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NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 401k Plan overview

Plan NameNEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST
Plan identification number 002

NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • The employer maintaining this ESOP is an S Corporation
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NEWPORT HARBOR CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:NEWPORT HARBOR CORPORATION
Employer identification number (EIN):050191225
NAIC Classification:561110
NAIC Description:Office Administrative Services

Additional information about NEWPORT HARBOR CORPORATION

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C1942996

More information about NEWPORT HARBOR CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01MICHAEL J. LAMOND
0022016-01-01MICHAEL J. LAMOND
0022015-01-01MICHAEL J. LAMOND
0022014-01-01MICHAEL J. LAMOND
0022013-01-01MICHAEL J. LAMOND
0022012-01-01MICHAEL J. LAMOND
0022011-01-01MICHAEL J. LAMOND
0022009-01-01MICHAEL LAMOND MICHAEL LAMOND2010-10-15

Plan Statistics for NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST

401k plan membership statisitcs for NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST

Measure Date Value
2022: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01978
Total number of active participants reported on line 7a of the Form 55002022-01-01975
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-0157
Total of all active and inactive participants2022-01-011,034
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,034
Number of participants with account balances2022-01-01265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01667
Total number of active participants reported on line 7a of the Form 55002021-01-01886
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0171
Total of all active and inactive participants2021-01-01958
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01959
Number of participants with account balances2021-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01927
Total number of active participants reported on line 7a of the Form 55002020-01-01603
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0161
Total of all active and inactive participants2020-01-01664
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01664
Number of participants with account balances2020-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01868
Total number of active participants reported on line 7a of the Form 55002019-01-01886
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0137
Total of all active and inactive participants2019-01-01924
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01924
Number of participants with account balances2019-01-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01903
Total number of active participants reported on line 7a of the Form 55002018-01-01827
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0128
Total of all active and inactive participants2018-01-01855
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01855
Number of participants with account balances2018-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0111
2017: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-011,024
Total number of active participants reported on line 7a of the Form 55002017-01-01850
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0136
Total of all active and inactive participants2017-01-01886
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01886
Number of participants with account balances2017-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-011,082
Total number of active participants reported on line 7a of the Form 55002016-01-01956
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0137
Total of all active and inactive participants2016-01-01993
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01993
Number of participants with account balances2016-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-011,035
Total number of active participants reported on line 7a of the Form 55002015-01-01972
Number of retired or separated participants receiving benefits2015-01-0179
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-011,051
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,051
Number of participants with account balances2015-01-01215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01718
Total number of active participants reported on line 7a of the Form 55002014-01-01583
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0140
Total of all active and inactive participants2014-01-01623
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01623
Number of participants with account balances2014-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01462
Total number of active participants reported on line 7a of the Form 55002013-01-01435
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0140
Total of all active and inactive participants2013-01-01475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01475
Number of participants with account balances2013-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01443
Total number of active participants reported on line 7a of the Form 55002012-01-01383
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0139
Total of all active and inactive participants2012-01-01422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01422
Number of participants with account balances2012-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01517
Total number of active participants reported on line 7a of the Form 55002011-01-01411
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0127
Total of all active and inactive participants2011-01-01438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01438
Number of participants with account balances2011-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01708
Total number of active participants reported on line 7a of the Form 55002009-01-01701
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0149
Total of all active and inactive participants2009-01-01750
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01750
Number of participants with account balances2009-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST

Measure Date Value
2022 : NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-627,242
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$793,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$755,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,031,526
Value of total assets at end of year2022-12-31$7,399,895
Value of total assets at beginning of year2022-12-31$8,821,050
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$38,402
Total interest from all sources2022-12-31$6,247
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$246,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$246,160
Administrative expenses professional fees incurred2022-12-31$3,823
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$919,765
Participant contributions at end of year2022-12-31$129,861
Participant contributions at beginning of year2022-12-31$86,880
Participant contributions at end of year2022-12-31$17,496
Participant contributions at beginning of year2022-12-31$10,927
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$111,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,421,155
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,399,895
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,821,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$7,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$7,252,538
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$8,723,243
Interest on participant loans2022-12-31$6,247
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,911,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$755,511
Contract administrator fees2022-12-31$27,079
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2022-12-31431947695
2021 : NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,909,849
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$162,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$133,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$738,732
Value of total assets at end of year2021-12-31$8,821,050
Value of total assets at beginning of year2021-12-31$7,073,886
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$29,336
Total interest from all sources2021-12-31$3,122
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$466,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$466,582
Administrative expenses professional fees incurred2021-12-31$2,894
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$697,259
Participant contributions at end of year2021-12-31$86,880
Participant contributions at beginning of year2021-12-31$44,902
Participant contributions at end of year2021-12-31$10,927
Participant contributions at beginning of year2021-12-31$9,949
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$41,473
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,747,164
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,821,050
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$7,073,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$7,487
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$8,723,243
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,019,035
Interest on participant loans2021-12-31$3,122
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$701,413
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$133,349
Contract administrator fees2021-12-31$18,955
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2021-12-31431947695
2020 : NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,667,944
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$220,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$194,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$542,500
Value of total assets at end of year2020-12-31$7,073,886
Value of total assets at beginning of year2020-12-31$5,626,590
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$26,378
Total interest from all sources2020-12-31$3,310
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$199,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$199,315
Administrative expenses professional fees incurred2020-12-31$2,766
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$542,500
Participant contributions at end of year2020-12-31$44,902
Participant contributions at beginning of year2020-12-31$75,426
Participant contributions at end of year2020-12-31$9,949
Participant contributions at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,447,296
Value of net assets at end of year (total assets less liabilities)2020-12-31$7,073,886
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,626,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$7,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,019,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$5,551,164
Interest on participant loans2020-12-31$3,310
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$922,819
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$194,270
Contract administrator fees2020-12-31$16,112
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2020-12-31431947695
2019 : NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,801,770
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$648,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$625,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$696,936
Value of total assets at end of year2019-12-31$5,626,590
Value of total assets at beginning of year2019-12-31$4,473,590
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$23,587
Total interest from all sources2019-12-31$4,305
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$142,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$142,717
Administrative expenses professional fees incurred2019-12-31$2,489
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$674,955
Participant contributions at end of year2019-12-31$75,426
Participant contributions at beginning of year2019-12-31$75,883
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$33,339
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$21,981
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$4,364,368
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,153,000
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,626,590
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,473,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$5,583
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$5,551,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$4,305
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$957,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$625,183
Contract administrator fees2019-12-31$15,515
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2019-12-31431947695
2018 : NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$459,697
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$305,483
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$275,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$698,459
Value of total assets at end of year2018-12-31$4,473,590
Value of total assets at beginning of year2018-12-31$4,319,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$30,000
Total interest from all sources2018-12-31$3,210
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$243,889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$243,889
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$585,043
Participant contributions at end of year2018-12-31$75,883
Participant contributions at beginning of year2018-12-31$65,313
Participant contributions at end of year2018-12-31$33,339
Participant contributions at beginning of year2018-12-31$9,106
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$113,416
Total non interest bearing cash at end of year2018-12-31$4,364,368
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$154,214
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,473,590
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,319,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$27,450
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,244,957
Interest on participant loans2018-12-31$3,210
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-485,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$275,483
Contract administrator fees2018-12-31$2,550
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2018-12-31431947695
2017 : NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,205,091
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$344,794
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$323,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$543,438
Value of total assets at end of year2017-12-31$4,319,376
Value of total assets at beginning of year2017-12-31$3,459,079
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$21,630
Total interest from all sources2017-12-31$3,079
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$57,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$57,659
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$500,707
Participant contributions at end of year2017-12-31$65,313
Participant contributions at beginning of year2017-12-31$61,957
Participant contributions at end of year2017-12-31$9,106
Participant contributions at beginning of year2017-12-31$8,401
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$42,731
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Administrative expenses (other) incurred2017-12-31$21,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$860,297
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,319,376
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,459,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,244,957
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,388,721
Interest on participant loans2017-12-31$3,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$600,915
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$323,164
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2017-12-31431947695
2016 : NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$695,100
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$277,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$256,441
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$458,876
Value of total assets at end of year2016-12-31$3,459,079
Value of total assets at beginning of year2016-12-31$3,041,660
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$21,240
Total interest from all sources2016-12-31$2,454
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$54,775
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$54,775
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$449,095
Participant contributions at end of year2016-12-31$61,957
Participant contributions at beginning of year2016-12-31$68,540
Participant contributions at end of year2016-12-31$8,401
Participant contributions at beginning of year2016-12-31$6,347
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$9,781
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Administrative expenses (other) incurred2016-12-31$21,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$417,419
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,459,079
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,041,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,388,721
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,814,194
Income. Interest from loans (other than to participants)2016-12-31$2,454
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$152,579
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$152,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$178,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$256,441
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2016-12-31431947695
2015 : NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$39,213
Total income from all sources (including contributions)2015-12-31$444,525
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$622,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$600,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$429,743
Value of total assets at end of year2015-12-31$3,041,660
Value of total assets at beginning of year2015-12-31$3,258,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$22,199
Total interest from all sources2015-12-31$2,735
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$50,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$50,315
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$421,166
Participant contributions at end of year2015-12-31$68,540
Participant contributions at beginning of year2015-12-31$74,869
Participant contributions at end of year2015-12-31$6,347
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$8,577
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$39,213
Administrative expenses (other) incurred2015-12-31$22,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-177,990
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,041,660
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,219,650
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,814,194
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,895,823
Interest on participant loans2015-12-31$2,735
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$152,579
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$288,171
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$288,171
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-38,268
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$600,316
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2015-12-31431947695
2014 : NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$39,213
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$563,908
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$216,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$193,436
Expenses. Certain deemed distributions of participant loans2014-12-31$2,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$361,153
Value of total assets at end of year2014-12-31$3,258,863
Value of total assets at beginning of year2014-12-31$2,872,633
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$21,001
Total interest from all sources2014-12-31$2,089
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$51,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$51,092
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$361,153
Participant contributions at end of year2014-12-31$74,869
Participant contributions at beginning of year2014-12-31$56,858
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$39,213
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Administrative expenses (other) incurred2014-12-31$21,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$347,017
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,219,650
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,872,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,895,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,625,979
Income. Interest from loans (other than to participants)2014-12-31$2,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$288,171
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$189,796
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$189,796
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$149,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$193,436
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2014-12-31431947695
2013 : NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$865,050
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$381,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$356,150
Expenses. Certain deemed distributions of participant loans2013-12-31$5,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$350,477
Value of total assets at end of year2013-12-31$2,872,633
Value of total assets at beginning of year2013-12-31$2,389,115
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$19,870
Total interest from all sources2013-12-31$2,192
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$38,516
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$38,516
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$301,651
Participant contributions at end of year2013-12-31$56,858
Participant contributions at beginning of year2013-12-31$42,487
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$4,668
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$48,826
Other income not declared elsewhere2013-12-31$352
Administrative expenses (other) incurred2013-12-31$19,870
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$483,518
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,872,633
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,389,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,625,979
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,334,569
Interest on participant loans2013-12-31$2,192
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$189,796
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$7,391
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$7,391
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$473,513
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$356,150
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2013-12-31431947695
2012 : NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$607,541
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$77,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$59,239
Expenses. Certain deemed distributions of participant loans2012-12-31$9,718
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$294,436
Value of total assets at end of year2012-12-31$2,389,115
Value of total assets at beginning of year2012-12-31$1,858,899
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$8,368
Total interest from all sources2012-12-31$1,859
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$36,958
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$36,958
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$266,591
Participant contributions at end of year2012-12-31$42,487
Participant contributions at beginning of year2012-12-31$45,344
Participant contributions at end of year2012-12-31$4,668
Participant contributions at beginning of year2012-12-31$3,989
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$24,705
Administrative expenses (other) incurred2012-12-31$5,497
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$530,216
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,389,115
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,858,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,334,569
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$0
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,809,566
Interest on participant loans2012-12-31$1,859
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$7,391
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$162,190
Net investment gain/loss from pooled separate accounts2012-12-31$112,098
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$59,239
Contract administrator fees2012-12-31$2,871
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2012-12-31431947695
2011 : NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$171,016
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$279,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$271,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$235,734
Value of total assets at end of year2011-12-31$1,858,899
Value of total assets at beginning of year2011-12-31$1,967,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,071
Total interest from all sources2011-12-31$2,249
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$233,398
Participant contributions at end of year2011-12-31$45,344
Participant contributions at beginning of year2011-12-31$47,548
Participant contributions at end of year2011-12-31$3,989
Participant contributions at beginning of year2011-12-31$4,245
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,336
Administrative expenses (other) incurred2011-12-31$900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-108,258
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,858,899
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,967,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$1,809,566
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,915,364
Interest on participant loans2011-12-31$2,249
Net investment gain/loss from pooled separate accounts2011-12-31$-66,967
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$271,203
Contract administrator fees2011-12-31$7,171
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2011-12-31431947695
2010 : NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$511,242
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$459,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$408,009
Value of total corrective distributions2010-12-31$42,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$275,918
Value of total assets at end of year2010-12-31$1,967,157
Value of total assets at beginning of year2010-12-31$1,915,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$8,862
Total interest from all sources2010-12-31$2,660
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$275,918
Participant contributions at end of year2010-12-31$47,548
Participant contributions at beginning of year2010-12-31$54,839
Participant contributions at end of year2010-12-31$4,245
Participant contributions at beginning of year2010-12-31$4,292
Administrative expenses (other) incurred2010-12-31$508
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$51,518
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,967,157
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,915,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$1,915,364
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,856,508
Interest on participant loans2010-12-31$2,660
Net investment gain/loss from pooled separate accounts2010-12-31$232,664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$408,009
Contract administrator fees2010-12-31$8,354
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2010-12-31431947695

Form 5500 Responses for NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST

2022: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NEWPORT HARBOR CORPORATION EMPLOYEES RETIREMENT SAVINGS PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59854
Policy instance 1
Insurance contract or identification number59854
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-07-02
Total amount of commissions paid to insurance brokerUSD $2,513
Total amount of fees paid to insurance companyUSD $115
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $2,513
Insurance broker organization code?3
Amount paid for insurance broker fees115
Additional information about fees paid to insurance brokerTPA
Insurance broker nameBLUE RIDGE ESOP ASSOCIATES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59854
Policy instance 1
Insurance contract or identification number59854
Number of Individuals Covered136
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $4,859
Total amount of fees paid to insurance companyUSD $900
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59854
Policy instance 1
Insurance contract or identification number59854
Number of Individuals Covered143
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $4,540
Total amount of fees paid to insurance companyUSD $538
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Amount paid for insurance broker fees530
Additional information about fees paid to insurance brokerTPA
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $4,540
Insurance broker nameVANGUARD GROUP, INC.

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