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VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 401k Plan overview

Plan NameVNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN
Plan identification number 001

VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VNA HEALTH CARE, INC. has sponsored the creation of one or more 401k plans.

Company Name:VNA HEALTH CARE, INC.
Employer identification number (EIN):060646938
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-07-01
0012015-07-01
0012015-07-01
0012014-07-01
0012013-07-01MARK LAPIERRE
0012012-07-01WILLIAM LOCKHART
0012011-07-01SHELLEY CHAPPELL
0012009-07-01SHELLEY CHAPPELL

Plan Statistics for VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN

401k plan membership statisitcs for VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN

Measure Date Value
2016: VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-316,488,256
Acturial value of plan assets2016-12-316,791,507
Funding target for retired participants and beneficiaries receiving payment2016-12-312,676,956
Number of terminated vested participants2016-12-31104
Fundng target for terminated vested participants2016-12-311,784,561
Active participant vested funding target2016-12-311,571,289
Number of active participants2016-12-3166
Total funding liabilities for active participants2016-12-311,571,289
Total participant count2016-12-31293
Total funding target for all participants2016-12-316,032,806
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-3136,618
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-3138,789
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-3174,000
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-07-01293
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-010
Total of all active and inactive participants2016-07-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01314
Total number of active participants reported on line 7a of the Form 55002015-07-0166
Number of retired or separated participants receiving benefits2015-07-01119
Number of other retired or separated participants entitled to future benefits2015-07-01103
Total of all active and inactive participants2015-07-01288
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-015
Total participants2015-07-01293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01328
Total number of active participants reported on line 7a of the Form 55002014-07-0179
Number of retired or separated participants receiving benefits2014-07-01115
Number of other retired or separated participants entitled to future benefits2014-07-01115
Total of all active and inactive participants2014-07-01309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-015
Total participants2014-07-01314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01350
Total number of active participants reported on line 7a of the Form 55002013-07-0191
Number of retired or separated participants receiving benefits2013-07-01114
Number of other retired or separated participants entitled to future benefits2013-07-01116
Total of all active and inactive participants2013-07-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-017
Total participants2013-07-01328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01389
Total number of active participants reported on line 7a of the Form 55002012-07-0197
Number of retired or separated participants receiving benefits2012-07-01110
Number of other retired or separated participants entitled to future benefits2012-07-01138
Total of all active and inactive participants2012-07-01345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-015
Total participants2012-07-01350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01398
Total number of active participants reported on line 7a of the Form 55002011-07-01103
Number of retired or separated participants receiving benefits2011-07-01102
Number of other retired or separated participants entitled to future benefits2011-07-01181
Total of all active and inactive participants2011-07-01386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-013
Total participants2011-07-01389
2009: VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01437
Total number of active participants reported on line 7a of the Form 55002009-07-01145
Number of retired or separated participants receiving benefits2009-07-0194
Number of other retired or separated participants entitled to future benefits2009-07-01178
Total of all active and inactive participants2009-07-01417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-014
Total participants2009-07-01421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN

Measure Date Value
2016 : VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2016 401k financial data
Total transfer of assets from this plan2016-12-31$6,259,031
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$28,213
Total income from all sources (including contributions)2016-12-31$166,788
Total of all expenses incurred2016-12-31$344,011
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$340,170
Value of total assets at end of year2016-12-31$0
Value of total assets at beginning of year2016-12-31$6,464,467
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-12-310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$0
Amount contributed by the employer to the plan for this plan year2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$28,213
Administrative expenses (other) incurred2016-12-31$3,841
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-177,223
Value of net assets at end of year (total assets less liabilities)2016-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,436,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at beginning of year2016-12-31$6,350,362
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$99,105
Net investment gain/loss from pooled separate accounts2016-12-31$175,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Employer contributions (assets) at beginning of year2016-12-31$15,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$340,170
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2016-12-31061648707
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$28,213
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$101,957
Total of all expenses incurred2016-06-30$941,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$933,119
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$15,000
Value of total assets at end of year2016-06-30$6,464,467
Value of total assets at beginning of year2016-06-30$7,275,456
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$8,040
Total interest from all sources2016-06-30$2,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$5,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-06-300
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Minimum employer required contribution for this plan year2016-06-30$0
Amount contributed by the employer to the plan for this plan year2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-06-30$28,213
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-06-30$0
Administrative expenses (other) incurred2016-06-30$8,040
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-839,202
Value of net assets at end of year (total assets less liabilities)2016-06-30$6,436,254
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$7,275,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in pooled separate accounts at end of year2016-06-30$6,350,362
Value of interest in pooled separate accounts at beginning of year2016-06-30$7,010,406
Interest earned on other investments2016-06-30$2,000
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$99,105
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$265,050
Net investment gain/loss from pooled separate accounts2016-06-30$84,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$15,000
Employer contributions (assets) at end of year2016-06-30$15,000
Employer contributions (assets) at beginning of year2016-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$933,119
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2016-06-30061648707
2015 : VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-06-30$293,555
Total of all expenses incurred2015-06-30$498,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$491,260
Value of total assets at end of year2015-06-30$7,275,456
Value of total assets at beginning of year2015-06-30$7,480,835
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$7,674
Total interest from all sources2015-06-30$2,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$5,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2015-06-300
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Minimum employer required contribution for this plan year2015-06-30$0
Amount contributed by the employer to the plan for this plan year2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Administrative expenses (other) incurred2015-06-30$7,674
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$-205,379
Value of net assets at end of year (total assets less liabilities)2015-06-30$7,275,456
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$7,480,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in pooled separate accounts at end of year2015-06-30$7,010,406
Value of interest in pooled separate accounts at beginning of year2015-06-30$7,349,697
Interest earned on other investments2015-06-30$2,848
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$265,050
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$131,138
Net investment gain/loss from pooled separate accounts2015-06-30$290,707
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30Yes
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$491,260
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2015-06-30061648707
2014 : VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$1,200,092
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$722,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$714,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$0
Value of total assets at end of year2014-06-30$7,480,835
Value of total assets at beginning of year2014-06-30$7,003,308
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$8,105
Total interest from all sources2014-06-30$2,527
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Administrative expenses (other) incurred2014-06-30$8,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$477,527
Value of net assets at end of year (total assets less liabilities)2014-06-30$7,480,835
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$7,003,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in pooled separate accounts at end of year2014-06-30$7,349,697
Value of interest in pooled separate accounts at beginning of year2014-06-30$6,737,133
Interest earned on other investments2014-06-30$2,527
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$131,138
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$228,175
Net investment gain/loss from pooled separate accounts2014-06-30$1,197,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Employer contributions (assets) at beginning of year2014-06-30$38,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$714,460
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30MARCUM LLP
Accountancy firm EIN2014-06-30111986323
2013 : VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$1,056,331
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$787,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$773,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$252,000
Value of total assets at end of year2013-06-30$7,003,308
Value of total assets at beginning of year2013-06-30$6,734,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$13,995
Total interest from all sources2013-06-30$3,391
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$1,000,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Administrative expenses (other) incurred2013-06-30$13,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$268,494
Value of net assets at end of year (total assets less liabilities)2013-06-30$7,003,308
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$6,734,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in pooled separate accounts at end of year2013-06-30$6,737,133
Value of interest in pooled separate accounts at beginning of year2013-06-30$6,356,193
Interest earned on other investments2013-06-30$3,391
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$228,175
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$324,621
Net investment gain/loss from pooled separate accounts2013-06-30$800,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$252,000
Employer contributions (assets) at end of year2013-06-30$38,000
Employer contributions (assets) at beginning of year2013-06-30$54,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$773,842
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-06-30No
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30MARCUM LLP
Accountancy firm EIN2013-06-30111986323
2012 : VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-06-30$284,798
Total of all expenses incurred2012-06-30$302,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$298,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$215,591
Value of total assets at end of year2012-06-30$6,734,814
Value of total assets at beginning of year2012-06-30$6,752,738
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$4,200
Total interest from all sources2012-06-30$6,008
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30No
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Administrative expenses (other) incurred2012-06-30$4,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$-17,924
Value of net assets at end of year (total assets less liabilities)2012-06-30$6,734,814
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$6,752,738
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in pooled separate accounts at end of year2012-06-30$6,356,193
Value of interest in pooled separate accounts at beginning of year2012-06-30$5,812,995
Interest earned on other investments2012-06-30$6,008
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$324,621
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$239,743
Net investment gain/loss from pooled separate accounts2012-06-30$63,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$215,591
Employer contributions (assets) at end of year2012-06-30$54,000
Employer contributions (assets) at beginning of year2012-06-30$700,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$298,522
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-06-30No
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30MARCUM LLP
Accountancy firm EIN2012-06-30111986323
2011 : VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-06-30$1,955,457
Total of all expenses incurred2011-06-30$884,830
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$874,855
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$761,159
Value of total assets at end of year2011-06-30$6,752,738
Value of total assets at beginning of year2011-06-30$5,682,111
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$9,975
Total interest from all sources2011-06-30$4,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$1,000,000
If this is an individual account plan, was there a blackout period2011-06-30No
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Administrative expenses (other) incurred2011-06-30$9,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$1,070,627
Value of net assets at end of year (total assets less liabilities)2011-06-30$6,752,738
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$5,682,111
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in pooled separate accounts at end of year2011-06-30$5,812,995
Value of interest in pooled separate accounts at beginning of year2011-06-30$5,650,716
Interest earned on other investments2011-06-30$4,030
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$239,743
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$31,395
Net investment gain/loss from pooled separate accounts2011-06-30$1,190,268
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$761,159
Employer contributions (assets) at end of year2011-06-30$700,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$874,855
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-06-30No
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30MARCUM LLP
Accountancy firm EIN2011-06-30111986323
2010 : VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN

2016: VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01This submission is the final filingYes
2016-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan benefit arrangement – InsuranceYes
2015: VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedYes
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan benefit arrangement – InsuranceYes
2014: VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan benefit arrangement – InsuranceYes
2013: VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan benefit arrangement – InsuranceYes
2012: VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan benefit arrangement – InsuranceYes
2011: VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan benefit arrangement – InsuranceYes
2009: VNA HEALTH CARE, INC. CASH BALANCE PENSION PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01This submission is the final filingNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010-104-G-91
Policy instance 1
Insurance contract or identification number010-104-G-91
Number of Individuals Covered293
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010104-G
Policy instance 1
Insurance contract or identification number010104-G
Number of Individuals Covered314
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010104-G
Policy instance 1
Insurance contract or identification number010104-G
Number of Individuals Covered328
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010104-G
Policy instance 1
Insurance contract or identification number010104-G
Number of Individuals Covered350
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010104-G
Policy instance 1
Insurance contract or identification number010104-G
Number of Individuals Covered395
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $93
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010104-G
Policy instance 1
Insurance contract or identification number010104-G
Number of Individuals Covered398
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $261
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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