NICHOLAS ROCKOFF DMD has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NICHOLAS ROCKOFF PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2017: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 0 |
| Total of all active and inactive participants | 2017-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 0 |
| Number of participants with account balances | 2017-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 1 |
| Number of participants with account balances | 2016-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
| Total of all active and inactive participants | 2015-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 1 |
| Number of participants with account balances | 2015-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 1 |
| Number of participants with account balances | 2014-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
| Total of all active and inactive participants | 2013-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 1 |
| Number of participants with account balances | 2013-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
| Total of all active and inactive participants | 2012-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 1 |
| Number of participants with account balances | 2012-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
| Total of all active and inactive participants | 2011-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 1 |
| Number of participants with account balances | 2011-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 2 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 1 |
| Total of all active and inactive participants | 2009-01-01 | 1 |
| Total participants | 2009-01-01 | 1 |
| Measure | Date | Value |
|---|
| 2017 : NICHOLAS ROCKOFF PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $462,660 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $2,584,598 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $2,584,598 |
| Total plan assets at end of year | 2017-12-31 | $0 |
| Total plan assets at beginning of year | 2017-12-31 | $2,121,938 |
| Other income received | 2017-12-31 | $452,660 |
| Net income (gross income less expenses) | 2017-12-31 | $-2,121,938 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,121,938 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $10,000 |
| 2016 : NICHOLAS ROCKOFF PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $187,644 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $95,758 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $95,758 |
| Total plan assets at end of year | 2016-12-31 | $2,121,938 |
| Total plan assets at beginning of year | 2016-12-31 | $2,030,052 |
| Other income received | 2016-12-31 | $173,576 |
| Net income (gross income less expenses) | 2016-12-31 | $91,886 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $2,121,938 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,030,052 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $14,068 |
| 2015 : NICHOLAS ROCKOFF PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $9,887 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $96,198 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $96,198 |
| Total plan assets at end of year | 2015-12-31 | $2,030,052 |
| Total plan assets at beginning of year | 2015-12-31 | $2,116,363 |
| Other income received | 2015-12-31 | $-113 |
| Net income (gross income less expenses) | 2015-12-31 | $-86,311 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $2,030,052 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,116,363 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $10,000 |
| 2014 : NICHOLAS ROCKOFF PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $198,409 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $87,578 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $87,578 |
| Total plan assets at end of year | 2014-12-31 | $2,116,363 |
| Total plan assets at beginning of year | 2014-12-31 | $2,005,532 |
| Other income received | 2014-12-31 | $183,409 |
| Net income (gross income less expenses) | 2014-12-31 | $110,831 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $2,116,363 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,005,532 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $15,000 |
| 2013 : NICHOLAS ROCKOFF PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $435,051 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $68,881 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $68,881 |
| Total plan assets at end of year | 2013-12-31 | $2,005,532 |
| Total plan assets at beginning of year | 2013-12-31 | $1,639,362 |
| Other income received | 2013-12-31 | $420,051 |
| Net income (gross income less expenses) | 2013-12-31 | $366,170 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $2,005,532 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,639,362 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $15,000 |
| 2012 : NICHOLAS ROCKOFF PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $231,506 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $59,403 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $59,403 |
| Total plan assets at end of year | 2012-12-31 | $1,639,362 |
| Total plan assets at beginning of year | 2012-12-31 | $1,467,259 |
| Other income received | 2012-12-31 | $216,506 |
| Net income (gross income less expenses) | 2012-12-31 | $172,103 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $1,639,362 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,467,259 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $15,000 |
| 2011 : NICHOLAS ROCKOFF PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $-16,972 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $58,130 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $58,130 |
| Total plan assets at end of year | 2011-12-31 | $1,467,259 |
| Total plan assets at beginning of year | 2011-12-31 | $1,542,361 |
| Other income received | 2011-12-31 | $-33,691 |
| Net income (gross income less expenses) | 2011-12-31 | $-75,102 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $1,467,259 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,542,361 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $16,719 |
| 2010 : NICHOLAS ROCKOFF PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $179,415 |
| Total plan assets at end of year | 2010-12-31 | $1,542,361 |
| Total plan assets at beginning of year | 2010-12-31 | $1,362,946 |
| Other income received | 2010-12-31 | $166,458 |
| Net income (gross income less expenses) | 2010-12-31 | $179,415 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $1,542,361 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,362,946 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $12,957 |
| 2017: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | Yes |
| 2017-01-01 | This submission is the final filing | Yes |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | Yes |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: NICHOLAS ROCKOFF PROFIT SHARING PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66680 ) |
| Policy contract number | 0061600 |
| Policy instance | 1 |
| Insurance contract or identification number | 0061600 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Are there contracts with allocated funds for individual policies? | 1 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker name | NATIONAL LIFE INSURANCE |
|
| NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66680 ) |
| Policy contract number | 0061600 |
| Policy instance | 1 |
| Insurance contract or identification number | 0061600 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker name | NATIONAL LIFE INSURANCE |
|
| NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66680 ) |
| Policy contract number | 0061600 |
| Policy instance | 1 |
| Insurance contract or identification number | 0061600 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $48 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $48 | | Insurance broker name | NATIONAL LIFE INSURANCE |
|
| NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66680 ) |
| Policy contract number | 0061600 |
| Policy instance | 1 |
| Insurance contract or identification number | 0061600 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $48 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $48 | | Insurance broker name | NATIONAL LIFE INSURANCE |
|
| NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66680 ) |
| Policy contract number | 0061600 |
| Policy instance | 1 |
| Insurance contract or identification number | 0061600 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $48 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $48 | | Insurance broker name | NATIONAL LIFE INSURANCE |
|
| NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66680 ) |
| Policy contract number | 0061600 |
| Policy instance | 1 |
| Insurance contract or identification number | 0061600 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66680 ) |
| Policy contract number | 0061600 |
| Policy instance | 1 |
| Insurance contract or identification number | 0061600 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Are there contracts with allocated funds for individual policies? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Additional information about fees paid to insurance broker | NON-MONETARY COMPENSATION | | Insurance broker organization code? | 3 | | Insurance broker name | NO COMMISSIONS TO REPORT |
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