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HARC, INC. UNION EMPLOYEES 401(K) PLAN 401k Plan overview

Plan NameHARC, INC. UNION EMPLOYEES 401(K) PLAN
Plan identification number 003

HARC, INC. UNION EMPLOYEES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HARC, INC. has sponsored the creation of one or more 401k plans.

Company Name:HARC, INC.
Employer identification number (EIN):060710289
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about HARC, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1986-11-20
Company Identification Number: J43190
Legal Registered Office Address: 2300 W. SAMPLE RD

POMPANO BEACH

33067

More information about HARC, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARC, INC. UNION EMPLOYEES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032021-07-01
0032020-07-01
0032019-07-01
0032018-07-01
0032017-07-01
0032016-07-01ANDREA BARTON REEVES
0032015-07-01ANDREA BARTON REEVES
0032014-07-01ANDREA BARTON REEVES
0032013-07-01
0032012-07-01STANLEY INGERSOLL STANLEY INGERSOLL2014-04-15
0032011-07-01STANLEY INGERSOLL STANLEY INGERSOLL2013-04-15
0032010-07-01STANLEY INGERSOLL STANLEY INGERSOLL2012-04-17
0032009-07-01STANLEY INGERSOLL STANLEY INGERSOLL2011-04-18
0032009-07-01STANLEY INGERSOLL STANLEY INGERSOLL2011-04-15

Plan Statistics for HARC, INC. UNION EMPLOYEES 401(K) PLAN

401k plan membership statisitcs for HARC, INC. UNION EMPLOYEES 401(K) PLAN

Measure Date Value
2021: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01390
Total number of active participants reported on line 7a of the Form 55002021-07-01266
Number of retired or separated participants receiving benefits2021-07-0117
Number of other retired or separated participants entitled to future benefits2021-07-01104
Total of all active and inactive participants2021-07-01387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01387
Number of participants with account balances2021-07-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-0126
2020: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01440
Total number of active participants reported on line 7a of the Form 55002020-07-01252
Number of retired or separated participants receiving benefits2020-07-0118
Number of other retired or separated participants entitled to future benefits2020-07-01110
Total of all active and inactive participants2020-07-01380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01380
Number of participants with account balances2020-07-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-0134
2019: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01479
Total number of active participants reported on line 7a of the Form 55002019-07-01303
Number of retired or separated participants receiving benefits2019-07-0130
Number of other retired or separated participants entitled to future benefits2019-07-01114
Total of all active and inactive participants2019-07-01447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01447
Number of participants with account balances2019-07-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-0125
2018: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01435
Total number of active participants reported on line 7a of the Form 55002018-07-01314
Number of retired or separated participants receiving benefits2018-07-0122
Number of other retired or separated participants entitled to future benefits2018-07-01138
Total of all active and inactive participants2018-07-01474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01474
Number of participants with account balances2018-07-01418
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-0122
2017: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01429
Total number of active participants reported on line 7a of the Form 55002017-07-01313
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-01122
Total of all active and inactive participants2017-07-01435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01435
Number of participants with account balances2017-07-01356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-0121
2016: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01277
Total number of active participants reported on line 7a of the Form 55002016-07-01384
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0189
Total of all active and inactive participants2016-07-01473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01473
Number of participants with account balances2016-07-01347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-0121
2015: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01341
Total number of active participants reported on line 7a of the Form 55002015-07-01238
Number of other retired or separated participants entitled to future benefits2015-07-01104
Total of all active and inactive participants2015-07-01342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01342
Number of participants with account balances2015-07-01272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-019
2014: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01319
Total number of active participants reported on line 7a of the Form 55002014-07-01226
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0184
Total of all active and inactive participants2014-07-01310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01310
Number of participants with account balances2014-07-01265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-0115
2013: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01344
Total number of active participants reported on line 7a of the Form 55002013-07-01170
Number of other retired or separated participants entitled to future benefits2013-07-01149
Total of all active and inactive participants2013-07-01319
Total participants2013-07-01319
Number of participants with account balances2013-07-01276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-0111
2012: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01320
Total number of active participants reported on line 7a of the Form 55002012-07-01239
Number of other retired or separated participants entitled to future benefits2012-07-01105
Total of all active and inactive participants2012-07-01344
Total participants2012-07-01344
Number of participants with account balances2012-07-01277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-015
2011: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01328
Total number of active participants reported on line 7a of the Form 55002011-07-01224
Number of other retired or separated participants entitled to future benefits2011-07-0196
Total of all active and inactive participants2011-07-01320
Total participants2011-07-01320
Number of participants with account balances2011-07-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-019
2010: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-07-01345
Total number of active participants reported on line 7a of the Form 55002010-07-01235
Number of other retired or separated participants entitled to future benefits2010-07-0193
Total of all active and inactive participants2010-07-01328
Total participants2010-07-01328
Number of participants with account balances2010-07-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-014
2009: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01362
Total number of active participants reported on line 7a of the Form 55002009-07-01239
Number of other retired or separated participants entitled to future benefits2009-07-01106
Total of all active and inactive participants2009-07-01345
Total participants2009-07-01345
Number of participants with account balances2009-07-01270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-0114

Financial Data on HARC, INC. UNION EMPLOYEES 401(K) PLAN

Measure Date Value
2022 : HARC, INC. UNION EMPLOYEES 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-482,705
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$1,151,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$1,129,878
Expenses. Certain deemed distributions of participant loans2022-06-30$2,268
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$533,904
Value of total assets at end of year2022-06-30$6,567,901
Value of total assets at beginning of year2022-06-30$8,202,158
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$19,406
Total interest from all sources2022-06-30$18,682
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$414,309
Participant contributions at end of year2022-06-30$408,420
Participant contributions at beginning of year2022-06-30$323,643
Participant contributions at end of year2022-06-30$15,962
Participant contributions at beginning of year2022-06-30$3,976
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$97
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-06-30$8,896
Administrative expenses (other) incurred2022-06-30$19,406
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-1,634,257
Value of net assets at end of year (total assets less liabilities)2022-06-30$6,567,901
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$8,202,158
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in pooled separate accounts at end of year2022-06-30$5,832,618
Value of interest in pooled separate accounts at beginning of year2022-06-30$7,602,706
Interest on participant loans2022-06-30$15,915
Interest earned on other investments2022-06-30$2,767
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$297,755
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$271,833
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-1,035,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$119,498
Employer contributions (assets) at end of year2022-06-30$4,250
Employer contributions (assets) at beginning of year2022-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$1,129,878
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN2022-06-30061648707
2021 : HARC, INC. UNION EMPLOYEES 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$2,313,472
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$1,130,603
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$1,100,898
Expenses. Certain deemed distributions of participant loans2021-06-30$1,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$480,339
Value of total assets at end of year2021-06-30$8,202,158
Value of total assets at beginning of year2021-06-30$7,019,289
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$28,259
Total interest from all sources2021-06-30$16,907
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$352,991
Participant contributions at end of year2021-06-30$323,643
Participant contributions at beginning of year2021-06-30$298,221
Participant contributions at end of year2021-06-30$3,976
Participant contributions at beginning of year2021-06-30$902
Administrative expenses (other) incurred2021-06-30$28,259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$1,182,869
Value of net assets at end of year (total assets less liabilities)2021-06-30$8,202,158
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$7,019,289
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in pooled separate accounts at end of year2021-06-30$7,602,706
Value of interest in pooled separate accounts at beginning of year2021-06-30$6,453,193
Interest on participant loans2021-06-30$14,273
Interest earned on other investments2021-06-30$2,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$271,833
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$266,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$1,816,226
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30Yes
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$127,348
Employer contributions (assets) at end of year2021-06-30$0
Employer contributions (assets) at beginning of year2021-06-30$396
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$1,100,898
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-06-30410746749
2020 : HARC, INC. UNION EMPLOYEES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$781,133
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$1,021,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$1,002,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$520,936
Value of total assets at end of year2020-06-30$7,019,289
Value of total assets at beginning of year2020-06-30$7,260,108
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$18,990
Total interest from all sources2020-06-30$20,452
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$384,902
Participant contributions at end of year2020-06-30$298,221
Participant contributions at beginning of year2020-06-30$334,037
Participant contributions at end of year2020-06-30$902
Participant contributions at beginning of year2020-06-30$174
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-06-30$0
Other income not declared elsewhere2020-06-30$3,019
Administrative expenses (other) incurred2020-06-30$18,990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$-240,819
Value of net assets at end of year (total assets less liabilities)2020-06-30$7,019,289
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$7,260,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in pooled separate accounts at end of year2020-06-30$6,453,193
Value of interest in pooled separate accounts at beginning of year2020-06-30$6,618,550
Interest on participant loans2020-06-30$17,739
Interest earned on other investments2020-06-30$2,713
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$266,577
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$296,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$236,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30Yes
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$136,034
Employer contributions (assets) at end of year2020-06-30$396
Employer contributions (assets) at beginning of year2020-06-30$10,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$1,002,962
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-06-30410746749
2019 : HARC, INC. UNION EMPLOYEES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$885,626
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$524,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$495,765
