incurred2016-01-31$49,871
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-01-31$38,827
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-01-31$267,673
Value of total assets at end of year2016-01-31$3,805,352
Value of total assets at beginning of year2016-01-31$3,804,177
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-01-31$11,044
Total interest from all sources2016-01-31$-3,898
Total dividends received (eg from common stock, registered investment company shares)2016-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-01-31No
Administrative expenses professional fees incurred2016-01-31$11,044
Was this plan covered by a fidelity bond2016-01-31Yes
Value of fidelity bond cover2016-01-31$1,000,000
If this is an individual account plan, was there a blackout period2016-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-01-31$0
Were there any nonexempt tranactions with any party-in-interest2016-01-31No
Contributions received from participants2016-01-31$241,791
Participant contributions at end of year2016-01-31$69,295
Participant contributions at beginning of year2016-01-31$56,412
Participant contributions at end of year2016-01-31$3,813
Participant contributions at beginning of year2016-01-31$3,364
Income. Received or receivable in cash from other sources (including rollovers)2016-01-31$4,076
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-01-31No
Value of net income/loss2016-01-31$1,175
Value of net assets at end of year (total assets less liabilities)2016-01-31$3,805,352
Value of net assets at beginning of year (total assets less liabilities)2016-01-31$3,804,177
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-01-31No
Were any leases to which the plan was party in default or uncollectible2016-01-31No
Value of interest in pooled separate accounts at end of year2016-01-31$3,381,880
Value of interest in pooled separate accounts at beginning of year2016-01-31$3,439,419
Interest on participant loans2016-01-31$894
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-01-31$-4,792
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-01-31$349,978
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-01-31$304,648
Net investment gain/loss from pooled separate accounts2016-01-31$-212,729
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-01-31No
Was there a failure to transmit to the plan any participant contributions2016-01-31No
Has the plan failed to provide any benefit when due under the plan2016-01-31No
Assets. Invements in employer securities at end of year2016-01-31$0
Assets. Invements in employer securities at beginning of year2016-01-31$0
Contributions received in cash from employer2016-01-31$21,806
Employer contributions (assets) at end of year2016-01-31$386
Employer contributions (assets) at beginning of year2016-01-31$334
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-01-31$38,827
Did the plan have assets held for investment2016-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-01-31Yes
Opinion of an independent qualified public accountant for this plan2016-01-31Disclaimer
Accountancy firm name2016-01-31CARON & BLETZER, PLLC
Accountancy firm EIN2016-01-31043499945
2015 : U.S. ART COMPANY, INC. 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-01-31$0
Total income from all sources (including contributions)2015-01-31$508,387
Total loss/gain on sale of assets2015-01-31$0
Total of all expenses incurred2015-01-31$971,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-01-31$961,504
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-01-31$237,082
Value of total assets at end of year2015-01-31$3,804,177
Value of total assets at beginning of year2015-01-31$4,267,642
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-01-31$10,348
Total interest from all sources2015-01-31$10,723
Total dividends received (eg from common stock, registered investment company shares)2015-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-01-31No
Administrative expenses professional fees incurred2015-01-31$10,348
Was this plan covered by a fidelity bond2015-01-31Yes
Value of fidelity bond cover2015-01-31$1,000,000
If this is an individual account plan, was there a blackout period2015-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-01-31$0
Were there any nonexempt tranactions with any party-in-interest2015-01-31No
Contributions received from participants2015-01-31$216,350
Participant contributions at end of year2015-01-31$56,412
Participant contributions at beginning of year2015-01-31$102,850
Participant contributions at end of year2015-01-31$3,364
Participant contributions at beginning of year2015-01-31$2,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-01-31No
Value of net income/loss2015-01-31$-463,465
Value of net assets at end of year (total assets less liabilities)2015-01-31$3,804,177
Value of net assets at beginning of year (total assets less liabilities)2015-01-31$4,267,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-01-31No
Were any leases to which the plan was party in default or uncollectible2015-01-31No
Value of interest in pooled separate accounts at end of year2015-01-31$3,439,419
Value of interest in pooled separate accounts at beginning of year2015-01-31$3,730,538
Interest on participant loans2015-01-31$1,486
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-01-31$9,237
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-01-31$304,648
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-01-31$431,246
Net investment gain/loss from pooled separate accounts2015-01-31$260,582
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-01-31No
Was there a failure to transmit to the plan any participant contributions2015-01-31No
Has the plan failed to provide any benefit when due under the plan2015-01-31No
Assets. Invements in employer securities at end of year2015-01-31$0
Assets. Invements in employer securities at beginning of year2015-01-31$0
Contributions received in cash from employer2015-01-31$20,732
Employer contributions (assets) at end of year2015-01-31$334
Employer contributions (assets) at beginning of year2015-01-31$278
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-01-31$961,504
Did the plan have assets held for investment2015-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-01-31Yes
Opinion of an independent qualified public accountant for this plan2015-01-31Disclaimer
Accountancy firm name2015-01-31CARON & BLETZER, PLLC
Accountancy firm EIN2015-01-31043499945
2014 : U.S. ART COMPANY, INC. 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-01-31$0
Total income from all sources (including contributions)2014-01-31$675,987
Total loss/gain on sale of assets2014-01-31$0
Total of all expenses incurred2014-01-31$259,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-01-31$239,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-01-31$161,325
Value of total assets at end of year2014-01-31$4,267,642
Value of total assets at beginning of year2014-01-31$3,851,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-01-31$20,184
Total interest from all sources2014-01-31$39,917
Total dividends received (eg from common stock, registered investment company shares)2014-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-01-31No
Administrative expenses professional fees incurred2014-01-31$20,184
Was this plan covered by a fidelity bond2014-01-31Yes
Value of fidelity bond cover2014-01-31$1,000,000
If this is an individual account plan, was there a blackout period2014-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-01-31$0
Were there any nonexempt tranactions with any party-in-interest2014-01-31No
Contributions received from participants2014-01-31$146,653
Participant contributions at end of year2014-01-31$102,850
Participant contributions at beginning of year2014-01-31$90,329
Participant contributions at end of year2014-01-31$2,730
Participant contributions at beginning of year2014-01-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-01-31No
Value of net income/loss2014-01-31$416,539
Value of net assets at end of year (total assets less liabilities)2014-01-31$4,267,642
Value of net assets at beginning of year (total assets less liabilities)2014-01-31$3,851,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-01-31No
Were any leases to which the plan was party in default or uncollectible2014-01-31No
Value of interest in pooled separate accounts at end of year2014-01-31$3,730,538
Value of interest in pooled separate accounts at beginning of year2014-01-31$3,155,362
Interest on participant loans2014-01-31$2,491
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-01-31$37,426
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-01-31$431,246
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-01-31$605,412
Net investment gain/loss from pooled separate accounts2014-01-31$474,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-01-31No
Was there a failure to transmit to the plan any participant contributions2014-01-31No
Has the plan failed to provide any benefit when due under the plan2014-01-31No
Contributions received in cash from employer2014-01-31$14,672
Employer contributions (assets) at end of year2014-01-31$278
Employer contributions (assets) at beginning of year2014-01-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-01-31$239,264
Did the plan have assets held for investment2014-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-01-31Yes
Opinion of an independent qualified public accountant for this plan2014-01-31Disclaimer
Accountancy firm name2014-01-31CARON & BLETZER, PLLC
Accountancy firm EIN2014-01-31043499945
2013 : U.S. ART COMPANY, INC. 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-01-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-01-31$5,321
Total income from all sources (including contributions)2013-01-31$541,566
Total loss/gain on sale of assets2013-01-31$0
Total of all expenses incurred2013-01-31$115,181
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-01-31$115,181
Value of total corrective distributions2013-01-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-01-31$224,972
Value of total assets at end of year2013-01-31$3,851,103
Value of total assets at beginning of year2013-01-31$3,430,039
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-01-31$0
Total interest from all sources2013-01-31$21,256
Total dividends received (eg from common stock, registered investment company shares)2013-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-01-31No
Was this plan covered by a fidelity bond2013-01-31Yes
Value of fidelity bond cover2013-01-31$1,000,000
