401k Plan data: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN plan

SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 401k Plan overview

Plan Name	SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN
Plan identification number	002

SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SPERRY RAIL, INC. has sponsored the creation of one or more 401k plans.

Company Name: SPERRY RAIL, INC.

Employer identification number (EIN): 060917470

NAIC Classification: 336510
NAIC Description: Railroad Rolling Stock Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 ROBERT KEENE
002 2017-01-01 ROBERT KEENE
002 2016-01-01 ROBERT KEENE
002 2015-01-01 TODD ROSSEL
002 2014-01-01 TODD ROSSEL
002 2013-01-01 TODD ROSSEL
002 2012-01-01 DIANE STASKA
002 2011-01-01 DIANE STASKA
002 2010-01-01 DIANE STASKA
002 2009-01-01 DIANE STASKA DIANE STASKA 2010-10-14
002 2007-01-01 KARIN KULHA

Plan Statistics for SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN

401k plan membership statisitcs for SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN

Measure Date Value
2022: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 396
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 336
Number of retired or separated participants receiving benefits 2022-01-01 3
Number of other retired or separated participants entitled to future benefits 2022-01-01 80
Total of all active and inactive participants 2022-01-01 419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 9
Total participants 2022-01-01 428
Number of participants with account balances 2022-01-01 249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 15
2021: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 446
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 317
Number of retired or separated participants receiving benefits 2021-01-01 2
Number of other retired or separated participants entitled to future benefits 2021-01-01 66
Total of all active and inactive participants 2021-01-01 385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 9
Total participants 2021-01-01 394
Number of participants with account balances 2021-01-01 244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 15
2020: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 404
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 385
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 52
Total of all active and inactive participants 2020-01-01 438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 8
Total participants 2020-01-01 446
Number of participants with account balances 2020-01-01 244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 8
2019: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 422
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 362
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 35
Total of all active and inactive participants 2019-01-01 398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 6
Total participants 2019-01-01 404
Number of participants with account balances 2019-01-01 216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 5
2018: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 433
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 340
Number of retired or separated participants receiving benefits 2018-01-01 3
Number of other retired or separated participants entitled to future benefits 2018-01-01 74
Total of all active and inactive participants 2018-01-01 417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 5
Total participants 2018-01-01 422
Number of participants with account balances 2018-01-01 259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 7
2017: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 399
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 316
Number of retired or separated participants receiving benefits 2017-01-01 2
Number of other retired or separated participants entitled to future benefits 2017-01-01 77
Total of all active and inactive participants 2017-01-01 395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 5
Total participants 2017-01-01 400
Number of participants with account balances 2017-01-01 261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 7
2016: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 399
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 70
Total of all active and inactive participants 2016-01-01 71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 3
Total participants 2016-01-01 74
Number of participants with account balances 2016-01-01 240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 10
2015: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 375
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 337
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 58
Total of all active and inactive participants 2015-01-01 396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 3
Total participants 2015-01-01 399
Number of participants with account balances 2015-01-01 240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 8
2014: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 349
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 324
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 46
Total of all active and inactive participants 2014-01-01 372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 3
Total participants 2014-01-01 375
Number of participants with account balances 2014-01-01 230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 5
2013: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 322
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 38
Total of all active and inactive participants 2013-01-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 40
Number of participants with account balances 2013-01-01 218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 4
2012: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 310
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 284
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 37
Total of all active and inactive participants 2012-01-01 322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 322
Number of participants with account balances 2012-01-01 200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 301
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 274
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 35
Total of all active and inactive participants 2011-01-01 310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 310
Number of participants with account balances 2011-01-01 182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 6
2010: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 335
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 269
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 32
Total of all active and inactive participants 2010-01-01 301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 301
Number of participants with account balances 2010-01-01 180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 282
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 305
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 30
Total of all active and inactive participants 2009-01-01 335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 335
Number of participants with account balances 2009-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3
2007: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2007 401k membership
Total participants, beginning-of-year 2007-01-01 185
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 228
Number of retired or separated participants receiving benefits 2007-01-01 0
Number of other retired or separated participants entitled to future benefits 2007-01-01 24
Total of all active and inactive participants 2007-01-01 252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-01-01 2
Total participants 2007-01-01 254
Number of participants with account balances 2007-01-01 153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-01-01 4