Expenses. Certain deemed distributions of participant loans2019-06-30$6,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$491,387
Value of total assets at end of year2019-06-30$7,260,108
Value of total assets at beginning of year2019-06-30$6,898,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$22,298
Total interest from all sources2019-06-30$22,251
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$362,841
Participant contributions at end of year2019-06-30$334,037
Participant contributions at beginning of year2019-06-30$350,815
Participant contributions at end of year2019-06-30$174
Participant contributions at beginning of year2019-06-30$810
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$361,326
Value of net assets at end of year (total assets less liabilities)2019-06-30$7,260,108
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$6,898,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in pooled separate accounts at end of year2019-06-30$6,618,550
Value of interest in pooled separate accounts at beginning of year2019-06-30$6,139,391
Interest on participant loans2019-06-30$19,113
Interest earned on other investments2019-06-30$3,138
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$296,499
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$398,279
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$371,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30Yes
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$128,291
Employer contributions (assets) at end of year2019-06-30$10,848
Employer contributions (assets) at beginning of year2019-06-30$9,487
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$495,765
Contract administrator fees2019-06-30$22,298
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30BLUMSHAPIRO
Accountancy firm EIN2019-06-30061009205
2018 : HARC, INC. UNION EMPLOYEES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$1,045,194
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$879,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$837,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$493,062
Value of total assets at end of year2018-06-30$6,898,782
Value of total assets at beginning of year2018-06-30$6,733,273
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$41,891
Total interest from all sources2018-06-30$18,200
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$362,114
Participant contributions at end of year2018-06-30$350,815
Participant contributions at beginning of year2018-06-30$287,043
Participant contributions at end of year2018-06-30$810
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$13,433
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$165,509
Value of net assets at end of year (total assets less liabilities)2018-06-30$6,898,782
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$6,733,273
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Investment advisory and management fees2018-06-30$41,891
Value of interest in pooled separate accounts at end of year2018-06-30$6,139,391
Value of interest in pooled separate accounts at beginning of year2018-06-30$6,005,369
Interest on participant loans2018-06-30$14,071
Interest earned on other investments2018-06-30$4,129
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$398,279
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$440,861
Net investment gain/loss from pooled separate accounts2018-06-30$533,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30Yes
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$117,515
Employer contributions (assets) at end of year2018-06-30$9,487
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$837,794
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30BLUMSHAPIRO
Accountancy firm EIN2018-06-30061009205
2017 : HARC, INC. UNION EMPLOYEES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total transfer of assets to this plan2017-06-30$5,245,707
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$278,350
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$292,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$278,899
Expenses. Certain deemed distributions of participant loans2017-06-30$65
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$133,829
Value of total assets at end of year2017-06-30$6,733,273
Value of total assets at beginning of year2017-06-30$1,501,641
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$13,461
Total interest from all sources2017-06-30$5,884
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$95,722
Participant contributions at end of year2017-06-30$287,043
Participant contributions at beginning of year2017-06-30$76,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$-14,075
Value of net assets at end of year (total assets less liabilities)2017-06-30$6,733,273
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$1,501,641
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Investment advisory and management fees2017-06-30$13,461
Value of interest in pooled separate accounts at end of year2017-06-30$6,005,369
Value of interest in pooled separate accounts at beginning of year2017-06-30$1,237,399
Interest on participant loans2017-06-30$4,252
Interest earned on other investments2017-06-30$1,632
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$440,861
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$187,553
Net investment gain/loss from pooled separate accounts2017-06-30$138,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$38,107
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$278,899
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30BLUMSHAPIRO
Accountancy firm EIN2017-06-30061009205
2016 : HARC, INC. UNION EMPLOYEES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$143,577
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$196,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$184,141
Expenses. Certain deemed distributions of participant loans2016-06-30$4,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$134,446
Value of total assets at end of year2016-06-30$1,501,641
Value of total assets at beginning of year2016-06-30$1,554,479
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$8,188
Total interest from all sources2016-06-30$5,546
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$95,828
Participant contributions at end of year2016-06-30$76,689
