BTIG, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan BTIG, LLC 401-K PROFIT SHARING PLAN
Measure | Date | Value |
---|
2022 : BTIG, LLC 401-K PROFIT SHARING PLAN 2022 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-1,821,240 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,629,968 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,463,879 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $16,304,031 |
Value of total assets at end of year | 2022-12-31 | $92,352,226 |
Value of total assets at beginning of year | 2022-12-31 | $96,803,434 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $166,089 |
Total interest from all sources | 2022-12-31 | $42,369 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,265,764 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,265,764 |
Administrative expenses professional fees incurred | 2022-12-31 | $30,390 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $9,106,168 |
Participant contributions at end of year | 2022-12-31 | $768,149 |
Participant contributions at beginning of year | 2022-12-31 | $942,551 |
Participant contributions at end of year | 2022-12-31 | $185,192 |
Participant contributions at beginning of year | 2022-12-31 | $193,255 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $1,200,280 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $1,086,583 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $3,601,905 |
Other income not declared elsewhere | 2022-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-4,451,208 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $92,352,226 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $96,803,434 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $40,309 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $80,977,164 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $91,208,261 |
Interest on participant loans | 2022-12-31 | $42,369 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $5,625,483 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $3,372,784 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-19,433,404 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $3,595,958 |
Employer contributions (assets) at end of year | 2022-12-31 | $3,595,958 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,463,879 |
Contract administrator fees | 2022-12-31 | $95,390 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2022-12-31 | 871363769 |
2021 : BTIG, LLC 401-K PROFIT SHARING PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $24,022,514 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $5,744,864 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,523,307 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $9,850,503 |
Value of total assets at end of year | 2021-12-31 | $96,803,434 |
Value of total assets at beginning of year | 2021-12-31 | $78,525,784 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $221,557 |
Total interest from all sources | 2021-12-31 | $51,156 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,026,497 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,026,497 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $7,807,007 |
Participant contributions at end of year | 2021-12-31 | $942,551 |
Participant contributions at beginning of year | 2021-12-31 | $1,004,467 |
Participant contributions at end of year | 2021-12-31 | $193,255 |
Participant contributions at beginning of year | 2021-12-31 | $188,813 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $1,086,583 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $1,023,777 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $2,043,496 |
Other income not declared elsewhere | 2021-12-31 | $133,162 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $18,277,650 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $96,803,434 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $78,525,784 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $175,061 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $91,208,261 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $71,037,247 |
Interest on participant loans | 2021-12-31 | $51,156 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $3,372,784 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $5,271,480 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $12,961,196 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,523,307 |
Contract administrator fees | 2021-12-31 | $46,496 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2021-12-31 | 871363769 |
2020 : BTIG, LLC 401-K PROFIT SHARING PLAN 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $21,015,944 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $4,554,043 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $4,344,120 |
Value of total corrective distributions | 2020-12-31 | $8,495 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $9,066,610 |
Value of total assets at end of year | 2020-12-31 | $78,525,784 |
Value of total assets at beginning of year | 2020-12-31 | $62,063,883 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $201,428 |
Total interest from all sources | 2020-12-31 | $46,493 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $792,519 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $792,519 |
Administrative expenses professional fees incurred | 2020-12-31 | $47,303 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $7,183,344 |
Participant contributions at end of year | 2020-12-31 | $1,004,467 |
Participant contributions at beginning of year | 2020-12-31 | $736,167 |
Participant contributions at end of year | 2020-12-31 | $188,813 |
Participant contributions at beginning of year | 2020-12-31 | $201,082 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $1,023,777 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $382,048 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,883,266 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $16,461,901 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $78,525,784 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $62,063,883 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $128,441 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $71,037,247 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $56,858,068 |
Interest on participant loans | 2020-12-31 | $46,493 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $5,271,480 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $3,886,518 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $11,110,322 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $4,344,120 |
Contract administrator fees | 2020-12-31 | $25,684 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2020-12-31 | 131639826 |
2019 : BTIG, LLC 401-K PROFIT SHARING PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $19,586,323 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $3,970,843 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,814,373 |
Value of total corrective distributions | 2019-12-31 | $1,382 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $7,948,507 |
Value of total assets at end of year | 2019-12-31 | $62,063,883 |
Value of total assets at beginning of year | 2019-12-31 | $46,448,403 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $155,088 |
Total interest from all sources | 2019-12-31 | $105,938 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $867,603 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $867,603 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $6,658,026 |
Participant contributions at end of year | 2019-12-31 | $736,167 |
Participant contributions at beginning of year | 2019-12-31 | $630,293 |
Participant contributions at end of year | 2019-12-31 | $201,082 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $382,048 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $339,871 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,286,052 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $15,615,480 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $62,063,883 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $46,448,403 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $110,481 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $56,858,068 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $42,163,381 |
Interest on participant loans | 2019-12-31 | $35,355 |
Interest earned on other investments | 2019-12-31 | $70,583 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $3,886,518 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $3,314,858 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $10,664,275 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $4,429 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,814,373 |
Contract administrator fees | 2019-12-31 | $44,607 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2019-12-31 | 131639826 |
2018 : BTIG, LLC 401-K PROFIT SHARING PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $3,705,315 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $2,680,536 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,551,907 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $6,986,236 |
Value of total assets at end of year | 2018-12-31 | $46,448,403 |
Value of total assets at beginning of year | 2018-12-31 | $45,423,624 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $128,629 |
Total interest from all sources | 2018-12-31 | $77,244 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $666,008 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $666,008 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $5,588,379 |
Participant contributions at end of year | 2018-12-31 | $630,293 |
Participant contributions at beginning of year | 2018-12-31 | $471,606 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $18,000 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $339,871 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,397,857 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $1,024,779 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $46,448,403 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $45,423,624 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $108,917 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $42,163,381 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $41,659,143 |
Interest on participant loans | 2018-12-31 | $28,476 |
Interest earned on other investments | 2018-12-31 | $48,768 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $3,314,858 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $3,274,875 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,024,173 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,551,907 |
Contract administrator fees | 2018-12-31 | $19,712 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2018-12-31 | 131639826 |
2017 : BTIG, LLC 401-K PROFIT SHARING PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $12,273,128 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,627,989 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,467,376 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $5,327,904 |
Value of total assets at end of year | 2017-12-31 | $45,423,624 |
Value of total assets at beginning of year | 2017-12-31 | $35,778,485 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $160,613 |
Total interest from all sources | 2017-12-31 | $67,744 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $422,502 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $422,502 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $4,713,812 |
Participant contributions at end of year | 2017-12-31 | $471,606 |
Participant contributions at beginning of year | 2017-12-31 | $434,492 |
Participant contributions at end of year | 2017-12-31 | $18,000 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $614,092 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $9,645,139 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $45,423,624 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $35,778,485 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $152,937 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $41,659,143 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $33,085,358 |
Interest on participant loans | 2017-12-31 | $21,160 |
Interest earned on other investments | 2017-12-31 | $46,584 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $3,274,875 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $2,258,635 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $6,454,978 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,467,376 |
Contract administrator fees | 2017-12-31 | $7,676 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2017-12-31 | 131639826 |
2016 : BTIG, LLC 401-K PROFIT SHARING PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $7,047,411 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $3,069,828 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,923,461 |
Value of total corrective distributions | 2016-12-31 | $18,330 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $4,293,129 |
Value of total assets at end of year | 2016-12-31 | $35,778,485 |
Value of total assets at beginning of year | 2016-12-31 | $31,800,902 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $128,037 |
Total interest from all sources | 2016-12-31 | $21,436 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $350,560 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $350,560 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $4,171,875 |
Participant contributions at end of year | 2016-12-31 | $434,492 |
Participant contributions at beginning of year | 2016-12-31 | $439,684 |
Participant contributions at end of year | 2016-12-31 | $0 |
Participant contributions at beginning of year | 2016-12-31 | $11,385 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $121,254 |
Other income not declared elsewhere | 2016-12-31 | $167,373 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $3,977,583 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $35,778,485 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $31,800,902 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $126,912 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $33,085,358 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $29,145,376 |
Interest on participant loans | 2016-12-31 | $21,436 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $2,258,635 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $2,204,457 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $2,214,913 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,923,461 |
Contract administrator fees | 2016-12-31 | $1,125 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2016-12-31 | 131639826 |
2015 : BTIG, LLC 401-K PROFIT SHARING PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $4,462,219 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,013,217 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $893,901 |
Value of total corrective distributions | 2015-12-31 | $727 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $4,618,370 |
Value of total assets at end of year | 2015-12-31 | $31,800,902 |
Value of total assets at beginning of year | 2015-12-31 | $28,351,900 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $118,589 |
Total interest from all sources | 2015-12-31 | $19,548 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $270,214 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $270,214 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $4,055,089 |
Participant contributions at end of year | 2015-12-31 | $439,684 |
Participant contributions at beginning of year | 2015-12-31 | $348,161 |
