401k Plan data: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN plan

NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 401k Plan overview

Plan Name	NATCHAUG HOSPITAL, INC. RETIREMENT PLAN
Plan identification number	005

NATCHAUG HOSPITAL, INC. RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Money purchase (other than target benefit)
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATCHAUG HOSPITAL, INC has sponsored the creation of one or more 401k plans.

Company Name: NATCHAUG HOSPITAL, INC

Employer identification number (EIN): 060966963

NAIC Classification: 622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NATCHAUG HOSPITAL, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2016-01-01
005 2015-01-01 MARK LAPIERRE
005 2015-01-01
005 2014-01-01
005 2014-01-01
005 2013-10-01 MARK LAPIERRE
005 2012-10-01 MARK LAPIERRE
005 2011-10-01 MARK LAPIERRE
005 2010-10-01 MARK LAPIERRE
005 2009-10-01 MARK LAPIERRE
005 2009-10-01 PAUL MALONEY PAUL MALONEY 2011-07-14
005 2009-10-01 PAUL MALONEY PAUL MALONEY 2011-07-14
005 2009-10-01 PAUL MALONEY PAUL MALONEY 2011-07-14
005 2008-10-01 MARK LAPIERRE
005 2008-10-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
005	2016-01-01
005	2015-01-01	MARK LAPIERRE
005	2015-01-01
005	2014-01-01
005	2014-01-01
005	2013-10-01	MARK LAPIERRE
005	2012-10-01	MARK LAPIERRE
005	2011-10-01	MARK LAPIERRE
005	2010-10-01	MARK LAPIERRE
005	2009-10-01	MARK LAPIERRE
005	2009-10-01	PAUL MALONEY	PAUL MALONEY	2011-07-14
005	2009-10-01	PAUL MALONEY	PAUL MALONEY	2011-07-14
005	2009-10-01	PAUL MALONEY	PAUL MALONEY	2011-07-14
005	2008-10-01	MARK LAPIERRE
005	2008-10-01

Plan Statistics for NATCHAUG HOSPITAL, INC. RETIREMENT PLAN

401k plan membership statisitcs for NATCHAUG HOSPITAL, INC. RETIREMENT PLAN

Measure Date Value
2016: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 449
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 8
2015: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 433
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 361
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 88
Total of all active and inactive participants 2015-01-01 449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 449
Number of participants with account balances 2015-01-01 449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2014: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 668
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 351
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 82
Total of all active and inactive participants 2014-01-01 433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 433
Number of participants with account balances 2014-01-01 433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 11
2013: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 607
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 293
Number of other retired or separated participants entitled to future benefits 2013-10-01 361
Total of all active and inactive participants 2013-10-01 654
Total participants 2013-10-01 654
Number of participants with account balances 2013-10-01 599
2012: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 622
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 293
Number of other retired or separated participants entitled to future benefits 2012-10-01 368
Total of all active and inactive participants 2012-10-01 661
Total participants 2012-10-01 661
Number of participants with account balances 2012-10-01 607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 30
2011: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 580
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 293
Number of other retired or separated participants entitled to future benefits 2011-10-01 322
Total of all active and inactive participants 2011-10-01 615
Total participants 2011-10-01 615
Number of participants with account balances 2011-10-01 574
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 26
2010: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-10-01 558
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 296
Number of other retired or separated participants entitled to future benefits 2010-10-01 278
Total of all active and inactive participants 2010-10-01 574
Total participants 2010-10-01 574
Number of participants with account balances 2010-10-01 541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 21
2009: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 436
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 291
Number of other retired or separated participants entitled to future benefits 2009-10-01 262
Total of all active and inactive participants 2009-10-01 553
Total participants 2009-10-01 553
Number of participants with account balances 2009-10-01 515
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
2008: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2008 401k membership
Total participants, beginning-of-year 2008-10-01 359
Total number of active participants reported on line 7a of the Form 5500 2008-10-01 286
Number of retired or separated participants receiving benefits 2008-10-01 4
Number of other retired or separated participants entitled to future benefits 2008-10-01 137
Total of all active and inactive participants 2008-10-01 427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-10-01 1
Total participants 2008-10-01 428
Number of participants with account balances 2008-10-01 417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-10-01 2

Measure	Date	Value
2016: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	449
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	8
2015: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	433
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	361
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	88
Total of all active and inactive participants	2015-01-01	449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	449
Number of participants with account balances	2015-01-01	449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2014: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	668
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	351
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	82
Total of all active and inactive participants	2014-01-01	433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	433
Number of participants with account balances	2014-01-01	433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	11
2013: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	607
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	293
Number of other retired or separated participants entitled to future benefits	2013-10-01	361
Total of all active and inactive participants	2013-10-01	654
Total participants	2013-10-01	654
Number of participants with account balances	2013-10-01	599
2012: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	622
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	293
Number of other retired or separated participants entitled to future benefits	2012-10-01	368
Total of all active and inactive participants	2012-10-01	661
Total participants	2012-10-01	661
Number of participants with account balances	2012-10-01	607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	30
2011: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	580
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	293
Number of other retired or separated participants entitled to future benefits	2011-10-01	322
Total of all active and inactive participants	2011-10-01	615
Total participants	2011-10-01	615
Number of participants with account balances	2011-10-01	574
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	26
2010: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-10-01	558
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	296
Number of other retired or separated participants entitled to future benefits	2010-10-01	278
Total of all active and inactive participants	2010-10-01	574
Total participants	2010-10-01	574
Number of participants with account balances	2010-10-01	541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	21
2009: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	436
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	291
Number of other retired or separated participants entitled to future benefits	2009-10-01	262
Total of all active and inactive participants	2009-10-01	553
Total participants	2009-10-01	553
Number of participants with account balances	2009-10-01	515
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
2008: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2008 401k membership
Total participants, beginning-of-year	2008-10-01	359
Total number of active participants reported on line 7a of the Form 5500	2008-10-01	286
Number of retired or separated participants receiving benefits	2008-10-01	4
Number of other retired or separated participants entitled to future benefits	2008-10-01	137
Total of all active and inactive participants	2008-10-01	427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-10-01	1
Total participants	2008-10-01	428
Number of participants with account balances	2008-10-01	417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-10-01	2

