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Plan Name | BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | BARTON ASSOCIATES, INC. |
Employer identification number (EIN): | 043582777 |
NAIC Classification: | 561300 |
Additional information about BARTON ASSOCIATES, INC.
Jurisdiction of Incorporation: | Nevada Department of State |
Incorporation Date: | 1995-06-07 |
Company Identification Number: | 19951091827 |
Legal Registered Office Address: |
2620 EDGEWOOD DR RENO United States of America (USA) 89503 |
More information about BARTON ASSOCIATES, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-01-01 | SUSAN BERTOLINO | |||
001 | 2016-01-01 | ROBERT O'HARA | ROBERT O'HARA | 2017-10-13 | |
001 | 2015-01-01 | ROBERT OHARA | ROBERT OHARA | 2016-10-17 | |
001 | 2014-01-01 | ROBERT O'HARA | ROBERT O'HARA | 2015-10-15 | |
001 | 2013-01-01 | ROBERT OHARA | |||
001 | 2012-01-01 | ROBERT OHARA | 2013-07-30 | ||
001 | 2011-01-01 | ROBERT INDRESANO | 2012-10-15 | ||
001 | 2010-01-01 | BARTON ASSOCIATES INC. | 2011-10-13 | BARTON ASSOCIATES INC. | 2011-10-13 |
Measure | Date | Value |
---|---|---|
2022: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 513 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 415 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 27 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 105 |
Total of all active and inactive participants | 2022-01-01 | 547 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 547 |
Number of participants with account balances | 2022-01-01 | 352 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 55 |
2021: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 504 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 329 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 31 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 121 |
Total of all active and inactive participants | 2021-01-01 | 481 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 481 |
Number of participants with account balances | 2021-01-01 | 358 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 88 |
2020: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 648 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 381 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 26 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 104 |
Total of all active and inactive participants | 2020-01-01 | 511 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 511 |
Number of participants with account balances | 2020-01-01 | 368 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 111 |
2019: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 579 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 495 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 15 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 79 |
Total of all active and inactive participants | 2019-01-01 | 589 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 589 |
Number of participants with account balances | 2019-01-01 | 377 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 93 |
2018: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 507 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 455 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 18 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 62 |
Total of all active and inactive participants | 2018-01-01 | 535 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 535 |
Number of participants with account balances | 2018-01-01 | 358 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 61 |
2017: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 425 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 412 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 17 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 53 |
Total of all active and inactive participants | 2017-01-01 | 482 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 482 |
Number of participants with account balances | 2017-01-01 | 333 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 74 |
2016: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 342 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 418 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 35 |
Total of all active and inactive participants | 2016-01-01 | 453 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 453 |
Number of participants with account balances | 2016-01-01 | 277 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 42 |
2015: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 288 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 284 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 28 |
Total of all active and inactive participants | 2015-01-01 | 312 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 312 |
Number of participants with account balances | 2015-01-01 | 199 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 29 |
2014: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 202 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 244 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 10 |
Total of all active and inactive participants | 2014-01-01 | 254 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 254 |
Number of participants with account balances | 2014-01-01 | 144 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 15 |
2013: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 165 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 168 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 18 |
Total of all active and inactive participants | 2013-01-01 | 186 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 186 |
Number of participants with account balances | 2013-01-01 | 105 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 28 |
Measure | Date | Value |
---|---|---|
2022 : BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-1,642,707 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $4,579,760 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $4,486,809 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,555,053 |
Value of total assets at end of year | 2022-12-31 | $15,205,796 |
Value of total assets at beginning of year | 2022-12-31 | $21,428,263 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $92,951 |
Total interest from all sources | 2022-12-31 | $13,975 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Administrative expenses professional fees incurred | 2022-12-31 | $38,290 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,931,196 |
Participant contributions at end of year | 2022-12-31 | $237,536 |
Participant contributions at beginning of year | 2022-12-31 | $327,066 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $47,057 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-6,222,467 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $15,205,796 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $21,428,263 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $15,989 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $14,916,766 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $21,076,256 |
Interest on participant loans | 2022-12-31 | $13,863 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $112 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,211,735 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $576,800 |
Employer contributions (assets) at end of year | 2022-12-31 | $51,494 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $24,941 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $4,486,809 |
Contract administrator fees | 2022-12-31 | $38,672 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2022-12-31 | 010494526 |
2021 : BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $4,766,112 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,875,243 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,721,454 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $22,134 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,028,815 |
Value of total assets at end of year | 2021-12-31 | $21,428,263 |
Value of total assets at beginning of year | 2021-12-31 | $18,537,394 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $131,655 |
Total interest from all sources | 2021-12-31 | $16,671 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,586,997 |
Participant contributions at end of year | 2021-12-31 | $327,066 |
Participant contributions at beginning of year | 2021-12-31 | $236,484 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $2,749 |
