401k Plan data: HARVEY, CARR & HADFIELD RETIRETMENT PLAN plan

HARVEY, CARR & HADFIELD RETIRETMENT PLAN 401k Plan overview

Plan Name	HARVEY, CARR & HADFIELD RETIRETMENT PLAN
Plan identification number	001

HARVEY, CARR & HADFIELD RETIRETMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HARVEY, CARR & HADFIELD has sponsored the creation of one or more 401k plans.

Company Name: HARVEY, CARR & HADFIELD

Employer identification number (EIN): 050216720

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARVEY, CARR & HADFIELD RETIRETMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 MARYJO CARR 2021-10-08 MARYJO CARR 2021-10-08
001 2019-01-01 MARYJO CARR 2020-10-14 MARYJO CARR 2020-10-14
001 2018-01-01 MARYJO CARR 2019-10-09 MARYJO CARR 2019-10-09
001 2017-01-01 MARYJO CARR 2018-07-27 MARYJO CARR 2018-07-27
001 2016-01-01 MARYJO CARR 2017-07-19 MARYJO CARR 2017-07-19
001 2015-01-01 MARYJO CARR
001 2014-01-01 MARYJO CARR MARYJO CARR 2015-10-07
001 2013-01-01 MARYJO CARR MARYJO CARR 2015-10-07
001 2012-01-01 MARYJO CARR MARYJO CARR 2015-10-07
001 2011-01-01 MARYJO CARR MARYJO CARR 2015-10-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01	MARYJO CARR	2021-10-08	MARYJO CARR	2021-10-08
001	2019-01-01	MARYJO CARR	2020-10-14	MARYJO CARR	2020-10-14
001	2018-01-01	MARYJO CARR	2019-10-09	MARYJO CARR	2019-10-09
001	2017-01-01	MARYJO CARR	2018-07-27	MARYJO CARR	2018-07-27
001	2016-01-01	MARYJO CARR	2017-07-19	MARYJO CARR	2017-07-19
001	2015-01-01	MARYJO CARR
001	2014-01-01	MARYJO CARR		MARYJO CARR	2015-10-07
001	2013-01-01	MARYJO CARR		MARYJO CARR	2015-10-07
001	2012-01-01	MARYJO CARR		MARYJO CARR	2015-10-07
001	2011-01-01	MARYJO CARR		MARYJO CARR	2015-10-07

Plan Statistics for HARVEY, CARR & HADFIELD RETIRETMENT PLAN

401k plan membership statisitcs for HARVEY, CARR & HADFIELD RETIRETMENT PLAN

Measure Date Value
2015: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 8
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 2
Total of all active and inactive participants 2015-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 10
Number of participants with account balances 2015-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 10
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 3
Total of all active and inactive participants 2014-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 13
Number of participants with account balances 2014-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 8
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 2
Total of all active and inactive participants 2013-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 10
Number of participants with account balances 2013-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 7
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 3
Total of all active and inactive participants 2012-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 10
Number of participants with account balances 2012-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 8
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 2
Total of all active and inactive participants 2011-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 11
Number of participants with account balances 2011-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2015: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	8
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	2
Total of all active and inactive participants	2015-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	10
Number of participants with account balances	2015-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	10
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	3
Total of all active and inactive participants	2014-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	13
Number of participants with account balances	2014-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	8
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	2
Total of all active and inactive participants	2013-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	10
Number of participants with account balances	2013-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	7
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	3
Total of all active and inactive participants	2012-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	10
Number of participants with account balances	2012-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	8
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	2
Total of all active and inactive participants	2011-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	11
Number of participants with account balances	2011-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on HARVEY, CARR & HADFIELD RETIRETMENT PLAN

Measure	Date	Value
2015 : HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$14,427
Expenses. Total of all expenses incurred	2015-12-31	$1,075
Benefits paid (including direct rollovers)	2015-12-31	$1,075
Total plan assets at end of year	2015-12-31	$1,246,621
Total plan assets at beginning of year	2015-12-31	$1,233,269
Value of fidelity bond covering the plan	2015-12-31	$120,000
Total contributions received or receivable from participants	2015-12-31	$5,371
Other income received	2015-12-31	$6,452
Net income (gross income less expenses)	2015-12-31	$13,352
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,246,621
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,233,269
Assets. Value of participant loans	2015-12-31	$88,449
Total contributions received or receivable from employer(s)	2015-12-31	$2,604
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$68,361
Expenses. Total of all expenses incurred	2014-12-31	$60,090
Benefits paid (including direct rollovers)	2014-12-31	$60,090
Total plan assets at end of year	2014-12-31	$1,233,269
Total plan assets at beginning of year	2014-12-31	$1,224,998
Total contributions received or receivable from participants	2014-12-31	$4,904
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$60,910
Net income (gross income less expenses)	2014-12-31	$8,271
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,233,269
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,224,998
Assets. Value of participant loans	2014-12-31	$65,176
Total contributions received or receivable from employer(s)	2014-12-31	$2,547
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
2013 : HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$172,857
Expenses. Total of all expenses incurred	2013-12-31	$20,023
Benefits paid (including direct rollovers)	2013-12-31	$20,023
Total plan assets at end of year	2013-12-31	$1,224,531
Total plan assets at beginning of year	2013-12-31	$1,071,697
Total contributions received or receivable from participants	2013-12-31	$6,354
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$163,055
Net income (gross income less expenses)	2013-12-31	$152,834
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,224,531
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,071,697
Assets. Value of participant loans	2013-12-31	$67,905
Total contributions received or receivable from employer(s)	2013-12-31	$3,448
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
2012 : HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$112,527
Expenses. Total of all expenses incurred	2012-12-31	$44,356
Benefits paid (including direct rollovers)	2012-12-31	$44,356
Total plan assets at end of year	2012-12-31	$1,071,697
Total plan assets at beginning of year	2012-12-31	$1,003,525
Total contributions received or receivable from participants	2012-12-31	$8,337
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$100,672
Net income (gross income less expenses)	2012-12-31	$68,171
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,071,697
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,003,525
Assets. Value of participant loans	2012-12-31	$55,115
Total contributions received or receivable from employer(s)	2012-12-31	$3,518
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
2011 : HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$14,679
Expenses. Total of all expenses incurred	2011-12-31	$42,400
Benefits paid (including direct rollovers)	2011-12-31	$42,400
Total plan assets at end of year	2011-12-31	$1,003,525
Total plan assets at beginning of year	2011-12-31	$1,031,245
Total contributions received or receivable from participants	2011-12-31	$8,827
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$6,696
Other income received	2011-12-31	$-4,905
Net income (gross income less expenses)	2011-12-31	$-27,721
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,003,525
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,031,245
Assets. Value of participant loans	2011-12-31	$36,778
Total contributions received or receivable from employer(s)	2011-12-31	$4,061
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
2010 : HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$109,084
Expenses. Total of all expenses incurred	2010-12-31	$56,711
Benefits paid (including direct rollovers)	2010-12-31	$56,711
Total plan assets at end of year	2010-12-31	$1,031,245
Total plan assets at beginning of year	2010-12-31	$978,872
Total contributions received or receivable from participants	2010-12-31	$8,229
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$92,389
Net income (gross income less expenses)	2010-12-31	$52,373
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,031,245
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$978,872
Assets. Value of participant loans	2010-12-31	$36,778
Total contributions received or receivable from employer(s)	2010-12-31	$8,466
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0

Form 5500 Responses for HARVEY, CARR & HADFIELD RETIRETMENT PLAN

2015: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HARVEY, CARR & HADFIELD RETIRETMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HARVEY, CARR & HADFIELD
Employer identification number (EIN):	050216720
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers