401k Plan data: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN plan

NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN
Plan identification number	003

NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NEPTCO INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name: NEPTCO INCORPORATED

Employer identification number (EIN): 050273463

NAIC Classification: 326100

Additional information about NEPTCO INCORPORATED

Jurisdiction of Incorporation: Secretary of State Rhode Island

Incorporation Date:

Company Identification Number: 000014786

More information about NEPTCO INCORPORATED

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2018-01-01
003 2017-01-01 PAULA ECKEL
003 2016-01-01 PAULA ECKEL
003 2015-01-01 PAULA ECKEL
003 2014-01-01 PAULA ECKEL
003 2013-01-01 DONNA PHANEUF
003 2012-01-01 DONNA PHANEUF
003 2011-01-01 DONNA M. PHANEUF
003 2009-01-01 DONNA PHANEUF DONNA PHANEUF 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2018-01-01
003	2017-01-01	PAULA ECKEL
003	2016-01-01	PAULA ECKEL
003	2015-01-01	PAULA ECKEL
003	2014-01-01	PAULA ECKEL
003	2013-01-01	DONNA PHANEUF
003	2012-01-01	DONNA PHANEUF
003	2011-01-01	DONNA M. PHANEUF
003	2009-01-01	DONNA PHANEUF	DONNA PHANEUF	2010-10-14

Plan Statistics for NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN

Measure Date Value
2018: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 341
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 325
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 295
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 45
Total of all active and inactive participants 2017-01-01 340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 341
Number of participants with account balances 2017-01-01 317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 17
2016: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 345
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 280
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 44
Total of all active and inactive participants 2016-01-01 324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 324
Number of participants with account balances 2016-01-01 307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 15
2015: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 405
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 305
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 37
Total of all active and inactive participants 2015-01-01 342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 342
Number of participants with account balances 2015-01-01 315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 15
2014: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 358
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 323
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 79
Total of all active and inactive participants 2014-01-01 402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 402
Number of participants with account balances 2014-01-01 363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 7
2013: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 406
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 285
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 72
Total of all active and inactive participants 2013-01-01 357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 357
Number of participants with account balances 2013-01-01 357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 428
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 339
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 67
Total of all active and inactive participants 2012-01-01 406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 406
Number of participants with account balances 2012-01-01 379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 9
2011: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 452
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 356
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 70
Total of all active and inactive participants 2011-01-01 426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 426
Number of participants with account balances 2011-01-01 409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 8
2009: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 521
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 393
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 70
Total of all active and inactive participants 2009-01-01 463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 463
Number of participants with account balances 2009-01-01 454
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 27

Measure	Date	Value
2018: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	341
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	325
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	295
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	45
Total of all active and inactive participants	2017-01-01	340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	341
Number of participants with account balances	2017-01-01	317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	17
2016: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	345
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	280
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	44
Total of all active and inactive participants	2016-01-01	324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	324
Number of participants with account balances	2016-01-01	307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	15
2015: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	405
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	305
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	37
Total of all active and inactive participants	2015-01-01	342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	342
Number of participants with account balances	2015-01-01	315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	15
2014: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	358
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	323
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	79
Total of all active and inactive participants	2014-01-01	402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	402
Number of participants with account balances	2014-01-01	363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	7
2013: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	406
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	285
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	72
Total of all active and inactive participants	2013-01-01	357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	357
Number of participants with account balances	2013-01-01	357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	428
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	339
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	67
Total of all active and inactive participants	2012-01-01	406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	406
Number of participants with account balances	2012-01-01	379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	9
2011: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	452
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	356
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	70
Total of all active and inactive participants	2011-01-01	426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	426
Number of participants with account balances	2011-01-01	409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	8
2009: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	521
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	393
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	70
Total of all active and inactive participants	2009-01-01	463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	463
Number of participants with account balances	2009-01-01	454
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	27

