401k Plan data: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN plan

NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 401k Plan overview

Plan Name	NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN
Plan identification number	003

NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NORTEK GLOBAL HVAC, LLC has sponsored the creation of one or more 401k plans.

Company Name: NORTEK GLOBAL HVAC, LLC

Employer identification number (EIN): 050414381

NAIC Classification: 333410

Additional information about NORTEK GLOBAL HVAC, LLC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1987-08-10

Company Identification Number: 0007366806

Legal Registered Office Address: 8000 PHOENIX PKWY

O FALLON
United States of America (USA)
63368

More information about NORTEK GLOBAL HVAC, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2015-01-01 JULIA L. MCGWIN, PLAN ADMIN.
003 2014-01-01 ALMON C. HALL, PLAN ADMIN.
003 2013-01-01 ALMON C. HALL, PLAN ADMIN.
003 2012-01-01 ALMON C. HALL, PLAN ADMIN.
003 2011-01-01 EDWARD J. COONEY, PLAN ADMIN. EDWARD J. COONEY, SR. VP TREASURER 2012-09-18
003 2010-01-01 EDWARD J. COONEY, PLAN ADMIN. EDWARD J. COONEY, SR. VP TREASURER 2011-10-12
003 2009-01-01 EDWARD J. COONEY, PLAN ADMIN. EDWARD J. COONEY, VP, TREASURER 2010-10-06

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2015-01-01	JULIA L. MCGWIN, PLAN ADMIN.
003	2014-01-01	ALMON C. HALL, PLAN ADMIN.
003	2013-01-01	ALMON C. HALL, PLAN ADMIN.
003	2012-01-01	ALMON C. HALL, PLAN ADMIN.
003	2011-01-01	EDWARD J. COONEY, PLAN ADMIN.	EDWARD J. COONEY, SR. VP TREASURER	2012-09-18
003	2010-01-01	EDWARD J. COONEY, PLAN ADMIN.	EDWARD J. COONEY, SR. VP TREASURER	2011-10-12
003	2009-01-01	EDWARD J. COONEY, PLAN ADMIN.	EDWARD J. COONEY, VP, TREASURER	2010-10-06

Plan Statistics for NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN

401k plan membership statisitcs for NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN

Measure Date Value
2015: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,372
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,297
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 808
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 564
Total of all active and inactive participants 2014-01-01 1,372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1,372
Number of participants with account balances 2014-01-01 1,168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 20
2013: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,142
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,126
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 171
Total of all active and inactive participants 2013-01-01 1,297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,297
Number of participants with account balances 2013-01-01 941
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 22
2012: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,236
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 988
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 154
Total of all active and inactive participants 2012-01-01 1,142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,142
Number of participants with account balances 2012-01-01 970
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 36
2011: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,427
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,070
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 166
Total of all active and inactive participants 2011-01-01 1,236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,236
Number of participants with account balances 2011-01-01 1,041
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 25
2010: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,676
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,270
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 157
Total of all active and inactive participants 2010-01-01 1,427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 1,427
Number of participants with account balances 2010-01-01 1,207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 9
2009: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,818
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,298
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 378
Total of all active and inactive participants 2009-01-01 1,676
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,676
Number of participants with account balances 2009-01-01 1,425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 94

Measure	Date	Value
2015: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,372
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,297
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	808
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	564
Total of all active and inactive participants	2014-01-01	1,372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,372
Number of participants with account balances	2014-01-01	1,168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	20
2013: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,142
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,126
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	171
Total of all active and inactive participants	2013-01-01	1,297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,297
Number of participants with account balances	2013-01-01	941
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	22
2012: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,236
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	988
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	154
Total of all active and inactive participants	2012-01-01	1,142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,142
Number of participants with account balances	2012-01-01	970
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	36
2011: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,427
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,070
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	166
Total of all active and inactive participants	2011-01-01	1,236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,236
Number of participants with account balances	2011-01-01	1,041
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	25
2010: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,676
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,270
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	157
Total of all active and inactive participants	2010-01-01	1,427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	1,427
Number of participants with account balances	2010-01-01	1,207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	9
2009: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,818
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,298
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	378
Total of all active and inactive participants	2009-01-01	1,676
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,676
Number of participants with account balances	2009-01-01	1,425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	94

Financial Data on NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN

Measure	Date	Value
2015 : NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-05-01	$0
Total transfer of assets from this plan	2015-05-01	$36,212,805
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-05-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-05-01	$71,933
Total income from all sources (including contributions)	2015-05-01	$2,564,811
Total loss/gain on sale of assets	2015-05-01	$0
Total of all expenses incurred	2015-05-01	$4,599,984
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-05-01	$4,599,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-05-01	$1,352,664
Value of total assets at end of year	2015-05-01	$0
Value of total assets at beginning of year	2015-05-01	$38,319,911
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-05-01	$0
Total interest from all sources	2015-05-01	$39,351
Total dividends received (eg from common stock, registered investment company shares)	2015-05-01	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-05-01	No
Was this plan covered by a fidelity bond	2015-05-01	Yes
Value of fidelity bond cover	2015-05-01	$10,000,000
If this is an individual account plan, was there a blackout period	2015-05-01	No
Were there any nonexempt tranactions with any party-in-interest	2015-05-01	No
Contributions received from participants	2015-05-01	$913,965
Participant contributions at end of year	2015-05-01	$0
Participant contributions at beginning of year	2015-05-01	$46,169
Participant contributions at end of year	2015-05-01	$0
Participant contributions at beginning of year	2015-05-01	$3,086
Income. Received or receivable in cash from other sources (including rollovers)	2015-05-01	$67,493
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-05-01	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-05-01	$71,933
Total non interest bearing cash at end of year	2015-05-01	$0
Total non interest bearing cash at beginning of year	2015-05-01	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-05-01	No
Value of net income/loss	2015-05-01	$-2,035,173
Value of net assets at end of year (total assets less liabilities)	2015-05-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-05-01	$38,247,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-05-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-05-01	No
Were any leases to which the plan was party in default or uncollectible	2015-05-01	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-05-01	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-05-01	$9,717,444
Interest on participant loans	2015-05-01	$831
Interest earned on other investments	2015-05-01	$38,520
Value of interest in common/collective trusts at end of year	2015-05-01	$0
Value of interest in common/collective trusts at beginning of year	2015-05-01	$28,479,873
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-05-01	$366,517
Net investment gain or loss from common/collective trusts	2015-05-01	$806,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-05-01	No
Was there a failure to transmit to the plan any participant contributions	2015-05-01	Yes
Has the plan failed to provide any benefit when due under the plan	2015-05-01	No
Contributions received in cash from employer	2015-05-01	$371,206
Employer contributions (assets) at end of year	2015-05-01	$0
Employer contributions (assets) at beginning of year	2015-05-01	$1,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-05-01	$4,599,984
Liabilities. Value of benefit claims payable at end of year	2015-05-01	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-05-01	$71,933
Did the plan have assets held for investment	2015-05-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-05-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-05-01	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-05-01	Yes
Opinion of an independent qualified public accountant for this plan	2015-05-01	Disclaimer
Accountancy firm name	2015-05-01	DISANTO PRIEST & COMPANY
Accountancy firm EIN	2015-05-01	571139864
2014 : NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$62,281
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$71,933
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$81,173
Total income from all sources (including contributions)	2014-12-31	$7,204,444
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$3,666,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,666,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$4,988,309
Value of total assets at end of year	2014-12-31	$38,319,911
Value of total assets at beginning of year	2014-12-31	$34,853,739
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$524,042
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,402,824
Participant contributions at end of year	2014-12-31	$46,169
Participant contributions at end of year	2014-12-31	$3,086
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,368,577
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$71,933
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$63,579
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$81,174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$3,537,693
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$38,247,978
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$34,772,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$9,717,444
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$8,162,408
Interest on participant loans	2014-12-31	$603
Interest earned on other investments	2014-12-31	$523,439
Value of interest in common/collective trusts at end of year	2014-12-31	$28,479,873
Value of interest in common/collective trusts at beginning of year	2014-12-31	$26,610,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$127,546
Net investment gain or loss from common/collective trusts	2014-12-31	$1,564,547
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,216,908
Employer contributions (assets) at end of year	2014-12-31	$1,406
Employer contributions (assets) at beginning of year	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,666,751
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$71,933
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$17,594
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	DISANTO PRIEST & CO.
Accountancy firm EIN	2014-12-31	571139864
2013 : NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$81,173
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$43,311
Total income from all sources (including contributions)	2013-12-31	$6,510,095
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,090,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,090,294
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,986,996
Value of total assets at end of year	2013-12-31	$34,853,739
Value of total assets at beginning of year	2013-12-31	$30,396,076
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$193,063
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,607,643
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$26,035
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$91,564
