SHAMROCK FINANCIAL CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SHAMROCK FINANCIAL CORPORATION 401(K) PLAN
| Measure | Date | Value |
|---|
| 2024 : SHAMROCK FINANCIAL CORPORATION 401(K) PLAN 2024 401k financial data |
|---|
| Total expenses incurred by plan in this plan year | 2024-11-06 | 5792891 |
| Net assets as of the end of the plan year | 2024-11-06 | 0 |
| Total assets as of the beginning of the plan year | 2024-11-06 | 5525556 |
| Value of plan covered by a fidelity bond | 2024-11-06 | 552556 |
| Value of participant loans at end of plan year | 2024-11-06 | 0 |
| Other income to plan in this plan year | 2024-11-06 | 267335 |
| Plan net income in this plan year | 2024-11-06 | -5525556 |
| Net assets as of the end of the plan year | 2024-11-06 | 0 |
| Net assets as of the beginning of the plan year | 2024-11-06 | 5525556 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2024-11-06 | 11668 |
| 2023 : SHAMROCK FINANCIAL CORPORATION 401(K) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $1,375,434 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $711,883 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $615,030 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $459,976 |
| Value of total assets at end of year | 2023-12-31 | $5,525,556 |
| Value of total assets at beginning of year | 2023-12-31 | $4,862,005 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $96,853 |
| Total interest from all sources | 2023-12-31 | $3,027 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $108,619 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2023-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $108,619 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $486,201 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $450,094 |
| Participant contributions at end of year | 2023-12-31 | $27,186 |
| Participant contributions at beginning of year | 2023-12-31 | $64,442 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $9,882 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $663,551 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $5,525,556 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $4,862,005 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $55,003 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $5,458,985 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $4,397,966 |
| Interest on participant loans | 2023-12-31 | $3,027 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $39,385 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $165,195 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $799,093 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $4,719 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Employer contributions (assets) at end of year | 2023-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $234,402 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $615,030 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | CARON & BLETZER, PLLC |
| Accountancy firm EIN | 2023-12-31 | 043499945 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $1,375,434 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $711,883 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $615,030 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $459,976 |
| Value of total assets at end of year | 2023-01-01 | $5,525,556 |
| Value of total assets at beginning of year | 2023-01-01 | $4,862,005 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $96,853 |
| Total interest from all sources | 2023-01-01 | $3,027 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $108,619 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2023-01-01 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $108,619 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $486,201 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $450,094 |
| Participant contributions at end of year | 2023-01-01 | $27,186 |
| Participant contributions at beginning of year | 2023-01-01 | $64,442 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $9,882 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $663,551 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $5,525,556 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $4,862,005 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $55,003 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $5,458,985 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $4,397,966 |
| Interest on participant loans | 2023-01-01 | $3,027 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $39,385 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $165,195 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $799,093 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $4,719 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Employer contributions (assets) at end of year | 2023-01-01 | $0 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $234,402 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $615,030 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | CARON & BLETZER, PLLC |
| Accountancy firm EIN | 2023-01-01 | 043499945 |
| 2022 : SHAMROCK FINANCIAL CORPORATION 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $843,939 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $433,103 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $169,035 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $214,161 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,820,715 |
| Value of total assets at end of year | 2022-12-31 | $4,862,005 |
| Value of total assets at beginning of year | 2022-12-31 | $4,451,169 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $49,907 |
| Total interest from all sources | 2022-12-31 | $2,266 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $104,388 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $104,388 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $445,117 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $563,564 |
| Participant contributions at end of year | 2022-12-31 | $64,442 |
| Participant contributions at beginning of year | 2022-12-31 | $223,312 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,022,749 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $410,836 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $4,862,005 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $4,451,169 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $33,963 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $4,397,966 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $3,769,019 |
| Interest on participant loans | 2022-12-31 | $2,270 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $165,195 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $-4 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $146,525 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-971,826 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-115,389 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $3,785 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $234,402 |
| Employer contributions (assets) at end of year | 2022-12-31 | $234,402 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $312,313 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $169,035 |
| Contract administrator fees | 2022-12-31 | $15,944 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | Yes |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | CARON & BLETZER, PLLC |
| Accountancy firm EIN | 2022-12-31 | 043499945 |
| Total expenses incurred by plan in this plan year | 2022-08-31 | 29815 |
| Net assets as of the end of the plan year | 2022-08-31 | 4451169 |
| Total assets as of the beginning of the plan year | 2022-08-31 | 3044036 |
| Value of plan covered by a fidelity bond | 2022-08-31 | 400000 |
| Participant contributions to plan in this plan year | 2022-08-31 | 616663 |
| Value of participant loans at end of plan year | 2022-08-31 | 223312 |
| Other contributions to plan in this plan year | 2022-08-31 | 7953 |
| Other income to plan in this plan year | 2022-08-31 | 500019 |
| Plan net income in this plan year | 2022-08-31 | 1407133 |
| Net assets as of the end of the plan year | 2022-08-31 | 4451169 |
| Net assets as of the beginning of the plan year | 2022-08-31 | 3044036 |
| Employer contributions to plan in this plan year | 2022-08-31 | 312313 |
| Fees paid to broker by Benefit Provider | 2022-08-31 | 2186 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2022-08-31 | 3845 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $843,939 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $433,103 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $169,035 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $214,161 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $1,820,715 |
| Value of total assets at end of year | 2022-01-01 | $4,862,005 |
| Value of total assets at beginning of year | 2022-01-01 | $4,451,169 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $49,907 |
| Total interest from all sources | 2022-01-01 | $2,266 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $104,388 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $104,388 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $445,117 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $563,564 |
| Participant contributions at end of year | 2022-01-01 | $64,442 |
| Participant contributions at beginning of year | 2022-01-01 | $223,312 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $1,022,749 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $410,836 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $4,862,005 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $4,451,169 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $33,963 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $4,397,966 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $0 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $3,769,019 |
| Interest on participant loans | 2022-01-01 | $2,270 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $165,195 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-01-01 | $-4 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $146,525 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-971,826 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-115,389 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $3,785 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $234,402 |
| Employer contributions (assets) at end of year | 2022-01-01 | $234,402 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $312,313 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $169,035 |
| Contract administrator fees | 2022-01-01 | $15,944 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-01-01 | Yes |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | CARON & BLETZER, PLLC |
| Accountancy firm EIN | 2022-01-01 | 043499945 |
