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POLI MORTGAGE GROUP 401(K) PLAN 401k Plan overview

Plan NamePOLI MORTGAGE GROUP 401(K) PLAN
Plan identification number 001

POLI MORTGAGE GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

POLI MORTGAGE GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:POLI MORTGAGE GROUP, INC.
Employer identification number (EIN):043554142
NAIC Classification:525990
NAIC Description:Other Financial Vehicles

Additional information about POLI MORTGAGE GROUP, INC.

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 2010-06-21
Company Identification Number: F182881
Legal Registered Office Address: 100 Shockoe Slip Fl 2

Richmond
United States of America (USA)
23219-4100

More information about POLI MORTGAGE GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan POLI MORTGAGE GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01EDMUND POLI
0012013-01-01EDMUND POLI
0012012-01-01EDMUND POLI
0012011-01-01EDMUND POLI
0012010-01-01EDMUND POLI2011-08-23

Plan Statistics for POLI MORTGAGE GROUP 401(K) PLAN

401k plan membership statisitcs for POLI MORTGAGE GROUP 401(K) PLAN

Measure Date Value
2014: POLI MORTGAGE GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01124
Total number of active participants reported on line 7a of the Form 55002014-01-0128
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0144
Total of all active and inactive participants2014-01-0172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0172
Number of participants with account balances2014-01-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0117
2013: POLI MORTGAGE GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01148
Total number of active participants reported on line 7a of the Form 55002013-01-0195
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0127
Total of all active and inactive participants2013-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01122
Number of participants with account balances2013-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0119
2012: POLI MORTGAGE GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01131
Total number of active participants reported on line 7a of the Form 55002012-01-01122
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0112
Total of all active and inactive participants2012-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01134
Number of participants with account balances2012-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: POLI MORTGAGE GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01174
Total number of active participants reported on line 7a of the Form 55002011-01-01109
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0114
Total of all active and inactive participants2011-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01123
Number of participants with account balances2011-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on POLI MORTGAGE GROUP 401(K) PLAN

Measure Date Value
2014 : POLI MORTGAGE GROUP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$9,042
Total income from all sources (including contributions)2014-12-31$310,173
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,895,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,895,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$180,162
Value of total assets at end of year2014-12-31$1,944,273
Value of total assets at beginning of year2014-12-31$3,538,932
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$162
Total interest from all sources2014-12-31$736
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$75,937
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$75,937
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,100,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$134,326
Participant contributions at end of year2014-12-31$30,945
Participant contributions at beginning of year2014-12-31$16,592
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$9,042
Administrative expenses (other) incurred2014-12-31$162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,585,617
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,944,273
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,529,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,913,328
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,522,340
Interest on participant loans2014-12-31$736
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$53,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$45,836
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,895,628
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31RICHARDSON & COMPANY, P.C.
Accountancy firm EIN2014-12-31043176574
2013 : POLI MORTGAGE GROUP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$9,042
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$60,048
Total income from all sources (including contributions)2013-12-31$1,187,009
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$135,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$135,084
Expenses. Certain deemed distributions of participant loans2013-12-31$222
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$532,316
Value of total assets at end of year2013-12-31$3,538,932
Value of total assets at beginning of year2013-12-31$2,538,348
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$113
Total interest from all sources2013-12-31$509
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$93,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$93,280
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,100,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$380,882
Participant contributions at end of year2013-12-31$16,592
Participant contributions at beginning of year2013-12-31$14,249
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$9,042
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$60,048
Administrative expenses (other) incurred2013-12-31$113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,051,590
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,529,890
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,478,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,522,340
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,524,099
Interest on participant loans2013-12-31$509
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$560,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$151,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$135,084
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31RICHARDSON & COMPANY, P.C.
Accountancy firm EIN2013-12-31043176574
2012 : POLI MORTGAGE GROUP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$60,048
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$690,082
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$79,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$43,948
Value of total corrective distributions2012-12-31$35,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$379,120
Value of total assets at end of year2012-12-31$2,538,348
Value of total assets at beginning of year2012-12-31$1,867,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$75
Total interest from all sources2012-12-31$333
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$46,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$46,142
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$200,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$304,452
Participant contributions at end of year2012-12-31$14,249
Participant contributions at beginning of year2012-12-31$11,062
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$12,359
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$12,516
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$60,048
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$75
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$610,672
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,478,300
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,867,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,524,099
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,844,207
Interest on participant loans2012-12-31$333
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$264,487
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$62,152
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$43,948
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31RICHARDSON & COMPANY, P.C.
Accountancy firm EIN2012-12-31043176574
2011 : POLI MORTGAGE GROUP 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$230,440
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$388,502
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$388,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$328,000
Value of total assets at end of year2011-12-31$1,867,628
Value of total assets at beginning of year2011-12-31$2,025,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$61
Total interest from all sources2011-12-31$586
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$30,489
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$30,489
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$200,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$327,783
Participant contributions at end of year2011-12-31$11,062
Participant contributions at beginning of year2011-12-31$12,343
Participant contributions at end of year2011-12-31$12,359
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$217
Administrative expenses (other) incurred2011-12-31$61
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-158,062
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,867,628
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,025,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,844,207
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,013,347
Interest on participant loans2011-12-31$586
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-128,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$388,441
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31RICHARDSON & COMPANY, P.C.
Accountancy firm EIN2011-12-31043176574

Form 5500 Responses for POLI MORTGAGE GROUP 401(K) PLAN

2014: POLI MORTGAGE GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: POLI MORTGAGE GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: POLI MORTGAGE GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: POLI MORTGAGE GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

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