401k Plan data: CFGI 401(K) PLAN plan

CFGI 401(K) PLAN 401k Plan overview

Plan Name	CFGI 401(K) PLAN
Plan identification number	001

CFGI 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CORPORATE FINANCE GROUP, INC has sponsored the creation of one or more 401k plans.

Company Name: CORPORATE FINANCE GROUP, INC

Employer identification number (EIN): 043545708

NAIC Classification: 541219
NAIC Description: Other Accounting Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CFGI 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 JEFFREY SIHPOL JEFFREY SIHPOL 2018-10-15
001 2016-01-01 JEFFREY SIHPOL JEFFREY SIHPOL 2017-10-16
001 2015-01-01 SHANNON EWER SHANNON EWER 2016-10-17
001 2014-01-01 LIN PRENDERGAST 2015-09-09 LIN PRENDERGAST 2015-09-09
001 2013-01-01 LIN PRENDERGAST 2014-07-15 LIN PRENDERGAST 2014-07-15
001 2012-01-01 BINH HO 2013-07-09 BINH HO 2013-07-09
001 2011-01-01 LIN HU 2012-07-18 LIN HU 2012-07-18
001 2010-01-01 LIN HU 2011-06-07 LIN HU 2011-06-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	JEFFREY SIHPOL		JEFFREY SIHPOL	2018-10-15
001	2016-01-01	JEFFREY SIHPOL		JEFFREY SIHPOL	2017-10-16
001	2015-01-01	SHANNON EWER		SHANNON EWER	2016-10-17
001	2014-01-01	LIN PRENDERGAST	2015-09-09	LIN PRENDERGAST	2015-09-09
001	2013-01-01	LIN PRENDERGAST	2014-07-15	LIN PRENDERGAST	2014-07-15
001	2012-01-01	BINH HO	2013-07-09	BINH HO	2013-07-09
001	2011-01-01	LIN HU	2012-07-18	LIN HU	2012-07-18
001	2010-01-01	LIN HU	2011-06-07	LIN HU	2011-06-07

Plan Statistics for CFGI 401(K) PLAN

401k plan membership statisitcs for CFGI 401(K) PLAN

Measure Date Value
2022: CFGI 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 941
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 993
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 217
Total of all active and inactive participants 2022-01-01 1,210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 1,210
Number of participants with account balances 2022-01-01 1,151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 49
2021: CFGI 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 608
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 772
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 165
Total of all active and inactive participants 2021-01-01 937
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 937
Number of participants with account balances 2021-01-01 873
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 44
2020: CFGI 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 594
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 512
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 188
Total of all active and inactive participants 2020-01-01 700
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 700
Number of participants with account balances 2020-01-01 464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 36
2019: CFGI 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 362
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 432
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 116
Total of all active and inactive participants 2019-01-01 548
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 548
Number of participants with account balances 2019-01-01 499
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 20
2018: CFGI 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 260
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 278
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 83
Total of all active and inactive participants 2018-01-01 361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 361
Number of participants with account balances 2018-01-01 235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 18
2017: CFGI 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 200
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 204
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 56
Total of all active and inactive participants 2017-01-01 260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 260
Number of participants with account balances 2017-01-01 241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 10
2016: CFGI 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 160
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 151
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 48
Total of all active and inactive participants 2016-01-01 199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 199
Number of participants with account balances 2016-01-01 181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 10
2015: CFGI 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 116
Number of other retired or separated participants entitled to future benefits 2015-01-01 44
Total of all active and inactive participants 2015-01-01 160
Total participants 2015-01-01 160
Number of participants with account balances 2015-01-01 153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1

Measure	Date	Value
2022: CFGI 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	941
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	993
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	217
Total of all active and inactive participants	2022-01-01	1,210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	1,210
Number of participants with account balances	2022-01-01	1,151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	49
2021: CFGI 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	608
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	772
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	165
Total of all active and inactive participants	2021-01-01	937
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	937
Number of participants with account balances	2021-01-01	873
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	44
2020: CFGI 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	594
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	512
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	188
Total of all active and inactive participants	2020-01-01	700
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	700
Number of participants with account balances	2020-01-01	464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	36
2019: CFGI 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	362
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	432
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	116
Total of all active and inactive participants	2019-01-01	548
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	548
Number of participants with account balances	2019-01-01	499
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	20
2018: CFGI 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	260
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	278
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	83
Total of all active and inactive participants	2018-01-01	361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	361
Number of participants with account balances	2018-01-01	235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	18
2017: CFGI 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	200
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	204
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	56
Total of all active and inactive participants	2017-01-01	260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	260
Number of participants with account balances	2017-01-01	241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	10
2016: CFGI 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	160
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	151
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	48
Total of all active and inactive participants	2016-01-01	199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	199
Number of participants with account balances	2016-01-01	181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	10
2015: CFGI 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	116
Number of other retired or separated participants entitled to future benefits	2015-01-01	44
Total of all active and inactive participants	2015-01-01	160
Total participants	2015-01-01	160
Number of participants with account balances	2015-01-01	153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1

