AMERICAN LEGAL AND FINANCIAL NETWORK has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN
401k plan membership statisitcs for AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN
| Measure | Date | Value |
|---|
| 2014: AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 2 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 1 |
| Total of all active and inactive participants | 2014-01-01 | 3 |
| Total participants | 2014-01-01 | 3 |
| Number of participants with account balances | 2014-01-01 | 3 |
| 2013: AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 2 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 1 |
| Total of all active and inactive participants | 2013-01-01 | 3 |
| Total participants | 2013-01-01 | 3 |
| Number of participants with account balances | 2013-01-01 | 3 |
| 2012: AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 1 |
| Total of all active and inactive participants | 2012-01-01 | 3 |
| Total participants | 2012-01-01 | 3 |
| Number of participants with account balances | 2012-01-01 | 3 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
| 2011: AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 2 |
| Total of all active and inactive participants | 2011-01-01 | 2 |
| Total participants | 2011-01-01 | 2 |
| Number of participants with account balances | 2011-01-01 | 2 |
| 2010: AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 3 |
| Total of all active and inactive participants | 2010-01-01 | 3 |
| Total participants | 2010-01-01 | 3 |
| Number of participants with account balances | 2010-01-01 | 2 |
| Measure | Date | Value |
|---|
| 2014 : AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $33,471 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $109,417 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $108,159 |
| Total plan assets at end of year | 2014-12-31 | $33,399 |
| Total plan assets at beginning of year | 2014-12-31 | $109,345 |
| Value of fidelity bond covering the plan | 2014-12-31 | $10,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $20,797 |
| Other income received | 2014-12-31 | $6,792 |
| Net income (gross income less expenses) | 2014-12-31 | $-75,946 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $33,399 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $109,345 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $5,882 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $1,258 |
| 2013 : AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $35,912 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $1,500 |
| Total plan assets at end of year | 2013-12-31 | $109,345 |
| Total plan assets at beginning of year | 2013-12-31 | $74,933 |
| Value of fidelity bond covering the plan | 2013-12-31 | $10,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $21,926 |
| Other income received | 2013-12-31 | $7,235 |
| Net income (gross income less expenses) | 2013-12-31 | $34,412 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $109,345 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $74,933 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $6,751 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $1,500 |
| 2012 : AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $28,447 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $11,455 |
| Total plan assets at end of year | 2012-12-31 | $74,933 |
| Total plan assets at beginning of year | 2012-12-31 | $57,941 |
| Value of fidelity bond covering the plan | 2012-12-31 | $10,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $17,758 |
| Other income received | 2012-12-31 | $6,566 |
| Net income (gross income less expenses) | 2012-12-31 | $16,992 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $74,933 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $57,941 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $4,123 |
| Value of certain deemed distributions of participant loans | 2012-12-31 | $11,157 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $298 |
| 2011 : AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $31,471 |
| Total plan assets at end of year | 2011-12-31 | $57,941 |
| Total plan assets at beginning of year | 2011-12-31 | $26,470 |
| Total contributions received or receivable from participants | 2011-12-31 | $24,300 |
| Other income received | 2011-12-31 | $225 |
| Net income (gross income less expenses) | 2011-12-31 | $31,471 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $57,941 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $26,470 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $6,946 |
| 2010 : AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $26,470 |
| Total plan assets at end of year | 2010-12-31 | $26,470 |
| Total contributions received or receivable from participants | 2010-12-31 | $19,250 |
| Other income received | 2010-12-31 | $491 |
| Net income (gross income less expenses) | 2010-12-31 | $26,470 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $26,470 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $6,729 |
| Funding deficiency by the employer to the plan for this plan year | 2010-12-31 | $0 |
| Minimum employer required contribution for this plan year | 2010-12-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2010-12-31 | $0 |
| 2014: AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012: AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011: AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2010: AMERICAN LEGAL & FINANCIAL NETWORK 401(K) PLAN 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | First time form 5500 has been submitted | Yes |
| 2010-01-01 | Plan funding arrangement – Insurance | Yes |
| 2010-01-01 | Plan benefit arrangement – Insurance | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 97994 |
| Policy instance | 1 |
| Insurance contract or identification number | 97994 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-05-12 | | Total amount of commissions paid to insurance broker | USD $239 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $239 | | Insurance broker organization code? | 6 | | Insurance broker name | VSR FINANCIAL SERVICES INC |
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| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 97994 |
| Policy instance | 1 |
| Insurance contract or identification number | 97994 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $444 | | Total amount of fees paid to insurance company | USD $0 | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $444 | | Insurance broker organization code? | 6 | | Insurance broker name | VSR FINANCIAL SERVICES INC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 97994 |
| Policy instance | 1 |
| Insurance contract or identification number | 97994 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $325 | | Commission paid to Insurance Broker | USD $325 | | Insurance broker organization code? | 6 | | Insurance broker name | VSR FINANCIAL SERVICES INC |
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| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 97994 |
| Policy instance | 1 |
| Insurance contract or identification number | 97994 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $202 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 97994 |
| Policy instance | 1 |
| Insurance contract or identification number | 97994 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2010-11-23 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $9 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $9 | | Insurance broker organization code? | 6 | | Insurance broker name | VSR FINANCIAL SERVICES INC. |
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