401k Plan data: CADENCE CAPITAL MANAGEMENT RETIREMENT SAVINGS PLAN plan

CADENCE CAPITAL MANAGEMENT RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	CADENCE CAPITAL MANAGEMENT RETIREMENT SAVINGS PLAN
Plan identification number	001

CADENCE CAPITAL MANAGEMENT RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CADENCE CAPITAL MANAGEMENT has sponsored the creation of one or more 401k plans.

Company Name: CADENCE CAPITAL MANAGEMENT

Employer identification number (EIN): 043244012

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CADENCE CAPITAL MANAGEMENT RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 MICHAEL SKILLMAN 2017-09-25
001 2016-01-01 MICHAEL SKILLMAN 2017-09-25
001 2015-01-01 MICHAEL SKILLMAN 2016-10-11
001 2014-01-01 MICHAEL SKILLMAN 2015-09-18
001 2013-01-01 MICHAEL SKILLMAN 2014-07-16
001 2012-01-01 MICHAEL J. SKILLMAN 2013-09-25 MICHAEL SKILLMAN 2013-09-25
001 2011-01-01 MICHAEL SKILLMAN 2012-10-09 MICHAEL SKILLMAN 2012-10-09
001 2010-01-01 MIKE SKILLMAN 2011-09-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	MICHAEL SKILLMAN	2017-09-25
001	2016-01-01	MICHAEL SKILLMAN	2017-09-25
001	2015-01-01	MICHAEL SKILLMAN	2016-10-11
001	2014-01-01	MICHAEL SKILLMAN	2015-09-18
001	2013-01-01	MICHAEL SKILLMAN	2014-07-16
001	2012-01-01	MICHAEL J. SKILLMAN	2013-09-25	MICHAEL SKILLMAN	2013-09-25
001	2011-01-01	MICHAEL SKILLMAN	2012-10-09	MICHAEL SKILLMAN	2012-10-09
001	2010-01-01	MIKE SKILLMAN	2011-09-20

Potentially related plans

CADENCE CAPITAL INVESTMENTS 401(K) RETIREMENT PLAN [EIN = 841601862]

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Company Name:	CADENCE CAPITAL MANAGEMENT
Employer identification number (EIN):	043244012
NAIC Classification:	523900