Financial Data on CFGI 401(K) PLAN

Measure	Date	Value
2022 : CFGI 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$7,937,628
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,977,542
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,866,677
Value of total corrective distributions	2022-12-31	$439
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$17,277,583
Value of total assets at end of year	2022-12-31	$53,688,931
Value of total assets at beginning of year	2022-12-31	$48,728,845
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$110,426
Total interest from all sources	2022-12-31	$18,969
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,225,642
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,225,642
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$10,168,429
Participant contributions at end of year	2022-12-31	$475,889
Participant contributions at beginning of year	2022-12-31	$423,252
Participant contributions at end of year	2022-12-31	$392,477
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$2,900,667
Other income not declared elsewhere	2022-12-31	$551
Administrative expenses (other) incurred	2022-12-31	$110,426
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$4,960,086
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$53,688,931
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$48,728,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$50,078,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$48,305,593
Interest on participant loans	2022-12-31	$18,969
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-10,585,117
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$4,208,487
Employer contributions (assets) at end of year	2022-12-31	$2,742,379
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,866,677
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CLIFTON LARSON ALLEN LLP.
Accountancy firm EIN	2022-12-31	410746749
2021 : CFGI 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$16,712,240
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$6,698,338
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$6,671,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$10,476,077
Value of total assets at end of year	2021-12-31	$48,728,845
Value of total assets at beginning of year	2021-12-31	$38,714,943
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$27,123
Total interest from all sources	2021-12-31	$22,207
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,803,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,803,786
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$6,820,038
Participant contributions at end of year	2021-12-31	$423,252
Participant contributions at beginning of year	2021-12-31	$420,034
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$3,656,039
Other income not declared elsewhere	2021-12-31	$4,846
Administrative expenses (other) incurred	2021-12-31	$27,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$10,013,902
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$48,728,845
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$38,714,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$48,305,593
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$34,916,809
Interest on participant loans	2021-12-31	$22,207
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$1,789,036
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$4,405,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Employer contributions (assets) at beginning of year	2021-12-31	$1,589,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$6,671,215
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CLIFTON LARSON ALLEN LLP.
Accountancy firm EIN	2021-12-31	410746749
2020 : CFGI 401(K) PLAN 2020 401k financial data
Total transfer of assets to this plan	2020-12-31	$5,419,280
Total income from all sources (including contributions)	2020-12-31	$15,091,943
Total of all expenses incurred	2020-12-31	$2,621,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,509,141
Expenses. Certain deemed distributions of participant loans	2020-12-31	$102,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$9,352,102
Value of total assets at end of year	2020-12-31	$38,714,943
Value of total assets at beginning of year	2020-12-31	$20,825,173
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$9,825
Total interest from all sources	2020-12-31	$20,806
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$5,386,155
Participant contributions at end of year	2020-12-31	$420,034
Participant contributions at beginning of year	2020-12-31	$237,284
Participant contributions at beginning of year	2020-12-31	$156,993
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$2,068,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$12,470,490
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$38,714,943
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$20,825,173
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$34,916,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$18,654,617
Interest on participant loans	2020-12-31	$20,806
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$1,789,036
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$831,736
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$5,719,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,897,574
Employer contributions (assets) at end of year	2020-12-31	$1,589,064
Employer contributions (assets) at beginning of year	2020-12-31	$944,543
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,509,141
Contract administrator fees	2020-12-31	$9,825
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	CLIFTON LARSON ALLEN, LLP.
Accountancy firm EIN	2020-12-31	410746749
2019 : CFGI 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$9,350,982
Total income from all sources (including contributions)	2019-12-31	$9,350,982
Total of all expenses incurred	2019-12-31	$914,007
Total of all expenses incurred	2019-12-31	$914,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$906,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$906,829
Expenses. Certain deemed distributions of participant loans	2019-12-31	$753
Expenses. Certain deemed distributions of participant loans	2019-12-31	$753
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$6,022,559
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$6,022,559
Value of total assets at end of year	2019-12-31	$20,825,173
Value of total assets at end of year	2019-12-31	$20,825,173
Value of total assets at beginning of year	2019-12-31	$12,388,198
Value of total assets at beginning of year	2019-12-31	$12,388,198
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$6,425
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$6,425
Total interest from all sources	2019-12-31	$15,377
Total interest from all sources	2019-12-31	$15,377
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Administrative expenses professional fees incurred	2019-12-31	$6,425
Administrative expenses professional fees incurred	2019-12-31	$6,425
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$3,566,885
Contributions received from participants	2019-12-31	$3,566,885
Participant contributions at end of year	2019-12-31	$237,284
Participant contributions at end of year	2019-12-31	$237,284
Participant contributions at beginning of year	2019-12-31	$146,074
Participant contributions at beginning of year	2019-12-31	$146,074
Participant contributions at end of year	2019-12-31	$156,993
Participant contributions at end of year	2019-12-31	$156,993
Participant contributions at beginning of year	2019-12-31	$213,559
Participant contributions at beginning of year	2019-12-31	$213,559
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,508,419
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,508,419
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$8,436,975
Value of net income/loss	2019-12-31	$8,436,975
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$20,825,173
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$20,825,173
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$12,388,198
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$12,388,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$18,654,617
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$18,654,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$10,834,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$10,834,522
Interest on participant loans	2019-12-31	$15,377
Interest on participant loans	2019-12-31	$15,377
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$831,736
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$831,736
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$598,042
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$598,042
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,313,046
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,313,046
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$947,255
Contributions received in cash from employer	2019-12-31	$947,255
Employer contributions (assets) at end of year	2019-12-31	$944,543
Employer contributions (assets) at end of year	2019-12-31	$944,543
Employer contributions (assets) at beginning of year	2019-12-31	$596,001
Employer contributions (assets) at beginning of year	2019-12-31	$596,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$906,829
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$906,829
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BLUM SHAPIRO & COMPANY, P.C.
Accountancy firm name	2019-12-31	BLUM SHAPIRO & COMPANY, P.C.
Accountancy firm EIN	2019-12-31	061009205
Accountancy firm EIN	2019-12-31	061009205
2018 : CFGI 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$2,792,137
Total of all expenses incurred	2018-12-31	$432,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$423,387
Expenses. Certain deemed distributions of participant loans	2018-12-31	$4,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$3,691,106
Value of total assets at end of year	2018-12-31	$12,388,198
Value of total assets at beginning of year	2018-12-31	$10,028,601
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$4,325
Total interest from all sources	2018-12-31	$7,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$4,325
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,450,799
Participant contributions at end of year	2018-12-31	$146,074
Participant contributions at beginning of year	2018-12-31	$102,322
Participant contributions at end of year	2018-12-31	$213,559
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$644,306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$2,359,597
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$12,388,198
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$10,028,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$10,834,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$9,008,839
Interest on participant loans	2018-12-31	$7,497
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$598,042
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$481,701
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-906,466
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$596,001
Employer contributions (assets) at end of year	2018-12-31	$596,001
Employer contributions (assets) at beginning of year	2018-12-31	$435,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$423,387
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BLUM SHAPIRO & COMPANY, P.C.
Accountancy firm EIN	2018-12-31	061009205
2017 : CFGI 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$3,821,968
Total of all expenses incurred	2017-12-31	$1,148,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,143,531
Expenses. Certain deemed distributions of participant loans	2017-12-31	$4,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,457,108
Value of total assets at end of year	2017-12-31	$10,028,601
Value of total assets at beginning of year	2017-12-31	$7,355,021
Total interest from all sources	2017-12-31	$5,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,723,859
Participant contributions at end of year	2017-12-31	$102,322
Participant contributions at beginning of year	2017-12-31	$60,430
Participant contributions at end of year	2017-12-31	$69,227
Participant contributions at beginning of year	2017-12-31	$93,697
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$297,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,673,580
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$10,028,601
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$7,355,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$9,421,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$6,849,136
Interest on participant loans	2017-12-31	$5,095
Value of interest in common/collective trusts at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,359,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$435,739
Employer contributions (assets) at end of year	2017-12-31	$435,739
Employer contributions (assets) at beginning of year	2017-12-31	$351,758
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,143,531
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BLUM SHAPIRO & COMPANY, P.C.
Accountancy firm EIN	2017-12-31	061009205
2016 : CFGI 401(K) PLAN 2016 401k financial data
Total transfer of assets to this plan	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,376,037
Total of all expenses incurred	2016-12-31	$591,237
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$580,280
Expenses. Certain deemed distributions of participant loans	2016-12-31	$7,557
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,892,333
Value of total assets at end of year	2016-12-31	$7,355,021
Value of total assets at beginning of year	2016-12-31	$5,570,221
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,400
Total interest from all sources	2016-12-31	$3,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,310,803
Participant contributions at end of year	2016-12-31	$60,430
Participant contributions at beginning of year	2016-12-31	$12,057
Participant contributions at end of year	2016-12-31	$93,697
Participant contributions at beginning of year	2016-12-31	$66,103
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$229,772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,784,800
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$7,355,021
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$5,570,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$6,849,136
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$5,181,758
Interest on participant loans	2016-12-31	$3,067
Value of interest in common/collective trusts at end of year	2016-12-31	$0
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$480,637
Net investment gain or loss from common/collective trusts	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$351,758
Employer contributions (assets) at end of year	2016-12-31	$351,758
Employer contributions (assets) at beginning of year	2016-12-31	$310,303
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$580,280
Contract administrator fees	2016-12-31	$3,400
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BLUM SHAPIRO & COMPANY, P.C.
Accountancy firm EIN	2016-12-31	061009205
2015 : CFGI 401(K) PLAN 2015 401k financial data
Total transfer of assets from this plan	2015-12-31	$360
Total income from all sources (including contributions)	2015-12-31	$1,202,667
Total of all expenses incurred	2015-12-31	$243,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$242,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,397,704
Value of total assets at end of year	2015-12-31	$5,570,221
Value of total assets at beginning of year	2015-12-31	$4,611,837
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,412
Total interest from all sources	2015-12-31	$301
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$1,412
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,057,305
Participant contributions at end of year	2015-12-31	$12,057
Participant contributions at beginning of year	2015-12-31	$29,309
Participant contributions at end of year	2015-12-31	$66,103
Participant contributions at beginning of year	2015-12-31	$63,915
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$30,096
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$958,744
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,570,221
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,611,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$5,181,758
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$4,283,742
Interest on participant loans	2015-12-31	$301
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-195,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$310,303
Employer contributions (assets) at end of year	2015-12-31	$310,303
Employer contributions (assets) at beginning of year	2015-12-31	$234,871
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$242,511
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BLUM SHAPIRO & COMPANY, P.C.
Accountancy firm EIN	2015-12-31	061009205

Form 5500 Responses for CFGI 401(K) PLAN

2022: CFGI 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CFGI 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CFGI 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CFGI 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CFGI 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CFGI 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CFGI 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CFGI 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

814589

Policy instance

Insurance contract or identification number	814589
Number of Individuals Covered	816
Insurance policy start date	2021-01-01
Insurance policy end date	2021-07-01
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $9,065
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Amount paid for insurance broker fees	9065
Additional information about fees paid to insurance broker	FEES
Insurance broker organization code?	5

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

814581

Policy instance

Insurance contract or identification number	814581
Number of Individuals Covered	464
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $12,435
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Insurance broker organization code?	3
Amount paid for insurance broker fees	12435

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

814581

Policy instance

Insurance contract or identification number	814581
Number of Individuals Covered	499
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $30,349
Total amount of fees paid to insurance company	USD $7,139
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $30,349
Insurance broker organization code?	3
Amount paid for insurance broker fees	7139

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

814581

Policy instance

Insurance contract or identification number	814581
Number of Individuals Covered	361
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $5,354
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Insurance broker organization code?	3
Amount paid for insurance broker fees	5354

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

814581

Policy instance

Insurance contract or identification number	814581
Number of Individuals Covered	241
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $25,086
Total amount of fees paid to insurance company	USD $4,614
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $25,086
Insurance broker organization code?	3
Amount paid for insurance broker fees	4614
Insurance broker name	PENSION SERVICE LLC

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Company Name:	CORPORATE FINANCE GROUP, INC
Employer identification number (EIN):	043545708
NAIC Classification:	541219
NAIC Description:	Other Accounting Services