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AGJUNCTION 401(K) PLAN 401k Plan overview

Plan NameAGJUNCTION 401(K) PLAN
Plan identification number 001

AGJUNCTION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AGJUNCTION has sponsored the creation of one or more 401k plans.

Company Name:AGJUNCTION
Employer identification number (EIN):043612783
NAIC Classification:334500

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AGJUNCTION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01TIFFANY KORBER
0012016-01-01TIFFANY KORBER TIFFANY KORBER2017-08-07
0012015-01-01TIFFANY KORBER TIFFANY KORBER2016-07-13
0012014-01-01TIFFANY KORBER
0012013-01-01TIFFANY KORBER
0012012-01-01TIFFANY KORBER TIFFANY KORBER2013-10-16
0012011-01-01TINA MONTEMAYOR
0012010-01-01TINA MONTEMAYOR
0012009-01-01TINA MONTEMAYOR
0012009-01-01TINA MONTEMAYOR
0012009-01-01TINA MONTEMAYOR

Plan Statistics for AGJUNCTION 401(K) PLAN

401k plan membership statisitcs for AGJUNCTION 401(K) PLAN

Measure Date Value
2022: AGJUNCTION 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01143
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: AGJUNCTION 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01150
Total number of active participants reported on line 7a of the Form 55002021-01-0138
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01104
Total of all active and inactive participants2021-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01143
Number of participants with account balances2021-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: AGJUNCTION 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01162
Total number of active participants reported on line 7a of the Form 55002020-01-0149
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01101
Total of all active and inactive participants2020-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01150
Number of participants with account balances2020-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: AGJUNCTION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01173
Total number of active participants reported on line 7a of the Form 55002019-01-0144
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01110
Total of all active and inactive participants2019-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01154
Number of participants with account balances2019-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: AGJUNCTION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01182
Total number of active participants reported on line 7a of the Form 55002018-01-0158
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01114
Total of all active and inactive participants2018-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01173
Number of participants with account balances2018-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: AGJUNCTION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01175
Total number of active participants reported on line 7a of the Form 55002017-01-0199
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0181
Total of all active and inactive participants2017-01-01180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01180
Number of participants with account balances2017-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: AGJUNCTION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01155
Total number of active participants reported on line 7a of the Form 55002016-01-0198
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0175
Total of all active and inactive participants2016-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01173
Number of participants with account balances2016-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: AGJUNCTION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01121
Total number of active participants reported on line 7a of the Form 55002015-01-01118
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0136
Total of all active and inactive participants2015-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01154
Number of participants with account balances2015-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: AGJUNCTION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01156
Total number of active participants reported on line 7a of the Form 55002014-01-0197
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0122
Total of all active and inactive participants2014-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01119
Number of participants with account balances2014-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: AGJUNCTION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01159
Total number of active participants reported on line 7a of the Form 55002013-01-01116
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0140
Total of all active and inactive participants2013-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01156
Number of participants with account balances2013-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: AGJUNCTION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01138
Total number of active participants reported on line 7a of the Form 55002012-01-01122
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0136
Total of all active and inactive participants2012-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01158
Number of participants with account balances2012-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: AGJUNCTION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01119
Total number of active participants reported on line 7a of the Form 55002011-01-01104
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0134
Total of all active and inactive participants2011-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01138
Number of participants with account balances2011-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: AGJUNCTION 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01129
Total number of active participants reported on line 7a of the Form 55002010-01-0178
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0141
Total of all active and inactive participants2010-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01119
Number of participants with account balances2010-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: AGJUNCTION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01121
Total number of active participants reported on line 7a of the Form 55002009-01-0191
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0138
Total of all active and inactive participants2009-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01129
Number of participants with account balances2009-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on AGJUNCTION 401(K) PLAN