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$63,579
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$43,311
Total non interest bearing cash at end of year	2013-12-31	$81,174
Total non interest bearing cash at beginning of year	2013-12-31	$43,662
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,419,801
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$34,772,566
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$30,352,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$8,162,408
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,893,484
Interest earned on other investments	2013-12-31	$193,063
Value of interest in common/collective trusts at end of year	2013-12-31	$26,610,157
Value of interest in common/collective trusts at beginning of year	2013-12-31	$23,426,761
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,134,184
Net investment gain or loss from common/collective trusts	2013-12-31	$3,195,852
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$287,789
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$6,134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,090,294
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$17,594
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ERNST & YOUNG
Accountancy firm EIN	2013-12-31	346565596
2012 : NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$43,311
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$49,255
Total income from all sources (including contributions)	2012-12-31	$5,031,211
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,591,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,591,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,655,185
Value of total assets at end of year	2012-12-31	$30,396,076
Value of total assets at beginning of year	2012-12-31	$28,962,484
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$323,732
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,405,265
Participant contributions at end of year	2012-12-31	$26,035
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$43,311
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$49,255
Total non interest bearing cash at end of year	2012-12-31	$43,662
Total non interest bearing cash at beginning of year	2012-12-31	$49,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,439,536
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$30,352,765
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$28,913,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,893,484
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$22,113,341
Interest earned on other investments	2012-12-31	$323,732
Value of interest in common/collective trusts at end of year	2012-12-31	$23,426,761
Value of interest in common/collective trusts at beginning of year	2012-12-31	$6,799,888
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,830,330
Net investment gain or loss from common/collective trusts	2012-12-31	$1,221,964
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$249,920
Employer contributions (assets) at end of year	2012-12-31	$6,134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,591,675
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ERNST & YOUNG
Accountancy firm EIN	2012-12-31	346565596
2011 : NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$49,255
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,358,700
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,779,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,779,565
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,644,211
Value of total assets at end of year	2011-12-31	$28,962,484
Value of total assets at beginning of year	2011-12-31	$32,334,094
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$432,755
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,546,426
Participant contributions at beginning of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$49,255
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Total non interest bearing cash at end of year	2011-12-31	$49,255
Total non interest bearing cash at beginning of year	2011-12-31	$23,593
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-3,420,865
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$28,913,229
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$32,334,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$22,113,341
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$24,888,267
Interest earned on other investments	2011-12-31	$432,755
Value of interest in common/collective trusts at end of year	2011-12-31	$6,799,888
Value of interest in common/collective trusts at beginning of year	2011-12-31	$7,422,234
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-718,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$97,785
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,779,565
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ERNST & YOUNG
Accountancy firm EIN	2011-12-31	346565596
2010 : NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$10,448
Total income from all sources (including contributions)	2010-12-31	$4,503,254
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,817,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,817,445
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,656,879
Value of total assets at end of year	2010-12-31	$32,334,094
Value of total assets at beginning of year	2010-12-31	$31,658,733
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$675,379
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,504,761
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$14,040
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$10,448
Total non interest bearing cash at end of year	2010-12-31	$23,593
Total non interest bearing cash at beginning of year	2010-12-31	$10,448
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$685,809
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$32,334,094
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$31,648,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$24,888,267
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$23,840,534
Interest earned on other investments	2010-12-31	$675,379
Value of interest in common/collective trusts at end of year	2010-12-31	$7,422,234
Value of interest in common/collective trusts at beginning of year	2010-12-31	$7,807,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,170,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$152,118
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,803,405
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ERNST & YOUNG
Accountancy firm EIN	2010-12-31	346565596

Form 5500 Responses for NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN

2015: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: NORTEK GLOBAL HVAC, LLC 401K SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NORTEK GLOBAL HVAC, LLC
Employer identification number (EIN):	050414381
NAIC Classification:	333410

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1987-08-10
Company Identification Number:	0007366806
Legal Registered Office Address:	8000 PHOENIX PKWY O FALLON United States of America (USA) 63368