Financial Data on NATCHAUG HOSPITAL, INC. RETIREMENT PLAN

Measure	Date	Value
2016 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2016 401k financial data
Total transfer of assets from this plan	2016-12-05	$10,576,857
Total income from all sources (including contributions)	2016-12-05	$195,916
Total of all expenses incurred	2016-12-05	$1,055,467
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-05	$1,033,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-05	$-460,344
Value of total assets at end of year	2016-12-05	$0
Value of total assets at beginning of year	2016-12-05	$11,436,408
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-05	$22,400
Total interest from all sources	2016-12-05	$36,544
Total dividends received (eg from common stock, registered investment company shares)	2016-12-05	$74,922
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-05	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-05	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-05	$74,922
Was this plan covered by a fidelity bond	2016-12-05	Yes
Value of fidelity bond cover	2016-12-05	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-05	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2016-12-05	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-05	$0
Minimum employer required contribution for this plan year	2016-12-05	$0
Amount contributed by the employer to the plan for this plan year	2016-12-05	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-05	No
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-05	$182,456
Other income not declared elsewhere	2016-12-05	$-2,307
Administrative expenses (other) incurred	2016-12-05	$22,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-05	No
Value of net income/loss	2016-12-05	$-859,551
Value of net assets at end of year (total assets less liabilities)	2016-12-05	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-12-05	$11,436,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-05	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-05	No
Were any leases to which the plan was party in default or uncollectible	2016-12-05	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-05	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-05	$7,455,376
Interest earned on other investments	2016-12-05	$36,544
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-05	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-05	$2,898,344
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-05	$547,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-05	No
Was there a failure to transmit to the plan any participant contributions	2016-12-05	No
Has the plan failed to provide any benefit when due under the plan	2016-12-05	No
Contributions received in cash from employer	2016-12-05	$-642,800
Employer contributions (assets) at end of year	2016-12-05	$0
Employer contributions (assets) at beginning of year	2016-12-05	$1,082,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-05	$1,033,067
Did the plan have assets held for investment	2016-12-05	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-05	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-05	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-05	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-05	Disclaimer
Accountancy firm name	2016-12-05	FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN	2016-12-05	061648707
2015 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$892,050
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$753,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$724,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,112,404
Value of total assets at end of year	2015-12-31	$11,436,408
Value of total assets at beginning of year	2015-12-31	$11,297,371
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$28,192
Total interest from all sources	2015-12-31	$38,580
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$123,618
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$123,618
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$320,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$2,255,975
Administrative expenses (other) incurred	2015-12-31	$28,192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$139,037
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$11,436,408
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$11,297,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,455,376
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$7,387,268
Interest earned on other investments	2015-12-31	$38,580
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$2,898,344
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$489,108
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-382,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,112,404
Employer contributions (assets) at end of year	2015-12-31	$1,082,688
Employer contributions (assets) at beginning of year	2015-12-31	$1,165,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$724,821
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	FIONDELLA, MILONE & LASARACINA LLP
Accountancy firm EIN	2015-12-31	061648707
2014 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,650,615
Total of all expenses incurred	2014-12-31	$1,042,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,016,646
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,161,435
Value of total assets at end of year	2014-12-31	$11,297,371
Value of total assets at beginning of year	2014-12-31	$10,689,495
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$26,093
Total interest from all sources	2014-12-31	$47,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$2,255,975
Other income not declared elsewhere	2014-12-31	$148,357
Administrative expenses (other) incurred	2014-12-31	$26,093
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$607,876
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$11,297,371
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$10,689,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$7,387,268
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$7,898,074
Interest earned on other investments	2014-12-31	$47,645
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$489,108
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,532,061
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$293,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,161,435
Employer contributions (assets) at end of year	2014-12-31	$1,165,020
Employer contributions (assets) at beginning of year	2014-12-31	$1,259,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,016,646
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2014-12-31	350921680
2013 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$730,860
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$207,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$207,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$250,788
Value of total assets at end of year	2013-12-31	$10,685,909
Value of total assets at beginning of year	2013-12-31	$10,162,109
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$13,578
