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ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 401k Plan overview

Plan NameATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN
Plan identification number 334

ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ATHENA HEALTH CARE ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:ATHENA HEALTH CARE ASSOCIATES, INC.
Employer identification number (EIN):061116677
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
3342021-10-01MICHAEL MOSIER2023-07-06 MICHAEL MOSIER2023-07-06
3342020-10-01MICHAEL MOSIER2022-07-15 MICHAEL MOSIER2022-07-15
3342019-10-01MICHAEL MOSIER2021-07-12 MICHAEL MOSIER2021-07-12
3342018-10-01MICHAEL MOSIER2020-07-06 MICHAEL MOSIER2020-07-06
3342017-10-01MICHAEL MOSIER2019-07-05 MICHAEL MOSIER2019-07-05
3342016-10-01
3342015-10-01
3342014-10-01
3342013-10-01MICHAEL MOSIER
3342012-10-01MICHAEL MOSIER
3342011-10-01MICHAEL MOSIER
3342010-10-01MICHAEL MOSIER
3342009-10-01MICHAEL MOSIER
3342008-10-01

Plan Statistics for ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN

401k plan membership statisitcs for ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN

Measure Date Value
2021: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-0111,345
Total number of active participants reported on line 7a of the Form 55002021-10-0111,008
Number of retired or separated participants receiving benefits2021-10-0134
Number of other retired or separated participants entitled to future benefits2021-10-01663
Total of all active and inactive participants2021-10-0111,705
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-0113
Total participants2021-10-0111,718
Number of participants with account balances2021-10-013,240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-01143
2020: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-0110,783
Total number of active participants reported on line 7a of the Form 55002020-10-0110,740
Number of retired or separated participants receiving benefits2020-10-0128
Number of other retired or separated participants entitled to future benefits2020-10-01565
Total of all active and inactive participants2020-10-0111,333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-0112
Total participants2020-10-0111,345
Number of participants with account balances2020-10-013,322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-01113
2019: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-019,432
Total number of active participants reported on line 7a of the Form 55002019-10-0110,240
Number of retired or separated participants receiving benefits2019-10-0126
Number of other retired or separated participants entitled to future benefits2019-10-01508
Total of all active and inactive participants2019-10-0110,774
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-019
Total participants2019-10-0110,783
Number of participants with account balances2019-10-013,330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-01118
2018: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-019,846
Total number of active participants reported on line 7a of the Form 55002018-10-018,802
Number of retired or separated participants receiving benefits2018-10-0120
Number of other retired or separated participants entitled to future benefits2018-10-01601
Total of all active and inactive participants2018-10-019,423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-019
Total participants2018-10-019,432
Number of participants with account balances2018-10-013,348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-01173
2017: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-019,198
Total number of active participants reported on line 7a of the Form 55002017-10-019,431
Number of retired or separated participants receiving benefits2017-10-0117
Number of other retired or separated participants entitled to future benefits2017-10-01393
Total of all active and inactive participants2017-10-019,841
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-015
Total participants2017-10-019,846
Number of participants with account balances2017-10-013,075
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-01102
2016: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-018,993
Total number of active participants reported on line 7a of the Form 55002016-10-018,178
Number of retired or separated participants receiving benefits2016-10-0116
Number of other retired or separated participants entitled to future benefits2016-10-01999
Total of all active and inactive participants2016-10-019,193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-015
Total participants2016-10-019,198
Number of participants with account balances2016-10-013,453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-0185
2015: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-0110,824
Total number of active participants reported on line 7a of the Form 55002015-10-018,097
Number of retired or separated participants receiving benefits2015-10-0113
Number of other retired or separated participants entitled to future benefits2015-10-01878
Total of all active and inactive participants2015-10-018,988
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-015
Total participants2015-10-018,993
Number of participants with account balances2015-10-013,409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-01135
2014: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-019,348
Total number of active participants reported on line 7a of the Form 55002014-10-0110,652
Number of retired or separated participants receiving benefits2014-10-019
Number of other retired or separated participants entitled to future benefits2014-10-01346
Total of all active and inactive participants2014-10-0111,007
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-012
Total participants2014-10-0111,009
Number of participants with account balances2014-10-013,307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-0174
2013: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-015,076
Total number of active participants reported on line 7a of the Form 55002013-10-019,001
Number of retired or separated participants receiving benefits2013-10-019
Number of other retired or separated participants entitled to future benefits2013-10-01336
Total of all active and inactive participants2013-10-019,346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-012
Total participants2013-10-019,348
Number of participants with account balances2013-10-013,286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-0169
2012: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-014,792
Total number of active participants reported on line 7a of the Form 55002012-10-014,733
Number of retired or separated participants receiving benefits2012-10-014
Number of other retired or separated participants entitled to future benefits2012-10-01338
Total of all active and inactive participants2012-10-015,075
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-011
Total participants2012-10-015,076
Number of participants with account balances2012-10-012,929
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-0143
2011: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-013,749
Total number of active participants reported on line 7a of the Form 55002011-10-014,473
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-01319
Total of all active and inactive participants2011-10-014,792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-014,792
Number of participants with account balances2011-10-012,572
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2010: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-012,914
Total number of active participants reported on line 7a of the Form 55002010-10-013,482
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-01267
Total of all active and inactive participants2010-10-013,749
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-013,749
Number of participants with account balances2010-10-012,344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-0122
2009: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-013,118
Total number of active participants reported on line 7a of the Form 55002009-10-012,643
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-01271
Total of all active and inactive participants2009-10-012,914
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-012,914
Number of participants with account balances2009-10-012,196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-0130

Financial Data on ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN

Measure Date Value
2022 : ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-09-30$0
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total transfer of assets to this plan2022-09-30$0
Total transfer of assets from this plan2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Expenses. Interest paid2022-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-09-30$0
Total income from all sources (including contributions)2022-09-30$-5,046,148
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$10,516,868
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$10,322,371
Expenses. Certain deemed distributions of participant loans2022-09-30$-61,932
Value of total corrective distributions2022-09-30$113,876
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$10,822,352
Value of total assets at end of year2022-09-30$96,417,528
Value of total assets at beginning of year2022-09-30$111,980,544
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$142,553
Total income from rents2022-09-30$0
Total interest from all sources2022-09-30$618,472
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$5,940,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$5,940,035
Administrative expenses professional fees incurred2022-09-30$11,367
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$8,511,946
Participant contributions at end of year2022-09-30$2,239,729
Participant contributions at beginning of year2022-09-30$2,274,780
Participant contributions at end of year2022-09-30$159,900
Participant contributions at beginning of year2022-09-30$152,589
Assets. Other investments not covered elsewhere at end of year2022-09-30$18,994,201
Assets. Other investments not covered elsewhere at beginning of year2022-09-30$18,435,048
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$780,041
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-09-30$0
Other income not declared elsewhere2022-09-30$0
Administrative expenses (other) incurred2022-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-15,563,016
Value of net assets at end of year (total assets less liabilities)2022-09-30$96,417,528
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$111,980,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Investment advisory and management fees2022-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$74,994,659
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$91,090,760
Interest on participant loans2022-09-30$93,003
Income. Interest from loans (other than to participants)2022-09-30$0
Interest earned on other investments2022-09-30$0
Income. Interest from US Government securities2022-09-30$0
Income. Interest from corporate debt instruments2022-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-09-30$525,469
Expenses. Payments to insurance carriers foe the provision of benefits2022-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-22,427,007
Net investment gain/loss from pooled separate accounts2022-09-30$0
Net investment gain or loss from common/collective trusts2022-09-30$0
Net gain/loss from 103.12 investment entities2022-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$1,530,365
Employer contributions (assets) at end of year2022-09-30$29,039
Employer contributions (assets) at beginning of year2022-09-30$27,367
Income. Dividends from preferred stock2022-09-30$0
Income. Dividends from common stock2022-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$10,322,371
Contract administrator fees2022-09-30$131,186
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Aggregate proceeds on sale of assets2022-09-30$0
Aggregate carrying amount (costs) on sale of assets2022-09-30$0
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30PFK O'CONNOR DAVIES, LLP
Accountancy firm EIN2022-09-30271728945
2021 : ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-09-30$0
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total transfer of assets to this plan2021-09-30$0
Total transfer of assets from this plan2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Expenses. Interest paid2021-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-09-30$0
Total income from all sources (including contributions)2021-09-30$25,986,157
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$11,917,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$11,729,000
Expenses. Certain deemed distributions of participant loans2021-09-30$-3,692
Value of total corrective distributions2021-09-30$1,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$10,335,980
Value of total assets at end of year2021-09-30$111,980,544
Value of total assets at beginning of year2021-09-30$97,911,505
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$190,623
Total income from rents2021-09-30$0
Total interest from all sources2021-09-30$1,016,311
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$3,030,903
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$3,030,903
Administrative expenses professional fees incurred2021-09-30$49,260
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$7,986,395
Participant contributions at end of year2021-09-30$2,274,780
Participant contributions at beginning of year2021-09-30$2,026,967
Participant contributions at end of year2021-09-30$152,589
Participant contributions at beginning of year2021-09-30$138,516
Assets. Other investments not covered elsewhere at end of year2021-09-30$18,435,048
Assets. Other investments not covered elsewhere at beginning of year2021-09-30$17,630,127
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$1,343,842
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-09-30$0
Other income not declared elsewhere2021-09-30$0
Administrative expenses (other) incurred2021-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Income. Non cash contributions2021-09-30$0
Value of net income/loss2021-09-30$14,069,039
Value of net assets at end of year (total assets less liabilities)2021-09-30$111,980,544
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$97,911,505
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Investment advisory and management fees2021-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$91,090,760
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$78,090,365
Interest on participant loans2021-09-30$104,725
Income. Interest from loans (other than to participants)2021-09-30$0
Interest earned on other investments2021-09-30$0
Income. Interest from US Government securities2021-09-30$0
Income. Interest from corporate debt instruments2021-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-09-30$911,586
Expenses. Payments to insurance carriers foe the provision of benefits2021-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$11,602,963
Net investment gain/loss from pooled separate accounts2021-09-30$0
Net investment gain or loss from common/collective trusts2021-09-30$0
Net gain/loss from 103.12 investment entities2021-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$1,005,743
Employer contributions (assets) at end of year2021-09-30$27,367
Employer contributions (assets) at beginning of year2021-09-30$25,530
Income. Dividends from preferred stock2021-09-30$0
Income. Dividends from common stock2021-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$11,729,000
Contract administrator fees2021-09-30$141,363
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Aggregate proceeds on sale of assets2021-09-30$0
Aggregate carrying amount (costs) on sale of assets2021-09-30$0
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30PFK O'CONNOR DAVIES, LLP
Accountancy firm EIN2021-09-30271728945
2020 : ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-09-30$0
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total transfer of assets to this plan2020-09-30$0
Total transfer of assets from this plan2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total income from all sources (including contributions)2020-09-30$18,278,844
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$7,228,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$6,704,374
Expenses. Certain deemed distributions of participant loans2020-09-30$197,034
Value of total corrective distributions2020-09-30$137,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$10,262,549
Value of total assets at end of year2020-09-30$97,911,505
Value of total assets at beginning of year2020-09-30$86,861,099
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$189,121
Total income from rents2020-09-30$0
Total interest from all sources2020-09-30$646,371
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$3,073,279
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$3,073,279
Administrative expenses professional fees incurred2020-09-30$85,093
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$7,998,326
Participant contributions at end of year2020-09-30$2,026,967
Participant contributions at beginning of year2020-09-30$2,368,853
Participant contributions at end of year2020-09-30$138,516
Participant contributions at beginning of year2020-09-30$310,561
Assets. Other investments not covered elsewhere at end of year2020-09-30$17,630,127
Assets. Other investments not covered elsewhere at beginning of year2020-09-30$15,829,823
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$787,517
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-09-30$0
Other income not declared elsewhere2020-09-30$0
Administrative expenses (other) incurred2020-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Income. Non cash contributions2020-09-30$0
Value of net income/loss2020-09-30$11,050,406
Value of net assets at end of year (total assets less liabilities)2020-09-30$97,911,505
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$86,861,099
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Investment advisory and management fees2020-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$78,090,365
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$68,293,792
Interest on participant loans2020-09-30$125,256
Income. Interest from loans (other than to participants)2020-09-30$0
Interest earned on other investments2020-09-30$0
Income. Interest from US Government securities2020-09-30$0
Income. Interest from corporate debt instruments2020-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-09-30$521,115
Expenses. Payments to insurance carriers foe the provision of benefits2020-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$4,296,645
Net investment gain/loss from pooled separate accounts2020-09-30$0
Net investment gain or loss from common/collective trusts2020-09-30$0
Net gain/loss from 103.12 investment entities2020-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$1,476,706
Employer contributions (assets) at end of year2020-09-30$25,530
Employer contributions (assets) at beginning of year2020-09-30$58,070
Income. Dividends from preferred stock2020-09-30$0
Income. Dividends from common stock2020-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$6,704,374
Contract administrator fees2020-09-30$104,028
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Aggregate proceeds on sale of assets2020-09-30$0
