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FLEXIBLE ANNUITY DC PLAN OF UNITED WAY OF MID-HUDSON VALLEY, INC. 401k Plan overview

Plan NameFLEXIBLE ANNUITY DC PLAN OF UNITED WAY OF MID-HUDSON VALLEY, INC.
Plan identification number 001

FLEXIBLE ANNUITY DC PLAN OF UNITED WAY OF MID-HUDSON VALLEY, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNITED WAY OF MID-HUDSON VALLEY, INC. has sponsored the creation of one or more 401k plans.

Company Name:UNITED WAY OF MID-HUDSON VALLEY, INC.
Employer identification number (EIN):061045698
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FLEXIBLE ANNUITY DC PLAN OF UNITED WAY OF MID-HUDSON VALLEY, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01SUE MANNING2015-06-17
0012014-01-01SUE MANNING2015-04-17
0012013-01-01SUE MANNING2014-07-25
0012012-01-01SUE MANNING2013-07-24
0012011-01-01SUE MANNING2012-10-22
0012009-01-01JUDY EURICH

Plan Statistics for FLEXIBLE ANNUITY DC PLAN OF UNITED WAY OF MID-HUDSON VALLEY, INC.

401k plan membership statisitcs for FLEXIBLE ANNUITY DC PLAN OF UNITED WAY OF MID-HUDSON VALLEY, INC.

Measure Date Value
2009: FLEXIBLE ANNUITY DC PLAN OF UNITED WAY OF MID-HUDSON VALLEY, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-0111
Total number of active participants reported on line 7a of the Form 55002009-01-0111
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-013
Total of all active and inactive participants2009-01-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0114
Number of participants with account balances2009-01-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on FLEXIBLE ANNUITY DC PLAN OF UNITED WAY OF MID-HUDSON VALLEY, INC.

Measure Date Value
2010 : FLEXIBLE ANNUITY DC PLAN OF UNITED WAY OF MID-HUDSON VALLEY, INC. 2010 401k financial data
Total income from all sources2010-12-31$42,086
Expenses. Total of all expenses incurred2010-12-31$2,346
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$229,089
Total plan assets at beginning of year2010-12-31$189,349
Value of fidelity bond covering the plan2010-12-31$25,000
Expenses. Other expenses not covered elsewhere2010-12-31$2,346
Other income received2010-12-31$15,715
Net income (gross income less expenses)2010-12-31$39,740
Net plan assets at end of year (total assets less liabilities)2010-12-31$229,089
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$189,349
Assets. Value of participant loans2010-12-31$5,911
Total contributions received or receivable from employer(s)2010-12-31$26,371
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$26,371
Amount contributed by the employer to the plan for this plan year2010-12-31$26,371
2009 : FLEXIBLE ANNUITY DC PLAN OF UNITED WAY OF MID-HUDSON VALLEY, INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$28,914
Amount contributed by the employer to the plan for this plan year2009-12-31$28,914

Form 5500 Responses for FLEXIBLE ANNUITY DC PLAN OF UNITED WAY OF MID-HUDSON VALLEY, INC.

2009: FLEXIBLE ANNUITY DC PLAN OF UNITED WAY OF MID-HUDSON VALLEY, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053580-A
Policy instance 1
Insurance contract or identification number053580-A
Number of Individuals Covered14
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $63
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees19
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameSHAMEKA STEPNEY

Potentially related plans

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