401k Plan data: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN plan

WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 401k Plan overview

Plan Name	WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN
Plan identification number	003

WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WHITTLESEY PC has sponsored the creation of one or more 401k plans.

Company Name: WHITTLESEY PC

Employer identification number (EIN): 060903326

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2022-01-01
003 2021-01-01
003 2020-01-01
003 2019-01-01
003 2018-01-01
003 2017-01-01 ED JASON
003 2016-01-01 ED JASON
003 2015-01-01 ED JASON 2016-10-05 ED JASON 2016-10-05
003 2014-01-01 ED JASON 2015-07-26
003 2013-01-01 ED JASON 2014-10-13
003 2012-01-01 ED JASON 2013-10-15
003 2011-01-01 ED JASON 2012-10-11
003 2010-01-01 ED JASON 2011-08-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2022-01-01
003	2021-01-01
003	2020-01-01
003	2019-01-01
003	2018-01-01
003	2017-01-01	ED JASON
003	2016-01-01	ED JASON
003	2015-01-01	ED JASON	2016-10-05	ED JASON	2016-10-05
003	2014-01-01	ED JASON	2015-07-26
003	2013-01-01	ED JASON	2014-10-13
003	2012-01-01	ED JASON	2013-10-15
003	2011-01-01	ED JASON	2012-10-11
003	2010-01-01	ED JASON	2011-08-01

Plan Statistics for WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN

401k plan membership statisitcs for WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN

Measure Date Value
2022: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 177
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 115
Number of retired or separated participants receiving benefits 2022-01-01 6
Number of other retired or separated participants entitled to future benefits 2022-01-01 53
Total of all active and inactive participants 2022-01-01 174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 174
Number of participants with account balances 2022-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 13
2021: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 124
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 49
Total of all active and inactive participants 2021-01-01 173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 173
Number of participants with account balances 2021-01-01 173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 11
2020: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 128
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 45
Total of all active and inactive participants 2020-01-01 173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 174
Number of participants with account balances 2020-01-01 174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 7
2019: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 120
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 46
Total of all active and inactive participants 2019-01-01 166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 167
Number of participants with account balances 2019-01-01 167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 20
2018: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 136
Number of retired or separated participants receiving benefits 2018-01-01 4
Number of other retired or separated participants entitled to future benefits 2018-01-01 32
Total of all active and inactive participants 2018-01-01 172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 172
Number of participants with account balances 2018-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 10
2017: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 133
Number of retired or separated participants receiving benefits 2017-01-01 4
Number of other retired or separated participants entitled to future benefits 2017-01-01 29
Total of all active and inactive participants 2017-01-01 166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 166
Number of participants with account balances 2017-01-01 164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 10
2016: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 150
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 120
Number of retired or separated participants receiving benefits 2016-01-01 4
Number of other retired or separated participants entitled to future benefits 2016-01-01 28
Total of all active and inactive participants 2016-01-01 152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 152
Number of participants with account balances 2016-01-01 152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 10

Measure	Date	Value
2022: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	177
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	115
Number of retired or separated participants receiving benefits	2022-01-01	6
Number of other retired or separated participants entitled to future benefits	2022-01-01	53
Total of all active and inactive participants	2022-01-01	174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	174
Number of participants with account balances	2022-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	13
2021: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	124
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	49
Total of all active and inactive participants	2021-01-01	173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	173
Number of participants with account balances	2021-01-01	173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	11
2020: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	128
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	45
Total of all active and inactive participants	2020-01-01	173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	174
Number of participants with account balances	2020-01-01	174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	7
2019: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	120
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	46
Total of all active and inactive participants	2019-01-01	166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	167
Number of participants with account balances	2019-01-01	167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	20
2018: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	136
Number of retired or separated participants receiving benefits	2018-01-01	4
Number of other retired or separated participants entitled to future benefits	2018-01-01	32
Total of all active and inactive participants	2018-01-01	172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	172
Number of participants with account balances	2018-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	10
2017: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	133
Number of retired or separated participants receiving benefits	2017-01-01	4
Number of other retired or separated participants entitled to future benefits	2017-01-01	29
Total of all active and inactive participants	2017-01-01	166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	166
Number of participants with account balances	2017-01-01	164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	10
2016: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	150
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	120
Number of retired or separated participants receiving benefits	2016-01-01	4
Number of other retired or separated participants entitled to future benefits	2016-01-01	28
Total of all active and inactive participants	2016-01-01	152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	152
Number of participants with account balances	2016-01-01	152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	10

Financial Data on WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN

Measure	Date	Value
2022 : WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-4,129,806
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$3,657,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$3,632,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,536,185
Value of total assets at end of year	2022-12-31	$34,186,950
Value of total assets at beginning of year	2022-12-31	$41,974,011
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$24,805
Total interest from all sources	2022-12-31	$6,530
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$960,576
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$960,576
Administrative expenses professional fees incurred	2022-12-31	$13,500
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,290,085
Participant contributions at end of year	2022-12-31	$126,786
Participant contributions at beginning of year	2022-12-31	$161,551
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,298,181
Administrative expenses (other) incurred	2022-12-31	$240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-7,787,061
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$34,186,950
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$41,974,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$3,250
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$31,830,518
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$39,538,378
Interest on participant loans	2022-12-31	$6,530
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$1,281,727
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$1,360,403
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-8,633,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$947,919
Employer contributions (assets) at end of year	2022-12-31	$947,919
Employer contributions (assets) at beginning of year	2022-12-31	$913,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$3,632,450
Contract administrator fees	2022-12-31	$7,815
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN	2022-12-31	950858589
2021 : WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$7,684,403
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$5,097,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$5,074,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,188,794
Value of total assets at end of year	2021-12-31	$41,974,011
Value of total assets at beginning of year	2021-12-31	$39,386,821
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$22,608
Total interest from all sources	2021-12-31	$6,182
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$3,493,051
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$3,493,051
Administrative expenses professional fees incurred	2021-12-31	$13,000
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,275,156
Participant contributions at end of year	2021-12-31	$161,551
Participant contributions at beginning of year	2021-12-31	$117,429
Participant contributions at beginning of year	2021-12-31	$166,259
Administrative expenses (other) incurred	2021-12-31	$120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,587,190
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$41,974,011
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$39,386,821
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$39,538,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$36,817,402
Interest on participant loans	2021-12-31	$6,182
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$1,360,403
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$1,395,830
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,996,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$913,638
Employer contributions (assets) at end of year	2021-12-31	$913,679
Employer contributions (assets) at beginning of year	2021-12-31	$889,901
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$5,074,605
Contract administrator fees	2021-12-31	$9,488
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN	2021-12-31	950858589
2020 : WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$7,730,452
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$692,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$678,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,021,617
Value of total assets at end of year	2020-12-31	$39,386,821
Value of total assets at beginning of year	2020-12-31	$32,348,533
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$13,346
Total interest from all sources	2020-12-31	$4,046
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,416,013
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,416,013
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,131,716
Participant contributions at end of year	2020-12-31	$117,429
Participant contributions at beginning of year	2020-12-31	$92,757
Participant contributions at end of year	2020-12-31	$166,259
Participant contributions at beginning of year	2020-12-31	$99,935
Administrative expenses (other) incurred	2020-12-31	$13,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$7,038,288
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$39,386,821
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$32,348,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$36,817,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$30,212,024
Interest on participant loans	2020-12-31	$4,046
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$1,395,830
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$1,109,585
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$4,288,776
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$889,901
Employer contributions (assets) at end of year	2020-12-31	$889,901
Employer contributions (assets) at beginning of year	2020-12-31	$834,232
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$678,818
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN	2020-12-31	950858589
2019 : WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$7,775,420
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$2,220,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,209,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,808,211
Value of total assets at end of year	2019-12-31	$32,348,533
Value of total assets at beginning of year	2019-12-31	$26,794,090
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$11,387
Total interest from all sources	2019-12-31	$4,684
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$996,561
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$996,561
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$951,205
Participant contributions at end of year	2019-12-31	$92,757
Participant contributions at beginning of year	2019-12-31	$98,844
Participant contributions at end of year	2019-12-31	$99,935
Participant contributions at beginning of year	2019-12-31	$77,759
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$22,774
Administrative expenses (other) incurred	2019-12-31	$180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$5,554,443
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$32,348,533
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$26,794,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$30,212,024
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$24,436,032
Interest on participant loans	2019-12-31	$4,684
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,109,585
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$1,312,217
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$4,965,964
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$834,232
Employer contributions (assets) at end of year	2019-12-31	$834,232
Employer contributions (assets) at beginning of year	2019-12-31	$869,238
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,209,590
Contract administrator fees	2019-12-31	$11,207
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN	2019-12-31	950858589
2018 : WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$330,260
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,899,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,889,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,997,663
Value of total assets at end of year	2018-12-31	$26,794,090
Value of total assets at beginning of year	2018-12-31	$28,363,063
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$10,106
Total interest from all sources	2018-12-31	$5,551
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$904,765
Participant contributions at end of year	2018-12-31	$98,844
Participant contributions at beginning of year	2018-12-31	$155,838
Participant contributions at end of year	2018-12-31	$77,759
Participant contributions at beginning of year	2018-12-31	$96,599
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$223,660
Other income not declared elsewhere	2018-12-31	$-1,544
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,568,973
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$26,794,090
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$28,363,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$24,436,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$25,827,142
Interest on participant loans	2018-12-31	$5,551
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$1,312,217
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,424,814
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,671,410
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$869,238
Employer contributions (assets) at end of year	2018-12-31	$869,238
Employer contributions (assets) at beginning of year	2018-12-31	$858,670
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,889,127
Contract administrator fees	2018-12-31	$10,106
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN	2018-12-31	950858589
2017 : WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$6,316,033
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$5,351,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,340,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,845,311
Value of total assets at end of year	2017-12-31	$28,363,063
Value of total assets at beginning of year	2017-12-31	$27,398,337
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$10,454
Total interest from all sources	2017-12-31	$24,117
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,219,367
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,219,367
Administrative expenses professional fees incurred	2017-12-31	$10,454
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$915,248
Participant contributions at end of year	2017-12-31	$155,838
Participant contributions at beginning of year	2017-12-31	$114,119
Participant contributions at end of year	2017-12-31	$96,599
Participant contributions at beginning of year	2017-12-31	$63,981
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$71,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$964,726
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$28,363,063
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$27,398,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$25,827,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$24,901,865
Income. Interest from loans (other than to participants)	2017-12-31	$8,668
Interest earned on other investments	2017-12-31	$15,449
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$1,424,814
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$1,415,372
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,227,238
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$858,670
Employer contributions (assets) at end of year	2017-12-31	$858,670
Employer contributions (assets) at beginning of year	2017-12-31	$903,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,340,853
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN	2017-12-31	950858589
2016 : WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$4,790,497
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$631,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$629,597
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,811,418
Value of total assets at end of year	2016-12-31	$27,398,337
Value of total assets at beginning of year	2016-12-31	$23,239,125
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,688
Total interest from all sources	2016-12-31	$19,733
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$945,486
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$945,486
Administrative expenses professional fees incurred	2016-12-31	$1,688
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$939,866
Participant contributions at end of year	2016-12-31	$114,119
Participant contributions at beginning of year	2016-12-31	$113,834
Participant contributions at end of year	2016-12-31	$63,981
Participant contributions at beginning of year	2016-12-31	$78,819
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$993,935
Other income not declared elsewhere	2016-12-31	$4,707
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$4,159,212
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$27,398,337
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$23,239,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$24,901,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$21,010,047
Income. Interest from loans (other than to participants)	2016-12-31	$4,835
Interest earned on other investments	2016-12-31	$14,898
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,415,372
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,249,505
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,009,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$877,617
Employer contributions (assets) at end of year	2016-12-31	$903,000
Employer contributions (assets) at beginning of year	2016-12-31	$786,920
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$629,597
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN	2016-12-31	950858589

Form 5500 Responses for WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN

2022: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: WHITTLESEY & HADLEY, P.C. 401(K) RETIREMENT AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

333719-01

Policy instance

Insurance contract or identification number	333719-01
Number of Individuals Covered	22
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $1,376
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	GROUP ANNUITY CONTRACT
Commission paid to Insurance Broker	USD $1,376
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

333719-01

Policy instance

Insurance contract or identification number	333719-01
Number of Individuals Covered	19
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $1,317
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Other information about contract	GROUP ANNUITY CONTRACT
Commission paid to Insurance Broker	USD $1,317
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

333719-01

Policy instance

Insurance contract or identification number	333719-01
Number of Individuals Covered	21
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $1,148
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Other information about contract	GROUP ANNUITY CONTRACT
Commission paid to Insurance Broker	USD $833
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

333719-01

Policy instance

Insurance contract or identification number	333719-01
Number of Individuals Covered	22
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $1,023
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Other information about contract	GROUP ANNUITY CONTRACT
Commission paid to Insurance Broker	USD $811
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

333719-01

Policy instance

Insurance contract or identification number	333719-01
Number of Individuals Covered	22
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $1,420
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $1,065
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

333719-01

Policy instance

Insurance contract or identification number	333719-01
Number of Individuals Covered	22
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $1,453
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $1,090
Insurance broker organization code?	3
Insurance broker name	CHERYL HINZE

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Company Name:	WHITTLESEY PC
Employer identification number (EIN):	060903326
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants