401k Plan data: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST plan

ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 401k Plan overview

Plan Name	ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST
Plan identification number	002

ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Profit-sharing ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP). Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

ASTRONOVA, INC. has sponsored the creation of one or more 401k plans.

Company Name: ASTRONOVA, INC.

Employer identification number (EIN): 050318215

NAIC Classification: 334500

Additional information about ASTRONOVA, INC.

Jurisdiction of Incorporation: Secretary of State Rhode Island

Incorporation Date: 1969-01-09

Company Identification Number: 000001534

Legal Registered Office Address: 50 KENNEDY PLAZA, SUITE 1500

PROVIDENCE
United States of America (USA)
02903

More information about ASTRONOVA, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01 MATTHEW D. COOK 2020-04-17
002 2018-01-01 MATTHEW D. COOK 2019-10-10
002 2017-01-01
002 2016-01-01
002 2015-01-01
002 2014-01-01 MEG BOERICKE
002 2013-01-01 CATHY BARLOW
002 2012-01-01 CATHY BARLOW JOSEPH P. O'CONNELL 2013-10-09
002 2011-01-01 CATHY BARLOW JOSEPH P. O'CONNELL 2012-10-12
002 2009-01-01 CAROL LIPMAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2019-01-01	MATTHEW D. COOK	2020-04-17
002	2018-01-01	MATTHEW D. COOK	2019-10-10
002	2017-01-01
002	2016-01-01
002	2015-01-01
002	2014-01-01	MEG BOERICKE
002	2013-01-01	CATHY BARLOW
002	2012-01-01	CATHY BARLOW		JOSEPH P. O'CONNELL	2013-10-09
002	2011-01-01	CATHY BARLOW		JOSEPH P. O'CONNELL	2012-10-12
002	2009-01-01	CAROL LIPMAN

Plan Statistics for ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST

401k plan membership statisitcs for ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST

Measure Date Value
2019: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 100
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 26
Total of all active and inactive participants 2018-01-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 26
Number of participants with account balances 2018-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 388
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 96
Total of all active and inactive participants 2017-01-01 96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 4
Total participants 2017-01-01 100
Number of participants with account balances 2017-01-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 430
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 258
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 130
Total of all active and inactive participants 2016-01-01 388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 388
Number of participants with account balances 2016-01-01 307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 462
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 230
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 149
Total of all active and inactive participants 2015-01-01 379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 5
Total participants 2015-01-01 384
Number of participants with account balances 2015-01-01 342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 431
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 238
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 172
Total of all active and inactive participants 2014-01-01 410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 4
Total participants 2014-01-01 414
Number of participants with account balances 2014-01-01 407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 441
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 253
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 148
Total of all active and inactive participants 2013-01-01 401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 403
Number of participants with account balances 2013-01-01 397
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 449
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 296
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 123
Total of all active and inactive participants 2012-01-01 419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 421
Number of participants with account balances 2012-01-01 415
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 443
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 335
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 87
Total of all active and inactive participants 2011-01-01 422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 422
Number of participants with account balances 2011-01-01 413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 406
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 318
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 55
Total of all active and inactive participants 2009-01-01 373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 373
Number of participants with account balances 2009-01-01 363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	100
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	26
Total of all active and inactive participants	2018-01-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	26
Number of participants with account balances	2018-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	388
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	96
Total of all active and inactive participants	2017-01-01	96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	4
Total participants	2017-01-01	100
Number of participants with account balances	2017-01-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	430
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	258
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	130
Total of all active and inactive participants	2016-01-01	388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	388
Number of participants with account balances	2016-01-01	307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	462
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	230
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	149
Total of all active and inactive participants	2015-01-01	379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	5
Total participants	2015-01-01	384
Number of participants with account balances	2015-01-01	342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	431
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	238
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	172
Total of all active and inactive participants	2014-01-01	410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	4
Total participants	2014-01-01	414
Number of participants with account balances	2014-01-01	407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	441
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	253
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	148
Total of all active and inactive participants	2013-01-01	401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	403
Number of participants with account balances	2013-01-01	397
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	449
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	296
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	123
Total of all active and inactive participants	2012-01-01	419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	421
Number of participants with account balances	2012-01-01	415
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	443
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	335
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	87
Total of all active and inactive participants	2011-01-01	422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	422
Number of participants with account balances	2011-01-01	413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	406
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	318
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	55
Total of all active and inactive participants	2009-01-01	373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	373
Number of participants with account balances	2009-01-01	363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST

Measure	Date	Value
2019 : ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2019 401k financial data
Total income from all sources	2019-10-31	$11,896
Expenses. Total of all expenses incurred	2019-10-31	$108,167
Benefits paid (including direct rollovers)	2019-10-31	$108,167
Total plan assets at end of year	2019-10-31	$0
Total plan assets at beginning of year	2019-10-31	$96,271
Value of fidelity bond covering the plan	2019-10-31	$2,000,000
Other income received	2019-10-31	$11,896
Net income (gross income less expenses)	2019-10-31	$-96,271
Net plan assets at end of year (total assets less liabilities)	2019-10-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2019-10-31	$96,271
Assets. Value of employer securities	2019-10-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-10-31	$0
2018 : ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$17,773
Total income from all sources (including contributions)	2018-12-31	$76,574
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$157,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$156,406
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$0
Value of total assets at end of year	2018-12-31	$96,271
Value of total assets at beginning of year	2018-12-31	$194,901
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$1,025
Total interest from all sources	2018-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$2,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$882
Other income not declared elsewhere	2018-12-31	$73,708
Administrative expenses (other) incurred	2018-12-31	$1,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-80,857
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$96,271
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$177,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$2,559
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$19,454
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$19,454
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$93,712
Assets. Invements in employer securities at beginning of year	2018-12-31	$174,565
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$0
Income. Dividends from common stock	2018-12-31	$2,866
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$156,406
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$17,773
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BLUM, SHAPIRO & COMPANY, P.C.
Accountancy firm EIN	2018-12-31	061009205
2017 : ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$17,773
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$-162,509
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,749,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,729,648
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$0
Value of total assets at end of year	2017-12-31	$194,901
Value of total assets at beginning of year	2017-12-31	$2,089,546
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$20,261
Total interest from all sources	2017-12-31	$67
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$30,327
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$30,327
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$882
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$10,730
Administrative expenses (other) incurred	2017-12-31	$20,261
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-1,912,418
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$177,128
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,089,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$19,454
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$3,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$3,075
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$67
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$-192,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$174,565
Assets. Invements in employer securities at beginning of year	2017-12-31	$2,075,741
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,729,648
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$17,773
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BLUM, SHAPIRO & COMPANY, P.C.
Accountancy firm EIN	2017-12-31	061009205
2016 : ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$24,346
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$327,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$297,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$0
Value of total assets at end of year	2016-12-31	$2,089,546
Value of total assets at beginning of year	2016-12-31	$2,392,261
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$29,940
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$44,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$44,380
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$10,730
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$11,445
Administrative expenses (other) incurred	2016-12-31	$29,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-302,715
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,089,546
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,392,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$3,075
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$18,443
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$18,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$-20,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$2,075,741
Assets. Invements in employer securities at beginning of year	2016-12-31	$2,362,373
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$297,121
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BLUM, SHAPIRO & COMPANY, P.C.
Accountancy firm EIN	2016-12-31	061009205
2015 : ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-710,303
Total unrealized appreciation/depreciation of assets	2015-12-31	$-710,303
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$-386,102
Total loss/gain on sale of assets	2015-12-31	$272,704
Total of all expenses incurred	2015-12-31	$680,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$625,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,430
Value of total assets at end of year	2015-12-31	$2,392,261
Value of total assets at beginning of year	2015-12-31	$3,459,261
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$55,554
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$50,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$11,445
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$14,220
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,067,000
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,392,261
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,459,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$8,004
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$18,443
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$1,629
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$1,629
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$2,362,373
Assets. Invements in employer securities at beginning of year	2015-12-31	$3,343,412
Contributions received in cash from employer	2015-12-31	$1,430
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$100,000
Income. Dividends from common stock	2015-12-31	$50,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$625,344
Contract administrator fees	2015-12-31	$47,550
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$460,006
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$187,302
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BLUM, SHAPIRO & COMPANY, P.C.
Accountancy firm EIN	2015-12-31	061009205
2014 : ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$558,633
Total unrealized appreciation/depreciation of assets	2014-12-31	$558,633
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$775,313
Total loss/gain on sale of assets	2014-12-31	$57,918
Total of all expenses incurred	2014-12-31	$317,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$298,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$100,000
Value of total assets at end of year	2014-12-31	$3,459,261
Value of total assets at beginning of year	2014-12-31	$3,001,500
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$19,448
Total interest from all sources	2014-12-31	$1
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$58,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$14,220
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$14,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$457,761
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,459,261
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,001,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$6,578
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,629
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$9,816
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$9,816
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$1
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$3,343,412
Assets. Invements in employer securities at beginning of year	2014-12-31	$2,876,756
Contributions received in cash from employer	2014-12-31	$100,000
Employer contributions (assets) at end of year	2014-12-31	$100,000
Employer contributions (assets) at beginning of year	2014-12-31	$100,000
Income. Dividends from common stock	2014-12-31	$58,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$298,104
Contract administrator fees	2014-12-31	$12,870
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$96,009
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$38,091
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BLUM, SHAPIRO & COMPANY, P.C.
Accountancy firm EIN	2014-12-31	061009205
2013 : ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$732,047
Total unrealized appreciation/depreciation of assets	2013-12-31	$732,047
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$892,609
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$155,700
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$141,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$100,000
Value of total assets at end of year	2013-12-31	$3,001,500
Value of total assets at beginning of year	2013-12-31	$2,264,591
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$14,025
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$60,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$60,562
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$14,928
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$5,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$736,909
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,001,500
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,264,591
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$9,816
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$52,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$52,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$2,876,756
Assets. Invements in employer securities at beginning of year	2013-12-31	$2,112,574
Contributions received in cash from employer	2013-12-31	$100,000
Employer contributions (assets) at end of year	2013-12-31	$100,000
Employer contributions (assets) at beginning of year	2013-12-31	$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$141,675
Contract administrator fees	2013-12-31	$8,179
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BLUM, SHAPIRO & COMPANY, P.C.
Accountancy firm EIN	2013-12-31	061009205
2012 : ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$519,283
Total unrealized appreciation/depreciation of assets	2012-12-31	$519,283
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$693,202
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$132,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$116,022
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$100,000
Value of total assets at end of year	2012-12-31	$2,264,591
Value of total assets at beginning of year	2012-12-31	$1,703,584
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$16,173
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$73,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$14,205
Other income not declared elsewhere	2012-12-31	$208
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$561,007
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,264,591
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,703,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$4,643
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$52,017
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$45,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$45,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$2,112,574
Assets. Invements in employer securities at beginning of year	2012-12-31	$1,544,259
Contributions received in cash from employer	2012-12-31	$100,000
Employer contributions (assets) at end of year	2012-12-31	$100,000
Employer contributions (assets) at beginning of year	2012-12-31	$100,000
Income. Dividends from common stock	2012-12-31	$73,711
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$116,022
Contract administrator fees	2012-12-31	$11,530
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BLUM, SHAPIRO & COMPANY, P.C.
Accountancy firm EIN	2012-12-31	061009205
2011 : ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-47,489
Total unrealized appreciation/depreciation of assets	2011-12-31	$-47,489
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$109,856
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$60,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$44,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$100,000
Value of total assets at end of year	2011-12-31	$1,703,584
Value of total assets at beginning of year	2011-12-31	$1,653,768
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$15,158
Total interest from all sources	2011-12-31	$2
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$56,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$14,205
Other income not declared elsewhere	2011-12-31	$524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$99,792
Value of net income/loss	2011-12-31	$49,816
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,703,584
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,653,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$4,403
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$45,120
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$62,020
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$62,020
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$2
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$1,544,259
Assets. Invements in employer securities at beginning of year	2011-12-31	$1,511,748
Contributions received in cash from employer	2011-12-31	$208
Employer contributions (assets) at end of year	2011-12-31	$100,000
Employer contributions (assets) at beginning of year	2011-12-31	$80,000
Income. Dividends from common stock	2011-12-31	$56,819
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$44,882
Contract administrator fees	2011-12-31	$10,755
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SULLIVAN AND COMPANY CPAS LLP
Accountancy firm EIN	2011-12-31	061470257
2010 : ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$77,243
Total unrealized appreciation/depreciation of assets	2010-12-31	$77,243
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$210,695
Total loss/gain on sale of assets	2010-12-31	$229
Total of all expenses incurred	2010-12-31	$68,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$53,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$80,000
Value of total assets at end of year	2010-12-31	$1,653,768
Value of total assets at beginning of year	2010-12-31	$1,511,269
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$14,625
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$52,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$10,939
Other income not declared elsewhere	2010-12-31	$609
Administrative expenses (other) incurred	2010-12-31	$8
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$79,487
Value of net income/loss	2010-12-31	$142,499
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,653,768
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,511,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$3,902
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$62,020
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$60,260
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$60,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$1,511,748
Assets. Invements in employer securities at beginning of year	2010-12-31	$1,360,070
Contributions received in cash from employer	2010-12-31	$513
Employer contributions (assets) at end of year	2010-12-31	$80,000
Employer contributions (assets) at beginning of year	2010-12-31	$80,000
Income. Dividends from common stock	2010-12-31	$52,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$53,571
Contract administrator fees	2010-12-31	$10,715
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$841
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$612
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SULLIVAN AND COMPANY CPAS LLP
Accountancy firm EIN	2010-12-31	061470257

Form 5500 Responses for ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST

2019: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ASTRO-MED, INC. EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ASTRONOVA, INC.
Employer identification number (EIN):	050318215
NAIC Classification:	334500

Jurisdiction of Incorporation:	Secretary of State Rhode Island
Incorporation Date:	1969-01-09
Company Identification Number:	000001534
Legal Registered Office Address:	50 KENNEDY PLAZA, SUITE 1500 PROVIDENCE United States of America (USA) 02903