If this is an individual account plan, was there a blackout period2013-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-01-31$0
Were there any nonexempt tranactions with any party-in-interest2013-01-31No
Contributions received from participants2013-01-31$205,563
Participant contributions at end of year2013-01-31$90,329
Participant contributions at beginning of year2013-01-31$105,668
Participant contributions at end of year2013-01-31$0
Participant contributions at beginning of year2013-01-31$3,558
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-01-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-01-31$5,321
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-01-31No
Value of net income/loss2013-01-31$426,385
Value of net assets at end of year (total assets less liabilities)2013-01-31$3,851,103
Value of net assets at beginning of year (total assets less liabilities)2013-01-31$3,424,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-01-31No
Were any leases to which the plan was party in default or uncollectible2013-01-31No
Value of interest in pooled separate accounts at end of year2013-01-31$3,155,362
Value of interest in pooled separate accounts at beginning of year2013-01-31$2,599,669
Interest on participant loans2013-01-31$3,877
Interest earned on other investments2013-01-31$17,379
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-01-31$605,412
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-01-31$520,098
Net investment gain/loss from pooled separate accounts2013-01-31$295,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-01-31No
Was there a failure to transmit to the plan any participant contributions2013-01-31No
Has the plan failed to provide any benefit when due under the plan2013-01-31No
Assets. Invements in employer securities at end of year2013-01-31$0
Assets. Invements in employer securities at beginning of year2013-01-31$0
Contributions received in cash from employer2013-01-31$19,409
Employer contributions (assets) at end of year2013-01-31$0
Employer contributions (assets) at beginning of year2013-01-31$201,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-01-31$115,181
Did the plan have assets held for investment2013-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-01-31Yes
Opinion of an independent qualified public accountant for this plan2013-01-31Disclaimer
Accountancy firm name2013-01-31AUERR, ZAJAC, & ASSOCIATES, LLP
Accountancy firm EIN2013-01-31043125991
2012 : U.S. ART COMPANY, INC. 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-01-31$5,321
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-01-31$9,757
Total income from all sources (including contributions)2012-01-31$394,097
Total loss/gain on sale of assets2012-01-31$0
Total of all expenses incurred2012-01-31$69,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-01-31$64,303
Value of total corrective distributions2012-01-31$5,321
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-01-31$376,701
Value of total assets at end of year2012-01-31$3,430,039
Value of total assets at beginning of year2012-01-31$3,110,021
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-01-31$19
Total interest from all sources2012-01-31$19,559
Total dividends received (eg from common stock, registered investment company shares)2012-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-01-31No
Was this plan covered by a fidelity bond2012-01-31Yes
Value of fidelity bond cover2012-01-31$1,000,000
If this is an individual account plan, was there a blackout period2012-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-01-31$0
Were there any nonexempt tranactions with any party-in-interest2012-01-31No
Contributions received from participants2012-01-31$159,833
Participant contributions at end of year2012-01-31$105,668
Participant contributions at beginning of year2012-01-31$81,830
Participant contributions at end of year2012-01-31$3,558
Participant contributions at beginning of year2012-01-31$3,815
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-01-31$5,321
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-01-31$9,757
Administrative expenses (other) incurred2012-01-31$19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-01-31No
Value of net income/loss2012-01-31$324,454
Value of net assets at end of year (total assets less liabilities)2012-01-31$3,424,718
Value of net assets at beginning of year (total assets less liabilities)2012-01-31$3,100,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-01-31No
Were any leases to which the plan was party in default or uncollectible2012-01-31No
Value of interest in pooled separate accounts at end of year2012-01-31$2,599,669
Value of interest in pooled separate accounts at beginning of year2012-01-31$2,601,045
Interest on participant loans2012-01-31$5,012
Interest earned on other investments2012-01-31$14,547
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-01-31$520,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-01-31$422,953
Net investment gain/loss from pooled separate accounts2012-01-31$-2,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-01-31No
Was there a failure to transmit to the plan any participant contributions2012-01-31No
Has the plan failed to provide any benefit when due under the plan2012-01-31No
Assets. Invements in employer securities at end of year2012-01-31$0
Assets. Invements in employer securities at beginning of year2012-01-31$0
Contributions received in cash from employer2012-01-31$216,868
Employer contributions (assets) at end of year2012-01-31$201,046
Employer contributions (assets) at beginning of year2012-01-31$378
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-01-31$64,303
Did the plan have assets held for investment2012-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-01-31Yes
Opinion of an independent qualified public accountant for this plan2012-01-31Disclaimer
Accountancy firm name2012-01-31AUERR, ZAJAC, & ASSOCIATES, LLP
Accountancy firm EIN2012-01-31043125991
2011 : U.S. ART COMPANY, INC. 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-01-31$9,757
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-01-31$16,837
Total income from all sources (including contributions)2011-01-31$575,270
Total loss/gain on sale of assets2011-01-31$0
Total of all expenses incurred2011-01-31$147,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-01-31$138,045
Value of total corrective distributions2011-01-31$9,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-01-31$196,534
Value of total assets at end of year2011-01-31$3,110,021
Value of total assets at beginning of year2011-01-31$2,689,633
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-01-31$0
Total interest from all sources2011-01-31$17,890
Total dividends received (eg from common stock, registered investment company shares)2011-01-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-01-31No
Was this plan covered by a fidelity bond2011-01-31Yes
Value of fidelity bond cover2011-01-31$1,000,000
If this is an individual account plan, was there a blackout period2011-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-01-31$0
Were there any nonexempt tranactions with any party-in-interest2011-01-31No
Contributions received from participants2011-01-31$178,766
Participant contributions at end of year2011-01-31$81,830
Participant contributions at beginning of year2011-01-31$60,428
Participant contributions at end of year2011-01-31$3,815
Participant contributions at beginning of year2011-01-31$3,504
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-01-31$9,757
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-01-31$16,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-01-31No
Value of net income/loss2011-01-31$427,468
Value of net assets at end of year (total assets less liabilities)2011-01-31$3,100,264
Value of net assets at beginning of year (total assets less liabilities)2011-01-31$2,672,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-01-31No
Were any leases to which the plan was party in default or uncollectible2011-01-31No
Value of interest in pooled separate accounts at end of year2011-01-31$2,601,045
Value of interest in pooled separate accounts at beginning of year2011-01-31$2,244,496
Interest on participant loans2011-01-31$4,359
Interest earned on other investments2011-01-31$13,531
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-01-31$422,953
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-01-31$380,853
Net investment gain/loss from pooled separate accounts2011-01-31$360,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-01-31No
Was there a failure to transmit to the plan any participant contributions2011-01-31No
Has the plan failed to provide any benefit when due under the plan2011-01-31No
Assets. Invements in employer securities at end of year2011-01-31$0
Assets. Invements in employer securities at beginning of year2011-01-31$0
Contributions received in cash from employer2011-01-31$17,768
Employer contributions (assets) at end of year2011-01-31$378
Employer contributions (assets) at beginning of year2011-01-31$352
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-01-31$138,045
Did the plan have assets held for investment2011-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-01-31Yes
Opinion of an independent qualified public accountant for this plan2011-01-31Disclaimer
Accountancy firm name2011-01-31AUERR, ZAJAC, & ASSOCIATES, LLP
Accountancy firm EIN2011-01-31043125991
2010 : U.S. ART COMPANY, INC. 401K PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-01-31$0

Form 5500 Responses for U.S. ART COMPANY, INC. 401K PLAN

2022: U.S. ART COMPANY, INC. 401K PLAN 2022 form 5500 responses
2022-02-01Type of plan entitySingle employer plan
2022-02-01Submission has been amendedNo
2022-02-01This submission is the final filingNo
2022-02-01This return/report is a short plan year return/report (less than 12 months)No
2022-02-01Plan is a collectively bargained planNo
2022-02-01Plan funding arrangement – InsuranceYes
2022-02-01Plan funding arrangement – TrustYes
2022-02-01Plan benefit arrangement – InsuranceYes
2022-02-01Plan benefit arrangement - TrustYes
2021: U.S. ART COMPANY, INC. 401K PLAN 2021 form 5500 responses
2021-02-01Type of plan entitySingle employer plan
2021-02-01Submission has been amendedNo
2021-02-01This submission is the final filingNo
2021-02-01This return/report is a short plan year return/report (less than 12 months)No
2021-02-01Plan is a collectively bargained planNo
2021-02-01Plan funding arrangement – InsuranceYes
2021-02-01Plan funding arrangement – TrustYes
2021-02-01Plan benefit arrangement – InsuranceYes
2021-02-01Plan benefit arrangement - TrustYes
2020: U.S. ART COMPANY, INC. 401K PLAN 2020 form 5500 responses
2020-02-01Type of plan entitySingle employer plan
2020-02-01Submission has been amendedNo
2020-02-01This submission is the final filingNo
2020-02-01This return/report is a short plan year return/report (less than 12 months)No
2020-02-01Plan is a collectively bargained planNo
2020-02-01Plan funding arrangement – InsuranceYes
2020-02-01Plan funding arrangement – TrustYes
2020-02-01Plan benefit arrangement – InsuranceYes
2020-02-01Plan benefit arrangement - TrustYes
2019: U.S. ART COMPANY, INC. 401K PLAN 2019 form 5500 responses
2019-02-01Type of plan entitySingle employer plan
2019-02-01Submission has been amendedNo
2019-02-01This submission is the final filingNo
2019-02-01This return/report is a short plan year return/report (less than 12 months)No
2019-02-01Plan is a collectively bargained planNo
2019-02-01Plan funding arrangement – InsuranceYes
2019-02-01Plan funding arrangement – TrustYes
2019-02-01Plan benefit arrangement – InsuranceYes
2019-02-01Plan benefit arrangement - TrustYes
2018: U.S. ART COMPANY, INC. 401K PLAN 2018 form 5500 responses
2018-02-01Type of plan entitySingle employer plan
2018-02-01Submission has been amendedNo
2018-02-01This submission is the final filingNo
2018-02-01This return/report is a short plan year return/report (less than 12 months)No
2018-02-01Plan is a collectively bargained planNo
2018-02-01Plan funding arrangement – InsuranceYes
2018-02-01Plan funding arrangement – TrustYes
2018-02-01Plan benefit arrangement – InsuranceYes
2018-02-01Plan benefit arrangement - TrustYes
2017: U.S. ART COMPANY, INC. 401K PLAN 2017 form 5500 responses
2017-02-01Type of plan entitySingle employer plan
2017-02-01Submission has been amendedNo
2017-02-01This submission is the final filingNo
2017-02-01This return/report is a short plan year return/report (less than 12 months)No
2017-02-01Plan is a collectively bargained planNo
2017-02-01Plan funding arrangement – InsuranceYes
2017-02-01Plan funding arrangement – TrustYes
2017-02-01Plan benefit arrangement – InsuranceYes
2017-02-01Plan benefit arrangement - TrustYes
2016: U.S. ART COMPANY, INC. 401K PLAN 2016 form 5500 responses
2016-02-01Type of plan entitySingle employer plan
2016-02-01Submission has been amendedNo
2016-02-01This submission is the final filingNo
2016-02-01This return/report is a short plan year return/report (less than 12 months)No
2016-02-01Plan is a collectively bargained planNo
2016-02-01Plan funding arrangement – InsuranceYes
2016-02-01Plan funding arrangement – TrustYes
2016-02-01Plan benefit arrangement – InsuranceYes
2016-02-01Plan benefit arrangement - TrustYes
2015: U.S. ART COMPANY, INC. 401K PLAN 2015 form 5500 responses
2015-02-01Type of plan entitySingle employer plan
2015-02-01Submission has been amendedNo
2015-02-01This submission is the final filingNo
2015-02-01This return/report is a short plan year return/report (less than 12 months)No
2015-02-01Plan is a collectively bargained planNo
2015-02-01Plan funding arrangement – InsuranceYes
2015-02-01Plan funding arrangement – TrustYes
2015-02-01Plan benefit arrangement – InsuranceYes
2015-02-01Plan benefit arrangement - TrustYes
2014: U.S. ART COMPANY, INC. 401K PLAN 2014 form 5500 responses
2014-02-01Type of plan entitySingle employer plan
2014-02-01Submission has been amendedNo
2014-02-01This submission is the final filingNo
2014-02-01This return/report is a short plan year return/report (less than 12 months)No
2014-02-01Plan is a collectively bargained planNo
2014-02-01Plan funding arrangement – InsuranceYes
2014-02-01Plan funding arrangement – TrustYes
2014-02-01Plan benefit arrangement – InsuranceYes
2014-02-01Plan benefit arrangement - TrustYes
2013: U.S. ART COMPANY, INC. 401K PLAN 2013 form 5500 responses
2013-02-01Type of plan entitySingle employer plan
2013-02-01Submission has been amendedNo
2013-02-01This submission is the final filingNo
2013-02-01This return/report is a short plan year return/report (less than 12 months)No
2013-02-01Plan is a collectively bargained planNo
2013-02-01Plan funding arrangement – InsuranceYes
2013-02-01Plan funding arrangement – TrustYes
2013-02-01Plan benefit arrangement – InsuranceYes
2013-02-01Plan benefit arrangement - TrustYes
2012: U.S. ART COMPANY, INC. 401K PLAN 2012 form 5500 responses
2012-02-01Type of plan entitySingle employer plan
2012-02-01Submission has been amendedNo
2012-02-01This submission is the final filingNo
2012-02-01This return/report is a short plan year return/report (less than 12 months)No
2012-02-01Plan is a collectively bargained planNo
2012-02-01Plan funding arrangement – InsuranceYes
2012-02-01Plan funding arrangement – TrustYes
2012-02-01Plan benefit arrangement – InsuranceYes
2012-02-01Plan benefit arrangement - TrustYes
2011: U.S. ART COMPANY, INC. 401K PLAN 2011 form 5500 responses
2011-02-01Type of plan entitySingle employer plan
2011-02-01Submission has been amendedNo
2011-02-01This submission is the final filingNo
2011-02-01This return/report is a short plan year return/report (less than 12 months)No
2011-02-01Plan is a collectively bargained planNo
2011-02-01Plan funding arrangement – InsuranceYes
2011-02-01Plan funding arrangement – TrustYes
2011-02-01Plan benefit arrangement – InsuranceYes