Financial Data on NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2018 : NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-11-30	$0
Total transfer of assets from this plan	2018-11-30	$20,673,471
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-11-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-11-30	$0
Total income from all sources (including contributions)	2018-11-30	$346,360
Total loss/gain on sale of assets	2018-11-30	$0
Total of all expenses incurred	2018-11-30	$594,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-11-30	$580,494
Expenses. Certain deemed distributions of participant loans	2018-11-30	$-3,185
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-11-30	$95,699
Value of total assets at end of year	2018-11-30	$0
Value of total assets at beginning of year	2018-11-30	$20,921,246
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-11-30	$16,826
Total interest from all sources	2018-11-30	$2,489
Total dividends received (eg from common stock, registered investment company shares)	2018-11-30	$19,376
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-11-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-11-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-11-30	$19,376
Was this plan covered by a fidelity bond	2018-11-30	Yes
Value of fidelity bond cover	2018-11-30	$500,000
If this is an individual account plan, was there a blackout period	2018-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-11-30	No
Contributions received from participants	2018-11-30	$45,808
Participant contributions at end of year	2018-11-30	$0
Participant contributions at beginning of year	2018-11-30	$622,922
Income. Received or receivable in cash from other sources (including rollovers)	2018-11-30	$30,343
Other income not declared elsewhere	2018-11-30	$9,675
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-11-30	No
Value of net income/loss	2018-11-30	$-247,775
Value of net assets at end of year (total assets less liabilities)	2018-11-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-11-30	$20,921,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-11-30	No
Were any leases to which the plan was party in default or uncollectible	2018-11-30	No
Investment advisory and management fees	2018-11-30	$7,760
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-11-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-11-30	$16,067,255
Interest on participant loans	2018-11-30	$2,489
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-11-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-11-30	$4,231,069
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-11-30	$219,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-11-30	No
Was there a failure to transmit to the plan any participant contributions	2018-11-30	No
Has the plan failed to provide any benefit when due under the plan	2018-11-30	No
Contributions received in cash from employer	2018-11-30	$19,548
Employer contributions (assets) at end of year	2018-11-30	$0
Employer contributions (assets) at beginning of year	2018-11-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-11-30	$580,494
Contract administrator fees	2018-11-30	$9,066
Did the plan have assets held for investment	2018-11-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-11-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-11-30	Disclaimer
Accountancy firm name	2018-11-30	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2018-11-30	431947695
2017 : NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$1,142,131
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,869,677
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,668,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,620,228
Expenses. Certain deemed distributions of participant loans	2017-12-31	$-1,783
Value of total corrective distributions	2017-12-31	$18,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$743,796
Value of total assets at end of year	2017-12-31	$20,921,246
Value of total assets at beginning of year	2017-12-31	$19,861,719
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$31,505
Total interest from all sources	2017-12-31	$22,254
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$888,791
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$888,791
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$635,701
Participant contributions at end of year	2017-12-31	$622,922
Participant contributions at beginning of year	2017-12-31	$546,629
Other income not declared elsewhere	2017-12-31	$80,234
Administrative expenses (other) incurred	2017-12-31	$11
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,201,658
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$20,921,246
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$19,861,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$17,640
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$16,067,255
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$15,490,842
Interest on participant loans	2017-12-31	$22,254
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$4,231,069
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$3,824,248
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,134,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$108,095
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,620,228
Contract administrator fees	2017-12-31	$13,854
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2017-12-31	431947695
2016 : NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,077,249
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$3,693,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$3,633,441
Expenses. Certain deemed distributions of participant loans	2016-12-31	$-4,618
Value of total corrective distributions	2016-12-31	$21,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$788,326
Value of total assets at end of year	2016-12-31	$19,861,719
Value of total assets at beginning of year	2016-12-31	$21,478,440
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$43,214
Total interest from all sources	2016-12-31	$21,703
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$538,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$538,704
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$677,105
Participant contributions at end of year	2016-12-31	$546,629
Participant contributions at beginning of year	2016-12-31	$679,805
Other income not declared elsewhere	2016-12-31	$88,054
Administrative expenses (other) incurred	2016-12-31	$59
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-1,616,721
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$19,861,719
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$21,478,440
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$23,520
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$15,490,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$17,239,946
Interest on participant loans	2016-12-31	$21,703
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$3,824,248
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$3,435,846
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$640,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$111,221
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$122,843
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$3,633,441
Contract administrator fees	2016-12-31	$19,635
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2016-12-31	431947695
2015 : NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$2,961
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,167,897
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,672,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,602,685
Expenses. Certain deemed distributions of participant loans	2015-12-31	$-7,534
Value of total corrective distributions	2015-12-31	$29,463
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$986,673
Value of total assets at end of year	2015-12-31	$21,478,440
Value of total assets at beginning of year	2015-12-31	$21,986,422
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$48,304
Total interest from all sources	2015-12-31	$23,233
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$875,307
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$875,307
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$748,497
Participant contributions at end of year	2015-12-31	$679,805
Participant contributions at beginning of year	2015-12-31	$615,745
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,703
Other income not declared elsewhere	2015-12-31	$107,901
Administrative expenses (other) incurred	2015-12-31	$9
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-505,021
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$21,478,440
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$21,986,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$23,520
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$17,239,946
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$17,261,861
Interest on participant loans	2015-12-31	$23,233
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$3,435,846
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$4,108,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-825,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$236,473
Employer contributions (assets) at end of year	2015-12-31	$122,843
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,602,685
Contract administrator fees	2015-12-31	$24,775
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN	2015-12-31	431947695
2014 : NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$2,128,560
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,041,509
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,997,581
Expenses. Certain deemed distributions of participant loans	2014-12-31	$-12,999
Value of total corrective distributions	2014-12-31	$38,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$839,230
Value of total assets at end of year	2014-12-31	$21,986,422
Value of total assets at beginning of year	2014-12-31	$22,899,371
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$18,065
Total interest from all sources	2014-12-31	$38,020
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,058,682
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,058,682
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$720,015
Participant contributions at end of year	2014-12-31	$615,745
