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UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 401k Plan overview

Plan NameUNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN
Plan identification number 002

UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

BROWN MEDICINE has sponsored the creation of one or more 401k plans.

Company Name:BROWN MEDICINE
Employer identification number (EIN):050450410
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022020-01-01LOUIS RICE MD2021-09-07
0022019-01-01LOUIS RICE MD2020-09-08
0022018-01-01LOUIS RICE MD2019-09-12
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01LOUIS RICE MD
0022013-01-01LOUIS RICE MD
0022012-01-01LOUIS RICE MD
0022012-01-01LOUIS RICE MD
0022011-01-01LOUIS RICE MD
0022009-01-01CAROL LIPMAN

Plan Statistics for UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN

401k plan membership statisitcs for UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN

Measure Date Value
2020: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01886
Total number of active participants reported on line 7a of the Form 55002020-01-01446
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01470
Total of all active and inactive participants2020-01-01916
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01916
Number of participants with account balances2020-01-01875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01896
Total number of active participants reported on line 7a of the Form 55002019-01-01438
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01448
Total of all active and inactive participants2019-01-01886
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01886
Number of participants with account balances2019-01-01849
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01820
Total number of active participants reported on line 7a of the Form 55002018-01-01452
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01444
Total of all active and inactive participants2018-01-01896
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01896
Number of participants with account balances2018-01-01842
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01810
Total number of active participants reported on line 7a of the Form 55002017-01-01405
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01415
Total of all active and inactive participants2017-01-01820
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01820
Number of participants with account balances2017-01-01801
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01822
Total number of active participants reported on line 7a of the Form 55002016-01-01399
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01411
Total of all active and inactive participants2016-01-01810
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01810
Number of participants with account balances2016-01-01761
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01760
Total number of active participants reported on line 7a of the Form 55002015-01-01478
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01344
Total of all active and inactive participants2015-01-01822
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01822
Number of participants with account balances2015-01-01756
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01648
Total number of active participants reported on line 7a of the Form 55002014-01-01396
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01364
Total of all active and inactive participants2014-01-01760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01760
Number of participants with account balances2014-01-01731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01655
Total number of active participants reported on line 7a of the Form 55002013-01-01334
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01314
Total of all active and inactive participants2013-01-01648
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01648
Number of participants with account balances2013-01-01648
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01620
Total number of active participants reported on line 7a of the Form 55002012-01-01316
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01339
Total of all active and inactive participants2012-01-01655
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01655
Number of participants with account balances2012-01-01614
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01600
Total number of active participants reported on line 7a of the Form 55002011-01-01323
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01294
Total of all active and inactive participants2011-01-01617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01617
Number of participants with account balances2011-01-01574
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01272
Total number of active participants reported on line 7a of the Form 55002009-01-01290
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01299
Total of all active and inactive participants2009-01-01589
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01589
Number of participants with account balances2009-01-01543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN

Measure Date Value
2020 : UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$46,032,665
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$9,594,593
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,597,979
Expenses. Certain deemed distributions of participant loans2020-12-31$2,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$10,372,441
Value of total assets at end of year2020-12-31$228,753,654
Value of total assets at beginning of year2020-12-31$192,315,582
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$-5,441
Total interest from all sources2020-12-31$663,356
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$7,155,593
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$7,155,593
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,989,183
Participant contributions at end of year2020-12-31$286,994
Participant contributions at beginning of year2020-12-31$162,384
Participant contributions at end of year2020-12-31$291,131
Participant contributions at beginning of year2020-12-31$251,012
Assets. Other investments not covered elsewhere at end of year2020-12-31$12,027,287
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$9,141,721
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,374,039
Other income not declared elsewhere2020-12-31$30
Administrative expenses (other) incurred2020-12-31$-5,441
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$36,438,072
Value of net assets at end of year (total assets less liabilities)2020-12-31$228,753,654
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$192,315,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$192,843,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$161,738,925
Value of interest in pooled separate accounts at end of year2020-12-31$748,354
Value of interest in pooled separate accounts at beginning of year2020-12-31$778,803
Interest on participant loans2020-12-31$7,515
Interest earned on other investments2020-12-31$643,769
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$5,823,837
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$3,017,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$3,017,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$12,072
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$16,444,534
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$16,951,342
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$27,847,826
Net investment gain/loss from pooled separate accounts2020-12-31$-6,581
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$5,009,219
Employer contributions (assets) at end of year2020-12-31$287,735
Employer contributions (assets) at beginning of year2020-12-31$274,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,597,979
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KAHN, LITWIN, RENZA & CO. LTD
Accountancy firm EIN2020-12-31050409384
2019 : UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$43,585,389
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$12,261,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,274,180
Value of total corrective distributions2019-12-31$595
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,778,270
Value of total assets at end of year2019-12-31$192,315,582
Value of total assets at beginning of year2019-12-31$160,991,469
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$-13,499
Total interest from all sources2019-12-31$715,420
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,094,463
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,094,463
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,898,746
Participant contributions at end of year2019-12-31$162,384
Participant contributions at beginning of year2019-12-31$159,549
Participant contributions at end of year2019-12-31$251,012
Participant contributions at beginning of year2019-12-31$261,818
Assets. Other investments not covered elsewhere at end of year2019-12-31$9,141,721
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$6,430,731
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$218,690
Other income not declared elsewhere2019-12-31$8
Administrative expenses (other) incurred2019-12-31$-13,499
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$31,324,113
Value of net assets at end of year (total assets less liabilities)2019-12-31$192,315,582
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$160,991,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$161,738,925
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$133,602,064
Value of interest in pooled separate accounts at end of year2019-12-31$778,803
Value of interest in pooled separate accounts at beginning of year2019-12-31$816,316
Interest on participant loans2019-12-31$9,648
Interest earned on other investments2019-12-31$643,450
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$3,017,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$2,782,394
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$2,782,394
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$62,322
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$16,951,342
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$16,642,765
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$28,954,181
Net investment gain/loss from pooled separate accounts2019-12-31$43,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,660,834
Employer contributions (assets) at end of year2019-12-31$274,395
Employer contributions (assets) at beginning of year2019-12-31$295,832
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,274,180
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KAHN, LITWIN, RENZA & CO. LTD
Accountancy firm EIN2019-12-31050409384
2018 : UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$192,513
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$9,323,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$9,321,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$8,783,084
Value of total assets at end of year2018-12-31$160,991,469
Value of total assets at beginning of year2018-12-31$170,122,409
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,617
Total interest from all sources2018-12-31$710,692
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$5,864,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$5,864,656
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,838,358
Participant contributions at end of year2018-12-31$159,549
Participant contributions at beginning of year2018-12-31$126,878
Participant contributions at end of year2018-12-31$261,818
Participant contributions at beginning of year2018-12-31$287,431
Assets. Other investments not covered elsewhere at end of year2018-12-31$6,430,731
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$8,173,042
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$452,269
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$768
Other income not declared elsewhere2018-12-31$17
Administrative expenses (other) incurred2018-12-31$1,617
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-9,130,940
Value of net assets at end of year (total assets less liabilities)2018-12-31$160,991,469
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$170,122,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$133,602,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$141,398,108
Value of interest in pooled separate accounts at end of year2018-12-31$816,316
Value of interest in pooled separate accounts at beginning of year2018-12-31$770,991
Interest on participant loans2018-12-31$7,799
Interest earned on other investments2018-12-31$654,376
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$2,782,394
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,721,042
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,721,042
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$48,517
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$16,642,765
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$16,369,110
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-15,202,918
Net investment gain/loss from pooled separate accounts2018-12-31$36,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,492,457
Employer contributions (assets) at end of year2018-12-31$295,832
Employer contributions (assets) at beginning of year2018-12-31$275,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$9,321,836
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KAHN, LITWIN, RENZA & CO. LTD
Accountancy firm EIN2018-12-31050409384
2017 : UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$34,572,756
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,307,487
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,272,735
Expenses. Certain deemed distributions of participant loans2017-12-31$1,885
Value of total corrective distributions2017-12-31$3,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$8,600,797
Value of total assets at end of year2017-12-31$170,122,409
Value of total assets at beginning of year2017-12-31$139,857,140
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$29,204
Total interest from all sources2017-12-31$650,425
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$4,330,904
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$4,330,904
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,596,531
Participant contributions at end of year2017-12-31$126,878
Participant contributions at beginning of year2017-12-31$98,604
Participant contributions at end of year2017-12-31$287,431
Participant contributions at beginning of year2017-12-31$242,240
Assets. Other investments not covered elsewhere at end of year2017-12-31$8,173,042
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$6,615,138
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$695,707
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$768
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$1,085,732
Administrative expenses (other) incurred2017-12-31$29,204
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$30,265,269
Value of net assets at end of year (total assets less liabilities)2017-12-31$170,122,409
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$139,857,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$141,398,108
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$113,208,139
Value of interest in pooled separate accounts at end of year2017-12-31$770,991
Value of interest in pooled separate accounts at beginning of year2017-12-31$855,864
Interest on participant loans2017-12-31$6,310
Interest earned on other investments2017-12-31$625,990
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,721,042
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,638,059
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,638,059
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$18,125
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$16,369,110
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$15,945,191
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$48,376
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$19,871,049
Net investment gain/loss from pooled separate accounts2017-12-31$33,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$4,308,559
Employer contributions (assets) at end of year2017-12-31$275,039
Employer contributions (assets) at beginning of year2017-12-31$253,905
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,224,359
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KAHN, LITWIN, RENZA & CO. LTD
Accountancy firm EIN2017-12-31050409384
2016 : UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$16,332,535
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,980,941
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,970,662
Expenses. Certain deemed distributions of participant loans2016-12-31$633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,667,440
Value of total assets at end of year2016-12-31$139,857,140
Value of total assets at beginning of year2016-12-31$130,505,546
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$9,646
Total interest from all sources2016-12-31$668,463
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,779,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,779,659
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,408,493
Participant contributions at end of year2016-12-31$98,604
Participant contributions at beginning of year2016-12-31$101,706
Participant contributions at end of year2016-12-31$242,240
Participant contributions at beginning of year2016-12-31$292,161
Assets. Other investments not covered elsewhere at end of year2016-12-31$6,615,138
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$5,501,761
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$152,360
Other income not declared elsewhere2016-12-31$411,431
Administrative expenses (other) incurred2016-12-31$9,646
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$9,351,594
Value of net assets at end of year (total assets less liabilities)2016-12-31$139,857,140
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$130,505,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$113,208,139
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$105,591,630
Value of interest in pooled separate accounts at end of year2016-12-31$855,864
Value of interest in pooled separate accounts at beginning of year2016-12-31$927,469
Interest on participant loans2016-12-31$5,556
Interest earned on other investments2016-12-31$661,844
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,638,059
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,424,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,424,049
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,063
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$15,945,191
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$15,302,816
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$125,435
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,759,833
Net investment gain/loss from pooled separate accounts2016-12-31$45,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,106,587
Employer contributions (assets) at end of year2016-12-31$253,905
Employer contributions (assets) at beginning of year2016-12-31$363,954
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,845,227
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KAHN, LITWIN, RENZA & CO. LTD
Accountancy firm EIN2016-12-31050409384
2015 : UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$9,183,776
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$6,798,011
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,779,212
Expenses. Certain deemed distributions of participant loans2015-12-31$1,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$7,815,030
Value of total assets at end of year2015-12-31$130,505,546
Value of total assets at beginning of year2015-12-31$128,119,781
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$17,177
Total interest from all sources2015-12-31$600,855
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,782,153
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,782,153