2011-02-01Plan benefit arrangement - TrustYes
2009: U.S. ART COMPANY, INC. 401K PLAN 2009 form 5500 responses
2009-02-01Type of plan entitySingle employer plan
2009-02-01Submission has been amendedNo
2009-02-01This submission is the final filingNo
2009-02-01This return/report is a short plan year return/report (less than 12 months)No
2009-02-01Plan is a collectively bargained planNo
2009-02-01Plan funding arrangement – InsuranceYes
2009-02-01Plan funding arrangement – TrustYes
2009-02-01Plan benefit arrangement – InsuranceYes
2009-02-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG30104
Policy instance 1
Insurance contract or identification numberG30104
Number of Individuals Covered156
Insurance policy start date2022-02-01
Insurance policy end date2023-01-31
Total amount of commissions paid to insurance brokerUSD $3,346
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,673
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG30104
Policy instance 1
Insurance contract or identification numberG30104
Number of Individuals Covered160
Insurance policy start date2021-02-01
Insurance policy end date2022-01-31
Total amount of commissions paid to insurance brokerUSD $3,168
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
Commission paid to Insurance BrokerUSD $1,584
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG30104
Policy instance 1
Insurance contract or identification numberG30104
Number of Individuals Covered161
Insurance policy start date2020-02-01
Insurance policy end date2021-01-31
Total amount of commissions paid to insurance brokerUSD $3,666
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
Commission paid to Insurance BrokerUSD $1,833
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG30104
Policy instance 1
Insurance contract or identification numberG30104
Number of Individuals Covered167
Insurance policy start date2019-02-01
Insurance policy end date2020-01-31
Total amount of commissions paid to insurance brokerUSD $4,328
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,164
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG30104
Policy instance 1
Insurance contract or identification numberG30104
Number of Individuals Covered165
Insurance policy start date2018-02-01
Insurance policy end date2019-01-31
Total amount of commissions paid to insurance brokerUSD $3,654
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,827
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG30104
Policy instance 1
Insurance contract or identification numberG30104
Number of Individuals Covered163
Insurance policy start date2017-02-01
Insurance policy end date2018-01-31
Total amount of commissions paid to insurance brokerUSD $6,026
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,013
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker nameLPL CORPORATION
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG30104
Policy instance 1
Insurance contract or identification numberG30104
Number of Individuals Covered166
Insurance policy start date2015-02-01
Insurance policy end date2016-01-31
Total amount of commissions paid to insurance brokerUSD $2,768
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,384
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker nameLINSCO PRIVATE LEDGER CORP
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG30104
Policy instance 1
Insurance contract or identification numberG30104
Number of Individuals Covered168
Insurance policy start date2014-02-01
Insurance policy end date2015-01-31
Total amount of commissions paid to insurance brokerUSD $2,328
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,164
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker namePRIVATE LEDGER INS SERV OF MASS
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG30104
Policy instance 1
Insurance contract or identification numberG30104
Number of Individuals Covered172
Insurance policy start date2013-02-01
Insurance policy end date2014-01-31
Total amount of commissions paid to insurance brokerUSD $1,570
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $785
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker namePRIVATE LEDGER INS SERV OF MASS
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG30104
Policy instance 1
Insurance contract or identification numberG30104
Number of Individuals Covered223
Insurance policy start date2012-02-01
Insurance policy end date2013-01-31
Total amount of commissions paid to insurance brokerUSD $4,310
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,155
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker namePRIVATE LEDGER INS SERV OF MASS
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG30104
Policy instance 1
Insurance contract or identification numberG30104
Number of Individuals Covered189
Insurance policy start date2011-02-01
Insurance policy end date2012-01-31
Total amount of commissions paid to insurance brokerUSD $1,776
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG30104
Policy instance 1
Insurance contract or identification numberG30104
Number of Individuals Covered196
Insurance policy start date2010-02-01
Insurance policy end date2011-01-31
Total amount of commissions paid to insurance brokerUSD $1,976
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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