401k Plan data: KMA 401(K) PLAN plan

KMA 401(K) PLAN 401k Plan overview

Plan Name	KMA 401(K) PLAN
Plan identification number	001

KMA 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KESSLER, MCGUINNESS & ASSOCIATES, LLC has sponsored the creation of one or more 401k plans.

Company Name: KESSLER, MCGUINNESS & ASSOCIATES, LLC

Employer identification number (EIN): 043475897

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KMA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 JULIE GARLAND 2024-07-16
001 2022-01-01 JULIE GARLAND 2023-06-26
001 2021-01-01 JULIE GARLAND 2022-07-22
001 2020-01-01 JULIE GARLAND 2021-07-16
001 2019-01-01 JULIE GARLAND 2020-06-25
001 2018-01-01 DAVID KESSLER 2019-07-08
001 2017-01-01 DAVID KESSLER 2018-06-14
001 2016-01-01 DAVID KESSLER 2017-05-31
001 2015-01-01 DAVID KESSLER 2016-06-07
001 2014-01-01 DAVID KESSLER 2015-06-22
001 2013-01-01 DAVID KESSLER 2014-05-20
001 2012-01-01 DAVID KESSLER 2013-06-27
001 2011-01-01 DAVID KESSLER
001 2010-01-01 DAVID KESSLER
001 2009-01-01 DAVID KESSLER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01	JULIE GARLAND	2024-07-16
001	2022-01-01	JULIE GARLAND	2023-06-26
001	2021-01-01	JULIE GARLAND	2022-07-22
001	2020-01-01	JULIE GARLAND	2021-07-16
001	2019-01-01	JULIE GARLAND	2020-06-25
001	2018-01-01	DAVID KESSLER	2019-07-08
001	2017-01-01	DAVID KESSLER	2018-06-14
001	2016-01-01	DAVID KESSLER	2017-05-31
001	2015-01-01	DAVID KESSLER	2016-06-07
001	2014-01-01	DAVID KESSLER	2015-06-22
001	2013-01-01	DAVID KESSLER	2014-05-20
001	2012-01-01	DAVID KESSLER	2013-06-27
001	2011-01-01	DAVID KESSLER
001	2010-01-01	DAVID KESSLER
001	2009-01-01	DAVID KESSLER

Plan Statistics for KMA 401(K) PLAN

401k plan membership statisitcs for KMA 401(K) PLAN

Measure Date Value
2025: KMA 401(K) PLAN 2025 401k membership
Total number of particpants at beginning of year 2025-07-15 23
Total number of particpants at end of year 2025-07-15 27
Number of Participants With Account Balances 2025-07-15 27
2024: KMA 401(K) PLAN 2024 401k membership
Total number of particpants at beginning of year 2024-07-16 22
Total number of particpants at end of year 2024-07-16 23
Number of Participants With Account Balances 2024-07-16 22
2022: KMA 401(K) PLAN 2022 401k membership
Total number of particpants at beginning of year 2022-07-22 21
Total number of particpants at end of year 2022-07-22 22
Number of Participants With Account Balances 2022-07-22 20
2011: KMA 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 7
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 7
Number of participants with account balances 2011-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: KMA 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 6
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 6
Number of participants with account balances 2010-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: KMA 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 5
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 5
Number of participants with account balances 2009-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2025: KMA 401(K) PLAN 2025 401k membership
Total number of particpants at beginning of year	2025-07-15	23
Total number of particpants at end of year	2025-07-15	27
Number of Participants With Account Balances	2025-07-15	27
2024: KMA 401(K) PLAN 2024 401k membership
Total number of particpants at beginning of year	2024-07-16	22
Total number of particpants at end of year	2024-07-16	23
Number of Participants With Account Balances	2024-07-16	22
2022: KMA 401(K) PLAN 2022 401k membership
Total number of particpants at beginning of year	2022-07-22	21
Total number of particpants at end of year	2022-07-22	22
Number of Participants With Account Balances	2022-07-22	20
2011: KMA 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	7
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	7
Number of participants with account balances	2011-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: KMA 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	6
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	6
Number of participants with account balances	2010-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: KMA 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	5
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	5
Number of participants with account balances	2009-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on KMA 401(K) PLAN

