401k Plan data: AFFINNOVA 401K SAVINGS PLAN plan

AFFINNOVA 401K SAVINGS PLAN 401k Plan overview

Plan Name	AFFINNOVA 401K SAVINGS PLAN
Plan identification number	001

AFFINNOVA 401K SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AFFINNOVA, INC. has sponsored the creation of one or more 401k plans.

Company Name: AFFINNOVA, INC.

Employer identification number (EIN): 043518028

NAIC Classification: 541910
NAIC Description: Marketing Research and Public Opinion Polling

Additional information about AFFINNOVA, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3237855

More information about AFFINNOVA, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AFFINNOVA 401K SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 DEBI KAPUSCINSKI
001 2014-01-01 DEBI KAPUSCINSKI
001 2013-01-01 MATTHEW J. TUEL
001 2012-01-01 MATT TUEL MATT TUEL 2013-10-15
001 2011-01-01 MATTHEW TUEL
001 2010-01-01 STEPHANIE BRIGGS 2011-06-23

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	DEBI KAPUSCINSKI
001	2014-01-01	DEBI KAPUSCINSKI
001	2013-01-01	MATTHEW J. TUEL
001	2012-01-01	MATT TUEL		MATT TUEL	2013-10-15
001	2011-01-01	MATTHEW TUEL
001	2010-01-01	STEPHANIE BRIGGS	2011-06-23

Plan Statistics for AFFINNOVA 401K SAVINGS PLAN

401k plan membership statisitcs for AFFINNOVA 401K SAVINGS PLAN

Measure Date Value
2015: AFFINNOVA 401K SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 240
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: AFFINNOVA 401K SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 244
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 146
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 94
Total of all active and inactive participants 2014-01-01 240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 240
Number of participants with account balances 2014-01-01 208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: AFFINNOVA 401K SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 205
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 160
Number of other retired or separated participants entitled to future benefits 2013-01-01 77
Total of all active and inactive participants 2013-01-01 237
Total participants 2013-01-01 237
Number of participants with account balances 2013-01-01 204
2012: AFFINNOVA 401K SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 180
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 150
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 55
Total of all active and inactive participants 2012-01-01 205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 205
Number of participants with account balances 2012-01-01 163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: AFFINNOVA 401K SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 141
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 39
Total of all active and inactive participants 2011-01-01 180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 180
Number of participants with account balances 2011-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2015: AFFINNOVA 401K SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	240
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: AFFINNOVA 401K SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	244
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	146
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	94
Total of all active and inactive participants	2014-01-01	240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	240
Number of participants with account balances	2014-01-01	208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: AFFINNOVA 401K SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	205
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	160
Number of other retired or separated participants entitled to future benefits	2013-01-01	77
Total of all active and inactive participants	2013-01-01	237
Total participants	2013-01-01	237
Number of participants with account balances	2013-01-01	204
2012: AFFINNOVA 401K SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	180
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	150
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	55
Total of all active and inactive participants	2012-01-01	205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	205
Number of participants with account balances	2012-01-01	163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: AFFINNOVA 401K SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	141
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	39
Total of all active and inactive participants	2011-01-01	180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	180
Number of participants with account balances	2011-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on AFFINNOVA 401K SAVINGS PLAN

Measure	Date	Value
2015 : AFFINNOVA 401K SAVINGS PLAN 2015 401k financial data
Total transfer of assets from this plan	2015-03-31	$7,759,353
Total income from all sources (including contributions)	2015-03-31	$211,790
Total of all expenses incurred	2015-03-31	$203,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-03-31	$189,242
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-03-31	$34,500
Value of total assets at end of year	2015-03-31	$0
Value of total assets at beginning of year	2015-03-31	$7,751,468
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-03-31	$14,663
Total interest from all sources	2015-03-31	$76
Total dividends received (eg from common stock, registered investment company shares)	2015-03-31	$7,368
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-03-31	$7,368
Administrative expenses professional fees incurred	2015-03-31	$310
Was this plan covered by a fidelity bond	2015-03-31	Yes
Value of fidelity bond cover	2015-03-31	$280,000
If this is an individual account plan, was there a blackout period	2015-03-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-03-31	No
Contributions received from participants	2015-03-31	$31,472
Participant contributions at end of year	2015-03-31	$0
Participant contributions at beginning of year	2015-03-31	$46,629
Income. Received or receivable in cash from other sources (including rollovers)	2015-03-31	$3,028
Other income not declared elsewhere	2015-03-31	$496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-03-31	No
Value of net income/loss	2015-03-31	$7,885
Value of net assets at end of year (total assets less liabilities)	2015-03-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-03-31	$7,751,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-03-31	No
Were any leases to which the plan was party in default or uncollectible	2015-03-31	No
Investment advisory and management fees	2015-03-31	$14,353
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-03-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-03-31	$7,438,499
Interest on participant loans	2015-03-31	$76
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-03-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-03-31	$266,340
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-03-31	$169,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-03-31	No
Was there a failure to transmit to the plan any participant contributions	2015-03-31	No
Has the plan failed to provide any benefit when due under the plan	2015-03-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-03-31	$189,242
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-03-31	Yes
Did the plan have assets held for investment	2015-03-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-03-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-03-31	Disclaimer
Accountancy firm name	2015-03-31	MOODY, FAMIGLIETTI & ANDRONICO, LLP
Accountancy firm EIN	2015-03-31	043077056
2014 : AFFINNOVA 401K SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$2,120,939
Total of all expenses incurred	2014-12-31	$2,264,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,198,722
Value of total corrective distributions	2014-12-31	$20,143
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,564,190
Value of total assets at end of year	2014-12-31	$7,751,468
Value of total assets at beginning of year	2014-12-31	$7,895,247
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$45,853
Total interest from all sources	2014-12-31	$697
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$271,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$271,915
Administrative expenses professional fees incurred	2014-12-31	$3,118
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$280,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,316,415
Participant contributions at end of year	2014-12-31	$46,629
Participant contributions at beginning of year	2014-12-31	$28,209
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$247,775
Other income not declared elsewhere	2014-12-31	$2,596
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-143,779
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$7,751,468
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$7,895,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$42,735
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$7,438,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,516,668
Interest on participant loans	2014-12-31	$697
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$266,340
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$350,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$281,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,198,722
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOODY, FAMIGLIETTI & ANDRONICO, LLP
Accountancy firm EIN	2014-12-31	043077056
2013 : AFFINNOVA 401K SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$2,842,660
Total of all expenses incurred	2013-12-31	$305,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$269,051
Value of total corrective distributions	2013-12-31	$705
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,418,273
Value of total assets at end of year	2013-12-31	$7,895,247
Value of total assets at beginning of year	2013-12-31	$5,358,245
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$35,902
Total interest from all sources	2013-12-31	$262
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$111,410
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$111,410
Administrative expenses professional fees incurred	2013-12-31	$800
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$280,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,347,751
Participant contributions at end of year	2013-12-31	$28,209
Participant contributions at beginning of year	2013-12-31	$12,436
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$70,522
Other income not declared elsewhere	2013-12-31	$4,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,537,002
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$7,895,247
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,358,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$35,102
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,516,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,009,564
Interest on participant loans	2013-12-31	$262
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$350,370
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$336,245
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,308,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$269,051
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	FAMIGLIETTI, ANDRONCICO, LLP
Accountancy firm EIN	2013-12-31	043077056
2012 : AFFINNOVA 401K SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,186,518
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$166,298
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$143,629
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,605,369
Value of total assets at end of year	2012-12-31	$5,358,245
Value of total assets at beginning of year	2012-12-31	$3,338,025
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$22,669
Total interest from all sources	2012-12-31	$185
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$93,933
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$93,933
Administrative expenses professional fees incurred	2012-12-31	$750
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,145,906
Participant contributions at end of year	2012-12-31	$12,436
Participant contributions at beginning of year	2012-12-31	$7,418
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$459,463
Other income not declared elsewhere	2012-12-31	$3,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,020,220
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,358,245
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,338,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$21,919
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,009,564
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,330,607
Interest on participant loans	2012-12-31	$185
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$336,245
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$483,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$143,629
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MOODY, FAMIGLIETTI, ANDRONCICO, LLP
Accountancy firm EIN	2012-12-31	043077056
2011 : AFFINNOVA 401K SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$915,997
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$116,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$103,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,026,759
Value of total assets at end of year	2011-12-31	$3,338,025
Value of total assets at beginning of year	2011-12-31	$2,538,274
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$12,748
Total interest from all sources	2011-12-31	$277
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$51,709
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$51,709
Administrative expenses professional fees incurred	2011-12-31	$548
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$250,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$914,467
Participant contributions at end of year	2011-12-31	$7,418
Participant contributions at beginning of year	2011-12-31	$10,976
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$112,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$799,751
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,338,025
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,538,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$12,200
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,330,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,527,298
Interest on participant loans	2011-12-31	$277
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-162,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$103,498
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOODY, FAMIGLIETTI & ANDRONCICO, LL
Accountancy firm EIN	2011-12-31	043077056

Form 5500 Responses for AFFINNOVA 401K SAVINGS PLAN

2015: AFFINNOVA 401K SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: AFFINNOVA 401K SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: AFFINNOVA 401K SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AFFINNOVA 401K SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AFFINNOVA 401K SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

512024-000

Policy instance

Insurance contract or identification number	512024-000
Number of Individuals Covered	140
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	AFFINNOVA, INC.
Employer identification number (EIN):	043518028
NAIC Classification:	541910
NAIC Description:	Marketing Research and Public Opinion Polling

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3237855