FIRST WIND ENERGY, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan FIRST WIND 401(K) RETIREMENT PLAN
Measure | Date | Value |
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2015 : FIRST WIND 401(K) RETIREMENT PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-04-27 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-04-27 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-04-27 | $0 |
Total income from all sources (including contributions) | 2015-04-27 | $1,004,737 |
Total loss/gain on sale of assets | 2015-04-27 | $0 |
Total of all expenses incurred | 2015-04-27 | $18,762,872 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-04-27 | $18,741,120 |
Expenses. Certain deemed distributions of participant loans | 2015-04-27 | $0 |
Value of total corrective distributions | 2015-04-27 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-04-27 | $500,869 |
Value of total assets at end of year | 2015-04-27 | $0 |
Value of total assets at beginning of year | 2015-04-27 | $17,758,135 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-04-27 | $21,752 |
Total interest from all sources | 2015-04-27 | $132,902 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-04-27 | $76,358 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-04-27 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2015-04-27 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-04-27 | $76,358 |
Administrative expenses professional fees incurred | 2015-04-27 | $0 |
Was this plan covered by a fidelity bond | 2015-04-27 | Yes |
Value of fidelity bond cover | 2015-04-27 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-04-27 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-04-27 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-04-27 | No |
Contributions received from participants | 2015-04-27 | $301,716 |
Participant contributions at end of year | 2015-04-27 | $0 |
Participant contributions at beginning of year | 2015-04-27 | $225,155 |
Assets. Other investments not covered elsewhere at end of year | 2015-04-27 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-04-27 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-04-27 | $18,000 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-04-27 | $16,914,309 |
Other income not declared elsewhere | 2015-04-27 | $0 |
Administrative expenses (other) incurred | 2015-04-27 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-04-27 | No |
Value of net income/loss | 2015-04-27 | $-17,758,135 |
Value of net assets at end of year (total assets less liabilities) | 2015-04-27 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-04-27 | $17,758,135 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-04-27 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-04-27 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-04-27 | No |
Investment advisory and management fees | 2015-04-27 | $9,036 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-04-27 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-04-27 | $15,913,030 |
Value of interest in pooled separate accounts at end of year | 2015-04-27 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2015-04-27 | $0 |
Interest on participant loans | 2015-04-27 | $1,907 |
Interest earned on other investments | 2015-04-27 | $130,995 |
Value of interest in common/collective trusts at end of year | 2015-04-27 | $0 |
Value of interest in common/collective trusts at beginning of year | 2015-04-27 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-04-27 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-04-27 | $1,547,743 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2015-04-27 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-04-27 | $294,608 |
Net investment gain/loss from pooled separate accounts | 2015-04-27 | $0 |
Net investment gain or loss from common/collective trusts | 2015-04-27 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-04-27 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-04-27 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-04-27 | No |
Assets. Invements in employer securities at end of year | 2015-04-27 | $0 |
Assets. Invements in employer securities at beginning of year | 2015-04-27 | $0 |
Contributions received in cash from employer | 2015-04-27 | $181,153 |
Employer contributions (assets) at beginning of year | 2015-04-27 | $72,207 |
Income. Dividends from common stock | 2015-04-27 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-04-27 | $1,826,811 |
Contract administrator fees | 2015-04-27 | $12,716 |
Did the plan have assets held for investment | 2015-04-27 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-04-27 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-04-27 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-04-27 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-04-27 | Disclaimer |
Accountancy firm name | 2015-04-27 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2015-04-27 | 043499945 |
2014 : FIRST WIND 401(K) RETIREMENT PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $4,114,094 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $925,354 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $921,984 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $0 |
Value of total corrective distributions | 2014-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,938,706 |
Value of total assets at end of year | 2014-12-31 | $17,758,135 |
Value of total assets at beginning of year | 2014-12-31 | $14,569,395 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $3,370 |
Total interest from all sources | 2014-12-31 | $48,237 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $842,750 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $842,750 |
Administrative expenses professional fees incurred | 2014-12-31 | $0 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,720,476 |
Participant contributions at end of year | 2014-12-31 | $225,155 |
Participant contributions at beginning of year | 2014-12-31 | $144,230 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $289,194 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $0 |
Other income not declared elsewhere | 2014-12-31 | $0 |
Administrative expenses (other) incurred | 2014-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $3,188,740 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $17,758,135 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $14,569,395 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $15,913,030 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $13,019,924 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $0 |
Interest on participant loans | 2014-12-31 | $8,193 |
Interest earned on other investments | 2014-12-31 | $40,044 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $1,547,743 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $1,325,123 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $284,401 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Assets. Invements in employer securities at end of year | 2014-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2014-12-31 | $0 |
Contributions received in cash from employer | 2014-12-31 | $929,036 |
Employer contributions (assets) at end of year | 2014-12-31 | $72,207 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $80,118 |
Income. Dividends from common stock | 2014-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $921,984 |
Contract administrator fees | 2014-12-31 | $3,370 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2014-12-31 | 043499945 |
2013 : FIRST WIND 401(K) RETIREMENT PLAN 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $5,037,526 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,100,037 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,097,257 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $0 |
Value of total corrective distributions | 2013-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,029,682 |
Value of total assets at end of year | 2013-12-31 | $14,569,395 |
Value of total assets at beginning of year | 2013-12-31 | $10,631,906 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $2,780 |
Total interest from all sources | 2013-12-31 | $38,231 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $591,714 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $591,714 |
Administrative expenses professional fees incurred | 2013-12-31 | $0 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,462,349 |
Participant contributions at end of year | 2013-12-31 | $144,230 |
Participant contributions at beginning of year | 2013-12-31 | $91,671 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $722,634 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $0 |
Other income not declared elsewhere | 2013-12-31 | $1,656 |
Administrative expenses (other) incurred | 2013-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $3,937,489 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $14,569,395 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $10,631,906 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $13,019,924 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $9,395,802 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $0 |
Interest on participant loans | 2013-12-31 | $5,403 |
Interest earned on other investments | 2013-12-31 | $32,828 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $1,325,123 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,063,828 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,376,243 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $0 |
Contributions received in cash from employer | 2013-12-31 | $844,699 |
Employer contributions (assets) at end of year | 2013-12-31 | $80,118 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $80,605 |
Income. Dividends from common stock | 2013-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,097,257 |
Contract administrator fees | 2013-12-31 | $2,780 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2013-12-31 | 043499945 |
2012 : FIRST WIND 401(K) RETIREMENT PLAN 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $3,673,186 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,026,459 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,019,738 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $0 |
Value of total corrective distributions | 2012-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,621,654 |
Value of total assets at end of year | 2012-12-31 | $10,631,906 |
Value of total assets at beginning of year | 2012-12-31 | $7,985,179 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $6,721 |
Total interest from all sources | 2012-12-31 | $27,069 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $368,926 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $368,926 |
Administrative expenses professional fees incurred | 2012-12-31 | $0 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,556,071 |
Participant contributions at end of year | 2012-12-31 | $91,671 |
Participant contributions at beginning of year | 2012-12-31 | $74,096 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $174,582 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $0 |
Other income not declared elsewhere | 2012-12-31 | $37,350 |
Administrative expenses (other) incurred | 2012-12-31 | $3,361 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $2,646,727 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $10,631,906 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $7,985,179 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $9,395,802 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $7,141,309 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $0 |
Interest on participant loans | 2012-12-31 | $3,564 |
Interest earned on other investments | 2012-12-31 | $23,505 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $1,063,828 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $682,859 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $618,187 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $0 |
Contributions received in cash from employer | 2012-12-31 | $891,001 |
Employer contributions (assets) at end of year | 2012-12-31 | $80,605 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $86,915 |
Income. Dividends from common stock | 2012-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,019,738 |
Contract administrator fees | 2012-12-31 | $3,360 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2012-12-31 | 043499945 |
2011 : FIRST WIND 401(K) RETIREMENT PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $2,444,561 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $857,121 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $842,939 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $0 |
Value of total corrective distributions | 2011-12-31 | $82 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,539,805 |
Value of total assets at end of year | 2011-12-31 | $7,985,179 |
Value of total assets at beginning of year | 2011-12-31 | $6,397,739 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $14,100 |
Total interest from all sources | 2011-12-31 | $18,372 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $229,548 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $229,548 |
Administrative expenses professional fees incurred | 2011-12-31 | $0 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,462,319 |
Participant contributions at end of year | 2011-12-31 | $74,096 |
Participant contributions at beginning of year | 2011-12-31 | $6,020 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $243,463 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $0 |
Other income not declared elsewhere | 2011-12-31 | $46,398 |
Administrative expenses (other) incurred | 2011-12-31 | $10,145 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $1,587,440 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $7,985,179 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,397,739 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $7,141,309 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $5,773,336 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $0 |
Interest on participant loans | 2011-12-31 | $2,257 |
Interest earned on other investments | 2011-12-31 | $16,115 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $682,859 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $422,006 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-389,562 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $0 |
Contributions received in cash from employer | 2011-12-31 | $834,023 |
Employer contributions (assets) at end of year | 2011-12-31 | $86,915 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $196,377 |
Income. Dividends from common stock | 2011-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $842,939 |
Contract administrator fees | 2011-12-31 | $3,955 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2011-12-31 | 043499945 |
2010 : FIRST WIND 401(K) RETIREMENT PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $4,179 |
Total income from all sources (including contributions) | 2010-12-31 | $3,126,065 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $555,617 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $545,214 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $0 |
Value of total corrective distributions | 2010-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,618,937 |
Value of total assets at end of year | 2010-12-31 | $6,397,739 |
Value of total assets at beginning of year | 2010-12-31 | $3,831,470 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $10,403 |
Total interest from all sources | 2010-12-31 | $10,219 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $77,701 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $77,701 |
Administrative expenses professional fees incurred | 2010-12-31 | $0 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,333,566 |
Participant contributions at end of year | 2010-12-31 | $6,020 |
Participant contributions at beginning of year | 2010-12-31 | $20,112 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $508,571 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $4,179 |
Other income not declared elsewhere | 2010-12-31 | $7,612 |
Administrative expenses (other) incurred | 2010-12-31 | $10,403 |
Total non interest bearing cash at end of year | 2010-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $3,255 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $2,570,448 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,397,739 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,827,291 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $5,773,336 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $3,666,629 |
Interest on participant loans | 2010-12-31 | $1,496 |
Interest earned on other investments | 2010-12-31 | $8,723 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $422,006 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $57,521 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $551,714 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $-140,118 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $0 |
Contributions received in cash from employer | 2010-12-31 | $776,800 |
Employer contributions (assets) at end of year | 2010-12-31 | $196,377 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $83,953 |
Income. Dividends from common stock | 2010-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $545,214 |
Contract administrator fees | 2010-12-31 | $0 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2010-12-31 | 043499945 |
2009 : FIRST WIND 401(K) RETIREMENT PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
Funding deficiency by the employer to the plan for this plan year | 2009-12-31 | $0 |
Minimum employer required contribution for this plan year | 2009-12-31 | $0 |
Amount contributed by the employer to the plan for this plan year | 2009-12-31 | $0 |