Administrative expenses (other) incurred | 2021-12-31 | $77,873 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $2,890,869 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $21,428,263 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $18,537,394 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $15,989 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $21,076,256 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $18,264,998 |
Interest on participant loans | 2021-12-31 | $16,670 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $1 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,720,626 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $439,069 |
Employer contributions (assets) at end of year | 2021-12-31 | $24,941 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $35,912 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,721,454 |
Contract administrator fees | 2021-12-31 | $37,793 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2021-12-31 | 010494526 |
2020 : BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $5,753,514 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $2,640,229 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,501,009 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $73,210 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,322,216 |
Value of total assets at end of year | 2020-12-31 | $18,537,394 |
Value of total assets at beginning of year | 2020-12-31 | $15,424,109 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $66,010 |
Total interest from all sources | 2020-12-31 | $19,452 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,765,707 |
Participant contributions at end of year | 2020-12-31 | $236,484 |
Participant contributions at beginning of year | 2020-12-31 | $374,385 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $675 |
Administrative expenses (other) incurred | 2020-12-31 | $18,099 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $3,113,285 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $18,537,394 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $15,424,109 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $14,616 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $18,264,998 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $15,020,214 |
Interest on participant loans | 2020-12-31 | $19,452 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,411,846 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $555,834 |
Employer contributions (assets) at end of year | 2020-12-31 | $35,912 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $29,510 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,501,009 |
Contract administrator fees | 2020-12-31 | $33,295 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2020-12-31 | 010494526 |
2019 : BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $5,830,500 |
Total income from all sources (including contributions) | 2019-12-31 | $5,830,500 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,355,591 |
Total of all expenses incurred | 2019-12-31 | $2,355,591 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,166,382 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,166,382 |
Value of total corrective distributions | 2019-12-31 | $146,616 |
Value of total corrective distributions | 2019-12-31 | $146,616 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,002,756 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,002,756 |
Value of total assets at end of year | 2019-12-31 | $15,424,109 |
Value of total assets at end of year | 2019-12-31 | $15,424,109 |
Value of total assets at beginning of year | 2019-12-31 | $11,949,200 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $42,593 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $42,593 |
Total interest from all sources | 2019-12-31 | $20,731 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Administrative expenses professional fees incurred | 2019-12-31 | $11,903 |
Administrative expenses professional fees incurred | 2019-12-31 | $11,903 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,797,888 |
Contributions received from participants | 2019-12-31 | $1,797,888 |
Participant contributions at end of year | 2019-12-31 | $374,385 |
Participant contributions at beginning of year | 2019-12-31 | $280,304 |
Participant contributions at beginning of year | 2019-12-31 | $280,304 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $752,130 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $752,130 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $3,474,909 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $15,424,109 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $15,424,109 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $11,949,200 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $10,500 |
Investment advisory and management fees | 2019-12-31 | $10,500 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $15,020,214 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $15,020,214 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $11,650,764 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $11,650,764 |
Interest on participant loans | 2019-12-31 | $20,731 |
Interest on participant loans | 2019-12-31 | $20,731 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $2,807,013 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $2,807,013 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $452,738 |
Contributions received in cash from employer | 2019-12-31 | $452,738 |
Employer contributions (assets) at end of year | 2019-12-31 | $29,510 |
Employer contributions (assets) at end of year | 2019-12-31 | $29,510 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $18,132 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $18,132 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,166,382 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,166,382 |
Contract administrator fees | 2019-12-31 | $20,190 |
Contract administrator fees | 2019-12-31 | $20,190 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BAKER NEWMAN NOYES |
Accountancy firm name | 2019-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2019-12-31 | 010494526 |
Accountancy firm EIN | 2019-12-31 | 010494526 |
2018 : BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,773,443 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,410,266 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,269,205 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $9,352 |
Value of total corrective distributions | 2018-12-31 | $112,973 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,335,624 |
Value of total assets at end of year | 2018-12-31 | $11,949,200 |
Value of total assets at beginning of year | 2018-12-31 | $11,586,023 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $18,736 |
Total interest from all sources | 2018-12-31 | $17,027 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Administrative expenses professional fees incurred | 2018-12-31 | $18,155 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,738,131 |
Participant contributions at end of year | 2018-12-31 | $280,304 |
Participant contributions at beginning of year | 2018-12-31 | $352,600 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $42,656 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $112,688 |
Administrative expenses (other) incurred | 2018-12-31 | $581 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $363,177 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $11,949,200 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $11,586,023 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $11,650,764 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $11,122,458 |
Interest on participant loans | 2018-12-31 | $17,027 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-579,208 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $484,805 |
Employer contributions (assets) at end of year | 2018-12-31 | $18,132 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $68,309 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,269,205 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2018-12-31 | 010494526 |
2017 : BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $3,779,372 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $558,799 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $360,052 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $8,324 |
Value of total corrective distributions | 2017-12-31 | $190,423 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,277,444 |
Value of total assets at end of year | 2017-12-31 | $11,586,023 |