Measure Date Value
2022 : AGJUNCTION 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-10-14$0
Total transfer of assets from this plan2022-10-14$9,511,528
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-14$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-14$0
Total income from all sources (including contributions)2022-10-14$-2,720,561
Total loss/gain on sale of assets2022-10-14$0
Total of all expenses incurred2022-10-14$2,014,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-10-14$1,979,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-10-14$104,618
Value of total assets at end of year2022-10-14$0
Value of total assets at beginning of year2022-10-14$14,246,345
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-10-14$35,031
Total interest from all sources2022-10-14$1,314
Total dividends received (eg from common stock, registered investment company shares)2022-10-14$66,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-10-14Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-10-14$0
Total dividends received from registered investment company shares (eg mutual funds)2022-10-14$66,848
Was this plan covered by a fidelity bond2022-10-14Yes
Value of fidelity bond cover2022-10-14$1,000,000
If this is an individual account plan, was there a blackout period2022-10-14No
Were there any nonexempt tranactions with any party-in-interest2022-10-14No
Contributions received from participants2022-10-14$76,001
Participant contributions at end of year2022-10-14$0
Participant contributions at beginning of year2022-10-14$49,727
Participant contributions at end of year2022-10-14$0
Participant contributions at beginning of year2022-10-14$25,770
Other income not declared elsewhere2022-10-14$-2,907,136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-14No
Value of net income/loss2022-10-14$-4,734,817
Value of net assets at end of year (total assets less liabilities)2022-10-14$0
Value of net assets at beginning of year (total assets less liabilities)2022-10-14$14,246,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-10-14No
Were any loans by the plan or fixed income obligations due to the plan in default2022-10-14No
Were any leases to which the plan was party in default or uncollectible2022-10-14No
Investment advisory and management fees2022-10-14$24,610
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-10-14$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-10-14$13,425,506
Interest on participant loans2022-10-14$1,314
Income. Interest from loans (other than to participants)2022-10-14$0
Value of interest in common/collective trusts at end of year2022-10-14$0
Value of interest in common/collective trusts at beginning of year2022-10-14$730,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-10-14$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-10-14$8
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-10-14$8
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-10-14$-2,907,136
Net investment gain or loss from common/collective trusts2022-10-14$13,795
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-10-14No
Was there a failure to transmit to the plan any participant contributions2022-10-14Yes
Has the plan failed to provide any benefit when due under the plan2022-10-14No
Contributions received in cash from employer2022-10-14$28,617
Employer contributions (assets) at end of year2022-10-14$0
Employer contributions (assets) at beginning of year2022-10-14$15,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-10-14$1,979,225
Contract administrator fees2022-10-14$10,421
Did the plan have assets held for investment2022-10-14No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-14No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-10-14Yes
Opinion of an independent qualified public accountant for this plan2022-10-14Unqualified
Accountancy firm name2022-10-14METZ & ASSOCIATES PLLC
Accountancy firm EIN2022-10-14464558541
2021 : AGJUNCTION 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,034,410
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$685,978
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$645,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$427,088
Value of total assets at end of year2021-12-31$14,246,345
Value of total assets at beginning of year2021-12-31$12,897,913
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$40,039
Total interest from all sources2021-12-31$3,184
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$187,681
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$187,681
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$298,488
Participant contributions at end of year2021-12-31$49,727
Participant contributions at beginning of year2021-12-31$73,735
Participant contributions at end of year2021-12-31$25,770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,348,432
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,246,345
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$12,897,913
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$26,299
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$13,425,506
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$11,512,093
Interest on participant loans2021-12-31$3,184
Income. Interest from loans (other than to participants)2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$730,319
Value of interest in common/collective trusts at beginning of year2021-12-31$1,312,077
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$8
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$8
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$8
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,397,496
Net investment gain or loss from common/collective trusts2021-12-31$18,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$128,600
Employer contributions (assets) at end of year2021-12-31$15,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$645,939
Contract administrator fees2021-12-31$13,740
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31METZ & ASSOCIATES PLLC
Accountancy firm EIN2021-12-31464558541
2020 : AGJUNCTION 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,112,669
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,954,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,916,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$451,061
Value of total assets at end of year2020-12-31$12,897,913
Value of total assets at beginning of year2020-12-31$12,739,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$37,745
Total interest from all sources2020-12-31$4,712
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$154,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$154,953
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$318,076
Participant contributions at end of year2020-12-31$73,735
Participant contributions at beginning of year2020-12-31$107,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$158,124
Value of net assets at end of year (total assets less liabilities)2020-12-31$12,897,913
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$12,739,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$22,631
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$11,512,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,100,111
Interest on participant loans2020-12-31$4,712
Income. Interest from loans (other than to participants)2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$1,312,077
Value of interest in common/collective trusts at beginning of year2020-12-31$532,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$8
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$8
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$8
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,485,172
Net investment gain or loss from common/collective trusts2020-12-31$16,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$132,985
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,916,800
Contract administrator fees2020-12-31$15,114
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31METZ & ASSOCIATES PLLC
Accountancy firm EIN2020-12-31464558541
2019 : AGJUNCTION 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,629,005
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,044,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,001,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,006,867
Value of total assets at end of year2019-12-31$12,739,789
Value of total assets at beginning of year2019-12-31$12,155,051
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$42,447
Total interest from all sources2019-12-31$3,321
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$227,804
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$227,804
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$530,904
Participant contributions at end of year2019-12-31$107,127
Participant contributions at beginning of year2019-12-31$70,994
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$277,453
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$584,738
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,739,789
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,155,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$26,914
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,100,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,699,995
Interest on participant loans2019-12-31$3,321
Income. Interest from loans (other than to participants)2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$532,543
Value of interest in common/collective trusts at beginning of year2019-12-31$383,354