Participant contributions at beginning of year2016-06-30$122,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-52,838
Value of net assets at end of year (total assets less liabilities)2016-06-30$1,501,641
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$1,554,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Investment advisory and management fees2016-06-30$8,188
Value of interest in pooled separate accounts at end of year2016-06-30$1,237,399
Value of interest in pooled separate accounts at beginning of year2016-06-30$1,222,432
Interest on participant loans2016-06-30$3,678
Interest earned on other investments2016-06-30$1,868
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$187,553
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$209,610
Net investment gain/loss from pooled separate accounts2016-06-30$3,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$38,618
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$184,141
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30BLUMSHAPIRO
Accountancy firm EIN2016-06-30061009205
2015 : HARC, INC. UNION EMPLOYEES 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$194,692
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$193,008
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$175,997
Expenses. Certain deemed distributions of participant loans2015-06-30$4,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$149,273
Value of total assets at end of year2015-06-30$1,554,479
Value of total assets at beginning of year2015-06-30$1,552,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$12,424
Total interest from all sources2015-06-30$8,170
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$104,667
Participant contributions at end of year2015-06-30$122,437
Participant contributions at beginning of year2015-06-30$136,866
Participant contributions at beginning of year2015-06-30$4,410
Administrative expenses (other) incurred2015-06-30$12,424
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$1,684
Value of net assets at end of year (total assets less liabilities)2015-06-30$1,554,479
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$1,552,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in pooled separate accounts at end of year2015-06-30$1,222,432
Value of interest in pooled separate accounts at beginning of year2015-06-30$1,303,560
Interest on participant loans2015-06-30$6,401
Interest earned on other investments2015-06-30$1,769
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$209,610
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$106,108
Net investment gain/loss from pooled separate accounts2015-06-30$37,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$44,606
Employer contributions (assets) at beginning of year2015-06-30$1,851
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$175,997
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-06-30Yes
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30BLUMSHAPIRO
Accountancy firm EIN2015-06-30061009205
2014 : HARC, INC. UNION EMPLOYEES 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-06-30$351,835
Total of all expenses incurred2014-06-30$153,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$134,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$160,258
Value of total assets at end of year2014-06-30$1,552,795
Value of total assets at beginning of year2014-06-30$1,354,829
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$19,584
Total interest from all sources2014-06-30$7,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Administrative expenses professional fees incurred2014-06-30$4,465
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$500,000
If this is an individual account plan, was there a blackout period2014-06-30No
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$113,960
Participant contributions at end of year2014-06-30$136,866
Participant contributions at beginning of year2014-06-30$110,518
Participant contributions at end of year2014-06-30$4,410
Participant contributions at beginning of year2014-06-30$4,728
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$3,639
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$197,966
Value of net assets at end of year (total assets less liabilities)2014-06-30$1,552,795
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$1,354,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in pooled separate accounts at end of year2014-06-30$1,303,560
Value of interest in pooled separate accounts at beginning of year2014-06-30$1,126,930
Interest on participant loans2014-06-30$5,827
Interest earned on other investments2014-06-30$2,161
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-06-30$1,486
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-06-30$1,486
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$106,108
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$109,321
Net investment gain/loss from pooled separate accounts2014-06-30$183,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$42,659
Employer contributions (assets) at end of year2014-06-30$1,851
Employer contributions (assets) at beginning of year2014-06-30$1,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$134,285
Contract administrator fees2014-06-30$15,119
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30BLUMSHAPIRO
Accountancy firm EIN2014-06-30061009205
2013 : HARC, INC. UNION EMPLOYEES 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-06-30$317,587
Total of all expenses incurred2013-06-30$94,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$72,777
Expenses. Certain deemed distributions of participant loans2013-06-30$2,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$191,702
Value of total assets at end of year2013-06-30$1,354,829
Value of total assets at beginning of year2013-06-30$1,131,767
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$18,946
Total interest from all sources2013-06-30$7,417
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Administrative expenses professional fees incurred2013-06-30$4,740
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
If this is an individual account plan, was there a blackout period2013-06-30No
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$111,336
Participant contributions at end of year2013-06-30$110,518
Participant contributions at beginning of year2013-06-30$75,826
Participant contributions at end of year2013-06-30$4,728
