401k Plan data: NESCAUM 403(B) plan

NESCAUM 403(B) 401k Plan overview

Plan Name	NESCAUM 403(B)
Plan identification number	001

NESCAUM 403(B) Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHEAST STATES FOR COORDINATED AIR USE MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name: NORTHEAST STATES FOR COORDINATED AIR USE MANAGEMENT, INC.

Employer identification number (EIN): 042814018

NAIC Classification: 813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NESCAUM 403(B)

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-10-01
001 2021-10-01
001 2020-10-01
001 2019-10-01
001 2018-10-01
001 2017-10-01
001 2016-10-01 DEBJANI BRAHMACHARI 2019-05-24
001 2015-10-01 CHARLA RUDISILL CHARLA RUDISILL 2017-07-10
001 2014-10-01 CHARLA RUDISILL CHARLA RUDISILL 2016-07-06
001 2013-10-01 CHARLA RUDISILL CHARLA RUDISILL 2015-06-18
001 2012-10-01 CHARLA RUDISILL CHARLA RUDISILL 2014-07-15
001 2011-10-01 CHARLA RUDISILL CHARLA RUDISILL 2013-07-08
001 2010-10-01 CHARLA RUDISILL CHARLA RUDISILL 2012-07-03
001 2009-10-01 CHARLA RUDISILL CHARLA RUDISILL 2011-07-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2022-10-01
001	2021-10-01
001	2020-10-01
001	2019-10-01
001	2018-10-01
001	2017-10-01
001	2016-10-01		DEBJANI BRAHMACHARI	2019-05-24
001	2015-10-01	CHARLA RUDISILL	CHARLA RUDISILL	2017-07-10
001	2014-10-01	CHARLA RUDISILL	CHARLA RUDISILL	2016-07-06
001	2013-10-01	CHARLA RUDISILL	CHARLA RUDISILL	2015-06-18
001	2012-10-01	CHARLA RUDISILL	CHARLA RUDISILL	2014-07-15
001	2011-10-01	CHARLA RUDISILL	CHARLA RUDISILL	2013-07-08
001	2010-10-01	CHARLA RUDISILL	CHARLA RUDISILL	2012-07-03
001	2009-10-01	CHARLA RUDISILL	CHARLA RUDISILL	2011-07-13

Plan Statistics for NESCAUM 403(B)

401k plan membership statisitcs for NESCAUM 403(B)

Measure Date Value
2017: NESCAUM 403(B) 2017 401k membership
Total participants, beginning-of-year 2017-10-01 35
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 18
Number of retired or separated participants receiving benefits 2017-10-01 1
Number of other retired or separated participants entitled to future benefits 2017-10-01 14
Total of all active and inactive participants 2017-10-01 33
Total participants 2017-10-01 33
Number of participants with account balances 2017-10-01 30
2016: NESCAUM 403(B) 2016 401k membership
Total participants, beginning-of-year 2016-10-01 34
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 19
Number of other retired or separated participants entitled to future benefits 2016-10-01 16
Total of all active and inactive participants 2016-10-01 35
Total participants 2016-10-01 35
Number of participants with account balances 2016-10-01 33
2015: NESCAUM 403(B) 2015 401k membership
Total participants, beginning-of-year 2015-10-01 44
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 16
Number of other retired or separated participants entitled to future benefits 2015-10-01 18
Total of all active and inactive participants 2015-10-01 34
Total participants 2015-10-01 34
Number of participants with account balances 2015-10-01 32
2014: NESCAUM 403(B) 2014 401k membership
Total participants, beginning-of-year 2014-10-01 46
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 23
Number of other retired or separated participants entitled to future benefits 2014-10-01 21
Total of all active and inactive participants 2014-10-01 44
Total participants 2014-10-01 44
Number of participants with account balances 2014-10-01 35
2013: NESCAUM 403(B) 2013 401k membership
Total participants, beginning-of-year 2013-10-01 50
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 25
Number of other retired or separated participants entitled to future benefits 2013-10-01 21
Total of all active and inactive participants 2013-10-01 46
Total participants 2013-10-01 46
Number of participants with account balances 2013-10-01 38
2012: NESCAUM 403(B) 2012 401k membership
Total participants, beginning-of-year 2012-10-01 52
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 26
Number of other retired or separated participants entitled to future benefits 2012-10-01 24
Total of all active and inactive participants 2012-10-01 50
Total participants 2012-10-01 50
Number of participants with account balances 2012-10-01 41
2011: NESCAUM 403(B) 2011 401k membership
Total participants, beginning-of-year 2011-10-01 51
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 29
Number of other retired or separated participants entitled to future benefits 2011-10-01 23
Total of all active and inactive participants 2011-10-01 52
Total participants 2011-10-01 52
Number of participants with account balances 2011-10-01 48
2010: NESCAUM 403(B) 2010 401k membership
Total participants, beginning-of-year 2010-10-01 51
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 31
Number of other retired or separated participants entitled to future benefits 2010-10-01 20
Total of all active and inactive participants 2010-10-01 51
Total participants 2010-10-01 51
Number of participants with account balances 2010-10-01 49
2009: NESCAUM 403(B) 2009 401k membership
Total participants, beginning-of-year 2009-10-01 51
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 32
Number of other retired or separated participants entitled to future benefits 2009-10-01 19
Total of all active and inactive participants 2009-10-01 51
Total participants 2009-10-01 51
Number of participants with account balances 2009-10-01 47