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$8
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$8
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$8
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,378,631
Net investment gain or loss from common/collective trusts2019-12-31$12,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$198,510
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,001,820
Contract administrator fees2019-12-31$15,533
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31METZ & ASSOCIATES PLLC
Accountancy firm EIN2019-12-31464558541
2018 : AGJUNCTION 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$238,462
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,702,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,652,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$958,283
Value of total assets at end of year2018-12-31$12,155,051
Value of total assets at beginning of year2018-12-31$13,619,108
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$49,834
Total interest from all sources2018-12-31$4,997
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$245,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$245,124
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$680,297
Participant contributions at end of year2018-12-31$70,994
Participant contributions at beginning of year2018-12-31$115,221
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$15,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,464,057
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,155,051
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$13,619,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$34,694
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$11,699,995
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$13,127,452
Interest on participant loans2018-12-31$4,997
Income. Interest from loans (other than to participants)2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$383,354
Value of interest in common/collective trusts at beginning of year2018-12-31$376,427
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$8
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$8
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$8
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-980,883
Net investment gain or loss from common/collective trusts2018-12-31$10,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$262,121
Employer contributions (assets) at end of year2018-12-31$700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,652,685
Contract administrator fees2018-12-31$15,140
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31METZ & ASSOCIATES PLLC
Accountancy firm EIN2018-12-31464558541
2017 : AGJUNCTION 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,222,800
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$711,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$670,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,121,155
Value of total assets at end of year2017-12-31$13,619,108
Value of total assets at beginning of year2017-12-31$11,108,105
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$40,820
Total interest from all sources2017-12-31$4,128
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$215,358
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$215,358
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$690,701
Participant contributions at end of year2017-12-31$115,221
Participant contributions at beginning of year2017-12-31$89,674
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$165,402
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,511,003
Value of net assets at end of year (total assets less liabilities)2017-12-31$13,619,108
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,108,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$29,474
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,127,452
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,628,956
Interest on participant loans2017-12-31$3,973
Income. Interest from loans (other than to participants)2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$376,427
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$8
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$389,475
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$389,475
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$155
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,873,295
Net investment gain or loss from common/collective trusts2017-12-31$8,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$265,052
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$670,977
Contract administrator fees2017-12-31$11,346
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31METZ & ASSOCIATES PLLC
Accountancy firm EIN2017-12-31464558541
2016 : AGJUNCTION 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$5,734,026
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,199,916
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$779,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$769,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,296,850
Value of total assets at end of year2016-12-31$11,108,105
Value of total assets at beginning of year2016-12-31$3,953,771
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$9,856
Total interest from all sources2016-12-31$5,368
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$183,785
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$183,785
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$736,536
Participant contributions at end of year2016-12-31$89,674
Participant contributions at beginning of year2016-12-31$44,746
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$214,673
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,420,308
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,108,105
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,953,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,628,956
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,652,103
Interest on participant loans2016-12-31$4,078
Income. Interest from loans (other than to participants)2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$389,475
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$256,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$256,922
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$713,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$345,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$769,752
Contract administrator fees2016-12-31$9,856
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31METZ & ASSOCIATES PLLC
Accountancy firm EIN2016-12-31464558541
2015 : AGJUNCTION 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$927,456
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$484,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$474,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$955,155
Value of total assets at end of year2015-12-31$3,953,771
Value of total assets at beginning of year2015-12-31$3,510,848
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,890
Total interest from all sources2015-12-31$1,881
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$61,439
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$61,439
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$409,411
Participant contributions at end of year2015-12-31$44,746
Participant contributions at beginning of year2015-12-31$10,062
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$306,891
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$442,923
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,953,771
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,510,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,652,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,246,593
Interest on participant loans2015-12-31$1,755
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$256,922
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$254,193
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$254,193
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$126
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-91,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$238,853
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$474,643
Contract administrator fees2015-12-31$9,890
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31METZ & ASSOCIATES PLLC
Accountancy firm EIN2015-12-31464558541
2014 : AGJUNCTION 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$960,435
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$914,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$903,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$731,083
Value of total assets at end of year2014-12-31$3,510,848
Value of total assets at beginning of year2014-12-31$3,464,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$10,485
Total interest from all sources2014-12-31$2,298
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$62,679
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$62,679
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$488,275
Participant contributions at end of year2014-12-31$10,062
Participant contributions at beginning of year2014-12-31$75,356
Participant contributions at beginning of year2014-12-31$19,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$46,375
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,510,848
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,464,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,246,593
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,015,099
Interest on participant loans2014-12-31$2,278
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$254,193
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$346,745
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$346,745
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$164,375
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$242,808
Employer contributions (assets) at beginning of year2014-12-31$8,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$903,575
Contract administrator fees2014-12-31$10,485
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31METZ & ASSOCIATES PLLC
Accountancy firm EIN2014-12-31464558541
2013 : AGJUNCTION 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,451,478
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,590,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,573,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$771,946
Value of total assets at end of year2013-12-31$3,464,473
Value of total assets at beginning of year2013-12-31$4,603,201
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$16,468
Total interest from all sources2013-12-31$2,740
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$22,188
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$22,188
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$460,571
Participant contributions at end of year2013-12-31$75,356
Participant contributions at beginning of year2013-12-31$19,846
Participant contributions at end of year2013-12-31$19,037
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$103,972
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-1,138,728
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,464,473
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,603,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,015,099
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,281,912
Interest on participant loans2013-12-31$2,718
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$346,745
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$22
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$301,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$654,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$207,403
Employer contributions (assets) at end of year2013-12-31$8,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,573,738
Contract administrator fees2013-12-31$16,468
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31METZ CPA
Accountancy firm EIN2013-12-31860847252
2012 : AGJUNCTION 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,165,914
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$408,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$407,452
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$693,852
Value of total assets at end of year2012-12-31$4,603,201
Value of total assets at beginning of year2012-12-31$3,845,489
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$750
Total interest from all sources2012-12-31$1,457
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$385,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$498,063
Participant contributions at end of year2012-12-31$19,846
Participant contributions at beginning of year2012-12-31$32,464
Other income not declared elsewhere2012-12-31$470,605
Administrative expenses (other) incurred2012-12-31$750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$757,712
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,603,201
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,845,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,281,912
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,570,685
Interest on participant loans2012-12-31$1,457
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$301,443
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$242,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$195,789
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$407,452
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31METZ & ASSOCIATES
Accountancy firm EIN2012-12-31860847252
2011 : AGJUNCTION 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$473,386
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$201,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$200,712
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$644,889
Value of total assets at end of year2011-12-31$3,845,489
Value of total assets at beginning of year2011-12-31$3,573,890
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,075
Total interest from all sources2011-12-31$2,231
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$358,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$396,926
Participant contributions at end of year2011-12-31$32,464
Participant contributions at beginning of year2011-12-31$22,970
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$69,973
Other income not declared elsewhere2011-12-31$-173,734
Administrative expenses (other) incurred2011-12-31$1,075
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$271,599
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,845,489
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,573,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,570,685
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,354,782
Interest on participant loans2011-12-31$2,231
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$242,340
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$196,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$177,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$200,712
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31METZ & ASSOCIATES
Accountancy firm EIN2011-12-31860847252
2010 : AGJUNCTION 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$855,840
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$386,068
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$375,745
Value of total corrective distributions2010-12-31$9,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$492,596
Value of total assets at end of year2010-12-31$3,573,890
Value of total assets at beginning of year2010-12-31$3,104,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$950
Total interest from all sources2010-12-31$2,070
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$311,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$336,846
Participant contributions at end of year2010-12-31$22,970
Participant contributions at beginning of year2010-12-31$33,646
Other income not declared elsewhere2010-12-31$361,174
Administrative expenses (other) incurred2010-12-31$950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$469,772
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,573,890
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,104,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,354,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,876,834
Interest on participant loans2010-12-31$2,070
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$196,138
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$193,638
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$155,750
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$375,745
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31METZ & ASSOCIATES
Accountancy firm EIN2010-12-31860847252
2009 : AGJUNCTION 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AGJUNCTION 401(K) PLAN

2022: AGJUNCTION 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AGJUNCTION 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AGJUNCTION 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AGJUNCTION 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AGJUNCTION 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AGJUNCTION 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AGJUNCTION 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AGJUNCTION 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AGJUNCTION 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AGJUNCTION 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AGJUNCTION 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: AGJUNCTION 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: AGJUNCTION 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: AGJUNCTION 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

SUNAMERICA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract numberP35A5Q00359
Policy instance 1
Insurance contract or identification numberP35A5Q00359
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
SUNAMERICA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract numberP35A5Q00359
Policy instance 1
Insurance contract or identification numberP35A5Q00359
Number of Individuals Covered158
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $21,502
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,502
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameEDWARD JONES
SUNAMERICA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract numberP35A5Q00359
Policy instance 1
Insurance contract or identification numberP35A5Q00359
Number of Individuals Covered138
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $19,380
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
SUNAMERICA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract numberP35A5Q00359
Policy instance 1
Insurance contract or identification numberP35A5Q00359
Number of Individuals Covered119
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $14,090
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,090
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameEDWARD JONES

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