Aggregate carrying amount (costs) on sale of assets2020-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30PFK O'CONNOR DAVIES, LLP
Accountancy firm EIN2020-09-30271728945
2019 : ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total transfer of assets to this plan2019-09-30$0
Total transfer of assets from this plan2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$13,226,431
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$6,979,818
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$6,691,561
Expenses. Certain deemed distributions of participant loans2019-09-30$101,585
Value of total corrective distributions2019-09-30$40,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$9,725,588
Value of total assets at end of year2019-09-30$86,861,099
Value of total assets at beginning of year2019-09-30$80,614,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$146,004
Total interest from all sources2019-09-30$575,908
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$3,535,448
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$3,535,448
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$7,183,236
Participant contributions at end of year2019-09-30$2,368,853
Participant contributions at beginning of year2019-09-30$2,143,711
Participant contributions at end of year2019-09-30$310,561
Participant contributions at beginning of year2019-09-30$259,135
Assets. Other investments not covered elsewhere at end of year2019-09-30$15,829,823
Assets. Other investments not covered elsewhere at beginning of year2019-09-30$14,120,436
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$1,208,747
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-09-30$0
Administrative expenses (other) incurred2019-09-30$27,121
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Income. Non cash contributions2019-09-30$0
Value of net income/loss2019-09-30$6,246,613
Value of net assets at end of year (total assets less liabilities)2019-09-30$86,861,099
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$80,614,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$68,293,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$64,043,691
Interest on participant loans2019-09-30$120,486
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-09-30$455,422
Expenses. Payments to insurance carriers foe the provision of benefits2019-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$-610,513
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$1,333,605
Employer contributions (assets) at end of year2019-09-30$58,070
Employer contributions (assets) at beginning of year2019-09-30$47,513
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$6,691,561
Contract administrator fees2019-09-30$118,883
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30PFK O'CONNOR DAVIES, LLP
Accountancy firm EIN2019-09-30271728945
2018 : ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total transfer of assets to this plan2018-09-30$0
Total transfer of assets from this plan2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$18,958,686
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$7,014,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$6,690,245
Expenses. Certain deemed distributions of participant loans2018-09-30$14,146
Value of total corrective distributions2018-09-30$151,456
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$14,537,308
Value of total assets at end of year2018-09-30$80,614,486
Value of total assets at beginning of year2018-09-30$68,670,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$159,028
Total interest from all sources2018-09-30$650,820
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$2,692,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$2,692,408
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$6,145,511
Participant contributions at end of year2018-09-30$2,143,711
Participant contributions at beginning of year2018-09-30$1,837,824
Participant contributions at end of year2018-09-30$259,135
Participant contributions at beginning of year2018-09-30$217,607
Assets. Other investments not covered elsewhere at end of year2018-09-30$14,120,436
Assets. Other investments not covered elsewhere at beginning of year2018-09-30$11,763,458
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$7,244,436
Other income not declared elsewhere2018-09-30$78,946
Administrative expenses (other) incurred2018-09-30$50,751
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$11,943,811
Value of net assets at end of year (total assets less liabilities)2018-09-30$80,614,486
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$68,670,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$64,043,691
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$54,811,076
Interest on participant loans2018-09-30$89,418
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-09-30$561,402
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$999,204
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$1,147,361
Employer contributions (assets) at end of year2018-09-30$47,513
Employer contributions (assets) at beginning of year2018-09-30$40,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$6,690,245
Contract administrator fees2018-09-30$108,277
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30DWORKEN, HILLMAN, LAMORTE & STERCZA
Accountancy firm EIN2018-09-30061308345
2017 : ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total transfer of assets to this plan2017-09-30$0
Total transfer of assets from this plan2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Expenses. Interest paid2017-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-09-30$0
Total income from all sources (including contributions)2017-09-30$13,841,854
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$5,560,502
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$5,003,053
Expenses. Certain deemed distributions of participant loans2017-09-30$163,549
Value of total corrective distributions2017-09-30$59,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$7,544,105
Value of total assets at end of year2017-09-30$68,670,675
Value of total assets at beginning of year2017-09-30$60,389,323
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$334,281
Total interest from all sources2017-09-30$373,020
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$1,927,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$1,927,767
Administrative expenses professional fees incurred2017-09-30$0
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$5,845,111
Participant contributions at end of year2017-09-30$1,837,824
Participant contributions at beginning of year2017-09-30$1,754,180
Participant contributions at end of year2017-09-30$217,607
Participant contributions at beginning of year2017-09-30$106,512
Assets. Other investments not covered elsewhere at end of year2017-09-30$11,763,458
Assets. Other investments not covered elsewhere at beginning of year2017-09-30$10,814,516
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$635,794
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-09-30$0
Other income not declared elsewhere2017-09-30$51,860
Administrative expenses (other) incurred2017-09-30$46,145
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Income. Non cash contributions2017-09-30$0
Value of net income/loss2017-09-30$8,281,352
Value of net assets at end of year (total assets less liabilities)2017-09-30$68,670,675
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$60,389,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Investment advisory and management fees2017-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$54,811,076
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$47,694,923
Interest on participant loans2017-09-30$73,571
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-09-30$299,449
Expenses. Payments to insurance carriers foe the provision of benefits2017-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$3,945,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$1,063,200
Employer contributions (assets) at end of year2017-09-30$40,710
Employer contributions (assets) at beginning of year2017-09-30$19,192
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$5,003,053
Contract administrator fees2017-09-30$288,136
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30DWORKEN, HILLMAN, LAMORTE & STERCZA
Accountancy firm EIN2017-09-30061308345
2016 : ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-09-30$0
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total transfer of assets to this plan2016-09-30$0
Total transfer of assets from this plan2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Expenses. Interest paid2016-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-09-30$0
Total income from all sources (including contributions)2016-09-30$13,769,025
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$6,539,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$5,968,174
Expenses. Certain deemed distributions of participant loans2016-09-30$151,024
Value of total corrective distributions2016-09-30$123,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$8,661,598
Value of total assets at end of year2016-09-30$60,389,323
Value of total assets at beginning of year2016-09-30$53,159,356
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$296,083
Total income from rents2016-09-30$0
Total interest from all sources2016-09-30$710,575
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$2,078,810
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$2,078,810
Administrative expenses professional fees incurred2016-09-30$0
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$5,623,607
Participant contributions at end of year2016-09-30$1,754,180
Participant contributions at beginning of year2016-09-30$1,709,068
Participant contributions at end of year2016-09-30$106,512
Participant contributions at beginning of year2016-09-30$0
Assets. Other investments not covered elsewhere at end of year2016-09-30$10,814,516
Assets. Other investments not covered elsewhere at beginning of year2016-09-30$9,519,933
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$2,082,045
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-09-30$1,658,517
Other income not declared elsewhere2016-09-30$44,495
Administrative expenses (other) incurred2016-09-30$42,224
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Income. Non cash contributions2016-09-30$0
Value of net income/loss2016-09-30$7,229,967
Value of net assets at end of year (total assets less liabilities)2016-09-30$60,389,323
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$53,159,356
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Investment advisory and management fees2016-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$47,694,923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$40,271,838
Interest on participant loans2016-09-30$70,901
Interest earned on other investments2016-09-30$639,674
Expenses. Payments to insurance carriers foe the provision of benefits2016-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$2,273,547
Net investment gain/loss from pooled separate accounts2016-09-30$0
Net investment gain or loss from common/collective trusts2016-09-30$0
Net gain/loss from 103.12 investment entities2016-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$955,946
Employer contributions (assets) at end of year2016-09-30$19,192
Employer contributions (assets) at beginning of year2016-09-30$0
Income. Dividends from preferred stock2016-09-30$0
Income. Dividends from common stock2016-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$5,968,174
Contract administrator fees2016-09-30$253,859
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Aggregate proceeds on sale of assets2016-09-30$0
Aggregate carrying amount (costs) on sale of assets2016-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30DWORKEN, HILLMAN, LAMORTE & STERCZA
Accountancy firm EIN2016-09-30061308345
2015 : ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$0
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total transfer of assets to this plan2015-09-30$1,658,517
Total transfer of assets from this plan2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Expenses. Interest paid2015-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-09-30$0
Total income from all sources (including contributions)2015-09-30$7,077,255
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$5,086,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$4,602,587
Expenses. Certain deemed distributions of participant loans2015-09-30$149,949
Value of total corrective distributions2015-09-30$97,408
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$7,296,031
Value of total assets at end of year2015-09-30$53,159,356
Value of total assets at beginning of year2015-09-30$49,510,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$236,901
Total income from rents2015-09-30$0
Total interest from all sources2015-09-30$409,224
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$2,020,896