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$320,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$100,706
Minimum employer required contribution for this plan year	2013-12-31	$100,706
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$2,070
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$523,800
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$10,685,909
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$10,162,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$7,898,074
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$7,593,065
Interest on participant loans	2013-12-31	$13,578
Interest earned on other investments	2013-12-31	$13,578
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,532,061
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,561,988
Net investment gain/loss from pooled separate accounts	2013-12-31	$466,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$248,718
Employer contributions (assets) at end of year	2013-12-31	$1,255,774
Employer contributions (assets) at beginning of year	2013-12-31	$1,007,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$207,060
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountancy firm name	2013-12-31	SASLOW, LUFKIN & BUGGY, LLP
Accountancy firm EIN	2013-12-31	061533253
Total unrealized appreciation/depreciation of assets	2013-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$1,983,020
Total loss/gain on sale of assets	2013-09-30	$0
Total of all expenses incurred	2013-09-30	$373,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$373,358
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$1,008,430
Value of total assets at end of year	2013-09-30	$10,162,109
Value of total assets at beginning of year	2013-09-30	$8,552,447
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$0
Total interest from all sources	2013-09-30	$51,354
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$320,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
Funding deficiency by the employer to the plan for this plan year	2013-09-30	$0
Minimum employer required contribution for this plan year	2013-09-30	$1,007,060
Amount contributed by the employer to the plan for this plan year	2013-09-30	$1,007,060
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Income. Received or receivable in cash from other sources (including rollovers)	2013-09-30	$1,370
Other income not declared elsewhere	2013-09-30	$8,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$1,609,662
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$10,162,109
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$8,552,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in pooled separate accounts at end of year	2013-09-30	$7,593,065
Value of interest in pooled separate accounts at beginning of year	2013-09-30	$6,166,344
Interest earned on other investments	2013-09-30	$51,354
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-09-30	$1,561,988
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-09-30	$1,419,761
Net investment gain/loss from pooled separate accounts	2013-09-30	$923,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Contributions received in cash from employer	2013-09-30	$1,007,060
Employer contributions (assets) at end of year	2013-09-30	$1,007,056
Employer contributions (assets) at beginning of year	2013-09-30	$966,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$373,358
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	J H COHN
Accountancy firm EIN	2013-09-30	221478099
2012 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$1,955,624
Total loss/gain on sale of assets	2012-09-30	$0
Total of all expenses incurred	2012-09-30	$175,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$175,252
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$966,342
Value of total assets at end of year	2012-09-30	$8,552,447
Value of total assets at beginning of year	2012-09-30	$6,715,892
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$0
Total interest from all sources	2012-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$320,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
Funding deficiency by the employer to the plan for this plan year	2012-09-30	$0
Minimum employer required contribution for this plan year	2012-09-30	$966,342
Amount contributed by the employer to the plan for this plan year	2012-09-30	$966,342
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$1,780,372
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$8,552,447
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$6,715,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Value of interest in pooled separate accounts at end of year	2012-09-30	$6,166,344
Value of interest in pooled separate accounts at beginning of year	2012-09-30	$4,541,910
Interest earned on other investments	2012-09-30	$46,414
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-09-30	$1,419,761
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-09-30	$1,255,739
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$989,282
Net investment gain/loss from pooled separate accounts	2012-09-30	$942,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Contributions received in cash from employer	2012-09-30	$966,342
Employer contributions (assets) at end of year	2012-09-30	$966,342
Employer contributions (assets) at beginning of year	2012-09-30	$918,243
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$175,252
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	J H COHN
Accountancy firm EIN	2012-09-30	221478099
2011 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$792,888
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$171,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$171,458
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$919,749
Value of total assets at end of year	2011-09-30	$6,730,131
Value of total assets at beginning of year	2011-09-30	$6,108,701
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$0
Total interest from all sources	2011-09-30	$42,504
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$500,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Funding deficiency by the employer to the plan for this plan year	2011-09-30	$0
Minimum employer required contribution for this plan year	2011-09-30	$918,243
Amount contributed by the employer to the plan for this plan year	2011-09-30	$918,243
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	Yes
Amount of non-exempt transactions with any party-in-interest	2011-09-30	$14,109
Income. Received or receivable in cash from other sources (including rollovers)	2011-09-30	$1,377
Other income not declared elsewhere	2011-09-30	$-169,365
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$621,430
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$6,730,131
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$6,108,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in pooled separate accounts at end of year	2011-09-30	$4,541,910
Value of interest in pooled separate accounts at beginning of year	2011-09-30	$4,125,750
Interest earned on other investments	2011-09-30	$42,504
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-09-30	$1,255,739
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-09-30	$1,146,729
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-189,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Contributions received in cash from employer	2011-09-30	$918,372
Employer contributions (assets) at end of year	2011-09-30	$932,482
Employer contributions (assets) at beginning of year	2011-09-30	$836,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$171,458
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	COHNREZNICK LLP
Accountancy firm EIN	2011-09-30	221478099
2010 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-09-30	$0
Total income from all sources (including contributions)	2010-09-30	$1,186,240
Total loss/gain on sale of assets	2010-09-30	$0
Total of all expenses incurred	2010-09-30	$294,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-09-30	$294,528
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-09-30	$830,934
Value of total assets at end of year	2010-09-30	$6,108,701
Value of total assets at beginning of year	2010-09-30	$5,217,058
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-09-30	$69
Total interest from all sources	2010-09-30	$39,123
Total dividends received (eg from common stock, registered investment company shares)	2010-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-09-30	No
Was this plan covered by a fidelity bond	2010-09-30	Yes
Value of fidelity bond cover	2010-09-30	$320,000
If this is an individual account plan, was there a blackout period	2010-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0
Funding deficiency by the employer to the plan for this plan year	2010-09-30	$0
Minimum employer required contribution for this plan year	2010-09-30	$830,932
Amount contributed by the employer to the plan for this plan year	2010-09-30	$830,932
Were there any nonexempt tranactions with any party-in-interest	2010-09-30	Yes
Amount of non-exempt transactions with any party-in-interest	2010-09-30	$20,764
Administrative expenses (other) incurred	2010-09-30	$69
Total non interest bearing cash at end of year	2010-09-30	$836,222
Total non interest bearing cash at beginning of year	2010-09-30	$722,170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-09-30	No
Value of net income/loss	2010-09-30	$891,643
Value of net assets at end of year (total assets less liabilities)	2010-09-30	$6,108,701
Value of net assets at beginning of year (total assets less liabilities)	2010-09-30	$5,217,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-09-30	No
Were any leases to which the plan was party in default or uncollectible	2010-09-30	No
Value of interest in pooled separate accounts at end of year	2010-09-30	$4,125,750
Value of interest in pooled separate accounts at beginning of year	2010-09-30	$3,434,038
Interest earned on other investments	2010-09-30	$39,123
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-09-30	$1,146,729
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-09-30	$1,060,850
Net investment gain/loss from pooled separate accounts	2010-09-30	$316,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-09-30	No
Was there a failure to transmit to the plan any participant contributions	2010-09-30	No
Has the plan failed to provide any benefit when due under the plan	2010-09-30	No
Contributions received in cash from employer	2010-09-30	$830,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-09-30	$294,528
Did the plan have assets held for investment	2010-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2010-09-30	Disclaimer
Accountancy firm name	2010-09-30	COHNREZNICK LLP
Accountancy firm EIN	2010-09-30	221478099
2009 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2009 401k financial data
Total unrealized appreciation/depreciation of assets	2009-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2009-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2009-09-30	$0
Total income from all sources (including contributions)	2009-09-30	$623,039
Total loss/gain on sale of assets	2009-09-30	$0
Total of all expenses incurred	2009-09-30	$205,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2009-09-30	$205,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2009-09-30	$722,170
Value of total assets at end of year	2009-09-30	$5,217,058
Value of total assets at beginning of year	2009-09-30	$4,799,245
Total of administrative expenses incurred including professional, contract, advisory and management fees	2009-09-30	$10
Total interest from all sources	2009-09-30	$36,180
Total dividends received (eg from common stock, registered investment company shares)	2009-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2009-09-30	No
Was this plan covered by a fidelity bond	2009-09-30	Yes
Value of fidelity bond cover	2009-09-30	$320,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-09-30	$0
Funding deficiency by the employer to the plan for this plan year	2009-09-30	$0
Minimum employer required contribution for this plan year	2009-09-30	$722,170
Amount contributed by the employer to the plan for this plan year	2009-09-30	$722,170
Were there any nonexempt tranactions with any party-in-interest	2009-09-30	Yes
Amount of non-exempt transactions with any party-in-interest	2009-09-30	$40,662
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2009-09-30	$840,197
Administrative expenses (other) incurred	2009-09-30	$10
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2009-09-30	No
Value of net income/loss	2009-09-30	$417,813
Value of net assets at end of year (total assets less liabilities)	2009-09-30	$5,217,058
Value of net assets at beginning of year (total assets less liabilities)	2009-09-30	$4,799,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2009-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2009-09-30	No
Were any leases to which the plan was party in default or uncollectible	2009-09-30	No
Value of interest in pooled separate accounts at end of year	2009-09-30	$3,434,038
Value of interest in pooled separate accounts at beginning of year	2009-09-30	$2,548,330
Interest earned on other investments	2009-09-30	$36,180
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2009-09-30	$1,060,850
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2009-09-30	$769,654
Net investment gain/loss from pooled separate accounts	2009-09-30	$-135,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2009-09-30	No
Was there a failure to transmit to the plan any participant contributions	2009-09-30	No
Has the plan failed to provide any benefit when due under the plan	2009-09-30	No
Contributions received in cash from employer	2009-09-30	$722,170
Employer contributions (assets) at end of year	2009-09-30	$722,170
Employer contributions (assets) at beginning of year	2009-09-30	$641,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2009-09-30	$205,216
Did the plan have assets held for investment	2009-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2009-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2009-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2009-09-30	Disclaimer
Accountancy firm name	2009-09-30	COHN REZNICK LLP
Accountancy firm EIN	2009-09-30	221478099

Form 5500 Responses for NATCHAUG HOSPITAL, INC. RETIREMENT PLAN

2016: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Insurance	Yes
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement – Insurance	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	Yes
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Insurance	Yes
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement – Insurance	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	Yes
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Insurance	Yes
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement – Insurance	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Submission has been amended	Yes
2010-10-01	This submission is the final filing	No
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-10-01	Plan is a collectively bargained plan	No
2010-10-01	Plan funding arrangement – Insurance	Yes
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan benefit arrangement – Insurance	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2009: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Insurance	Yes
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement – Insurance	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	Yes
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No
2008-10-01	Plan funding arrangement – Insurance	Yes
2008-10-01	Plan funding arrangement – Trust	Yes
2008-10-01	Plan benefit arrangement – Insurance	Yes
2008-10-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VF6098

Policy instance

Insurance contract or identification number	VF6098
Number of Individuals Covered	35
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $393
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $393
Insurance broker organization code?	3
Insurance broker name	ANDREW BAUER

PRUDENTIAL RETIREMTN INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

074142

Policy instance

Insurance contract or identification number	074142
Number of Individuals Covered	449
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VF6098

Policy instance

Insurance contract or identification number	VF6098
Number of Individuals Covered	600
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $1,341
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,341
Insurance broker organization code?	3
Insurance broker name	ANDREW BAUER

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

074142

Policy instance

Insurance contract or identification number	074142
Number of Individuals Covered	433
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VF6098

Policy instance

Insurance contract or identification number	VF6098
Number of Individuals Covered	599
Insurance policy start date	2013-10-01
Insurance policy end date	2013-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	ANDREW BAUER

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VF6098

Policy instance

Insurance contract or identification number	VF6098
Number of Individuals Covered	607
Insurance policy start date	2010-10-01
Insurance policy end date	2011-09-30
Total amount of commissions paid to insurance broker	USD $13,335
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $13,335
Insurance broker organization code?	3
Insurance broker name	ANDREW BAUER

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VF6098

Policy instance

Insurance contract or identification number	VF6098
Number of Individuals Covered	574
Insurance policy start date	2011-10-01
Insurance policy end date	2012-09-30
Total amount of commissions paid to insurance broker	USD $10,559
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VF6098

Policy instance

Insurance contract or identification number	VF6098
Number of Individuals Covered	541
Insurance policy start date	2010-10-01
Insurance policy end date	2011-09-30
Total amount of commissions paid to insurance broker	USD $10,798
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,798
Insurance broker organization code?	3
Insurance broker name	ANDREW BAUER

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VF6098

Policy instance

Insurance contract or identification number	VF6098
Number of Individuals Covered	544
Insurance policy start date	2009-10-01
Insurance policy end date	2010-09-30
Total amount of commissions paid to insurance broker	USD $9,156
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $9,156
Insurance broker organization code?	3
Insurance broker name	ANDREW BAUER

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VF6098

Policy instance

Insurance contract or identification number	VF6098
Number of Individuals Covered	419
Insurance policy start date	2008-10-01
Insurance policy end date	2009-09-30
Total amount of commissions paid to insurance broker	USD $13,383
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $13,383
Insurance broker organization code?	3
Insurance broker name	ANDREW BAUER

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	NATCHAUG HOSPITAL, INC
Employer identification number (EIN):	060966963
NAIC Classification:	622000
NAIC Description:	Hospitals