401k Plan data: NORTEK 401(K) SAVINGS PLAN plan

NORTEK 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	NORTEK 401(K) SAVINGS PLAN
Plan identification number	010

NORTEK 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BROAN-NUTONE LLC has sponsored the creation of one or more 401k plans.

Company Name: BROAN-NUTONE LLC

Employer identification number (EIN): 050504397

NAIC Classification: 561110
NAIC Description: Office Administrative Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTEK 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
010 2020-01-01
010 2019-01-01
010 2018-01-01
010 2017-01-01 JAMES TYCZ
010 2017-01-01 JAMES R. TYCZ
010 2016-01-01 JAMES R. TYCZ

Plan Statistics for NORTEK 401(K) SAVINGS PLAN

401k plan membership statisitcs for NORTEK 401(K) SAVINGS PLAN

Measure Date Value
2020: NORTEK 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 5,368
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 3,714
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 1,459
Total of all active and inactive participants 2020-01-01 5,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 34
Total participants 2020-01-01 5,207
Number of participants with account balances 2020-01-01 4,780
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 396
2019: NORTEK 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 5,339
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 3,705
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 1,641
Total of all active and inactive participants 2019-01-01 5,346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 22
Total participants 2019-01-01 5,368
Number of participants with account balances 2019-01-01 4,978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 486
2018: NORTEK 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 5,595
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 3,974
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 1,348
Total of all active and inactive participants 2018-01-01 5,322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 17
Total participants 2018-01-01 5,339
Number of participants with account balances 2018-01-01 4,794
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 460
2017: NORTEK 401(K) SAVINGS PLAN 2017 401k membership
Market value of plan assets 2017-12-31 93,383,615
Acturial value of plan assets 2017-12-31 94,146,194
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 76,563,743
Number of terminated vested participants 2017-12-31 498
Fundng target for terminated vested participants 2017-12-31 12,657,132
Active participant vested funding target 2017-12-31 5,553,785
Number of active participants 2017-12-31 324
Total funding liabilities for active participants 2017-12-31 5,553,785
Total participant count 2017-12-31 2,538
Total funding target for all participants 2017-12-31 94,774,660
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 902
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 0
Prefunding balanced used to offset prior years funding requirement 2017-12-31 902
Amount remaining of carryover balance 2017-12-31 0
Amount remaining of prefunding balance 2017-12-31 0
Present value of excess contributions 2017-12-31 1,467,757
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 1,554,375
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 1,554,375
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 0
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 1,554,375
Total employer contributions 2017-12-31 444,000
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 413,473
Liquidity shortfalls end of Q1 2017-12-31 0
Liquidity shortfalls end of Q2 2017-12-31 0
Liquidity shortfalls end of Q3 2017-12-31 0
Liquidity shortfalls end of Q4 2017-12-31 0
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 1,019,161
Net shortfall amortization installment of oustanding balance 2017-12-31 2,182,841
Waiver amortization installment 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 1,594,968
Carryover balance elected to use to offset funding requirement 2017-12-31 0
Prefunding balance elected to use to offset funding requirement 2017-12-31 1,554,375
Additional cash requirement 2017-12-31 40,593
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 413,473
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
Total participants, beginning-of-year 2017-01-01 2,538
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 291
Number of retired or separated participants receiving benefits 2017-01-01 1,497
Number of other retired or separated participants entitled to future benefits 2017-01-01 434
Total of all active and inactive participants 2017-01-01 2,222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 229
Total participants 2017-01-01 2,451
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
Number of participants with account balances 2017-01-01 4,835
2016: NORTEK 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 5,478
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 4,594
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 1,025
Total of all active and inactive participants 2016-01-01 5,619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 20
Total participants 2016-01-01 5,639
Number of participants with account balances 2016-01-01 4,839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 559