Participant contributions at beginning of year	2014-12-31	$586,708
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$661,893
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$11,693
Other income not declared elsewhere	2014-12-31	$15,468
Administrative expenses (other) incurred	2014-12-31	$93
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-912,949
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$21,986,422
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$22,899,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$11,760
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$17,261,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$7,205,606
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$10,396,307
Interest on participant loans	2014-12-31	$18,950
Interest earned on other investments	2014-12-31	$19,070
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$4,108,816
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$4,048,857
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$156,529
Net investment gain/loss from pooled separate accounts	2014-12-31	$20,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$107,522
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,997,581
Contract administrator fees	2014-12-31	$6,212
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	LIVINGSTON & HAYNES, P.C.
Accountancy firm EIN	2014-12-31	042536173
2013 : NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$4,660,700
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,130,503
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,086,005
Expenses. Certain deemed distributions of participant loans	2013-12-31	$10,374
Value of total corrective distributions	2013-12-31	$27,523
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$820,700
Value of total assets at end of year	2013-12-31	$22,899,371
Value of total assets at beginning of year	2013-12-31	$19,369,174
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$6,601
Total interest from all sources	2013-12-31	$72,676
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$42,583
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$42,583
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$702,004
Participant contributions at end of year	2013-12-31	$586,708
Participant contributions at beginning of year	2013-12-31	$588,420
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$661,893
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$470,940
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$49,999
Other income not declared elsewhere	2013-12-31	$151,924
Administrative expenses (other) incurred	2013-12-31	$6,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,530,197
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$22,899,371
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$19,369,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,205,606
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,190,470
Value of interest in pooled separate accounts at end of year	2013-12-31	$10,396,307
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$8,564,345
Interest on participant loans	2013-12-31	$18,214
Interest earned on other investments	2013-12-31	$54,462
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$4,048,857
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$3,554,999
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,640,226
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,932,591
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$68,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,086,005
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	LIVINGSTON & HAYNES, P.C.
Accountancy firm EIN	2013-12-31	042536173
2012 : NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,767,884
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,421,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,380,054
Expenses. Certain deemed distributions of participant loans	2012-12-31	$22,599
Value of total corrective distributions	2012-12-31	$9,738
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$705,903
Value of total assets at end of year	2012-12-31	$19,369,174
Value of total assets at beginning of year	2012-12-31	$18,022,302
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$8,621
Total interest from all sources	2012-12-31	$85,975
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$69,431
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$69,431
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$699,608
Participant contributions at end of year	2012-12-31	$588,420
Participant contributions at beginning of year	2012-12-31	$602,527
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$470,940
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$322,662
Other income not declared elsewhere	2012-12-31	$35,915
Administrative expenses (other) incurred	2012-12-31	$8,621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,346,872
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$19,369,174
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$18,022,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,190,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,863,134
Value of interest in pooled separate accounts at end of year	2012-12-31	$8,564,345
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$10,416,309
Interest on participant loans	2012-12-31	$20,079
Interest earned on other investments	2012-12-31	$65,896
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$3,554,999
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$3,817,670
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$679,174
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,191,486
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$6,295
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,380,054
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LIVINGSTON & HAYNES, P.C.
Accountancy firm EIN	2012-12-31	042536173
2011 : NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$116,543
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,168,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,144,827
Expenses. Certain deemed distributions of participant loans	2011-12-31	$-8,965
Value of total corrective distributions	2011-12-31	$25,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$710,689
Value of total assets at end of year	2011-12-31	$18,022,302
Value of total assets at beginning of year	2011-12-31	$19,073,761
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$7,079
Total interest from all sources	2011-12-31	$89,155
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$35,911
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$35,911
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$710,689
Participant contributions at end of year	2011-12-31	$602,527
Participant contributions at beginning of year	2011-12-31	$658,009
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$322,662
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$208,992
Other income not declared elsewhere	2011-12-31	$-7,287
Administrative expenses (other) incurred	2011-12-31	$7,079
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,051,459
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$18,022,302
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$19,073,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,863,134
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,291,653
Value of interest in pooled separate accounts at end of year	2011-12-31	$10,416,309
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$12,122,066
Interest on participant loans	2011-12-31	$24,979
Interest earned on other investments	2011-12-31	$64,176
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$3,817,670
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,793,041
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-464,804
Net investment gain/loss from pooled separate accounts	2011-12-31	$-247,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,144,827
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KAHN, LITWIN, RENZA & CO., LTD
Accountancy firm EIN	2011-12-31	050409384
2010 : NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,506,893
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$934,868
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$909,835
Expenses. Certain deemed distributions of participant loans	2010-12-31	$21,803
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$751,460
Value of total assets at end of year	2010-12-31	$19,073,761
Value of total assets at beginning of year	2010-12-31	$17,501,736
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,230
Total interest from all sources	2010-12-31	$97,519
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$34,731
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$34,731
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$725,639
Participant contributions at end of year	2010-12-31	$658,009
Participant contributions at beginning of year	2010-12-31	$711,124
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$208,992
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$181,067
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$25,821
Other income not declared elsewhere	2010-12-31	$18,894
Administrative expenses (other) incurred	2010-12-31	$3,230
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,572,025
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$19,073,761
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$17,501,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,291,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$258,819
Value of interest in pooled separate accounts at end of year	2010-12-31	$12,122,066
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$13,418,420
Interest on participant loans	2010-12-31	$33,216
Interest earned on other investments	2010-12-31	$64,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,793,041
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$2,932,306
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$493,857
Net investment gain/loss from pooled separate accounts	2010-12-31	$1,110,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$909,835
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KAHN, LITWIN, RENZA & CO., LTD
Accountancy firm EIN	2010-12-31	050409384
2009 : NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN

2018: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NEPTCO INCORPORATED 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

39701

Policy instance

Insurance contract or identification number	39701
Number of Individuals Covered	171
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

39701

Policy instance

Insurance contract or identification number	39701
Number of Individuals Covered	231
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

007944

Policy instance

Insurance contract or identification number	007944
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-04-30
Total amount of commissions paid to insurance broker	USD $5,699
Total amount of fees paid to insurance company	USD $233
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,699
Insurance broker organization code?	4
Amount paid for insurance broker fees	233
Additional information about fees paid to insurance broker	LOAN INITIATION FEE
Insurance broker name	PRUDENTIAL RETIREMENT INSURANCE AND

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

39701

Policy instance

Insurance contract or identification number	39701
Number of Individuals Covered	229
Insurance policy start date	2014-05-01
Insurance policy end date	2014-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

007944

Policy instance

Insurance contract or identification number	007944
Number of Individuals Covered	357
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $8,838
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	8838
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	USB FINANCIAL SERVICES INS AGENCY

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

007944

Policy instance

Insurance contract or identification number	007944
Number of Individuals Covered	406
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $30,649
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	30649
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	NFP INSURANCE SERVICES INC

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

007944

Policy instance

Insurance contract or identification number	007944
Number of Individuals Covered	426
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $36,795
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

007944

Policy instance

Insurance contract or identification number	007944
Number of Individuals Covered	451
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $37,774
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	37774
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	NFP INSURANCE SERVICES INC

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	NEPTCO INCORPORATED
Employer identification number (EIN):	050273463
NAIC Classification:	326100

Jurisdiction of Incorporation:	Secretary of State Rhode Island
Incorporation Date:
Company Identification Number:	000014786