401k Plan data: THOMAS E CLARK HVAC 401K PLAN plan

THOMAS E CLARK HVAC 401K PLAN 401k Plan overview

Plan Name	THOMAS E CLARK HVAC 401K PLAN
Plan identification number	001

THOMAS E CLARK HVAC 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THOMAS E. CLARK HVAC, INC. has sponsored the creation of one or more 401k plans.

Company Name: THOMAS E. CLARK HVAC, INC.

Employer identification number (EIN): 043634634

NAIC Classification: 238220
NAIC Description: Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS E CLARK HVAC 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 KELLY SUZANNE HARTMAN 2023-08-14
001 2021-01-01 KELLY SUZANNE HARTMAN 2022-09-29 KELLY SUZANNE HARTMAN 2022-09-29
001 2020-01-01 MARTHA HAWK 2021-09-03
001 2017-01-01 MICHAEL S HARTMAN 2018-07-25
001 2016-01-01 MIKE HARTMAN 2017-07-31
001 2015-01-01 MICHAEL S. HARTMAN 2016-07-29
001 2014-01-01 MICHAEL S HARTMAN
001 2013-01-01 MICHAEL HARTMAN
001 2012-01-01 MICHAEL HARTMAN
001 2011-01-01 MICHAEL S HARTMAN 2012-06-12 MICHAEL S HARTMAN 2012-06-12
001 2010-01-01 MICHAEL S HARTMAN 2011-07-29 MICHAEL S HARTMAN 2011-07-29

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	KELLY SUZANNE HARTMAN	2023-08-14
001	2021-01-01	KELLY SUZANNE HARTMAN	2022-09-29	KELLY SUZANNE HARTMAN	2022-09-29
001	2020-01-01	MARTHA HAWK	2021-09-03
001	2017-01-01	MICHAEL S HARTMAN	2018-07-25
001	2016-01-01	MIKE HARTMAN	2017-07-31
001	2015-01-01	MICHAEL S. HARTMAN	2016-07-29
001	2014-01-01	MICHAEL S HARTMAN
001	2013-01-01	MICHAEL HARTMAN
001	2012-01-01	MICHAEL HARTMAN
001	2011-01-01	MICHAEL S HARTMAN	2012-06-12	MICHAEL S HARTMAN	2012-06-12
001	2010-01-01	MICHAEL S HARTMAN	2011-07-29	MICHAEL S HARTMAN	2011-07-29

Plan Statistics for THOMAS E CLARK HVAC 401K PLAN

401k plan membership statisitcs for THOMAS E CLARK HVAC 401K PLAN

Measure Date Value
2014: THOMAS E CLARK HVAC 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 14
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 14
Number of participants with account balances 2014-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THOMAS E CLARK HVAC 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 14
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 15
Number of participants with account balances 2013-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THOMAS E CLARK HVAC 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 10
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 10
Number of participants with account balances 2012-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2014: THOMAS E CLARK HVAC 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	14
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	14
Number of participants with account balances	2014-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THOMAS E CLARK HVAC 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	14
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	15
Number of participants with account balances	2013-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THOMAS E CLARK HVAC 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	10
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	10
Number of participants with account balances	2012-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on THOMAS E CLARK HVAC 401K PLAN

Measure	Date	Value
2014 : THOMAS E CLARK HVAC 401K PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total income from all sources	2014-12-31	$104,303
Expenses. Total of all expenses incurred	2014-12-31	$23,979
Benefits paid (including direct rollovers)	2014-12-31	$18,005
Total plan assets at end of year	2014-12-31	$787,744
Total plan assets at beginning of year	2014-12-31	$707,420
Value of fidelity bond covering the plan	2014-12-31	$50,000
Total contributions received or receivable from participants	2014-12-31	$45,269
Expenses. Other expenses not covered elsewhere	2014-12-31	$5,974
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$33,977
Net income (gross income less expenses)	2014-12-31	$80,324
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$787,744
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$707,420
Assets. Value of participant loans	2014-12-31	$39,000
Total contributions received or receivable from employer(s)	2014-12-31	$25,057
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
2013 : THOMAS E CLARK HVAC 401K PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total income from all sources	2013-12-31	$186,632
Expenses. Total of all expenses incurred	2013-12-31	$4,840
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$707,420
Total plan assets at beginning of year	2013-12-31	$525,628
Value of fidelity bond covering the plan	2013-12-31	$50,000
Total contributions received or receivable from participants	2013-12-31	$45,168
Expenses. Other expenses not covered elsewhere	2013-12-31	$4,840
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$115,557
Net income (gross income less expenses)	2013-12-31	$181,792
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$707,420
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$525,628
Assets. Value of participant loans	2013-12-31	$20,000
Total contributions received or receivable from employer(s)	2013-12-31	$25,907
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
2012 : THOMAS E CLARK HVAC 401K PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$100,422
Expenses. Total of all expenses incurred	2012-12-31	$2,672
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$525,628
Total plan assets at beginning of year	2012-12-31	$427,878
Value of fidelity bond covering the plan	2012-12-31	$25,000
Total contributions received or receivable from participants	2012-12-31	$27,676
Expenses. Other expenses not covered elsewhere	2012-12-31	$2,672
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$72,746
Net income (gross income less expenses)	2012-12-31	$97,750
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$525,628
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$427,878
Assets. Value of participant loans	2012-12-31	$2,583
Total contributions received or receivable from employer(s)	2012-12-31	$0
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
2007 : THOMAS E CLARK HVAC 401K PLAN 2007 401k financial data
Transfers to/from the plan	2007-12-31	$0
Total plan liabilities at end of year	2007-12-31	$0
Total plan liabilities at beginning of year	2007-12-31	$0
Total income from all sources	2007-12-31	$89,173
Expenses. Total of all expenses incurred	2007-12-31	$2,583
Benefits paid (including direct rollovers)	2007-12-31	$0
Total plan assets at end of year	2007-12-31	$330,505
Total plan assets at beginning of year	2007-12-31	$243,915
Total contributions received or receivable from participants	2007-12-31	$47,517
Expenses. Other expenses not covered elsewhere	2007-12-31	$2,583
Contributions received from other sources (not participants or employers)	2007-12-31	$0
Other income received	2007-12-31	$19,599
Noncash contributions received	2007-12-31	$0
Net income (gross income less expenses)	2007-12-31	$86,590
Net plan assets at end of year (total assets less liabilities)	2007-12-31	$330,505
Net plan assets at beginning of year (total assets less liabilities)	2007-12-31	$243,915
Total contributions received or receivable from employer(s)	2007-12-31	$22,057
Value of certain deemed distributions of participant loans	2007-12-31	$0
Value of corrective distributions	2007-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2007-12-31	$0

Form 5500 Responses for THOMAS E CLARK HVAC 401K PLAN

2014: THOMAS E CLARK HVAC 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: THOMAS E CLARK HVAC 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: THOMAS E CLARK HVAC 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-830494

Policy instance

Insurance contract or identification number	GA-830494
Number of Individuals Covered	10
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $2,840
Total amount of fees paid to insurance company	USD $284
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,840
Insurance broker organization code?	3
Amount paid for insurance broker fees	284
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker name	MERRILL LYNCH, PIERCE, FENNER &

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-830494

Policy instance

Insurance contract or identification number	GA-830494
Number of Individuals Covered	11
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $1,609
Total amount of fees paid to insurance company	USD $226
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,609
Insurance broker organization code?	3
Amount paid for insurance broker fees	226
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker name	MERRILL LYNCH PIERCE FENNER SMITH I

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-830494

Policy instance

Insurance contract or identification number	GA-830494
Number of Individuals Covered	10
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $4,961
Total amount of fees paid to insurance company	USD $71
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,961
Insurance broker organization code?	3
Amount paid for insurance broker fees	71
Additional information about fees paid to insurance broker	SALES/MARKETING
Insurance broker name	MERRILL LYNCH PIERCE FENNER SMITH I

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Company Name:	THOMAS E. CLARK HVAC, INC.
Employer identification number (EIN):	043634634
NAIC Classification:	238220
NAIC Description:	Plumbing, Heating, and Air-Conditioning Contractors