Measure	Date	Value
2020: NORTEK 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	5,368
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	3,714
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	1,459
Total of all active and inactive participants	2020-01-01	5,173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	34
Total participants	2020-01-01	5,207
Number of participants with account balances	2020-01-01	4,780
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	396
2019: NORTEK 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	5,339
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	3,705
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	1,641
Total of all active and inactive participants	2019-01-01	5,346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	22
Total participants	2019-01-01	5,368
Number of participants with account balances	2019-01-01	4,978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	486
2018: NORTEK 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	5,595
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	3,974
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	1,348
Total of all active and inactive participants	2018-01-01	5,322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	17
Total participants	2018-01-01	5,339
Number of participants with account balances	2018-01-01	4,794
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	460
2017: NORTEK 401(K) SAVINGS PLAN 2017 401k membership
Market value of plan assets	2017-12-31	93,383,615
Acturial value of plan assets	2017-12-31	94,146,194
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	76,563,743
Number of terminated vested participants	2017-12-31	498
Fundng target for terminated vested participants	2017-12-31	12,657,132
Active participant vested funding target	2017-12-31	5,553,785
Number of active participants	2017-12-31	324
Total funding liabilities for active participants	2017-12-31	5,553,785
Total participant count	2017-12-31	2,538
Total funding target for all participants	2017-12-31	94,774,660
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	902
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	0
Prefunding balanced used to offset prior years funding requirement	2017-12-31	902
Amount remaining of carryover balance	2017-12-31	0
Amount remaining of prefunding balance	2017-12-31	0
Present value of excess contributions	2017-12-31	1,467,757
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	1,554,375
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	1,554,375
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	0
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	1,554,375
Total employer contributions	2017-12-31	444,000
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	413,473
Liquidity shortfalls end of Q1	2017-12-31	0
Liquidity shortfalls end of Q2	2017-12-31	0
Liquidity shortfalls end of Q3	2017-12-31	0
Liquidity shortfalls end of Q4	2017-12-31	0
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	1,019,161
Net shortfall amortization installment of oustanding balance	2017-12-31	2,182,841
Waiver amortization installment	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	1,594,968
Carryover balance elected to use to offset funding requirement	2017-12-31	0
Prefunding balance elected to use to offset funding requirement	2017-12-31	1,554,375
Additional cash requirement	2017-12-31	40,593
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	413,473
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
Total participants, beginning-of-year	2017-01-01	2,538
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	291
Number of retired or separated participants receiving benefits	2017-01-01	1,497
Number of other retired or separated participants entitled to future benefits	2017-01-01	434
Total of all active and inactive participants	2017-01-01	2,222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	229
Total participants	2017-01-01	2,451
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
Number of participants with account balances	2017-01-01	4,835
2016: NORTEK 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	5,478
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	4,594
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	1,025
Total of all active and inactive participants	2016-01-01	5,619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	20
Total participants	2016-01-01	5,639
Number of participants with account balances	2016-01-01	4,839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	559

Financial Data on NORTEK 401(K) SAVINGS PLAN

Measure	Date	Value
2020 : NORTEK 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$71,912,994
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$44,316,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$43,784,158
Value of total corrective distributions	2020-12-31	$103,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$26,435,524
Value of total assets at end of year	2020-12-31	$336,973,735
Value of total assets at beginning of year	2020-12-31	$309,377,102
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$428,276
Total interest from all sources	2020-12-31	$58,576
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$12,371,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$12,371,944
Administrative expenses professional fees incurred	2020-12-31	$46,368
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$18,180,830
Participant contributions at end of year	2020-12-31	$1,103,248
Participant contributions at beginning of year	2020-12-31	$1,093,925
Participant contributions at end of year	2020-12-31	$256,443
Participant contributions at beginning of year	2020-12-31	$7,041
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$1,695,111
Administrative expenses (other) incurred	2020-12-31	$381,908
Total non interest bearing cash at end of year	2020-12-31	$2,213
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$27,596,633
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$336,973,735
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$309,377,102
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$311,061,975
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$289,021,157
Interest on participant loans	2020-12-31	$58,576
Value of interest in common/collective trusts at end of year	2020-12-31	$23,760,135
Value of interest in common/collective trusts at beginning of year	2020-12-31	$19,252,106
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$32,554,158
Net investment gain or loss from common/collective trusts	2020-12-31	$492,792
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$6,559,583
Employer contributions (assets) at end of year	2020-12-31	$789,721
Employer contributions (assets) at beginning of year	2020-12-31	$2,873
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$43,784,158
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	CROWE LLP
Accountancy firm EIN	2020-12-31	350921680
2019 : NORTEK 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$80,260,300
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$42,408,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$41,749,365
Value of total corrective distributions	2019-12-31	$238,661
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$24,251,077
Value of total assets at end of year	2019-12-31	$309,377,102
Value of total assets at beginning of year	2019-12-31	$271,525,657
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$420,829
Total interest from all sources	2019-12-31	$53,063
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$26,812,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$26,812,881
Administrative expenses professional fees incurred	2019-12-31	$40,173
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$17,658,178
Participant contributions at end of year	2019-12-31	$1,093,925
Participant contributions at beginning of year	2019-12-31	$1,121,243
Participant contributions at end of year	2019-12-31	$7,041
Participant contributions at beginning of year	2019-12-31	$270
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$951,293
Administrative expenses (other) incurred	2019-12-31	$380,656
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$912
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$37,851,445
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$309,377,102
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$271,525,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$289,021,157
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$249,377,523
Interest on participant loans	2019-12-31	$53,063
Value of interest in common/collective trusts at end of year	2019-12-31	$19,252,106
Value of interest in common/collective trusts at beginning of year	2019-12-31	$20,532,352
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$28,565,083
Net investment gain or loss from common/collective trusts	2019-12-31	$578,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$5,641,606
Employer contributions (assets) at end of year	2019-12-31	$2,873
Employer contributions (assets) at beginning of year	2019-12-31	$493,357
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$41,749,365
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CROWE LLP
Accountancy firm EIN	2019-12-31	350921680
2018 : NORTEK 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$7,137,888
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$43,986,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$43,420,405
Value of total corrective distributions	2018-12-31	$151,588
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$24,344,100
Value of total assets at end of year	2018-12-31	$271,525,657
Value of total assets at beginning of year	2018-12-31	$308,374,746
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$414,984
Total interest from all sources	2018-12-31	$53,007
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$14,371,752
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$14,371,752
Administrative expenses professional fees incurred	2018-12-31	$52,555
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$16,865,088
Participant contributions at end of year	2018-12-31	$1,121,243
Participant contributions at beginning of year	2018-12-31	$1,229,735
Participant contributions at end of year	2018-12-31	$270
Participant contributions at beginning of year	2018-12-31	$3,295
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,733,468
Administrative expenses (other) incurred	2018-12-31	$362,429
Total non interest bearing cash at end of year	2018-12-31	$912
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-36,849,089
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$271,525,657
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$308,374,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$249,377,523
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$287,029,301
Interest on participant loans	2018-12-31	$53,007
Value of interest in common/collective trusts at end of year	2018-12-31	$20,532,352
Value of interest in common/collective trusts at beginning of year	2018-12-31	$19,250,470
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-32,213,769
Net investment gain or loss from common/collective trusts	2018-12-31	$582,798
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$5,745,544
Employer contributions (assets) at end of year	2018-12-31	$493,357
Employer contributions (assets) at beginning of year	2018-12-31	$861,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$43,420,405
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CROWE LLP
Accountancy firm EIN	2018-12-31	350921680
2017 : NORTEK 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$72,851,878
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$46,739,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$46,223,316
Value of total corrective distributions	2017-12-31	$75,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$25,902,977
Value of total assets at end of year	2017-12-31	$308,374,746
Value of total assets at beginning of year	2017-12-31	$282,262,458
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$441,096
Total interest from all sources	2017-12-31	$48,093
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$11,891,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$11,891,305
Administrative expenses professional fees incurred	2017-12-31	$78,825
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$17,547,300
Participant contributions at end of year	2017-12-31	$1,229,735
Participant contributions at beginning of year	2017-12-31	$1,016,930
Participant contributions at end of year	2017-12-31	$3,295
Participant contributions at beginning of year	2017-12-31	$14,282
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,886,333
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$9,376
Administrative expenses (other) incurred	2017-12-31	$362,271
Liabilities. Value of operating payables at end of year	2017-12-31	$0
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$26,112,288
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$308,374,746
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$282,262,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$12,500
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$287,029,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$255,548,289
Interest on participant loans	2017-12-31	$48,093
Value of interest in common/collective trusts at end of year	2017-12-31	$19,250,470
Value of interest in common/collective trusts at beginning of year	2017-12-31	$24,688,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$90,880,029
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$90,880,029
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$1,815
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$34,463,964
Net investment gain or loss from common/collective trusts	2017-12-31	$545,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$6,469,344
Employer contributions (assets) at end of year	2017-12-31	$861,945
Employer contributions (assets) at beginning of year	2017-12-31	$994,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$46,223,316
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$0
Contract administrator fees	2017-12-31	$11,687
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CROWE LLP
Accountancy firm EIN	2017-12-31	350921680
2016 : NORTEK 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$43,925,278
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$35,577,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$35,089,970
Value of total corrective distributions	2016-12-31	$71,224
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$25,678,150
Value of total assets at end of year	2016-12-31	$282,262,458
Value of total assets at beginning of year	2016-12-31	$273,914,597
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$416,223
Total interest from all sources	2016-12-31	$41,920
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$7,232,778
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$7,232,778
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$18,040,722
Participant contributions at end of year	2016-12-31	$1,016,930
Participant contributions at beginning of year	2016-12-31	$821,939
Participant contributions at end of year	2016-12-31	$14,282
Participant contributions at beginning of year	2016-12-31	$22,830
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$806,303
Administrative expenses (other) incurred	2016-12-31	$416,223
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$8,347,861
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$282,262,458
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$273,914,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$255,548,289
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$248,372,138
Interest on participant loans	2016-12-31	$41,920
Value of interest in common/collective trusts at end of year	2016-12-31	$24,688,896
Value of interest in common/collective trusts at beginning of year	2016-12-31	$23,150,863
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$10,432,202
Net investment gain or loss from common/collective trusts	2016-12-31	$540,228
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$6,831,125
Employer contributions (assets) at end of year	2016-12-31	$994,061
Employer contributions (assets) at beginning of year	2016-12-31	$1,546,827
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$35,089,970
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CROWE HORWATH LP
Accountancy firm EIN	2016-12-31	350921680

Form 5500 Responses for NORTEK 401(K) SAVINGS PLAN

2020: NORTEK 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: NORTEK 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: NORTEK 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NORTEK 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NORTEK 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BROAN-NUTONE LLC
Employer identification number (EIN):	050504397
NAIC Classification:	561110
NAIC Description:	Office Administrative Services