Value of total assets at beginning of year | 2017-12-31 | $8,365,450 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $0 |
Total interest from all sources | 2017-12-31 | $22,670 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,728,174 |
Participant contributions at end of year | 2017-12-31 | $352,600 |
Participant contributions at beginning of year | 2017-12-31 | $248,258 |
Participant contributions at end of year | 2017-12-31 | $42,656 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $9,902 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $18,114 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $3,220,573 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $11,586,023 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $8,365,450 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $11,122,458 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $8,117,192 |
Interest on participant loans | 2017-12-31 | $12,449 |
Interest earned on other investments | 2017-12-31 | $10,221 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,479,258 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $539,368 |
Employer contributions (assets) at end of year | 2017-12-31 | $68,309 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $341,938 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2017-12-31 | 010494526 |
2016 : BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $2,229,947 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $374,459 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $260,303 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $80 |
Value of total corrective distributions | 2016-12-31 | $107,628 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,887,450 |
Value of total assets at end of year | 2016-12-31 | $8,365,450 |
Value of total assets at beginning of year | 2016-12-31 | $6,509,962 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $6,448 |
Total interest from all sources | 2016-12-31 | $8,328 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $223,812 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $223,812 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,456,229 |
Participant contributions at end of year | 2016-12-31 | $248,258 |
Participant contributions at beginning of year | 2016-12-31 | $198,985 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $42,494 |
Other income not declared elsewhere | 2016-12-31 | $5,613 |
Administrative expenses (other) incurred | 2016-12-31 | $6,448 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,855,488 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $8,365,450 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $6,509,962 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $8,117,192 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $6,310,977 |
Interest on participant loans | 2016-12-31 | $8,328 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $104,744 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $388,727 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $260,303 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2016-12-31 | 010494526 |
2015 : BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,618,085 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $125,826 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $87,913 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $6,161 |
Value of total corrective distributions | 2015-12-31 | $27,446 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,690,191 |
Value of total assets at end of year | 2015-12-31 | $6,509,962 |
Value of total assets at beginning of year | 2015-12-31 | $5,017,703 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $4,306 |
Total interest from all sources | 2015-12-31 | $5,518 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $387,549 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $387,549 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,161,500 |
Participant contributions at end of year | 2015-12-31 | $198,985 |
Participant contributions at beginning of year | 2015-12-31 | $98,383 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $233,891 |
Other income not declared elsewhere | 2015-12-31 | $2 |
Administrative expenses (other) incurred | 2015-12-31 | $4,306 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $1,492,259 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $6,509,962 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $5,017,703 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $6,310,977 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $4,919,320 |
Interest on participant loans | 2015-12-31 | $5,518 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-465,175 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $294,800 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $87,913 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2015-12-31 | 010494526 |
2014 : BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets to this plan | 2014-12-31 | $0 |
Total transfer of assets from this plan | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,293,214 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $508,229 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $474,829 |
Value of total corrective distributions | 2014-12-31 | $30,500 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,119,197 |
Value of total assets at end of year | 2014-12-31 | $5,017,703 |
Value of total assets at beginning of year | 2014-12-31 | $4,232,718 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $2,900 |
Total interest from all sources | 2014-12-31 | $2,585 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $363,660 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $363,660 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $424,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $755,886 |
Participant contributions at end of year | 2014-12-31 | $98,383 |
Participant contributions at beginning of year | 2014-12-31 | $53,374 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $165,453 |
Other income not declared elsewhere | 2014-12-31 | $181 |
Administrative expenses (other) incurred | 2014-12-31 | $2,900 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $784,985 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $5,017,703 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $4,232,718 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $4,919,320 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $4,179,344 |
Interest on participant loans | 2014-12-31 | $2,585 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-192,409 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $197,858 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $474,829 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2014-12-31 | 010494526 |
2013 : BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $1,410,074 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $171,831 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $168,756 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $664,296 |
Value of total assets at end of year | 2013-12-31 | $4,232,718 |
Value of total assets at beginning of year | 2013-12-31 | $2,994,475 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $3,075 |
Total interest from all sources | 2013-12-31 | $1,651 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $258,416 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $258,416 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $300,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $530,152 |
Participant contributions at end of year | 2013-12-31 | $53,374 |
Participant contributions at beginning of year | 2013-12-31 | $33,706 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $3,124 |
Administrative expenses (other) incurred | 2013-12-31 | $3,075 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,238,243 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $4,232,718 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,994,475 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $4,179,344 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $2,960,769 |
Interest on participant loans | 2013-12-31 | $1,651 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $485,711 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $131,020 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $168,756 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BAKER NEWMAN NOYES |
Accountancy firm EIN | 2013-12-31 | 010494526 |
2022: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: BARTON & ASSOCIATES INC 401K PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |