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EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 401k Plan overview

Plan NameEMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN
Plan identification number 002

EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EMD SERONO, INC. has sponsored the creation of one or more 401k plans.

Company Name:EMD SERONO, INC.
Employer identification number (EIN):061040874
NAIC Classification:621510
NAIC Description: Medical and Diagnostic Laboratories

Additional information about EMD SERONO, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0913166

More information about EMD SERONO, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01KAREN BISHOP
0022015-01-01LUCINDA GIBBS
0022014-01-01MARIA MEDINA
0022013-01-01MARIA MEDINA
0022012-01-01MARIA MEDINA
0022011-01-01MARIA MEDINA MARIA MEDINA2012-10-15
0022010-01-01THOMAS SHERR THOMAS SHERR2011-10-12
0022009-01-01MCIHELLE FREEMAN MICHELLE FREEMAN2010-10-15
0022009-01-01 MICHELLE FREEMAN2010-10-15

Plan Statistics for EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN

401k plan membership statisitcs for EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN

Measure Date Value
2016: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,936
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0177
2015: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,909
Total number of active participants reported on line 7a of the Form 55002015-01-011,214
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01702
Total of all active and inactive participants2015-01-011,916
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-011,920
Number of participants with account balances2015-01-011,880
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01106
2014: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,795
Total number of active participants reported on line 7a of the Form 55002014-01-011,164
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01724
Total of all active and inactive participants2014-01-011,888
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-011,892
Number of participants with account balances2014-01-011,868
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01117
2013: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,641
Total number of active participants reported on line 7a of the Form 55002013-01-011,204
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01573
Total of all active and inactive participants2013-01-011,777
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-011,779
Number of participants with account balances2013-01-011,699
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01107
2012: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,592
Total number of active participants reported on line 7a of the Form 55002012-01-011,082
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01545
Total of all active and inactive participants2012-01-011,627
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-011,629
Number of participants with account balances2012-01-011,561
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0186
2011: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,627
Total number of active participants reported on line 7a of the Form 55002011-01-011,088
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01480
Total of all active and inactive participants2011-01-011,568
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-011,570
Number of participants with account balances2011-01-011,542
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01114
2010: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,526
Total number of active participants reported on line 7a of the Form 55002010-01-011,195
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01417
Total of all active and inactive participants2010-01-011,612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-011,614
Number of participants with account balances2010-01-011,509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0171
2009: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,255
Total number of active participants reported on line 7a of the Form 55002009-01-01981
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01345
Total of all active and inactive participants2009-01-011,326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-011,327
Number of participants with account balances2009-01-011,288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0178

Financial Data on EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN

Measure Date Value
2016 : EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-10-12$0
Total transfer of assets from this plan2016-10-12$287,619,864
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-12$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-12$0
Total income from all sources (including contributions)2016-10-12$46,645,606
Total loss/gain on sale of assets2016-10-12$0
Total of all expenses incurred2016-10-12$20,540,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-10-12$20,474,644
Value of total corrective distributions2016-10-12$46,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-10-12$30,559,396
Value of total assets at end of year2016-10-12$0
Value of total assets at beginning of year2016-10-12$261,514,737
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-10-12$19,547
Total interest from all sources2016-10-12$71,719
Total dividends received (eg from common stock, registered investment company shares)2016-10-12$1,143,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-10-12Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-10-12$0
Total dividends received from registered investment company shares (eg mutual funds)2016-10-12$1,143,711
Was this plan covered by a fidelity bond2016-10-12Yes
Value of fidelity bond cover2016-10-12$1,000,000
If this is an individual account plan, was there a blackout period2016-10-12No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-10-12$0
Were there any nonexempt tranactions with any party-in-interest2016-10-12No
Contributions received from participants2016-10-12$13,218,462
Participant contributions at end of year2016-10-12$0
Participant contributions at beginning of year2016-10-12$2,727,682
Income. Received or receivable in cash from other sources (including rollovers)2016-10-12$3,063,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-12No
Value of net income/loss2016-10-12$26,105,127
Value of net assets at end of year (total assets less liabilities)2016-10-12$0
Value of net assets at beginning of year (total assets less liabilities)2016-10-12$261,514,737
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-10-12No
Were any loans by the plan or fixed income obligations due to the plan in default2016-10-12No
Were any leases to which the plan was party in default or uncollectible2016-10-12No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-10-12$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-10-12$231,812,252
Value of interest in pooled separate accounts at end of year2016-10-12$0
Value of interest in pooled separate accounts at beginning of year2016-10-12$26,973,683
Interest on participant loans2016-10-12$71,719
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-10-12$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-10-12$1,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-10-12$1,120
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-10-12$14,522,062
Net investment gain/loss from pooled separate accounts2016-10-12$348,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-10-12No
Was there a failure to transmit to the plan any participant contributions2016-10-12Yes
Has the plan failed to provide any benefit when due under the plan2016-10-12No
Contributions received in cash from employer2016-10-12$14,277,780
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-10-12$20,474,644
Contract administrator fees2016-10-12$19,547
Did the plan have assets held for investment2016-10-12No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-12No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-10-12Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-10-12Yes
Opinion of an independent qualified public accountant for this plan2016-10-12Disclaimer
Accountancy firm name2016-10-12PLANTE MORAN, PLLC
Accountancy firm EIN2016-10-12381357951
2015 : EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$32,440
Total transfer of assets from this plan2015-12-31$302,695
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$37,150,968
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$22,744,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$22,681,993
Expenses. Certain deemed distributions of participant loans2015-12-31$1,112
Value of total corrective distributions2015-12-31$2,032
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$33,857,087
Value of total assets at end of year2015-12-31$261,514,737
Value of total assets at beginning of year2015-12-31$247,378,640
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$59,479
Total interest from all sources2015-12-31$90,424
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,047,377
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,047,377
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$14,994,674
Participant contributions at end of year2015-12-31$2,727,682
Participant contributions at beginning of year2015-12-31$2,495,287
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$3,305,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$14,406,352
Value of net assets at end of year (total assets less liabilities)2015-12-31$261,514,737
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$247,378,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$20,035
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$231,812,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$217,170,220
Value of interest in pooled separate accounts at end of year2015-12-31$26,973,683
Value of interest in pooled separate accounts at beginning of year2015-12-31$27,713,133
Interest on participant loans2015-12-31$90,424
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,120
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-131,751
Net investment gain/loss from pooled separate accounts2015-12-31$287,831
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$15,556,743
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$22,681,993
Contract administrator fees2015-12-31$39,444
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PLANTE MORAN, PLLC
Accountancy firm EIN2015-12-31381357951
2014 : EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$641,452
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$50,169,293
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$20,439,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$20,345,895
Value of total corrective distributions2014-12-31$15,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$32,718,435
Value of total assets at end of year2014-12-31$247,378,640
Value of total assets at beginning of year2014-12-31$217,007,530
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$78,640
Total interest from all sources2014-12-31$88,794
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,548,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,548,519
Administrative expenses professional fees incurred2014-12-31$45,090
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$14,359,951
Participant contributions at end of year2014-12-31$2,495,287
Participant contributions at beginning of year2014-12-31$1,596,771
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,180,833
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$29,729,658
Value of net assets at end of year (total assets less liabilities)2014-12-31$247,378,640
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$217,007,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$1,762
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$217,170,220
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$187,421,042
Value of interest in pooled separate accounts at end of year2014-12-31$27,713,133
Value of interest in pooled separate accounts at beginning of year2014-12-31$27,989,717
Interest on participant loans2014-12-31$88,794
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$14,338,793
Net investment gain/loss from pooled separate accounts2014-12-31$474,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$17,177,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$20,345,895
Contract administrator fees2014-12-31$31,788
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG
Accountancy firm EIN2014-12-31135565207
2013 : EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$68,695,252
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$18,476,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$18,438,207
Value of total corrective distributions2013-12-31$1,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$27,919,041
Value of total assets at end of year2013-12-31$217,007,530
Value of total assets at beginning of year2013-12-31$166,788,762
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$36,902
Total interest from all sources2013-12-31$81,772
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,904,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,904,471
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$13,504,824
Participant contributions at end of year2013-12-31$1,596,771
Participant contributions at beginning of year2013-12-31$1,798,125
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,191,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$50,218,768
Value of net assets at end of year (total assets less liabilities)2013-12-31$217,007,530
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$166,788,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$1,081
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$187,421,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$139,432,619
Value of interest in pooled separate accounts at end of year2013-12-31$27,989,717
Value of interest in pooled separate accounts at beginning of year2013-12-31$25,558,018
Interest on participant loans2013-12-31$81,772
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$38,325,863
Net investment gain/loss from pooled separate accounts2013-12-31$464,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$13,222,567
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$18,438,207
Contract administrator fees2013-12-31$35,821
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG
Accountancy firm EIN2013-12-31135565207
2012 : EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$44,254,142
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$13,063,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$13,045,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$25,414,853
Value of total assets at end of year2012-12-31$166,788,762
Value of total assets at beginning of year2012-12-31$135,598,077
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$17,882
Total interest from all sources2012-12-31$80,551
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,896,690
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,896,690
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$11,529,177
Participant contributions at end of year2012-12-31$1,798,125
Participant contributions at beginning of year2012-12-31$1,691,642
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,051,238
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$31,190,685
Value of net assets at end of year (total assets less liabilities)2012-12-31$166,788,762
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$135,598,077
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$117
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$139,432,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$110,935,000
Value of interest in pooled separate accounts at end of year2012-12-31$25,558,018
Value of interest in pooled separate accounts at beginning of year2012-12-31$22,971,435
Interest on participant loans2012-12-31$80,551
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$16,290,737
Net investment gain/loss from pooled separate accounts2012-12-31$571,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$12,834,438
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$13,045,575
Contract administrator fees2012-12-31$17,765
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG
Accountancy firm EIN2012-12-31135565207
2011 : EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$22,724,879
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$8,363,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$8,347,313
Value of total corrective distributions2011-12-31$241
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$24,939,060
Value of total assets at end of year2011-12-31$135,598,077
Value of total assets at beginning of year2011-12-31$121,236,400
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$15,648
Total interest from all sources2011-12-31$84,534
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,345,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,345,281
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$11,555,474
Participant contributions at end of year2011-12-31$1,691,642
Participant contributions at beginning of year2011-12-31$1,686,683
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,054,668
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$14,361,677
Value of net assets at end of year (total assets less liabilities)2011-12-31$135,598,077
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$121,236,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$636
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$110,935,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$100,996,114
Value of interest in pooled separate accounts at end of year2011-12-31$22,971,435
Value of interest in pooled separate accounts at beginning of year2011-12-31$15,795,398
Interest on participant loans2011-12-31$84,534
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,758,205
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,758,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-4,090,300
Net investment gain/loss from pooled separate accounts2011-12-31$446,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$12,328,918
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$8,347,313
Contract administrator fees2011-12-31$15,012
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG
Accountancy firm EIN2011-12-31135565207
2010 : EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$15,526,012
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$31,902,779
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$9,424,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$9,390,340
Value of total corrective distributions2010-12-31$12,972
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$17,294,573
Value of total assets at end of year2010-12-31$121,236,400
Value of total assets at beginning of year2010-12-31$83,232,516
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$21,595
Total interest from all sources2010-12-31$74,629
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$916,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$916,018
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$10,757,601
Participant contributions at end of year2010-12-31$1,686,683
Participant contributions at beginning of year2010-12-31$1,294,564
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,055,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$22,477,872
Value of net assets at end of year (total assets less liabilities)2010-12-31$121,236,400
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$83,232,516
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$1,588
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$100,996,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$68,000,710
Value of interest in pooled separate accounts at end of year2010-12-31$15,795,398
Value of interest in pooled separate accounts at beginning of year2010-12-31$13,937,242
Interest on participant loans2010-12-31$74,629
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,758,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$13,259,418
Net investment gain/loss from pooled separate accounts2010-12-31$358,141
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$5,481,262
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$9,390,340
Contract administrator fees2010-12-31$20,007
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG
Accountancy firm EIN2010-12-31135565207

Form 5500 Responses for EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN

2016: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: EMD SERONO 401(K) SAVINGS AND RETIREMENT ACCOUNT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered1880
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered1868
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered1699
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered1561
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31505
Policy instance 1
Insurance contract or identification number31505
Number of Individuals Covered1542
Insurance policy start date2011-11-17
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 2
Insurance contract or identification number30500
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-11-17
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number30500
Policy instance 1
Insurance contract or identification number30500
Number of Individuals Covered1509
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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