Measure	Date	Value
2025 : KMA 401(K) PLAN 2025 401k financial data
Total transfers to/from plan in this plan year	2025-07-15	0
Total liabilities as of the end of the plan year	2025-07-15	0
Total liabilities as of the beginning of the plan year	2025-07-15	0
Total expenses incurred by plan in this plan year	2025-07-15	0
Net assets as of the end of the plan year	2025-07-15	2159147
Total assets as of the beginning of the plan year	2025-07-15	1514731
Value of plan covered by a fidelity bond	2025-07-15	250000
Participant contributions to plan in this plan year	2025-07-15	130073
Other expenses paid from plan in this plan year	2025-07-15	0
Other contributions to plan in this plan year	2025-07-15	73458
Other income to plan in this plan year	2025-07-15	322548
Plan net income in this plan year	2025-07-15	644416
Net assets as of the end of the plan year	2025-07-15	2159147
Net assets as of the beginning of the plan year	2025-07-15	1514731
Employer contributions to plan in this plan year	2025-07-15	118337
Expensese paid to adminstrative service provicers from plan in this plan year	2025-07-15	0
2024 : KMA 401(K) PLAN 2024 401k financial data
Total transfers to/from plan in this plan year	2024-07-16	0
Total liabilities as of the end of the plan year	2024-07-16	0
Total liabilities as of the beginning of the plan year	2024-07-16	0
Total expenses incurred by plan in this plan year	2024-07-16	488809
Net assets as of the end of the plan year	2024-07-16	1514731
Total assets as of the beginning of the plan year	2024-07-16	1403587
Value of plan covered by a fidelity bond	2024-07-16	250000
Participant contributions to plan in this plan year	2024-07-16	109807
Other expenses paid from plan in this plan year	2024-07-16	0
Other contributions to plan in this plan year	2024-07-16	88058
Other income to plan in this plan year	2024-07-16	310269
Plan net income in this plan year	2024-07-16	111144
Net assets as of the end of the plan year	2024-07-16	1514731
Net assets as of the beginning of the plan year	2024-07-16	1403587
Employer contributions to plan in this plan year	2024-07-16	91819
Expensese paid to adminstrative service provicers from plan in this plan year	2024-07-16	150
2022 : KMA 401(K) PLAN 2022 401k financial data
Total transfers to/from plan in this plan year	2022-07-22	0
Total liabilities as of the end of the plan year	2022-07-22	0
Total liabilities as of the beginning of the plan year	2022-07-22	0
Total expenses incurred by plan in this plan year	2022-07-22	32268
Net assets as of the end of the plan year	2022-07-22	2044279
Total assets as of the beginning of the plan year	2022-07-22	1545417
Value of plan covered by a fidelity bond	2022-07-22	250000
Participant contributions to plan in this plan year	2022-07-22	106927
Other expenses paid from plan in this plan year	2022-07-22	0
Other contributions to plan in this plan year	2022-07-22	0
Other income to plan in this plan year	2022-07-22	261615
Plan net income in this plan year	2022-07-22	498862
Net assets as of the end of the plan year	2022-07-22	2044279
Net assets as of the beginning of the plan year	2022-07-22	1545417
Employer contributions to plan in this plan year	2022-07-22	162588
Expensese paid to adminstrative service provicers from plan in this plan year	2022-07-22	100
2011 : KMA 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$107,700
Expenses. Total of all expenses incurred	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$566,865
Total plan assets at beginning of year	2011-12-31	$459,165
Value of fidelity bond covering the plan	2011-12-31	$50,000
Total contributions received or receivable from participants	2011-12-31	$46,293
Other income received	2011-12-31	$-12,281
Net income (gross income less expenses)	2011-12-31	$107,700
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$566,865
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$459,165
Total contributions received or receivable from employer(s)	2011-12-31	$73,688
2010 : KMA 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$149,899
Expenses. Total of all expenses incurred	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$459,165
Total plan assets at beginning of year	2010-12-31	$309,266
Value of fidelity bond covering the plan	2010-12-31	$40,000
Total contributions received or receivable from participants	2010-12-31	$46,328
Other income received	2010-12-31	$32,567
Net income (gross income less expenses)	2010-12-31	$149,899
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$459,165
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$309,266
Total contributions received or receivable from employer(s)	2010-12-31	$71,004
2009 : KMA 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for KMA 401(K) PLAN

2011: KMA 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: KMA 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: KMA 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	76611
Policy instance	1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number	76611
Policy instance	1

Potentially related plans

KMA 401(K) PROFIT SHARING PLAN [EIN = 411795773]

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Company Name:	KESSLER, MCGUINNESS & ASSOCIATES, LLC
Employer identification number (EIN):	043475897
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services