Participant contributions at end of year | 2015-12-31 | $11,385 |
Participant contributions at beginning of year | 2015-12-31 | $7,250 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $563,281 |
Other income not declared elsewhere | 2015-12-31 | $34,117 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $3,449,002 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $31,800,902 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $28,351,900 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $116,314 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $29,145,376 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $25,901,159 |
Interest on participant loans | 2015-12-31 | $19,548 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $2,095,330 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $2,095,330 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $2,204,457 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-480,030 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $893,901 |
Contract administrator fees | 2015-12-31 | $2,275 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2015-12-31 | 131639826 |
2014 : BTIG, LLC 401-K PROFIT SHARING PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $6,139,837 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $765,099 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $745,186 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $4,365,382 |
Value of total assets at end of year | 2014-12-31 | $28,351,900 |
Value of total assets at beginning of year | 2014-12-31 | $22,977,162 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $19,913 |
Total interest from all sources | 2014-12-31 | $19,121 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $265,037 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $257,573 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $3,790,925 |
Participant contributions at end of year | 2014-12-31 | $348,161 |
Participant contributions at beginning of year | 2014-12-31 | $534,714 |
Participant contributions at end of year | 2014-12-31 | $7,250 |
Participant contributions at beginning of year | 2014-12-31 | $296,323 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $574,457 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $5,374,738 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $28,351,900 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $22,977,162 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $25,901,159 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $20,030,216 |
Interest on participant loans | 2014-12-31 | $19,121 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $2,095,330 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $1,735,000 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $1,735,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,490,297 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Income. Dividends from common stock | 2014-12-31 | $7,464 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $745,186 |
Contract administrator fees | 2014-12-31 | $19,913 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $380,909 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | KPMG |
Accountancy firm EIN | 2014-12-31 | 135565207 |
2013 : BTIG, LLC 401-K PROFIT SHARING PLAN 2013 401k financial data |
---|
Total income from all sources (including contributions) | 2013-12-31 | $6,997,758 |
Total of all expenses incurred | 2013-12-31 | $666,413 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $637,802 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,413,098 |
Value of total assets at end of year | 2013-12-31 | $22,977,162 |
Value of total assets at beginning of year | 2013-12-31 | $16,645,817 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $28,611 |
Total interest from all sources | 2013-12-31 | $31,570 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $908,372 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $901,205 |
Administrative expenses professional fees incurred | 2013-12-31 | $28,611 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $3,324,181 |
Participant contributions at end of year | 2013-12-31 | $534,714 |
Participant contributions at beginning of year | 2013-12-31 | $401,936 |
Participant contributions at end of year | 2013-12-31 | $296,323 |
Participant contributions at beginning of year | 2013-12-31 | $217,894 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $88,917 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $6,331,345 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $22,977,162 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $16,645,817 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $20,030,216 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $14,406,563 |
Interest on participant loans | 2013-12-31 | $31,570 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $1,735,000 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $1,418,511 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $1,418,511 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,644,718 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Income. Dividends from common stock | 2013-12-31 | $7,167 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $637,802 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $380,909 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $200,913 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | ROTHSTEIN KASS |
Accountancy firm EIN | 2013-12-31 | 222131009 |
2012 : BTIG, LLC 401-K PROFIT SHARING PLAN 2012 401k financial data |
---|
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $4,868,774 |
Total of all expenses incurred | 2012-12-31 | $775,274 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $732,697 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $3,148,620 |
Value of total assets at end of year | 2012-12-31 | $16,645,817 |
Value of total assets at beginning of year | 2012-12-31 | $12,552,317 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $42,577 |
Total interest from all sources | 2012-12-31 | $18,279 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $438,271 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $438,271 |
Administrative expenses professional fees incurred | 2012-12-31 | $42,577 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,895,080 |
Participant contributions at end of year | 2012-12-31 | $401,936 |
Participant contributions at beginning of year | 2012-12-31 | $313,091 |
Participant contributions at end of year | 2012-12-31 | $217,894 |
Participant contributions at beginning of year | 2012-12-31 | $165,714 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $253,540 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $4,093,500 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $16,645,817 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $12,552,317 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $14,406,563 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $10,664,020 |
Interest on participant loans | 2012-12-31 | $18,279 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $1,418,511 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,269,571 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,269,571 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,263,604 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Employer contributions (assets) at beginning of year | 2012-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $732,697 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $200,913 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $139,921 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | ROTHSTEIN KASS |
Accountancy firm EIN | 2012-12-31 | 222131009 |
2011 : BTIG, LLC 401-K PROFIT SHARING PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-13,879 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-13,879 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $2,907,072 |
Total loss/gain on sale of assets | 2011-12-31 | $36,841 |
Total of all expenses incurred | 2011-12-31 | $1,267,005 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,185,433 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $28,482 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $3,303,074 |
Value of total assets at end of year | 2011-12-31 | $12,552,317 |
Value of total assets at beginning of year | 2011-12-31 | $10,912,250 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $53,090 |
Total interest from all sources | 2011-12-31 | $9,531 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $279,361 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $278,785 |
Assets. Real estate other than employer real property at beginning of year | 2011-12-31 | $0 |
Administrative expenses professional fees incurred | 2011-12-31 | $53,090 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-31 | $0 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,688,973 |
Participant contributions at end of year | 2011-12-31 | $313,091 |
Participant contributions at beginning of year | 2011-12-31 | $252,503 |
Participant contributions at end of year | 2011-12-31 | $165,714 |
Participant contributions at beginning of year | 2011-12-31 | $227,232 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $614,101 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $1,859 |
Assets. Loans (other than to participants) at beginning of year | 2011-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Income. Non cash contributions | 2011-12-31 | $0 |
Value of net income/loss | 2011-12-31 | $1,640,067 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $12,552,317 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $10,912,250 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $10,664,020 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $9,105,179 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $0 |
Interest on participant loans | 2011-12-31 | $9,531 |
Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,269,571 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,055,270 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,055,270 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2011-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2011-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-707,856 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2011-12-31 | $0 |
Contributions received in cash from employer | 2011-12-31 | $0 |
Employer contributions (assets) at end of year | 2011-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $132,036 |
Income. Dividends from common stock | 2011-12-31 | $576 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,183,574 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $139,921 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $140,030 |
Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2011-12-31 | $0 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $317,650 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $280,809 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2011-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | ROTHSTEIN KASS |
Accountancy firm EIN | 2011-12-31 | 222131009 |
2010 : BTIG, LLC 401-K PROFIT SHARING PLAN 2010 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2010-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-2,161 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-2,161 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $4,511,941 |
Total loss/gain on sale of assets | 2010-12-31 | $2,600 |
Total of all expenses incurred | 2010-12-31 | $829,910 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $786,633 |
Value of total corrective distributions | 2010-12-31 | $4,583 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,355,941 |
Value of total assets at end of year | 2010-12-31 | $10,912,250 |
Value of total assets at beginning of year | 2010-12-31 | $7,230,219 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $38,694 |
Total income from rents | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $7,899 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $151,234 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $151,234 |
Assets. Real estate other than employer real property at end of year | 2010-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2010-12-31 | $0 |
Administrative expenses professional fees incurred | 2010-12-31 | $38,694 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $0 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $350,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,640,992 |
Participant contributions at end of year | 2010-12-31 | $252,503 |
Participant contributions at beginning of year | 2010-12-31 | $169,162 |
Participant contributions at end of year | 2010-12-31 | $227,232 |
Participant contributions at beginning of year | 2010-12-31 | $233,561 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $582,913 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2010-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $0 |
Other income not declared elsewhere | 2010-12-31 | $0 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $0 |
Total non interest bearing cash at end of year | 2010-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Income. Non cash contributions | 2010-12-31 | $0 |
Value of net income/loss | 2010-12-31 | $3,682,031 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $10,912,250 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $7,230,219 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2010-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $9,105,179 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $6,758,560 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $0 |
Interest on participant loans | 2010-12-31 | $0 |
Income. Interest from loans (other than to participants) | 2010-12-31 | $7,899 |
Interest earned on other investments | 2010-12-31 | $0 |
Income. Interest from US Government securities | 2010-12-31 | $0 |
Income. Interest from corporate debt instruments | 2010-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2010-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,055,270 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2010-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $0 |
Asset value of US Government securities at end of year | 2010-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $996,428 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2010-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $0 |
Assets. Value of employer real property at end of year | 2010-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2010-12-31 | $0 |
Contributions received in cash from employer | 2010-12-31 | $132,036 |
Employer contributions (assets) at end of year | 2010-12-31 | $132,036 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $68,936 |
Income. Dividends from preferred stock | 2010-12-31 | $0 |
Income. Dividends from common stock | 2010-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $786,633 |
Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $140,030 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2010-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2010-12-31 | $0 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $23,183 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $20,583 |
Liabilities. Value of acquisition indebtedness at end of year | 2010-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2010-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | ROTHSTEIN, KASS & COMPANY, LLP |
Accountancy firm EIN | 2010-12-31 | 943361453 |
2009 : BTIG, LLC 401-K PROFIT SHARING PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |