401k Plan data: HARTE AUTO GROUP 401(K) PLAN plan

HARTE AUTO GROUP 401(K) PLAN 401k Plan overview

Plan Name	HARTE AUTO GROUP 401(K) PLAN
Plan identification number	002

HARTE AUTO GROUP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HARTE NISSAN, INC. has sponsored the creation of one or more 401k plans.

Company Name: HARTE NISSAN, INC.

Employer identification number (EIN): 061079202

NAIC Classification: 441110
NAIC Description: New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARTE AUTO GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 CANDACE PLATT 2023-10-09
002 2021-01-01 CANDACE PLATT 2022-10-13
002 2020-01-01 CANDACE PLATT 2021-10-13
002 2020-01-01 CANDACE PLATT 2021-12-05
002 2019-01-01 CANDACE PLATT 2020-10-08
002 2018-01-01 CANDACE PLATT 2019-10-09
002 2017-01-01 CANDACE PLATT
002 2016-01-01 CANDACE PLATT
002 2015-05-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2022-01-01	CANDACE PLATT	2023-10-09
002	2021-01-01	CANDACE PLATT	2022-10-13
002	2020-01-01	CANDACE PLATT	2021-10-13
002	2020-01-01	CANDACE PLATT	2021-12-05
002	2019-01-01	CANDACE PLATT	2020-10-08
002	2018-01-01	CANDACE PLATT	2019-10-09
002	2017-01-01	CANDACE PLATT
002	2016-01-01	CANDACE PLATT
002	2015-05-01

Plan Statistics for HARTE AUTO GROUP 401(K) PLAN

401k plan membership statisitcs for HARTE AUTO GROUP 401(K) PLAN

Measure Date Value
2022: HARTE AUTO GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 330
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 211
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 87
Total of all active and inactive participants 2022-01-01 298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 298
Number of participants with account balances 2022-01-01 297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 31
2021: HARTE AUTO GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 326
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 238
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 89
Total of all active and inactive participants 2021-01-01 327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 327
Number of participants with account balances 2021-01-01 323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 33
2020: HARTE AUTO GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 328
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 251
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 70
Total of all active and inactive participants 2020-01-01 321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 321
Number of participants with account balances 2020-01-01 319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 31
2019: HARTE AUTO GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 351
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 259
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 61
Total of all active and inactive participants 2019-01-01 320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 320
Number of participants with account balances 2019-01-01 307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 32
2018: HARTE AUTO GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 355
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 250
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 98
Total of all active and inactive participants 2018-01-01 348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 348
Number of participants with account balances 2018-01-01 328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 37
2017: HARTE AUTO GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 301
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 311
Number of retired or separated participants receiving benefits 2017-01-01 7
Number of other retired or separated participants entitled to future benefits 2017-01-01 30
Total of all active and inactive participants 2017-01-01 348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 348
Number of participants with account balances 2017-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 21
2016: HARTE AUTO GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 200
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 247
Number of retired or separated participants receiving benefits 2016-01-01 4
Number of other retired or separated participants entitled to future benefits 2016-01-01 14
Total of all active and inactive participants 2016-01-01 265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 265
Number of participants with account balances 2016-01-01 196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 6
2015: HARTE AUTO GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-05-01 259
Total number of active participants reported on line 7a of the Form 5500 2015-05-01 209
Number of retired or separated participants receiving benefits 2015-05-01 0
Number of other retired or separated participants entitled to future benefits 2015-05-01 68
Total of all active and inactive participants 2015-05-01 277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-05-01 0
Total participants 2015-05-01 277
Number of participants with account balances 2015-05-01 217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-05-01 24

Measure	Date	Value
2022: HARTE AUTO GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	330
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	211
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	87
Total of all active and inactive participants	2022-01-01	298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	298
Number of participants with account balances	2022-01-01	297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	31
2021: HARTE AUTO GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	326
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	238
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	89
Total of all active and inactive participants	2021-01-01	327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	327
Number of participants with account balances	2021-01-01	323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	33
2020: HARTE AUTO GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	328
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	251
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	70
Total of all active and inactive participants	2020-01-01	321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	321
Number of participants with account balances	2020-01-01	319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	31
2019: HARTE AUTO GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	351
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	259
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	61
Total of all active and inactive participants	2019-01-01	320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	320
Number of participants with account balances	2019-01-01	307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	32
2018: HARTE AUTO GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	355
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	250
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	98
Total of all active and inactive participants	2018-01-01	348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	348
Number of participants with account balances	2018-01-01	328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	37
2017: HARTE AUTO GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	301
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	311
Number of retired or separated participants receiving benefits	2017-01-01	7
Number of other retired or separated participants entitled to future benefits	2017-01-01	30
Total of all active and inactive participants	2017-01-01	348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	348
Number of participants with account balances	2017-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	21
2016: HARTE AUTO GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	200
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	247
Number of retired or separated participants receiving benefits	2016-01-01	4
Number of other retired or separated participants entitled to future benefits	2016-01-01	14
Total of all active and inactive participants	2016-01-01	265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	265
Number of participants with account balances	2016-01-01	196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	6
2015: HARTE AUTO GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-05-01	259
Total number of active participants reported on line 7a of the Form 5500	2015-05-01	209
Number of retired or separated participants receiving benefits	2015-05-01	0
Number of other retired or separated participants entitled to future benefits	2015-05-01	68
Total of all active and inactive participants	2015-05-01	277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-05-01	0
Total participants	2015-05-01	277
Number of participants with account balances	2015-05-01	217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-05-01	24

Financial Data on HARTE AUTO GROUP 401(K) PLAN

Measure	Date	Value
2022 : HARTE AUTO GROUP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$16,773
Total income from all sources (including contributions)	2022-12-31	$-1,149,133
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$795,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$705,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,368,391
Value of total assets at end of year	2022-12-31	$11,843,353
Value of total assets at beginning of year	2022-12-31	$13,804,268
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$89,626
Total interest from all sources	2022-12-31	$24,246
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,199,168
Participant contributions at end of year	2022-12-31	$420,271
Participant contributions at beginning of year	2022-12-31	$471,331
Participant contributions at end of year	2022-12-31	$16,881
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$3,640
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$16,773
Total non interest bearing cash at end of year	2022-12-31	$15,732
Total non interest bearing cash at beginning of year	2022-12-31	$19,116
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,944,142
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$11,843,353
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$13,787,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$3,446,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$4,331,816
Interest on participant loans	2022-12-31	$15,743
Interest earned on other investments	2022-12-31	$8,503
Value of interest in common/collective trusts at end of year	2022-12-31	$7,292,617
Value of interest in common/collective trusts at beginning of year	2022-12-31	$8,658,067
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$648,650
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$323,938
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-829,517
Net investment gain or loss from common/collective trusts	2022-12-31	$-1,712,253
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$165,583
Employer contributions (assets) at end of year	2022-12-31	$2,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$705,383
Contract administrator fees	2022-12-31	$89,626
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MAHONEY SABOL & COMPANY, LLP
Accountancy firm EIN	2022-12-31	061289571
2021 : HARTE AUTO GROUP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$16,773
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$29,806
Total income from all sources (including contributions)	2021-12-31	$3,320,728
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$997,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$871,202
Expenses. Certain deemed distributions of participant loans	2021-12-31	$22,716
Value of total corrective distributions	2021-12-31	$16,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,485,752
Value of total assets at end of year	2021-12-31	$13,804,268
Value of total assets at beginning of year	2021-12-31	$11,494,081
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$86,817
Total interest from all sources	2021-12-31	$23,000
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,196,116
Participant contributions at end of year	2021-12-31	$471,331
Participant contributions at beginning of year	2021-12-31	$372,330
Participant contributions at beginning of year	2021-12-31	$11,938
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$113,699
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$16,773
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$29,806
Total non interest bearing cash at end of year	2021-12-31	$19,116
Total non interest bearing cash at beginning of year	2021-12-31	$2,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,323,220
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$13,787,495
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$11,464,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$4,331,816
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$3,263,366
Interest on participant loans	2021-12-31	$16,687
Interest earned on other investments	2021-12-31	$6,313
Value of interest in common/collective trusts at end of year	2021-12-31	$8,658,067
Value of interest in common/collective trusts at beginning of year	2021-12-31	$7,409,468
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$323,938
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$432,677
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$642,066
Net investment gain or loss from common/collective trusts	2021-12-31	$1,169,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$175,937
Employer contributions (assets) at beginning of year	2021-12-31	$2,010
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$871,202
Contract administrator fees	2021-12-31	$86,817
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MAHONEY SABOL & CMPANY, LLP
Accountancy firm EIN	2021-12-31	061289571
2020 : HARTE AUTO GROUP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$56,035
Total income from all sources (including contributions)	2020-12-31	$2,958,540
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,590,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,515,382
Expenses. Certain deemed distributions of participant loans	2020-12-31	$29,806
Value of total corrective distributions	2020-12-31	$26,958
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,180,098
Value of total assets at end of year	2020-12-31	$11,486,493
Value of total assets at beginning of year	2020-12-31	$10,174,707
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$75,337
Total interest from all sources	2020-12-31	$30,853
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,026,809
Participant contributions at end of year	2020-12-31	$364,742
Participant contributions at beginning of year	2020-12-31	$397,741
Participant contributions at end of year	2020-12-31	$11,938
Participant contributions at beginning of year	2020-12-31	$1,777
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$29,806
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$56,035
Total non interest bearing cash at end of year	2020-12-31	$2,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,367,821
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$11,486,493
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$10,118,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$3,263,366
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$3,026,456
Interest on participant loans	2020-12-31	$20,432
Interest earned on other investments	2020-12-31	$10,421
Value of interest in common/collective trusts at end of year	2020-12-31	$7,409,468
Value of interest in common/collective trusts at beginning of year	2020-12-31	$6,403,506
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$432,677
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$345,029
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$619,190
Net investment gain or loss from common/collective trusts	2020-12-31	$1,128,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$153,289
Employer contributions (assets) at end of year	2020-12-31	$2,010
Employer contributions (assets) at beginning of year	2020-12-31	$198
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,515,382
Contract administrator fees	2020-12-31	$75,337
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	MAHONEY SABOL & COMPANY, LLP
Accountancy firm EIN	2020-12-31	061289571
2019 : HARTE AUTO GROUP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$56,035
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$56,035
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$72,759
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$72,759
Total income from all sources (including contributions)	2019-12-31	$2,977,354
Total income from all sources (including contributions)	2019-12-31	$2,977,354
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$679,480
Total of all expenses incurred	2019-12-31	$679,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$529,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$529,674
Expenses. Certain deemed distributions of participant loans	2019-12-31	$30,641
Expenses. Certain deemed distributions of participant loans	2019-12-31	$30,641
Value of total corrective distributions	2019-12-31	$56,035
Value of total corrective distributions	2019-12-31	$56,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,158,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,158,006
Value of total assets at end of year	2019-12-31	$10,174,707
Value of total assets at end of year	2019-12-31	$10,174,707
Value of total assets at beginning of year	2019-12-31	$7,893,557
Value of total assets at beginning of year	2019-12-31	$7,893,557
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$63,130
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$63,130
Total interest from all sources	2019-12-31	$33,035
Total interest from all sources	2019-12-31	$33,035
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,006,828
Contributions received from participants	2019-12-31	$1,006,828
Participant contributions at end of year	2019-12-31	$397,741
Participant contributions at end of year	2019-12-31	$397,741
Participant contributions at beginning of year	2019-12-31	$416,475
Participant contributions at beginning of year	2019-12-31	$416,475
Participant contributions at end of year	2019-12-31	$1,777
Participant contributions at end of year	2019-12-31	$1,777
Participant contributions at beginning of year	2019-12-31	$10,382
Participant contributions at beginning of year	2019-12-31	$10,382
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$56,035
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$56,035
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$72,759
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$72,759
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,297,874
Value of net income/loss	2019-12-31	$2,297,874
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$10,118,672
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$10,118,672
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$7,820,798
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$7,820,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,026,456
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,026,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$7,002,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$7,002,456
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Interest on participant loans	2019-12-31	$24,526
Interest on participant loans	2019-12-31	$24,526
Interest earned on other investments	2019-12-31	$8,509
Interest earned on other investments	2019-12-31	$8,509
Value of interest in common/collective trusts at end of year	2019-12-31	$6,403,506
Value of interest in common/collective trusts at end of year	2019-12-31	$6,403,506
Value of interest in common/collective trusts at beginning of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$345,029
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$345,029
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$462,008
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$462,008
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$588,860
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$588,860
Net investment gain or loss from common/collective trusts	2019-12-31	$1,197,453
Net investment gain or loss from common/collective trusts	2019-12-31	$1,197,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$151,178
Contributions received in cash from employer	2019-12-31	$151,178
Employer contributions (assets) at end of year	2019-12-31	$198
Employer contributions (assets) at end of year	2019-12-31	$198
Employer contributions (assets) at beginning of year	2019-12-31	$2,236
Employer contributions (assets) at beginning of year	2019-12-31	$2,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$529,674
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$529,674
Contract administrator fees	2019-12-31	$63,130
Contract administrator fees	2019-12-31	$63,130
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MAHONEY SABOL & COMPANY, LLP
Accountancy firm name	2019-12-31	MAHONEY SABOL & COMPANY, LLP
Accountancy firm EIN	2019-12-31	061289571
Accountancy firm EIN	2019-12-31	061289571
2018 : HARTE AUTO GROUP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$72,759
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$37,030
Total income from all sources (including contributions)	2018-12-31	$705,266
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$439,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$305,310
Expenses. Certain deemed distributions of participant loans	2018-12-31	$38,422
Value of total corrective distributions	2018-12-31	$72,759
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,126,119
Value of total assets at end of year	2018-12-31	$7,893,557
Value of total assets at beginning of year	2018-12-31	$7,591,744
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$22,691
Total interest from all sources	2018-12-31	$19,856
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$58,939
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$58,939
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$924,918
Participant contributions at end of year	2018-12-31	$416,475
Participant contributions at beginning of year	2018-12-31	$316,355
Participant contributions at end of year	2018-12-31	$10,382
Participant contributions at beginning of year	2018-12-31	$159
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$44,532
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$72,759
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$37,030
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$266,084
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$7,820,798
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$7,554,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$7,002,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$0
Value of interest in pooled separate accounts at end of year	2018-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$6,886,644
Interest on participant loans	2018-12-31	$19,086
Interest earned on other investments	2018-12-31	$770
Value of interest in common/collective trusts at end of year	2018-12-31	$0
Value of interest in common/collective trusts at beginning of year	2018-12-31	$387,799
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$462,008
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-499,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$156,669
Employer contributions (assets) at end of year	2018-12-31	$2,236
Employer contributions (assets) at beginning of year	2018-12-31	$787
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$305,310
Contract administrator fees	2018-12-31	$22,691
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MAHONEY SABOL & COMPANY, LLP
Accountancy firm EIN	2018-12-31	061289571
2017 : HARTE AUTO GROUP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$37,030
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$5,368
Total income from all sources (including contributions)	2017-12-31	$2,037,414
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$547,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$453,258
Expenses. Certain deemed distributions of participant loans	2017-12-31	$32,194
Value of total corrective distributions	2017-12-31	$44,290
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$986,885
Value of total assets at end of year	2017-12-31	$7,591,744
Value of total assets at beginning of year	2017-12-31	$6,070,560
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$18,150
Total interest from all sources	2017-12-31	$13,317
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$697,397
Participant contributions at end of year	2017-12-31	$316,355
Participant contributions at beginning of year	2017-12-31	$198,694
Participant contributions at end of year	2017-12-31	$159
Participant contributions at beginning of year	2017-12-31	$5,953
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$177,350
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$37,030
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$5,368
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,489,522
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$7,554,714
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$6,065,192
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$18,150
Value of interest in pooled separate accounts at end of year	2017-12-31	$6,886,644
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$5,671,325
Interest on participant loans	2017-12-31	$13,317
Value of interest in common/collective trusts at end of year	2017-12-31	$387,799
Value of interest in common/collective trusts at beginning of year	2017-12-31	$193,673
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$0
Net investment gain/loss from pooled separate accounts	2017-12-31	$1,033,570
Net investment gain or loss from common/collective trusts	2017-12-31	$3,642
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$112,138
Employer contributions (assets) at end of year	2017-12-31	$787
Employer contributions (assets) at beginning of year	2017-12-31	$915
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$453,258
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MAHONEY SABOL & COMPANY, LLP
Accountancy firm EIN	2017-12-31	061289571
2016 : HARTE AUTO GROUP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$5,368
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$907,752
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$445,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$432,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$608,905
Value of total assets at end of year	2016-12-31	$6,070,560
Value of total assets at beginning of year	2016-12-31	$5,603,262
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$13,106
Total interest from all sources	2016-12-31	$10,060
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$519,454
Participant contributions at end of year	2016-12-31	$198,694
Participant contributions at beginning of year	2016-12-31	$314,658
Participant contributions at end of year	2016-12-31	$5,953
Participant contributions at beginning of year	2016-12-31	$15,396
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$4,325
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$5,368
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$461,930
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$6,065,192
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$5,603,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$13,106
Value of interest in pooled separate accounts at end of year	2016-12-31	$5,671,325
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$4,912,005
Interest on participant loans	2016-12-31	$10,060
Value of interest in common/collective trusts at end of year	2016-12-31	$193,673
Value of interest in common/collective trusts at beginning of year	2016-12-31	$358,515
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$0
Net investment gain/loss from pooled separate accounts	2016-12-31	$285,473
Net investment gain or loss from common/collective trusts	2016-12-31	$3,314
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$85,126
Employer contributions (assets) at end of year	2016-12-31	$915
Employer contributions (assets) at beginning of year	2016-12-31	$2,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$432,716
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MAHONEY SABOL & COMPANY, LLP
Accountancy firm EIN	2016-12-31	061289571
2015 : HARTE AUTO GROUP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$5,725,145
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$132,291
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$254,174
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$247,538
Expenses. Certain deemed distributions of participant loans	2015-12-31	$1,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$401,694
Value of total assets at end of year	2015-12-31	$5,603,262
Value of total assets at beginning of year	2015-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$5,400
Total interest from all sources	2015-12-31	$8,062
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$343,494
Participant contributions at end of year	2015-12-31	$314,658
Participant contributions at beginning of year	2015-12-31	$0
Participant contributions at end of year	2015-12-31	$15,396
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$2,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-121,883
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,603,262
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$4,912,005
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$8,062
Value of interest in common/collective trusts at end of year	2015-12-31	$358,515
Value of interest in common/collective trusts at beginning of year	2015-12-31	$0
Net investment gain/loss from pooled separate accounts	2015-12-31	$-279,163
Net investment gain or loss from common/collective trusts	2015-12-31	$1,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$56,039
Employer contributions (assets) at end of year	2015-12-31	$2,688
Employer contributions (assets) at beginning of year	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$247,538
Contract administrator fees	2015-12-31	$5,400
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MAHONEY SABOL & COMPANY, LLP
Accountancy firm EIN	2015-12-31	061289571

Form 5500 Responses for HARTE AUTO GROUP 401(K) PLAN

2022: HARTE AUTO GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HARTE AUTO GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HARTE AUTO GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HARTE AUTO GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HARTE AUTO GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HARTE AUTO GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HARTE AUTO GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HARTE AUTO GROUP 401(K) PLAN 2015 form 5500 responses
2015-05-01	Type of plan entity	Single employer plan
2015-05-01	First time form 5500 has been submitted	Yes
2015-05-01	Submission has been amended	No
2015-05-01	This submission is the final filing	No
2015-05-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-05-01	Plan is a collectively bargained plan	No
2015-05-01	Plan funding arrangement – Insurance	Yes
2015-05-01	Plan funding arrangement – Trust	Yes
2015-05-01	Plan benefit arrangement – Insurance	Yes
2015-05-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

812734

Policy instance

Insurance contract or identification number	812734
Number of Individuals Covered	298
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

812734

Policy instance

Insurance contract or identification number	812734
Number of Individuals Covered	327
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

812734

Policy instance

Insurance contract or identification number	812734
Number of Individuals Covered	321
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

812734

Policy instance

Insurance contract or identification number	812734
Number of Individuals Covered	320
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

813784

Policy instance

Insurance contract or identification number	813784
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-11-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $3,795
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	3795
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

812734

Policy instance

Insurance contract or identification number	812734
Number of Individuals Covered	348
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

813784

Policy instance

Insurance contract or identification number	813784
Number of Individuals Covered	320
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $2,415
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	2415
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5
Insurance broker name	RETIREMENT PLAN CONCEPTS & SERVICES

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

813784

Policy instance

Insurance contract or identification number	813784
Number of Individuals Covered	219
Insurance policy start date	2015-05-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $27,126
Total amount of fees paid to insurance company	USD $21,917
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $27,126
Insurance broker organization code?	4
Amount paid for insurance broker fees	21917
Additional information about fees paid to insurance broker	TPA FEES & COMMISSIONS
Insurance broker name	CBIZ BENEFITS & INSURANCE SERVICES

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Company Name:	HARTE NISSAN, INC.
Employer identification number (EIN):	061079202
NAIC Classification:	441110
NAIC Description:	New Car Dealers