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,509,966
Participant contributions at end of year2015-12-31$101,706
Participant contributions at beginning of year2015-12-31$137,471
Participant contributions at end of year2015-12-31$292,161
Participant contributions at beginning of year2015-12-31$268,277
Assets. Other investments not covered elsewhere at end of year2015-12-31$5,501,761
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$5,833,599
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$109,919
Other income not declared elsewhere2015-12-31$13,380
Administrative expenses (other) incurred2015-12-31$4,052
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,385,765
Value of net assets at end of year (total assets less liabilities)2015-12-31$130,505,546
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$128,119,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$105,591,630
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$103,211,679
Value of interest in pooled separate accounts at end of year2015-12-31$927,469
Value of interest in pooled separate accounts at beginning of year2015-12-31$894,188
Interest on participant loans2015-12-31$6,844
Interest earned on other investments2015-12-31$593,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,424,049
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,621,113
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,621,113
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$356
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$15,302,816
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$14,788,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,098,862
Net investment gain/loss from pooled separate accounts2015-12-31$71,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,195,145
Employer contributions (assets) at end of year2015-12-31$363,954
Employer contributions (assets) at beginning of year2015-12-31$364,827
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,779,212
Contract administrator fees2015-12-31$13,125
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KAHN, LITWIN, RENZA & CO. LTD
Accountancy firm EIN2015-12-31050409384
2014 : UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$21,331,715
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$5,779,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,762,981
Expenses. Certain deemed distributions of participant loans2014-12-31$-279
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$13,428,546
Value of total assets at end of year2014-12-31$128,119,781
Value of total assets at beginning of year2014-12-31$112,567,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$16,959
Total interest from all sources2014-12-31$589,478
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,130,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,130,523
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,305,289
Participant contributions at end of year2014-12-31$137,471
Participant contributions at beginning of year2014-12-31$111,194
Participant contributions at end of year2014-12-31$268,277
Participant contributions at beginning of year2014-12-31$229,950
Assets. Other investments not covered elsewhere at end of year2014-12-31$5,833,599
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$6,007,411
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$6,269,321
Other income not declared elsewhere2014-12-31$279,642
Administrative expenses (other) incurred2014-12-31$16,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$15,552,054
Value of net assets at end of year (total assets less liabilities)2014-12-31$128,119,781
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$112,567,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$103,211,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$88,636,299
Value of interest in pooled separate accounts at end of year2014-12-31$894,188
Value of interest in pooled separate accounts at beginning of year2014-12-31$808,082
Interest on participant loans2014-12-31$7,328
Interest earned on other investments2014-12-31$581,979
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,621,113
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,396,567
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,396,567
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$171
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$14,788,627
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$13,999,167
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,805,609
Net investment gain/loss from pooled separate accounts2014-12-31$97,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,853,936
Employer contributions (assets) at end of year2014-12-31$364,827
Employer contributions (assets) at beginning of year2014-12-31$379,057
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,762,981
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KAHN, LITWIN, RENZA & CO. LTD
Accountancy firm EIN2014-12-31050409384
2013 : UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$25,592,016
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$5,024,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,007,760
Expenses. Certain deemed distributions of participant loans2013-12-31$2,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,144,343
Value of total assets at end of year2013-12-31$112,567,727
Value of total assets at beginning of year2013-12-31$92,000,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,182
Total interest from all sources2013-12-31$537,882
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,354,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,354,786
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,766,234
Participant contributions at end of year2013-12-31$111,194
Participant contributions at beginning of year2013-12-31$87,356
Participant contributions at end of year2013-12-31$229,950
Participant contributions at beginning of year2013-12-31$205,829
Assets. Other investments not covered elsewhere at end of year2013-12-31$6,007,411
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$4,374,699
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$949,220
Administrative expenses (other) incurred2013-12-31$14,011
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$20,567,559
Value of net assets at end of year (total assets less liabilities)2013-12-31$112,567,727
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$92,000,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$88,636,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$70,807,729
Value of interest in pooled separate accounts at end of year2013-12-31$808,082
Value of interest in pooled separate accounts at beginning of year2013-12-31$722,129
Interest on participant loans2013-12-31$5,955
Interest earned on other investments2013-12-31$531,742
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,396,567
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,788,546
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,788,546
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$185
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$13,999,167
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$12,689,232
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$16,510
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$15,480,758
Net investment gain/loss from pooled separate accounts2013-12-31$74,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,428,889
Employer contributions (assets) at end of year2013-12-31$379,057
Employer contributions (assets) at beginning of year2013-12-31$324,648
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,991,250
Contract administrator fees2013-12-31$171
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KAHN, LITWIN, RENZA & CO. LTD
Accountancy firm EIN2013-12-31050409384
2012 : UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$15,394,685
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,636,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,627,588
Expenses. Certain deemed distributions of participant loans2012-12-31$868
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,152,081
Value of total assets at end of year2012-12-31$84,024,439
Value of total assets at beginning of year2012-12-31$74,265,907
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,697
Total interest from all sources2012-12-31$487,614
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,035,137
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,035,137
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,608,242
Participant contributions at end of year2012-12-31$87,356
Participant contributions at beginning of year2012-12-31$55,251
Participant contributions at end of year2012-12-31$205,829
Participant contributions at beginning of year2012-12-31$205,789
Assets. Other investments not covered elsewhere at end of year2012-12-31$4,374,699
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$4,162,839
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$310,168
Other income not declared elsewhere2012-12-31$22,298
Administrative expenses (other) incurred2012-12-31$7,697
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$9,758,532
Value of net assets at end of year (total assets less liabilities)2012-12-31$84,024,439
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$74,265,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$63,217,976
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$54,599,040
Value of interest in pooled separate accounts at end of year2012-12-31$722,129
Value of interest in pooled separate accounts at beginning of year2012-12-31$762,773
Interest on participant loans2012-12-31$4,705
Interest earned on other investments2012-12-31$482,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,402,570
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,114,344
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,114,344
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$168
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$12,689,232
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$12,059,933
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$7,625,060
Net investment gain/loss from pooled separate accounts2012-12-31$72,495
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,233,671
Employer contributions (assets) at end of year2012-12-31$324,648
Employer contributions (assets) at beginning of year2012-12-31$305,938
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,627,588
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KAHN, LITWIN, RENZA & CO. LTD
Accountancy firm EIN2012-12-31050409384
2011 : UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$6,463,400
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,453,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,445,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$6,987,392
Value of total assets at end of year2011-12-31$74,265,907
Value of total assets at beginning of year2011-12-31$69,255,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$7,181
Total interest from all sources2011-12-31$465,768
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$929,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$929,616
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,533,623
Participant contributions at end of year2011-12-31$55,251
Participant contributions at beginning of year2011-12-31$51,021
Participant contributions at end of year2011-12-31$205,789
Participant contributions at beginning of year2011-12-31$197,271
Assets. Other investments not covered elsewhere at end of year2011-12-31$4,162,839
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$2,790,265
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,395,447
Administrative expenses (other) incurred2011-12-31$7,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$5,010,340
Value of net assets at end of year (total assets less liabilities)2011-12-31$74,265,907
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$69,255,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$54,599,040
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$52,002,626
Value of interest in pooled separate accounts at end of year2011-12-31$762,773
Value of interest in pooled separate accounts at beginning of year2011-12-31$687,198
Interest on participant loans2011-12-31$4,144
Interest earned on other investments2011-12-31$461,472
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,114,344
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,971,369
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,971,369
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$152
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$12,059,933
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$11,235,470
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,007,661
Net investment gain/loss from pooled separate accounts2011-12-31$88,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,058,322
Employer contributions (assets) at end of year2011-12-31$305,938
Employer contributions (assets) at beginning of year2011-12-31$320,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,445,879
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KAHN, LITWIN, RENZA & CO. LTD
Accountancy firm EIN2011-12-31050409384
2010 : UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$12,048,889
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,685,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,678,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,416,401
Value of total assets at end of year2010-12-31$59,322,028
Value of total assets at beginning of year2010-12-31$49,958,530
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,844
Total interest from all sources2010-12-31$259,000
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$590,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$590,127
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,380,312
Participant contributions at end of year2010-12-31$51,021
Participant contributions at beginning of year2010-12-31$94,045
Participant contributions at end of year2010-12-31$197,271
Participant contributions at beginning of year2010-12-31$199,165
Assets. Other investments not covered elsewhere at end of year2010-12-31$2,790,265
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$1,774,123
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$159,725
Administrative expenses (other) incurred2010-12-31$6,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,363,498
Value of net assets at end of year (total assets less liabilities)2010-12-31$59,322,028
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$49,958,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$46,776,952
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$40,614,671
Value of interest in pooled separate accounts at end of year2010-12-31$626,479
Value of interest in pooled separate accounts at beginning of year2010-12-31$569,082
Interest on participant loans2010-12-31$5,883
Interest earned on other investments2010-12-31$252,651
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,605,572
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,319,189
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,319,189
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$466
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$6,954,121
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$6,348,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,703,459
Net investment gain/loss from pooled separate accounts2010-12-31$79,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,876,364
Employer contributions (assets) at end of year2010-12-31$320,347
Employer contributions (assets) at beginning of year2010-12-31$359,207
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,678,547
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KAHN, LITWIN, RENZA & CO., LTD.
Accountancy firm EIN2010-12-31050409384
2009 : UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN

2020: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSITY MEDICINE FOUNDATION, INC. RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500040
Policy instance 1
Insurance contract or identification number500040
Number of Individuals Covered217
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500040
Policy instance 1
Insurance contract or identification number500040
Number of Individuals Covered229
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500040
Policy instance 1
Insurance contract or identification number500040
Number of Individuals Covered230
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500040
Policy instance 1
Insurance contract or identification number500040
Number of Individuals Covered235
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500040
Policy instance 1
Insurance contract or identification number500040
Number of Individuals Covered283
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500040
Policy instance 1
Insurance contract or identification number500040
Number of Individuals Covered281
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500040
Policy instance 1
Insurance contract or identification number500040
Number of Individuals Covered267
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375041
Policy instance 3
Insurance contract or identification number375041
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375044
Policy instance 4
Insurance contract or identification number375044
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375043
Policy instance 5
Insurance contract or identification number375043
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375088
Policy instance 2
Insurance contract or identification number375088
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500040
Policy instance 1
Insurance contract or identification number500040
Number of Individuals Covered236
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375043
Policy instance 5
Insurance contract or identification number375043
Number of Individuals Covered106
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375088
Policy instance 2
Insurance contract or identification number375088
Number of Individuals Covered149
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375041
Policy instance 3
Insurance contract or identification number375041
Number of Individuals Covered8
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375044
Policy instance 4
Insurance contract or identification number375044
Number of Individuals Covered62
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375041
Policy instance 3
Insurance contract or identification number375041
Number of Individuals Covered7
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number500040
Policy instance 1
Insurance contract or identification number500040
Number of Individuals Covered236
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375088
Policy instance 2
Insurance contract or identification number375088
Number of Individuals Covered156
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375043
Policy instance 5
Insurance contract or identification number375043
Number of Individuals Covered61
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375044
Policy instance 4
Insurance contract or identification number375044
Number of Individuals Covered61
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375087
Policy instance 1
Insurance contract or identification number375087
Number of Individuals Covered239
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375043
Policy instance 5
Insurance contract or identification number375043
Number of Individuals Covered62
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375044
Policy instance 4
Insurance contract or identification number375044
Number of Individuals Covered62
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375041
Policy instance 3
Insurance contract or identification number375041
Number of Individuals Covered7
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number375088
Policy instance 2
Insurance contract or identification number375088
Number of Individuals Covered160
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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