401k Plan data: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH plan

RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 401k Plan overview

Plan Name	RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH
Plan identification number	503

RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Life insurance

401k Sponsoring company profile

AQUARION COMPANY has sponsored the creation of one or more 401k plans.

Company Name: AQUARION COMPANY

Employer identification number (EIN): 060852232

NAIC Classification: 221300

Additional information about AQUARION COMPANY

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 0689923

More information about AQUARION COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
503 2014-01-01 LUCY A. TEIXEIRA
503 2013-01-01 LUCY A. TEIXEIRA
503 2012-01-01 LUCY A. TEIXEIRA
503 2011-01-01 LUCY A. TEIXEIRA
503 2009-01-01 LUCY TEIXEIRA

Plan id#	Filing Submission Date	Name of Administrator
503	2014-01-01	LUCY A. TEIXEIRA
503	2013-01-01	LUCY A. TEIXEIRA
503	2012-01-01	LUCY A. TEIXEIRA
503	2011-01-01	LUCY A. TEIXEIRA
503	2009-01-01	LUCY TEIXEIRA

Plan Statistics for RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH

401k plan membership statisitcs for RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH

Measure Date Value
2014: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2014 401k membership
Total participants, beginning-of-year 2014-01-01 74
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 68
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 68
2013: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2013 401k membership
Total participants, beginning-of-year 2013-01-01 79
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 36
Number of retired or separated participants receiving benefits 2013-01-01 38
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 74
2012: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2012 401k membership
Total participants, beginning-of-year 2012-01-01 79
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 79
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 79
2011: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2011 401k membership
Total participants, beginning-of-year 2011-01-01 80
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 79
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 79
2009: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2009 401k membership
Total participants, beginning-of-year 2009-01-01 78
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 0
Number of retired or separated participants receiving benefits 2009-01-01 79
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 79

Measure	Date	Value
2014: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2014 401k membership
Total participants, beginning-of-year	2014-01-01	74
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	68
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	68
2013: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2013 401k membership
Total participants, beginning-of-year	2013-01-01	79
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	36
Number of retired or separated participants receiving benefits	2013-01-01	38
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	74
2012: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2012 401k membership
Total participants, beginning-of-year	2012-01-01	79
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	79
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	79
2011: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2011 401k membership
Total participants, beginning-of-year	2011-01-01	80
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	79
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	79
2009: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2009 401k membership
Total participants, beginning-of-year	2009-01-01	78
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	0
Number of retired or separated participants receiving benefits	2009-01-01	79
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	79

Financial Data on RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH

Measure	Date	Value
2014 : RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$44,303
Total income from all sources (including contributions)	2014-12-31	$0
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$0
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$44,303
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$129
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$0
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$44,174
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$44,174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$44,303
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
2013 : RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$-1,697
Total unrealized appreciation/depreciation of assets	2013-12-31	$-1,697
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$44,303
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$41,909
Total income from all sources (including contributions)	2013-12-31	$-283
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$40,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$40,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$44,303
Value of total assets at beginning of year	2013-12-31	$82,469
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$27
Total interest from all sources	2013-12-31	$1,414
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$129
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-40,560
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$40,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$27
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$44,174
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$82,289
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$82,289
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$1,414
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$40,250
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$44,303
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$41,909
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
2012 : RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$2,819
Total unrealized appreciation/depreciation of assets	2012-12-31	$2,819
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$41,909
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$41,442
Total income from all sources (including contributions)	2012-12-31	$5,432
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$41,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$41,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$0
Value of total assets at end of year	2012-12-31	$82,469
Value of total assets at beginning of year	2012-12-31	$118,508
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$29
Total interest from all sources	2012-12-31	$2,613
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$180
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-36,506
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$40,560
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$77,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$29
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$82,289
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$118,196
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$118,196
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$2,613
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$41,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$41,909
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$41,442
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
2011 : RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$41,442
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$35,249
Total income from all sources (including contributions)	2011-12-31	$689
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$47,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$47,554
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$0
Value of total assets at end of year	2011-12-31	$118,508
Value of total assets at beginning of year	2011-12-31	$159,231
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$51
Total interest from all sources	2011-12-31	$689
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$312
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$17
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-46,916
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$77,066
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$123,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$51
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$118,196
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$159,214
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$159,214
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$689
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$47,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$41,442
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$35,249
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
2010 : RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$35,249
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$42,009
Total income from all sources (including contributions)	2010-12-31	$6,981
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$35,310
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$35,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$6,761
Value of total assets at end of year	2010-12-31	$159,231
Value of total assets at beginning of year	2010-12-31	$194,320
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$61
Total interest from all sources	2010-12-31	$220
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$17
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$6,761
Value of net income/loss	2010-12-31	$-28,329
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$123,982
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$152,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$61
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$159,214
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$194,298
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$194,298
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$220
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$35,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$35,249
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$42,009
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No

Form 5500 Responses for RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH

2014: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: RETIREE LIFE PLAN FOR CERTAIN UNION AND NONUNION EMPLOYEES OF AQUARION WATER COMPANY OF CT, MA & NH 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )

Policy contract number

200520

Policy instance

Insurance contract or identification number	200520
Number of Individuals Covered	68
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	CONSULTING
Insurance broker organization code?	3
Insurance broker name	MERCER HEALTH & BENEFITS

SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )

Policy contract number

200520

Policy instance

Insurance contract or identification number	200520
Number of Individuals Covered	74
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	Yes
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	CONSULTING
Insurance broker organization code?	3
Insurance broker name	MERCER HEALTH & BENEFITS

SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )

Policy contract number

200520

Policy instance

Insurance contract or identification number	200520
Number of Individuals Covered	79
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	Yes
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	CONSULTING
Insurance broker organization code?	3
Insurance broker name	MERCER HEALTH & BENEFITS

SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )

Policy contract number

200520

Policy instance

Insurance contract or identification number	200520
Number of Individuals Covered	79
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	Yes
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

SUN LIFE ASSURANCE COMPANY OF CANADA (National Association of Insurance Commissioners NAIC id number: 80802 )

Policy contract number

200520

Policy instance

Insurance contract or identification number	200520
Number of Individuals Covered	80
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	AQUARION COMPANY
Employer identification number (EIN):	060852232
NAIC Classification:	221300

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	0689923