Measure	Date	Value
2017: NESCAUM 403(B) 2017 401k membership
Total participants, beginning-of-year	2017-10-01	35
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	18
Number of retired or separated participants receiving benefits	2017-10-01	1
Number of other retired or separated participants entitled to future benefits	2017-10-01	14
Total of all active and inactive participants	2017-10-01	33
Total participants	2017-10-01	33
Number of participants with account balances	2017-10-01	30
2016: NESCAUM 403(B) 2016 401k membership
Total participants, beginning-of-year	2016-10-01	34
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	19
Number of other retired or separated participants entitled to future benefits	2016-10-01	16
Total of all active and inactive participants	2016-10-01	35
Total participants	2016-10-01	35
Number of participants with account balances	2016-10-01	33
2015: NESCAUM 403(B) 2015 401k membership
Total participants, beginning-of-year	2015-10-01	44
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	16
Number of other retired or separated participants entitled to future benefits	2015-10-01	18
Total of all active and inactive participants	2015-10-01	34
Total participants	2015-10-01	34
Number of participants with account balances	2015-10-01	32
2014: NESCAUM 403(B) 2014 401k membership
Total participants, beginning-of-year	2014-10-01	46
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	23
Number of other retired or separated participants entitled to future benefits	2014-10-01	21
Total of all active and inactive participants	2014-10-01	44
Total participants	2014-10-01	44
Number of participants with account balances	2014-10-01	35
2013: NESCAUM 403(B) 2013 401k membership
Total participants, beginning-of-year	2013-10-01	50
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	25
Number of other retired or separated participants entitled to future benefits	2013-10-01	21
Total of all active and inactive participants	2013-10-01	46
Total participants	2013-10-01	46
Number of participants with account balances	2013-10-01	38
2012: NESCAUM 403(B) 2012 401k membership
Total participants, beginning-of-year	2012-10-01	52
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	26
Number of other retired or separated participants entitled to future benefits	2012-10-01	24
Total of all active and inactive participants	2012-10-01	50
Total participants	2012-10-01	50
Number of participants with account balances	2012-10-01	41
2011: NESCAUM 403(B) 2011 401k membership
Total participants, beginning-of-year	2011-10-01	51
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	29
Number of other retired or separated participants entitled to future benefits	2011-10-01	23
Total of all active and inactive participants	2011-10-01	52
Total participants	2011-10-01	52
Number of participants with account balances	2011-10-01	48
2010: NESCAUM 403(B) 2010 401k membership
Total participants, beginning-of-year	2010-10-01	51
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	31
Number of other retired or separated participants entitled to future benefits	2010-10-01	20
Total of all active and inactive participants	2010-10-01	51
Total participants	2010-10-01	51
Number of participants with account balances	2010-10-01	49
2009: NESCAUM 403(B) 2009 401k membership
Total participants, beginning-of-year	2009-10-01	51
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	32
Number of other retired or separated participants entitled to future benefits	2009-10-01	19
Total of all active and inactive participants	2009-10-01	51
Total participants	2009-10-01	51
Number of participants with account balances	2009-10-01	47

Financial Data on NESCAUM 403(B)

Measure	Date	Value
2016 : NESCAUM 403(B) 2016 401k financial data
Total income from all sources	2016-09-30	$673,191
Expenses. Total of all expenses incurred	2016-09-30	$812,427
Benefits paid (including direct rollovers)	2016-09-30	$812,142
Total plan assets at end of year	2016-09-30	$4,651,066
Total plan assets at beginning of year	2016-09-30	$4,790,302
Value of fidelity bond covering the plan	2016-09-30	$500,000
Total contributions received or receivable from participants	2016-09-30	$106,471
Contributions received from other sources (not participants or employers)	2016-09-30	$39,365
Other income received	2016-09-30	$453,213
Net income (gross income less expenses)	2016-09-30	$-139,236
Net plan assets at end of year (total assets less liabilities)	2016-09-30	$4,651,066
Net plan assets at beginning of year (total assets less liabilities)	2016-09-30	$4,790,302
Total contributions received or receivable from employer(s)	2016-09-30	$74,142
Expenses. Administrative service providers (salaries,fees and commissions)	2016-09-30	$285
2015 : NESCAUM 403(B) 2015 401k financial data
Total income from all sources	2015-09-30	$327,427
Expenses. Total of all expenses incurred	2015-09-30	$194,050
Benefits paid (including direct rollovers)	2015-09-30	$193,745
Total plan assets at end of year	2015-09-30	$4,790,302
Total plan assets at beginning of year	2015-09-30	$4,656,925
Value of fidelity bond covering the plan	2015-09-30	$500,000
Total contributions received or receivable from participants	2015-09-30	$135,935
Contributions received from other sources (not participants or employers)	2015-09-30	$98,090
Other income received	2015-09-30	$13,184
Net income (gross income less expenses)	2015-09-30	$133,377
Net plan assets at end of year (total assets less liabilities)	2015-09-30	$4,790,302
Net plan assets at beginning of year (total assets less liabilities)	2015-09-30	$4,656,925
Total contributions received or receivable from employer(s)	2015-09-30	$80,218
Expenses. Administrative service providers (salaries,fees and commissions)	2015-09-30	$305
2014 : NESCAUM 403(B) 2014 401k financial data
Total income from all sources	2014-09-30	$772,444
Expenses. Total of all expenses incurred	2014-09-30	$503,088
Benefits paid (including direct rollovers)	2014-09-30	$502,743
Total plan assets at end of year	2014-09-30	$4,656,925
Total plan assets at beginning of year	2014-09-30	$4,387,569
Value of fidelity bond covering the plan	2014-09-30	$500,000
Total contributions received or receivable from participants	2014-09-30	$141,147
Other income received	2014-09-30	$542,167
Net income (gross income less expenses)	2014-09-30	$269,356
Net plan assets at end of year (total assets less liabilities)	2014-09-30	$4,656,925
Net plan assets at beginning of year (total assets less liabilities)	2014-09-30	$4,387,569
Total contributions received or receivable from employer(s)	2014-09-30	$89,130
Expenses. Administrative service providers (salaries,fees and commissions)	2014-09-30	$345
2013 : NESCAUM 403(B) 2013 401k financial data
Total income from all sources	2013-09-30	$965,459
Expenses. Total of all expenses incurred	2013-09-30	$1,004,065
Benefits paid (including direct rollovers)	2013-09-30	$1,003,826
Total plan assets at end of year	2013-09-30	$4,387,569
Total plan assets at beginning of year	2013-09-30	$4,426,175
Value of fidelity bond covering the plan	2013-09-30	$500,000
Total contributions received or receivable from participants	2013-09-30	$125,725
Other income received	2013-09-30	$746,308
Net income (gross income less expenses)	2013-09-30	$-38,606
Net plan assets at end of year (total assets less liabilities)	2013-09-30	$4,387,569
Net plan assets at beginning of year (total assets less liabilities)	2013-09-30	$4,426,175
Total contributions received or receivable from employer(s)	2013-09-30	$93,426
Expenses. Administrative service providers (salaries,fees and commissions)	2013-09-30	$239
2012 : NESCAUM 403(B) 2012 401k financial data
Total income from all sources	2012-09-30	$987,910
Expenses. Total of all expenses incurred	2012-09-30	$85,316
Benefits paid (including direct rollovers)	2012-09-30	$85,316
Total plan assets at end of year	2012-09-30	$4,426,175
Total plan assets at beginning of year	2012-09-30	$3,523,581
Value of fidelity bond covering the plan	2012-09-30	$500,000
Total contributions received or receivable from participants	2012-09-30	$131,845
Other income received	2012-09-30	$755,534
Net income (gross income less expenses)	2012-09-30	$902,594
Net plan assets at end of year (total assets less liabilities)	2012-09-30	$4,426,175
Net plan assets at beginning of year (total assets less liabilities)	2012-09-30	$3,523,581
Total contributions received or receivable from employer(s)	2012-09-30	$100,531
2011 : NESCAUM 403(B) 2011 401k financial data
Total income from all sources	2011-09-30	$239,003
Expenses. Total of all expenses incurred	2011-09-30	$19,139
Benefits paid (including direct rollovers)	2011-09-30	$19,139
Total plan assets at end of year	2011-09-30	$3,523,581
Total plan assets at beginning of year	2011-09-30	$3,303,717
Value of fidelity bond covering the plan	2011-09-30	$500,000
Total contributions received or receivable from participants	2011-09-30	$143,695
Other income received	2011-09-30	$-16,266
Net income (gross income less expenses)	2011-09-30	$219,864
Net plan assets at end of year (total assets less liabilities)	2011-09-30	$3,523,581
Net plan assets at beginning of year (total assets less liabilities)	2011-09-30	$3,303,717
Total contributions received or receivable from employer(s)	2011-09-30	$111,574

Form 5500 Responses for NESCAUM 403(B)

2017: NESCAUM 403(B) 2017 form 5500 responses
2017-10-01	Type of plan entity	Single employer plan
2017-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2017-10-01	Plan benefit arrangement - Trust	Yes
2016: NESCAUM 403(B) 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: NESCAUM 403(B) 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: NESCAUM 403(B) 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: NESCAUM 403(B) 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: NESCAUM 403(B) 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: NESCAUM 403(B) 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: NESCAUM 403(B) 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2009: NESCAUM 403(B) 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	This submission is the final filing	No
2009-10-01	Plan funding arrangement – General assets of the sponsor	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NORTHEAST STATES FOR COORDINATED AIR USE MANAGEMENT, INC.
Employer identification number (EIN):	042814018
NAIC Classification:	813000
NAIC Description:	Religious, Grantmaking, Civic, Professional, and Similar Organizations