NATCHAUG HOSPITAL, INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NATCHAUG HOSPITAL, INC. RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2016 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2016 401k financial data |
|---|
| Total transfer of assets from this plan | 2016-12-05 | $10,576,857 |
| Total income from all sources (including contributions) | 2016-12-05 | $195,916 |
| Total of all expenses incurred | 2016-12-05 | $1,055,467 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-05 | $1,033,067 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-05 | $-460,344 |
| Value of total assets at end of year | 2016-12-05 | $0 |
| Value of total assets at beginning of year | 2016-12-05 | $11,436,408 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-05 | $22,400 |
| Total interest from all sources | 2016-12-05 | $36,544 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-05 | $74,922 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-05 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-12-05 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-05 | $74,922 |
| Was this plan covered by a fidelity bond | 2016-12-05 | Yes |
| Value of fidelity bond cover | 2016-12-05 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-05 | No |
| Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2016-12-05 | 0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-05 | $0 |
| Minimum employer required contribution for this plan year | 2016-12-05 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2016-12-05 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-05 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-05 | $182,456 |
| Other income not declared elsewhere | 2016-12-05 | $-2,307 |
| Administrative expenses (other) incurred | 2016-12-05 | $22,400 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-05 | No |
| Value of net income/loss | 2016-12-05 | $-859,551 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-05 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-05 | $11,436,408 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-05 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-05 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-05 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-05 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-05 | $7,455,376 |
| Interest earned on other investments | 2016-12-05 | $36,544 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-05 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-05 | $2,898,344 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-05 | $547,101 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-05 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-05 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-05 | No |
| Contributions received in cash from employer | 2016-12-05 | $-642,800 |
| Employer contributions (assets) at end of year | 2016-12-05 | $0 |
| Employer contributions (assets) at beginning of year | 2016-12-05 | $1,082,688 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-05 | $1,033,067 |
| Did the plan have assets held for investment | 2016-12-05 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-05 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-05 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-05 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-05 | Disclaimer |
| Accountancy firm name | 2016-12-05 | FIONDELLA, MILONE & LASARACINA LLP |
| Accountancy firm EIN | 2016-12-05 | 061648707 |
| 2015 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $892,050 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $753,013 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $724,821 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,112,404 |
| Value of total assets at end of year | 2015-12-31 | $11,436,408 |
| Value of total assets at beginning of year | 2015-12-31 | $11,297,371 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $28,192 |
| Total interest from all sources | 2015-12-31 | $38,580 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $123,618 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $123,618 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $320,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $2,255,975 |
| Administrative expenses (other) incurred | 2015-12-31 | $28,192 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $139,037 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $11,436,408 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $11,297,371 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $7,455,376 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $7,387,268 |
| Interest earned on other investments | 2015-12-31 | $38,580 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $2,898,344 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $489,108 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-382,552 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $1,112,404 |
| Employer contributions (assets) at end of year | 2015-12-31 | $1,082,688 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $1,165,020 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $724,821 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | FIONDELLA, MILONE & LASARACINA LLP |
| Accountancy firm EIN | 2015-12-31 | 061648707 |
| 2014 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $1,650,615 |
| Total of all expenses incurred | 2014-12-31 | $1,042,739 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,016,646 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,161,435 |
| Value of total assets at end of year | 2014-12-31 | $11,297,371 |
| Value of total assets at beginning of year | 2014-12-31 | $10,689,495 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $26,093 |
| Total interest from all sources | 2014-12-31 | $47,645 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $2,255,975 |
| Other income not declared elsewhere | 2014-12-31 | $148,357 |
| Administrative expenses (other) incurred | 2014-12-31 | $26,093 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $607,876 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $11,297,371 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $10,689,495 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $7,387,268 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $7,898,074 |
| Interest earned on other investments | 2014-12-31 | $47,645 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $489,108 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $1,532,061 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $293,178 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $1,161,435 |
| Employer contributions (assets) at end of year | 2014-12-31 | $1,165,020 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $1,259,360 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,016,646 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Did the plan have assets held for investment | 2014-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | CROWE HORWATH LLP |
| Accountancy firm EIN | 2014-12-31 | 350921680 |
| 2013 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $730,860 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $207,060 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $207,060 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $250,788 |
| Value of total assets at end of year | 2013-12-31 | $10,685,909 |
| Value of total assets at beginning of year | 2013-12-31 | $10,162,109 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
| Total interest from all sources | 2013-12-31 | $13,578 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $320,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Funding deficiency by the employer to the plan for this plan year | 2013-12-31 | $100,706 |
| Minimum employer required contribution for this plan year | 2013-12-31 | $100,706 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $2,070 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $523,800 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $10,685,909 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $10,162,109 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $7,898,074 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $7,593,065 |
| Interest on participant loans | 2013-12-31 | $13,578 |
| Interest earned on other investments | 2013-12-31 | $13,578 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $1,532,061 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,561,988 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $466,494 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $248,718 |
| Employer contributions (assets) at end of year | 2013-12-31 | $1,255,774 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $1,007,056 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $207,060 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountancy firm name | 2013-12-31 | SASLOW, LUFKIN & BUGGY, LLP |
| Accountancy firm EIN | 2013-12-31 | 061533253 |
| Total unrealized appreciation/depreciation of assets | 2013-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
| Total income from all sources (including contributions) | 2013-09-30 | $1,983,020 |
| Total loss/gain on sale of assets | 2013-09-30 | $0 |
| Total of all expenses incurred | 2013-09-30 | $373,358 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $373,358 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $1,008,430 |
| Value of total assets at end of year | 2013-09-30 | $10,162,109 |
| Value of total assets at beginning of year | 2013-09-30 | $8,552,447 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $0 |
| Total interest from all sources | 2013-09-30 | $51,354 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
| Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
| Value of fidelity bond cover | 2013-09-30 | $320,000 |
| If this is an individual account plan, was there a blackout period | 2013-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2013-09-30 | $0 |
| Minimum employer required contribution for this plan year | 2013-09-30 | $1,007,060 |
| Amount contributed by the employer to the plan for this plan year | 2013-09-30 | $1,007,060 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-09-30 | $1,370 |
| Other income not declared elsewhere | 2013-09-30 | $8,386 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Value of net income/loss | 2013-09-30 | $1,609,662 |
| Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $10,162,109 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $8,552,447 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
| Value of interest in pooled separate accounts at end of year | 2013-09-30 | $7,593,065 |
| Value of interest in pooled separate accounts at beginning of year | 2013-09-30 | $6,166,344 |
| Interest earned on other investments | 2013-09-30 | $51,354 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-09-30 | $1,561,988 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-09-30 | $1,419,761 |
| Net investment gain/loss from pooled separate accounts | 2013-09-30 | $923,236 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
| Contributions received in cash from employer | 2013-09-30 | $1,007,060 |
| Employer contributions (assets) at end of year | 2013-09-30 | $1,007,056 |
| Employer contributions (assets) at beginning of year | 2013-09-30 | $966,342 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $373,358 |
| Did the plan have assets held for investment | 2013-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Disclaimer |
| Accountancy firm name | 2013-09-30 | J H COHN |
| Accountancy firm EIN | 2013-09-30 | 221478099 |
| 2012 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
| Total income from all sources (including contributions) | 2012-09-30 | $1,955,624 |
| Total loss/gain on sale of assets | 2012-09-30 | $0 |
| Total of all expenses incurred | 2012-09-30 | $175,252 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $175,252 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $966,342 |
| Value of total assets at end of year | 2012-09-30 | $8,552,447 |
| Value of total assets at beginning of year | 2012-09-30 | $6,715,892 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $0 |
| Total interest from all sources | 2012-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
| Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
| Value of fidelity bond cover | 2012-09-30 | $320,000 |
| If this is an individual account plan, was there a blackout period | 2012-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-09-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2012-09-30 | $0 |
| Minimum employer required contribution for this plan year | 2012-09-30 | $966,342 |
| Amount contributed by the employer to the plan for this plan year | 2012-09-30 | $966,342 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Value of net income/loss | 2012-09-30 | $1,780,372 |
| Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $8,552,447 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $6,715,892 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
| Value of interest in pooled separate accounts at end of year | 2012-09-30 | $6,166,344 |
| Value of interest in pooled separate accounts at beginning of year | 2012-09-30 | $4,541,910 |
| Interest earned on other investments | 2012-09-30 | $46,414 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-09-30 | $1,419,761 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-09-30 | $1,255,739 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-09-30 | $989,282 |
| Net investment gain/loss from pooled separate accounts | 2012-09-30 | $942,868 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
| Contributions received in cash from employer | 2012-09-30 | $966,342 |
| Employer contributions (assets) at end of year | 2012-09-30 | $966,342 |
| Employer contributions (assets) at beginning of year | 2012-09-30 | $918,243 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $175,252 |
| Did the plan have assets held for investment | 2012-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Disclaimer |
| Accountancy firm name | 2012-09-30 | J H COHN |
| Accountancy firm EIN | 2012-09-30 | 221478099 |
| 2011 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total income from all sources (including contributions) | 2011-09-30 | $792,888 |
| Total loss/gain on sale of assets | 2011-09-30 | $0 |
| Total of all expenses incurred | 2011-09-30 | $171,458 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $171,458 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $919,749 |
| Value of total assets at end of year | 2011-09-30 | $6,730,131 |
| Value of total assets at beginning of year | 2011-09-30 | $6,108,701 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $0 |
| Total interest from all sources | 2011-09-30 | $42,504 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
| Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
| Value of fidelity bond cover | 2011-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2011-09-30 | $0 |
| Minimum employer required contribution for this plan year | 2011-09-30 | $918,243 |
| Amount contributed by the employer to the plan for this plan year | 2011-09-30 | $918,243 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2011-09-30 | $14,109 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-09-30 | $1,377 |
| Other income not declared elsewhere | 2011-09-30 | $-169,365 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Value of net income/loss | 2011-09-30 | $621,430 |
| Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $6,730,131 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $6,108,701 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
| Value of interest in pooled separate accounts at end of year | 2011-09-30 | $4,541,910 |
| Value of interest in pooled separate accounts at beginning of year | 2011-09-30 | $4,125,750 |
| Interest earned on other investments | 2011-09-30 | $42,504 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-09-30 | $1,255,739 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-09-30 | $1,146,729 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-09-30 | $-189,784 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
| Contributions received in cash from employer | 2011-09-30 | $918,372 |
| Employer contributions (assets) at end of year | 2011-09-30 | $932,482 |
| Employer contributions (assets) at beginning of year | 2011-09-30 | $836,222 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $171,458 |
| Did the plan have assets held for investment | 2011-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Disclaimer |
| Accountancy firm name | 2011-09-30 | COHNREZNICK LLP |
| Accountancy firm EIN | 2011-09-30 | 221478099 |
| 2010 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-09-30 | $0 |
| Total income from all sources (including contributions) | 2010-09-30 | $1,186,240 |
| Total loss/gain on sale of assets | 2010-09-30 | $0 |
| Total of all expenses incurred | 2010-09-30 | $294,597 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-09-30 | $294,528 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-09-30 | $830,934 |
| Value of total assets at end of year | 2010-09-30 | $6,108,701 |
| Value of total assets at beginning of year | 2010-09-30 | $5,217,058 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-09-30 | $69 |
| Total interest from all sources | 2010-09-30 | $39,123 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-09-30 | No |
| Was this plan covered by a fidelity bond | 2010-09-30 | Yes |
| Value of fidelity bond cover | 2010-09-30 | $320,000 |
| If this is an individual account plan, was there a blackout period | 2010-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-09-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2010-09-30 | $0 |
| Minimum employer required contribution for this plan year | 2010-09-30 | $830,932 |
| Amount contributed by the employer to the plan for this plan year | 2010-09-30 | $830,932 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-09-30 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2010-09-30 | $20,764 |
| Administrative expenses (other) incurred | 2010-09-30 | $69 |
| Total non interest bearing cash at end of year | 2010-09-30 | $836,222 |
| Total non interest bearing cash at beginning of year | 2010-09-30 | $722,170 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-09-30 | No |
| Value of net income/loss | 2010-09-30 | $891,643 |
| Value of net assets at end of year (total assets less liabilities) | 2010-09-30 | $6,108,701 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-09-30 | $5,217,058 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-09-30 | No |
| Value of interest in pooled separate accounts at end of year | 2010-09-30 | $4,125,750 |
| Value of interest in pooled separate accounts at beginning of year | 2010-09-30 | $3,434,038 |
| Interest earned on other investments | 2010-09-30 | $39,123 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-09-30 | $1,146,729 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-09-30 | $1,060,850 |
| Net investment gain/loss from pooled separate accounts | 2010-09-30 | $316,183 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-09-30 | No |
| Contributions received in cash from employer | 2010-09-30 | $830,934 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-09-30 | $294,528 |
| Did the plan have assets held for investment | 2010-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-09-30 | Disclaimer |
| Accountancy firm name | 2010-09-30 | COHNREZNICK LLP |
| Accountancy firm EIN | 2010-09-30 | 221478099 |
| 2009 : NATCHAUG HOSPITAL, INC. RETIREMENT PLAN 2009 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2009-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2009-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2009-09-30 | $0 |
| Total income from all sources (including contributions) | 2009-09-30 | $623,039 |
| Total loss/gain on sale of assets | 2009-09-30 | $0 |
| Total of all expenses incurred | 2009-09-30 | $205,226 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2009-09-30 | $205,216 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2009-09-30 | $722,170 |
| Value of total assets at end of year | 2009-09-30 | $5,217,058 |
| Value of total assets at beginning of year | 2009-09-30 | $4,799,245 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2009-09-30 | $10 |
| Total interest from all sources | 2009-09-30 | $36,180 |
| Total dividends received (eg from common stock, registered investment company shares) | 2009-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2009-09-30 | No |
| Was this plan covered by a fidelity bond | 2009-09-30 | Yes |
| Value of fidelity bond cover | 2009-09-30 | $320,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-09-30 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2009-09-30 | $0 |
| Minimum employer required contribution for this plan year | 2009-09-30 | $722,170 |
| Amount contributed by the employer to the plan for this plan year | 2009-09-30 | $722,170 |
| Were there any nonexempt tranactions with any party-in-interest | 2009-09-30 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2009-09-30 | $40,662 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2009-09-30 | $840,197 |
| Administrative expenses (other) incurred | 2009-09-30 | $10 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2009-09-30 | No |
| Value of net income/loss | 2009-09-30 | $417,813 |
| Value of net assets at end of year (total assets less liabilities) | 2009-09-30 | $5,217,058 |
| Value of net assets at beginning of year (total assets less liabilities) | 2009-09-30 | $4,799,245 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2009-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2009-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2009-09-30 | No |
| Value of interest in pooled separate accounts at end of year | 2009-09-30 | $3,434,038 |
| Value of interest in pooled separate accounts at beginning of year | 2009-09-30 | $2,548,330 |
| Interest earned on other investments | 2009-09-30 | $36,180 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2009-09-30 | $1,060,850 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2009-09-30 | $769,654 |
| Net investment gain/loss from pooled separate accounts | 2009-09-30 | $-135,311 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2009-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2009-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2009-09-30 | No |
| Contributions received in cash from employer | 2009-09-30 | $722,170 |
| Employer contributions (assets) at end of year | 2009-09-30 | $722,170 |
| Employer contributions (assets) at beginning of year | 2009-09-30 | $641,064 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2009-09-30 | $205,216 |
| Did the plan have assets held for investment | 2009-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2009-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2009-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2009-09-30 | Disclaimer |
| Accountancy firm name | 2009-09-30 | COHN REZNICK LLP |
| Accountancy firm EIN | 2009-09-30 | 221478099 |
