401k Plan data: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT plan

CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 401k Plan overview

Plan Name	CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT
Plan identification number	004

CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily flat dollar (includes dollars per year of service) Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

CONNECTICUT GENERAL LIFE INSURANCE COMPANY has sponsored the creation of one or more 401k plans.

Company Name: CONNECTICUT GENERAL LIFE INSURANCE COMPANY

Employer identification number (EIN): 060303370

NAIC Classification: 524140

Additional information about CONNECTICUT GENERAL LIFE INSURANCE COMPANY

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C0073685

More information about CONNECTICUT GENERAL LIFE INSURANCE COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2015-01-01 JAMES N. WOLF
004 2014-01-01 JAMES N. WOLF
004 2013-01-01 JAMES N. WOLF
004 2012-01-01 JAMES N. WOLF
004 2011-01-01 JAMES N. WOLF
004 2009-01-01 JAMES N. WOLF

Plan id#	Filing Submission Date	Name of Administrator
004	2015-01-01	JAMES N. WOLF
004	2014-01-01	JAMES N. WOLF
004	2013-01-01	JAMES N. WOLF
004	2012-01-01	JAMES N. WOLF
004	2011-01-01	JAMES N. WOLF
004	2009-01-01	JAMES N. WOLF

Plan Statistics for CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT

401k plan membership statisitcs for CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT

Measure Date Value
2015: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2015 401k membership
Total participants, beginning-of-year 2015-01-01 219
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2014 401k membership
Total participants, beginning-of-year 2014-01-01 236
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 162
Number of other retired or separated participants entitled to future benefits 2014-01-01 17
Total of all active and inactive participants 2014-01-01 179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 40
Total participants 2014-01-01 219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2013 401k membership
Total participants, beginning-of-year 2013-01-01 241
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 172
Number of other retired or separated participants entitled to future benefits 2013-01-01 23
Total of all active and inactive participants 2013-01-01 195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 41
Total participants 2013-01-01 236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2012 401k membership
Total participants, beginning-of-year 2012-01-01 247
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 180
Number of other retired or separated participants entitled to future benefits 2012-01-01 23
Total of all active and inactive participants 2012-01-01 203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 38
Total participants 2012-01-01 241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2011 401k membership
Total participants, beginning-of-year 2011-01-01 252
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 183
Number of other retired or separated participants entitled to future benefits 2011-01-01 27
Total of all active and inactive participants 2011-01-01 210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 37
Total participants 2011-01-01 247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2009 401k membership
Total participants, beginning-of-year 2009-01-01 275
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 0
Number of retired or separated participants receiving benefits 2009-01-01 167
Number of other retired or separated participants entitled to future benefits 2009-01-01 64
Total of all active and inactive participants 2009-01-01 231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 33
Total participants 2009-01-01 264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2015 401k membership
Total participants, beginning-of-year	2015-01-01	219
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2014 401k membership
Total participants, beginning-of-year	2014-01-01	236
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	162
Number of other retired or separated participants entitled to future benefits	2014-01-01	17
Total of all active and inactive participants	2014-01-01	179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	40
Total participants	2014-01-01	219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2013 401k membership
Total participants, beginning-of-year	2013-01-01	241
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	172
Number of other retired or separated participants entitled to future benefits	2013-01-01	23
Total of all active and inactive participants	2013-01-01	195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	41
Total participants	2013-01-01	236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2012 401k membership
Total participants, beginning-of-year	2012-01-01	247
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	180
Number of other retired or separated participants entitled to future benefits	2012-01-01	23
Total of all active and inactive participants	2012-01-01	203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	38
Total participants	2012-01-01	241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2011 401k membership
Total participants, beginning-of-year	2011-01-01	252
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	183
Number of other retired or separated participants entitled to future benefits	2011-01-01	27
Total of all active and inactive participants	2011-01-01	210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	37
Total participants	2011-01-01	247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2009 401k membership
Total participants, beginning-of-year	2009-01-01	275
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	0
Number of retired or separated participants receiving benefits	2009-01-01	167
Number of other retired or separated participants entitled to future benefits	2009-01-01	64
Total of all active and inactive participants	2009-01-01	231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	33
Total participants	2009-01-01	264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT

Measure	Date	Value
2015 : CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-125,865
Total unrealized appreciation/depreciation of assets	2015-12-31	$-125,865
Total transfer of assets from this plan	2015-12-31	$2,607,278
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$563,422
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$758,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$630,954
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$576,065
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$2,801,947
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$127,137
Total interest from all sources	2015-12-31	$113,222
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Administrative expenses (other) incurred	2015-12-31	$44,691
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-194,669
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,801,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Interest earned on other investments	2015-12-31	$113,222
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$2,759,149
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$576,065
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$42,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$630,954
Contract administrator fees	2015-12-31	$82,446
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN	2015-12-31	134008324
2014 : CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$4,433
Total unrealized appreciation/depreciation of assets	2014-12-31	$4,433
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$707,730
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$780,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$649,876
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$587,734
Value of total assets at end of year	2014-12-31	$2,801,947
Value of total assets at beginning of year	2014-12-31	$2,874,270
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$130,177
Total interest from all sources	2014-12-31	$115,563
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Administrative expenses (other) incurred	2014-12-31	$40,936
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-72,323
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,801,947
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,874,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Interest earned on other investments	2014-12-31	$115,563
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$2,759,149
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$2,808,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$587,734
Employer contributions (assets) at end of year	2014-12-31	$42,798
Employer contributions (assets) at beginning of year	2014-12-31	$66,109
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$649,876
Contract administrator fees	2014-12-31	$89,241
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN	2014-12-31	134008324
2013 : CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$-80,720
Total unrealized appreciation/depreciation of assets	2013-12-31	$-80,720
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$610,127
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$744,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$614,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$557,263
Value of total assets at end of year	2013-12-31	$2,874,270
Value of total assets at beginning of year	2013-12-31	$3,008,346
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$129,932
Total interest from all sources	2013-12-31	$133,584
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Administrative expenses (other) incurred	2013-12-31	$129,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-134,076
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,874,270
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,008,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Interest earned on other investments	2013-12-31	$133,584
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$2,808,161
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,989,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$557,263
Employer contributions (assets) at end of year	2013-12-31	$66,109
Employer contributions (assets) at beginning of year	2013-12-31	$18,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$614,271
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN	2013-12-31	134008324
2012 : CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$61,558
Total unrealized appreciation/depreciation of assets	2012-12-31	$61,558
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$781,963
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$814,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$697,314
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$561,102
Value of total assets at end of year	2012-12-31	$3,008,346
Value of total assets at beginning of year	2012-12-31	$3,040,585
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$116,888
Total interest from all sources	2012-12-31	$159,303
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Administrative expenses (other) incurred	2012-12-31	$116,888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-32,239
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,008,346
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,040,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Interest earned on other investments	2012-12-31	$159,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,989,500
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$3,040,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$561,102
Employer contributions (assets) at end of year	2012-12-31	$18,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$697,314
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN	2012-12-31	134008324
2011 : CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$3,891
Total unrealized appreciation/depreciation of assets	2011-12-31	$3,891
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$201,020
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,065,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$950,048
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$0
Value of total assets at end of year	2011-12-31	$3,040,585
Value of total assets at beginning of year	2011-12-31	$3,905,546
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$115,933
Total interest from all sources	2011-12-31	$197,129
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Administrative expenses (other) incurred	2011-12-31	$115,933
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-864,961
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,040,585
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,905,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Interest earned on other investments	2011-12-31	$197,129
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$3,040,585
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$3,905,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$950,048
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN	2011-12-31	134008324
2010 : CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$161,033
Total unrealized appreciation/depreciation of assets	2010-12-31	$161,033
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$438,805
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,572,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,465,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$0
Value of total assets at end of year	2010-12-31	$3,905,546
Value of total assets at beginning of year	2010-12-31	$5,038,959
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$106,386
Total interest from all sources	2010-12-31	$277,772
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Administrative expenses (other) incurred	2010-12-31	$106,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-1,133,413
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,905,546
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,038,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Interest earned on other investments	2010-12-31	$277,772
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$3,905,546
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$5,038,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,465,832
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PRICEWATERHOUSECOOPERS, LLP
Accountancy firm EIN	2010-12-31	134008324
2009 : CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT

2015: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2014: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: CONN GENERAL LIFE FIELD RETIREMENT PLAN DB SUPPLEMENT 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	CONNECTICUT GENERAL LIFE INSURANCE COMPANY
Employer identification number (EIN):	060303370
NAIC Classification:	524140

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C0073685