Measure	Date	Value
2022: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	396
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	336
Number of retired or separated participants receiving benefits	2022-01-01	3
Number of other retired or separated participants entitled to future benefits	2022-01-01	80
Total of all active and inactive participants	2022-01-01	419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	9
Total participants	2022-01-01	428
Number of participants with account balances	2022-01-01	249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	15
2021: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	446
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	317
Number of retired or separated participants receiving benefits	2021-01-01	2
Number of other retired or separated participants entitled to future benefits	2021-01-01	66
Total of all active and inactive participants	2021-01-01	385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	9
Total participants	2021-01-01	394
Number of participants with account balances	2021-01-01	244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	15
2020: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	404
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	385
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	52
Total of all active and inactive participants	2020-01-01	438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	8
Total participants	2020-01-01	446
Number of participants with account balances	2020-01-01	244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	8
2019: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	422
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	362
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	35
Total of all active and inactive participants	2019-01-01	398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	6
Total participants	2019-01-01	404
Number of participants with account balances	2019-01-01	216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	5
2018: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	433
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	340
Number of retired or separated participants receiving benefits	2018-01-01	3
Number of other retired or separated participants entitled to future benefits	2018-01-01	74
Total of all active and inactive participants	2018-01-01	417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	5
Total participants	2018-01-01	422
Number of participants with account balances	2018-01-01	259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	7
2017: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	399
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	316
Number of retired or separated participants receiving benefits	2017-01-01	2
Number of other retired or separated participants entitled to future benefits	2017-01-01	77
Total of all active and inactive participants	2017-01-01	395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	5
Total participants	2017-01-01	400
Number of participants with account balances	2017-01-01	261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	7
2016: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	399
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	70
Total of all active and inactive participants	2016-01-01	71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	3
Total participants	2016-01-01	74
Number of participants with account balances	2016-01-01	240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	10
2015: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	375
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	337
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	58
Total of all active and inactive participants	2015-01-01	396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	3
Total participants	2015-01-01	399
Number of participants with account balances	2015-01-01	240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	8
2014: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	349
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	324
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	46
Total of all active and inactive participants	2014-01-01	372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	3
Total participants	2014-01-01	375
Number of participants with account balances	2014-01-01	230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	5
2013: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	322
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	38
Total of all active and inactive participants	2013-01-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	40
Number of participants with account balances	2013-01-01	218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	4
2012: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	310
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	284
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	37
Total of all active and inactive participants	2012-01-01	322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	322
Number of participants with account balances	2012-01-01	200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	301
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	274
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	35
Total of all active and inactive participants	2011-01-01	310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	310
Number of participants with account balances	2011-01-01	182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	6
2010: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	335
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	269
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	32
Total of all active and inactive participants	2010-01-01	301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	301
Number of participants with account balances	2010-01-01	180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	282
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	305
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	30
Total of all active and inactive participants	2009-01-01	335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	335
Number of participants with account balances	2009-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3
2007: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2007 401k membership
Total participants, beginning-of-year	2007-01-01	185
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	228
Number of retired or separated participants receiving benefits	2007-01-01	0
Number of other retired or separated participants entitled to future benefits	2007-01-01	24
Total of all active and inactive participants	2007-01-01	252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-01-01	2
Total participants	2007-01-01	254
Number of participants with account balances	2007-01-01	153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-01-01	4

Financial Data on SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN

Measure	Date	Value
2022 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-4,689,010
Total of all expenses incurred	2022-12-31	$3,147,593
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$3,027,866
Value of total corrective distributions	2022-12-31	$43,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,106,185
Value of total assets at end of year	2022-12-31	$24,706,434
Value of total assets at beginning of year	2022-12-31	$32,543,037
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$76,142
Total interest from all sources	2022-12-31	$18,489
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$331,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$331,281
Administrative expenses professional fees incurred	2022-12-31	$12,000
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,528,397
Participant contributions at end of year	2022-12-31	$392,875
Participant contributions at beginning of year	2022-12-31	$421,174
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$5,653
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$291
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$21
Administrative expenses (other) incurred	2022-12-31	$43,842
Total non interest bearing cash at end of year	2022-12-31	$0
Total non interest bearing cash at beginning of year	2022-12-31	$5,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-7,836,603
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$24,706,434
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$32,543,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$20,300
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$21,105,634
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$29,412,674
Interest on participant loans	2022-12-31	$18,270
Interest earned on other investments	2022-12-31	$200
Value of interest in common/collective trusts at end of year	2022-12-31	$2,799,256
Value of interest in common/collective trusts at beginning of year	2022-12-31	$2,449,180
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$3,273
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$3,273
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$19
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$179,844
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-7,196,682
Net investment gain or loss from common/collective trusts	2022-12-31	$51,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$572,135
Employer contributions (assets) at end of year	2022-12-31	$228,534
Employer contributions (assets) at beginning of year	2022-12-31	$251,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$3,027,866
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CLIFTON LARSON ALLEN LLP
Accountancy firm EIN	2022-12-31	410746749
2021 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$6,236,864
Total of all expenses incurred	2021-12-31	$4,555,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$4,414,160
Value of total corrective distributions	2021-12-31	$17,653
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,923,144
Value of total assets at end of year	2021-12-31	$32,543,037
Value of total assets at beginning of year	2021-12-31	$30,861,623
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$123,637
Total interest from all sources	2021-12-31	$17,438
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$338,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$338,246
Administrative expenses professional fees incurred	2021-12-31	$11,910
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,418,921
Participant contributions at end of year	2021-12-31	$421,174
Participant contributions at beginning of year	2021-12-31	$330,859
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$45,694
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$8,509
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$21
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$1,111
Other income not declared elsewhere	2021-12-31	$28,738
Administrative expenses (other) incurred	2021-12-31	$91,727
Total non interest bearing cash at end of year	2021-12-31	$5,300
Total non interest bearing cash at beginning of year	2021-12-31	$7,004
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,681,414
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$32,543,037
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$30,861,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$20,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$29,412,674
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$28,130,230
Interest on participant loans	2021-12-31	$17,438
Value of interest in common/collective trusts at end of year	2021-12-31	$2,449,180
Value of interest in common/collective trusts at beginning of year	2021-12-31	$2,110,489
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$3,273
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$16,694
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$16,694
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$3,892,312
Net investment gain or loss from common/collective trusts	2021-12-31	$36,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$495,714
Employer contributions (assets) at end of year	2021-12-31	$251,415
Employer contributions (assets) at beginning of year	2021-12-31	$219,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$4,414,160
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CLIFTON LARSON ALLEN LLP
Accountancy firm EIN	2021-12-31	410746749
2020 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$8,121,297
Total of all expenses incurred	2020-12-31	$1,712,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,618,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,353,284
Value of total assets at end of year	2020-12-31	$30,861,623
Value of total assets at beginning of year	2020-12-31	$24,452,755
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$94,170
Total interest from all sources	2020-12-31	$19,084
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$362,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$362,032
Administrative expenses professional fees incurred	2020-12-31	$9,000
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,269,435
Participant contributions at end of year	2020-12-31	$330,859
Participant contributions at beginning of year	2020-12-31	$395,380
Participant contributions at end of year	2020-12-31	$45,694
Participant contributions at beginning of year	2020-12-31	$1,495
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$615,641
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$1,111
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$632
Other income not declared elsewhere	2020-12-31	$24,033
Administrative expenses (other) incurred	2020-12-31	$70,170
Total non interest bearing cash at end of year	2020-12-31	$7,004
Total non interest bearing cash at beginning of year	2020-12-31	$7,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$6,408,868
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$30,861,623
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$24,452,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$28,130,230
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$22,022,235
Interest on participant loans	2020-12-31	$19,067
Value of interest in common/collective trusts at end of year	2020-12-31	$2,110,489
Value of interest in common/collective trusts at beginning of year	2020-12-31	$1,796,214
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$16,694
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$22,418
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$22,418
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$17
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$5,321,019
Net investment gain or loss from common/collective trusts	2020-12-31	$41,845
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$468,208
Employer contributions (assets) at end of year	2020-12-31	$219,542
Employer contributions (assets) at beginning of year	2020-12-31	$206,613
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,618,259
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	CLIFTON LARSON ALLEN LLP
Accountancy firm EIN	2020-12-31	410746749
2019 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$6,078,293
Total of all expenses incurred	2019-12-31	$1,457,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,349,643
Value of total corrective distributions	2019-12-31	$20,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,531,414
Value of total assets at end of year	2019-12-31	$24,452,755
Value of total assets at beginning of year	2019-12-31	$19,831,987
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$87,284
Total interest from all sources	2019-12-31	$24,882
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$338,937
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$338,937
Administrative expenses professional fees incurred	2019-12-31	$10,200
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,120,821
Participant contributions at end of year	2019-12-31	$395,380
Participant contributions at beginning of year	2019-12-31	$486,284
Participant contributions at end of year	2019-12-31	$1,495
Participant contributions at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$12,686
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$632
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$743
Administrative expenses (other) incurred	2019-12-31	$52,834
Total non interest bearing cash at end of year	2019-12-31	$7,768
Total non interest bearing cash at beginning of year	2019-12-31	$12,902
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$4,620,768
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$24,452,755
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$19,831,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$24,250
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$22,022,235
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$17,352,410
Interest on participant loans	2019-12-31	$24,722
Value of interest in common/collective trusts at end of year	2019-12-31	$1,796,214
Value of interest in common/collective trusts at beginning of year	2019-12-31	$1,736,907
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$22,418
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$38,647
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$38,647
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$160
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$4,143,515
Net investment gain or loss from common/collective trusts	2019-12-31	$39,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$397,907
Employer contributions (assets) at end of year	2019-12-31	$206,613
Employer contributions (assets) at beginning of year	2019-12-31	$204,094
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,349,643
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BLUM, SHAPIRO & CO. PC
Accountancy firm EIN	2019-12-31	061009205
2018 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$710,830
Total of all expenses incurred	2018-12-31	$2,217,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,130,580
Expenses. Certain deemed distributions of participant loans	2018-12-31	$-1,122
Value of total corrective distributions	2018-12-31	$11,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,435,059
Value of total assets at end of year	2018-12-31	$19,831,987
Value of total assets at beginning of year	2018-12-31	$21,338,207
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$75,951
Total interest from all sources	2018-12-31	$23,395
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$302,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$302,829
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,028,811
Participant contributions at end of year	2018-12-31	$486,284
Participant contributions at beginning of year	2018-12-31	$415,717
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$3,481
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$743
Administrative expenses (other) incurred	2018-12-31	$59,633
Total non interest bearing cash at end of year	2018-12-31	$12,902
Total non interest bearing cash at beginning of year	2018-12-31	$10,011
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,506,220
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$19,831,987
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$21,338,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$16,318
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$17,352,410
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$18,940,398
Interest on participant loans	2018-12-31	$23,301
Value of interest in common/collective trusts at end of year	2018-12-31	$1,736,907
Value of interest in common/collective trusts at beginning of year	2018-12-31	$1,476,835
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$38,647
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$310,879
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$310,879
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$94
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,081,973
Net investment gain or loss from common/collective trusts	2018-12-31	$31,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$402,767
Employer contributions (assets) at end of year	2018-12-31	$204,094
Employer contributions (assets) at beginning of year	2018-12-31	$184,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,130,580
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BLUM, SHAPIRO & CO. PC
Accountancy firm EIN	2018-12-31	061009205
2017 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$5,465,084
Total of all expenses incurred	2017-12-31	$2,201,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,125,854
Expenses. Certain deemed distributions of participant loans	2017-12-31	$10,044
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,925,480
Value of total assets at end of year	2017-12-31	$21,338,207
Value of total assets at beginning of year	2017-12-31	$18,074,658
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$65,637
Total interest from all sources	2017-12-31	$17,045
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$242,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$242,421
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$927,747
Participant contributions at end of year	2017-12-31	$415,717
Participant contributions at beginning of year	2017-12-31	$386,470
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$472,396
Administrative expenses (other) incurred	2017-12-31	$51,112
Total non interest bearing cash at end of year	2017-12-31	$10,011
Total non interest bearing cash at beginning of year	2017-12-31	$1,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,263,549
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$21,338,207
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$18,074,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$14,525
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$19,226,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$15,735,136
Interest on participant loans	2017-12-31	$17,026
Income. Interest from loans (other than to participants)	2017-12-31	$17,026
Value of interest in common/collective trusts at end of year	2017-12-31	$1,476,835
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,929,349
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$25,191
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$21,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$21,751
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$19
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,259,119
Net investment gain or loss from common/collective trusts	2017-12-31	$21,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$525,337
Employer contributions (assets) at end of year	2017-12-31	$184,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,125,854
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BLUM, SHAPIRO & CO. PC
Accountancy firm EIN	2017-12-31	061009205
2016 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2016 401k financial data
Total transfer of assets from this plan	2016-12-31	$2,795,963
Total income from all sources (including contributions)	2016-12-31	$1,873,259
Total of all expenses incurred	2016-12-31	$1,250,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,148,839
Expenses. Certain deemed distributions of participant loans	2016-12-31	$38,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,195,503
Value of total assets at end of year	2016-12-31	$18,074,658
Value of total assets at beginning of year	2016-12-31	$20,248,264
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$63,286
Total interest from all sources	2016-12-31	$14,560
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$230,586
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$230,586
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$862,737
Participant contributions at end of year	2016-12-31	$386,470
Participant contributions at beginning of year	2016-12-31	$296,873
Participant contributions at beginning of year	2016-12-31	$841
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$630
Administrative expenses (other) incurred	2016-12-31	$47,895
Total non interest bearing cash at end of year	2016-12-31	$1,952
Total non interest bearing cash at beginning of year	2016-12-31	$1,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$622,357
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$18,074,658
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$20,248,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$15,391
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$15,735,136
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$17,868,223
Interest on participant loans	2016-12-31	$14,560
Value of interest in common/collective trusts at end of year	2016-12-31	$1,929,349
Value of interest in common/collective trusts at beginning of year	2016-12-31	$2,049,252
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$21,751
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$314
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$314
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$411,363
Net investment gain or loss from common/collective trusts	2016-12-31	$21,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$332,766
Employer contributions (assets) at beginning of year	2016-12-31	$30,179
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,148,839
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ACKER & COMPANY CERTIFIED PUBLIC A
Accountancy firm EIN	2016-12-31	752835962
2015 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$2,055,551
Total of all expenses incurred	2015-12-31	$965,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$889,318
Expenses. Certain deemed distributions of participant loans	2015-12-31	$12,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,540,644
Value of total assets at end of year	2015-12-31	$20,248,264
Value of total assets at beginning of year	2015-12-31	$19,158,398
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$64,107
Total interest from all sources	2015-12-31	$12,861
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$264,231
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$264,231
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,130,367
Participant contributions at end of year	2015-12-31	$296,873
Participant contributions at beginning of year	2015-12-31	$352,913
Participant contributions at end of year	2015-12-31	$841
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$630
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$230
Administrative expenses (other) incurred	2015-12-31	$55,128
Total non interest bearing cash at end of year	2015-12-31	$1,952
Total non interest bearing cash at beginning of year	2015-12-31	$1,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,089,866
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$20,248,264
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$19,158,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$8,979
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$17,868,223
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$16,838,333
Interest on participant loans	2015-12-31	$12,859
Value of interest in common/collective trusts at end of year	2015-12-31	$2,049,252
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,927,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$314
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$37,843
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$37,843
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$217,860
Net investment gain or loss from common/collective trusts	2015-12-31	$19,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$410,277
Employer contributions (assets) at end of year	2015-12-31	$30,179
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$889,318
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ACKER & COMPANY CERTIFIED PUBLIC A
Accountancy firm EIN	2015-12-31	752835962
2014 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$2,899,561
Total of all expenses incurred	2014-12-31	$765,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$693,930
Value of total corrective distributions	2014-12-31	$13,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,656,352
Value of total assets at end of year	2014-12-31	$19,158,398
Value of total assets at beginning of year	2014-12-31	$17,024,323
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$58,378
Total interest from all sources	2014-12-31	$11,956
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$238,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$238,944
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,107,281
Participant contributions at end of year	2014-12-31	$352,913
Participant contributions at beginning of year	2014-12-31	$304,602
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$157,252
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$230
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$180
Administrative expenses (other) incurred	2014-12-31	$41,809
Total non interest bearing cash at end of year	2014-12-31	$1,952
Total non interest bearing cash at beginning of year	2014-12-31	$1,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,134,075
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$19,158,398
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$17,024,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$16,569
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$16,838,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$14,762,165
Interest on participant loans	2014-12-31	$11,953
Value of interest in common/collective trusts at end of year	2014-12-31	$1,927,127
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,934,340
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$37,843
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$21,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$21,084
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$972,207
Net investment gain or loss from common/collective trusts	2014-12-31	$20,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$391,819
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$693,930
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ACKER & COMPANY CERTIFIED PUBLIC A
Accountancy firm EIN	2014-12-31	752835962
2013 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$4,399,827
Total of all expenses incurred	2013-12-31	$724,421
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$671,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,362,263
Value of total assets at end of year	2013-12-31	$17,024,323
Value of total assets at beginning of year	2013-12-31	$13,348,917
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$53,130
Total interest from all sources	2013-12-31	$12,328
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$156,845
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$156,845
Administrative expenses professional fees incurred	2013-12-31	$3,000
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,000,480
Participant contributions at end of year	2013-12-31	$304,602
Participant contributions at beginning of year	2013-12-31	$275,985
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$9,435
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$180
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$213
Administrative expenses (other) incurred	2013-12-31	$34,445
Total non interest bearing cash at end of year	2013-12-31	$1,952
Total non interest bearing cash at beginning of year	2013-12-31	$1,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,675,406
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$17,024,323
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$13,348,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$15,685
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$14,762,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$11,344,472
Interest on participant loans	2013-12-31	$12,326
Value of interest in common/collective trusts at end of year	2013-12-31	$1,934,340
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,715,083
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$21,084
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$11,212
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$11,212
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,845,090
Net investment gain or loss from common/collective trusts	2013-12-31	$23,301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$352,348
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$671,291
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ACKER & COMPANY, CERTIFIED PUBLIC A
Accountancy firm EIN	2013-12-31	752835962
2012 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$2,773,092
Total of all expenses incurred	2012-12-31	$1,571,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,531,867
Expenses. Certain deemed distributions of participant loans	2012-12-31	$13,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,190,319
Value of total assets at end of year	2012-12-31	$13,348,917
Value of total assets at beginning of year	2012-12-31	$12,147,398
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$26,139
Total interest from all sources	2012-12-31	$14,115
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$224,849
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$224,849
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$872,285
Participant contributions at end of year	2012-12-31	$275,985
Participant contributions at beginning of year	2012-12-31	$319,661
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$213
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$282
Administrative expenses (other) incurred	2012-12-31	$9,667
Total non interest bearing cash at end of year	2012-12-31	$1,952
Total non interest bearing cash at beginning of year	2012-12-31	$158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,201,519
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$13,348,917
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$12,147,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$16,472
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$11,344,472
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$10,175,320
Interest on participant loans	2012-12-31	$14,114
Value of interest in common/collective trusts at end of year	2012-12-31	$1,715,083
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,641,374
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$11,212
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$10,603
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$10,603
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,319,398
Net investment gain or loss from common/collective trusts	2012-12-31	$24,411
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$318,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,531,867
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ACKER & COMPANY, CERTIFIED PUBLIC A
Accountancy firm EIN	2012-12-31	752835962
2011 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$812,252
Total of all expenses incurred	2011-12-31	$516,646
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$476,332
Expenses. Certain deemed distributions of participant loans	2011-12-31	$17,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,101,260
Value of total assets at end of year	2011-12-31	$12,147,398
Value of total assets at beginning of year	2011-12-31	$11,851,792
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$22,540
Total interest from all sources	2011-12-31	$16,747
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$142,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$142,843
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$803,858
Participant contributions at end of year	2011-12-31	$319,661
Participant contributions at beginning of year	2011-12-31	$362,299
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$282
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$240
Administrative expenses (other) incurred	2011-12-31	$5,341
Total non interest bearing cash at end of year	2011-12-31	$158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$295,606
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$12,147,398
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$11,851,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$17,199
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$10,175,320
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$9,962,698
Interest on participant loans	2011-12-31	$16,746
Value of interest in common/collective trusts at end of year	2011-12-31	$1,641,374
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,518,833
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$10,603
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$7,722
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$7,722
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-476,446
Net investment gain or loss from common/collective trusts	2011-12-31	$27,848
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$297,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$476,332
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ACKER & COMPANY, CERTIFIED PUBLIC A
Accountancy firm EIN	2011-12-31	752835962
2010 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$2,511,738
Total of all expenses incurred	2010-12-31	$318,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$277,814
Expenses. Certain deemed distributions of participant loans	2010-12-31	$16,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,189,900
Value of total assets at end of year	2010-12-31	$11,851,792
Value of total assets at beginning of year	2010-12-31	$9,658,444
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$23,880
Total interest from all sources	2010-12-31	$16,572
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$180,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$180,172
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$793,796
Participant contributions at end of year	2010-12-31	$362,299
Participant contributions at beginning of year	2010-12-31	$272,422
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$86,431
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$240
Administrative expenses (other) incurred	2010-12-31	$6,671
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,193,348
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$11,851,792
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$9,658,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$17,209
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$9,962,698
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$8,264,590
Interest on participant loans	2010-12-31	$16,571
Value of interest in common/collective trusts at end of year	2010-12-31	$1,518,833
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,116,706
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$7,722
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$4,726
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$4,726
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,093,336
Net investment gain or loss from common/collective trusts	2010-12-31	$31,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$309,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$277,814
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ACKER & COMPANY, CERTIFIED PUBLIC A
Accountancy firm EIN	2010-12-31	752835962
2009 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
2007 : SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2007 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2007-12-31	$0

Form 5500 Responses for SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN

2022: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	First time form 5500 has been submitted	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2007: SPERRY RAIL, INC. SAVINGS & INVESTMENT PLAN 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

QK62260

Policy instance

Insurance contract or identification number	QK62260
Number of Individuals Covered	249
Insurance policy start date	2022-11-22
Insurance policy end date	2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	SPERRY RAIL, INC.
Employer identification number (EIN):	060917470
NAIC Classification:	336510
NAIC Description:	Railroad Rolling Stock Manufacturing