Participant contributions at beginning of year2013-06-30$4,304
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$34,153
Other income not declared elsewhere2013-06-30$-1,241
Administrative expenses (other) incurred2013-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$223,062
Value of net assets at end of year (total assets less liabilities)2013-06-30$1,354,829
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$1,131,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Investment advisory and management fees2013-06-30$0
Value of interest in pooled separate accounts at end of year2013-06-30$1,126,930
Value of interest in pooled separate accounts at beginning of year2013-06-30$961,905
Interest on participant loans2013-06-30$4,785
Interest earned on other investments2013-06-30$2,632
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-06-30$1,486
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-30$548
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-30$548
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$109,321
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$87,162
Net investment gain/loss from pooled separate accounts2013-06-30$119,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$46,213
Employer contributions (assets) at end of year2013-06-30$1,846
Employer contributions (assets) at beginning of year2013-06-30$2,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$72,777
Contract administrator fees2013-06-30$14,206
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30ANQUILLARE, RUOCCO, TRAESTER AND CO
Accountancy firm EIN2013-06-30060743001
2012 : HARC, INC. UNION EMPLOYEES 401(K) PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$173,270
Total of all expenses incurred2012-06-30$93,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$78,349
Expenses. Certain deemed distributions of participant loans2012-06-30$18
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$163,550
Value of total assets at end of year2012-06-30$1,131,767
Value of total assets at beginning of year2012-06-30$1,052,474
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$15,610
Total interest from all sources2012-06-30$6,609
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Administrative expenses professional fees incurred2012-06-30$2,860
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30No
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$113,333
Participant contributions at end of year2012-06-30$75,826
Participant contributions at beginning of year2012-06-30$62,304
Participant contributions at end of year2012-06-30$4,304
Participant contributions at beginning of year2012-06-30$4,410
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$4,590
Other income not declared elsewhere2012-06-30$-1,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$79,293
Value of net assets at end of year (total assets less liabilities)2012-06-30$1,131,767
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$1,052,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in pooled separate accounts at end of year2012-06-30$961,905
Value of interest in pooled separate accounts at beginning of year2012-06-30$883,215
Interest on participant loans2012-06-30$3,608
Interest earned on other investments2012-06-30$3,001
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$548
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-06-30$2,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-06-30$2,269
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$87,162
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$98,383
Net investment gain/loss from pooled separate accounts2012-06-30$4,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$45,627
Employer contributions (assets) at end of year2012-06-30$2,022
Employer contributions (assets) at beginning of year2012-06-30$1,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$78,349
Contract administrator fees2012-06-30$12,750
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30ANQUILLARE, ROUCCO, TRAESTER AND CO
Accountancy firm EIN2012-06-30060743001
2011 : HARC, INC. UNION EMPLOYEES 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$320,389
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$177,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$160,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$158,036
Value of total assets at end of year2011-06-30$1,052,474
Value of total assets at beginning of year2011-06-30$909,099
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$16,653
Total interest from all sources2011-06-30$5,844
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Administrative expenses professional fees incurred2011-06-30$4,105
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$250,000
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$106,489
Participant contributions at end of year2011-06-30$62,304
Participant contributions at beginning of year2011-06-30$37,449
Participant contributions at end of year2011-06-30$4,410
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$13,791
Other income not declared elsewhere2011-06-30$5,897
Administrative expenses (other) incurred2011-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$143,375
Value of net assets at end of year (total assets less liabilities)2011-06-30$1,052,474
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$909,099
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in pooled separate accounts at end of year2011-06-30$883,215
Value of interest in pooled separate accounts at beginning of year2011-06-30$758,240
Interest on participant loans2011-06-30$2,574
Interest earned on other investments2011-06-30$3,270
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$2,269
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$8,080
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$8,080
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$98,383
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$105,330
Net investment gain/loss from pooled separate accounts2011-06-30$150,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$37,756
Employer contributions (assets) at end of year2011-06-30$1,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$160,361
Contract administrator fees2011-06-30$12,548
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30ANQUILLARE, ROUCCO, TRAESTER AND CO
Accountancy firm EIN2011-06-30060743001

Form 5500 Responses for HARC, INC. UNION EMPLOYEES 401(K) PLAN

2021: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement - TrustYes
2020: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement - TrustYes
2019: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement - TrustYes
2018: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement - TrustYes
2017: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement - TrustYes
2016: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement - TrustYes
2015: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement - TrustYes
2014: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement - TrustYes
2013: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2010: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Submission has been amendedNo
2010-07-01This submission is the final filingNo
2010-07-01This return/report is a short plan year return/report (less than 12 months)No
2010-07-01Plan is a collectively bargained planNo
2010-07-01Plan funding arrangement – InsuranceYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement – InsuranceYes
2010-07-01Plan benefit arrangement - TrustYes
2009: HARC, INC. UNION EMPLOYEES 401(K) PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedYes
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812035
Policy instance 1
Insurance contract or identification number812035
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $18,453
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,453
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812035
Policy instance 1
Insurance contract or identification number812035
Number of Individuals Covered337
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $17,913
Total amount of fees paid to insurance companyUSD $3,473
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,913
Insurance broker organization code?3
Amount paid for insurance broker fees3473
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812035
Policy instance 1
Insurance contract or identification number812035
Number of Individuals Covered387
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $16,712
Total amount of fees paid to insurance companyUSD $3,363
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,712
Insurance broker organization code?3
Amount paid for insurance broker fees3363
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812035
Policy instance 1
Insurance contract or identification number812035
Number of Individuals Covered414
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $16,369
Total amount of fees paid to insurance companyUSD $3,265
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,369
Insurance broker organization code?3
Amount paid for insurance broker fees3265
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM TPA ALLIANCE PROGRAM
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812035
Policy instance 1
Insurance contract or identification number812035
Number of Individuals Covered350
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $13,794
Total amount of fees paid to insurance companyUSD $2,317
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812036
Policy instance 2
Insurance contract or identification number812036
Number of Individuals Covered0
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $3,210
Total amount of fees paid to insurance companyUSD $624
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812035
Policy instance 1
Insurance contract or identification number812035
Number of Individuals Covered276
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $2,731
Total amount of fees paid to insurance companyUSD $905
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $2,731
Insurance broker organization code?3
Amount paid for insurance broker fees905
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM TPA ALLIANCE PROGRAM
Insurance broker namePENSION CONSULTANTS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23160
Policy instance 1
Insurance contract or identification number23160
Number of Individuals Covered0
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number812035
Policy instance 2
Insurance contract or identification number812035
Number of Individuals Covered265
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $7,790
Total amount of fees paid to insurance companyUSD $6,506
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $7,790
Insurance broker organization code?3
Amount paid for insurance broker fees6506
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM TPA ALLIANCE PROGRAM
Insurance broker namePENSION CONSULTANTS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23160
Policy instance 1
Insurance contract or identification number23160
Number of Individuals Covered320
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $3,975
Total amount of fees paid to insurance companyUSD $5,123
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,975
Insurance broker organization code?4
Amount paid for insurance broker fees4465
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameSCOTT FREEMAN RET PLAN CONSULTING
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23160
Policy instance 1
Insurance contract or identification number23160
Number of Individuals Covered315
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $3,786
Total amount of fees paid to insurance companyUSD $5,362
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,786
Insurance broker organization code?4
Amount paid for insurance broker fees4740
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameSCOTT FREEMAN RET PLAN CONSULTING
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23160
Policy instance 1
Insurance contract or identification number23160
Number of Individuals Covered285
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $3,474
Total amount of fees paid to insurance companyUSD $3,391
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23160
Policy instance 1
Insurance contract or identification number23160
Number of Individuals Covered287
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $3,019
Total amount of fees paid to insurance companyUSD $4,635
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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