401k Plan data: FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN plan

FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan Name	FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN
Plan identification number	002

FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

FAIRFIELD UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: FAIRFIELD UNIVERSITY

Employer identification number (EIN): 060646623

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2011-01-01 JULIE DOLAN
002 2009-01-01 JULIE DOLAN JULIE DOLAN 2010-11-22

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2011-01-01	JULIE DOLAN
002	2009-01-01	JULIE DOLAN		JULIE DOLAN	2010-11-22

Plan Statistics for FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure Date Value
2011: FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,284
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 0
Number of participants with account balances 2011-01-01 0
2009: FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 963
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,165
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 112
Total of all active and inactive participants 2009-01-01 1,277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 1,279
Number of participants with account balances 2009-01-01 1,120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2011: FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,284
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	0
Number of participants with account balances	2011-01-01	0
2009: FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	963
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,165
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	112
Total of all active and inactive participants	2009-01-01	1,277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	1,279
Number of participants with account balances	2009-01-01	1,120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN

Measure	Date	Value
2011 : FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$18,762
Total transfer of assets from this plan	2011-12-31	$55,472,009
Total income from all sources (including contributions)	2011-12-31	$4,441,062
Total of all expenses incurred	2011-12-31	$3,750,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,745,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,269,659
Value of total assets at end of year	2011-12-31	$0
Value of total assets at beginning of year	2011-12-31	$54,762,607
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$5,382
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,109,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,109,699
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,018,981
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,250,678
Administrative expenses (other) incurred	2011-12-31	$5,382
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$690,640
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$54,762,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$33,535,286
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,065,328
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$689,725
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$689,725
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$19,472,268
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$230,672
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,098,678
Net investment gain/loss from pooled separate accounts	2011-12-31	$160,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,514,368
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BLUM SHAPIRO & COMPANY
Accountancy firm EIN	2011-12-31	061009205
2010 : FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total transfer of assets to this plan	2010-12-31	$99,148
Total income from all sources (including contributions)	2010-12-31	$9,121,808
Total of all expenses incurred	2010-12-31	$3,911,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,905,553
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,199,562
Value of total assets at end of year	2010-12-31	$54,762,607
Value of total assets at beginning of year	2010-12-31	$49,453,295
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$6,091
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$884,680
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$884,680
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,121,570
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$1,077,992
Administrative expenses (other) incurred	2010-12-31	$6,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$5,210,164
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$54,762,607
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$49,453,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$33,535,286
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$29,294,809
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,065,328
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$807,892
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$689,725
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$661,479
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$661,479
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$19,472,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$18,689,115
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$21,263
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,923,195
Net investment gain/loss from pooled separate accounts	2010-12-31	$114,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,884,290
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BLUM, SHAPIRO & COMPANY, P.C.
Accountancy firm EIN	2010-12-31	061009205
2009 : FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN

2011: FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	This submission is the final filing	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: FAIRFIELD UNIVERSITY TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	First time form 5500 has been submitted	Yes
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	FAIRFIELD UNIVERSITY
Employer identification number (EIN):	060646623
NAIC Classification:	611000