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$2,020,896
Administrative expenses professional fees incurred2015-09-30$0
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$4,864,715
Participant contributions at end of year2015-09-30$1,709,068
Participant contributions at beginning of year2015-09-30$1,773,096
Assets. Other investments not covered elsewhere at end of year2015-09-30$9,519,933
Assets. Other investments not covered elsewhere at beginning of year2015-09-30$8,963,745
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$1,629,101
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-09-30$1,658,517
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-09-30$0
Other income not declared elsewhere2015-09-30$-25,915
Administrative expenses (other) incurred2015-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Income. Non cash contributions2015-09-30$0
Value of net income/loss2015-09-30$1,990,410
Value of net assets at end of year (total assets less liabilities)2015-09-30$53,159,356
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$49,510,429
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Investment advisory and management fees2015-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$40,271,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$38,767,798
Interest on participant loans2015-09-30$68,550
Income. Interest from loans (other than to participants)2015-09-30$0
Interest earned on other investments2015-09-30$340,674
Income. Interest from US Government securities2015-09-30$0
Income. Interest from corporate debt instruments2015-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-2,622,981
Net investment gain/loss from pooled separate accounts2015-09-30$0
Net investment gain or loss from common/collective trusts2015-09-30$0
Net gain/loss from 103.12 investment entities2015-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$802,215
Employer contributions (assets) at end of year2015-09-30$0
Employer contributions (assets) at beginning of year2015-09-30$5,790
Income. Dividends from preferred stock2015-09-30$0
Income. Dividends from common stock2015-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$4,602,587
Contract administrator fees2015-09-30$236,901
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Aggregate proceeds on sale of assets2015-09-30$0
Aggregate carrying amount (costs) on sale of assets2015-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30DWORKEN, HILLMAN, LAMORTE & STERCZA
Accountancy firm EIN2015-09-30061308345
2014 : ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-09-30$0
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Expenses. Interest paid2014-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-09-30$0
Total income from all sources (including contributions)2014-09-30$12,150,810
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$4,398,174
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$4,086,295
Expenses. Certain deemed distributions of participant loans2014-09-30$41,835
Value of total corrective distributions2014-09-30$62,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$8,513,244
Value of total assets at end of year2014-09-30$49,510,429
Value of total assets at beginning of year2014-09-30$41,757,793
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$207,841
Total interest from all sources2014-09-30$265,545
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$1,311,354
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$1,311,354
Administrative expenses professional fees incurred2014-09-30$0
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$3,569,113
Participant contributions at end of year2014-09-30$1,773,096
Participant contributions at beginning of year2014-09-30$1,593,606
Assets. Other investments not covered elsewhere at end of year2014-09-30$8,963,745
Assets. Other investments not covered elsewhere at beginning of year2014-09-30$9,363,899
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$4,433,548
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-09-30$0
Other income not declared elsewhere2014-09-30$0
Administrative expenses (other) incurred2014-09-30$1,664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Income. Non cash contributions2014-09-30$0
Value of net income/loss2014-09-30$7,752,636
Value of net assets at end of year (total assets less liabilities)2014-09-30$49,510,429
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$41,757,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Investment advisory and management fees2014-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$38,767,798
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$30,800,288
Interest on participant loans2014-09-30$66,179
Income. Interest from loans (other than to participants)2014-09-30$0
Interest earned on other investments2014-09-30$199,366
Income. Interest from US Government securities2014-09-30$0
Income. Interest from corporate debt instruments2014-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$2,060,667
Net investment gain/loss from pooled separate accounts2014-09-30$0
Net investment gain or loss from common/collective trusts2014-09-30$0
Net gain/loss from 103.12 investment entities2014-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$510,583
Employer contributions (assets) at end of year2014-09-30$5,790
Employer contributions (assets) at beginning of year2014-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$4,086,295
Contract administrator fees2014-09-30$206,177
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Aggregate proceeds on sale of assets2014-09-30$0
Aggregate carrying amount (costs) on sale of assets2014-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30DWORKEN, HILLMAN, LAMORTE & STERCZA
Accountancy firm EIN2014-09-30061308345
2013 : ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Expenses. Interest paid2013-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-09-30$0
Total income from all sources (including contributions)2013-09-30$8,873,919
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$4,339,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$3,958,309
Expenses. Certain deemed distributions of participant loans2013-09-30$64,179
Value of total corrective distributions2013-09-30$82,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$4,257,149
Value of total assets at end of year2013-09-30$41,757,793
Value of total assets at beginning of year2013-09-30$37,223,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$235,332
Total interest from all sources2013-09-30$330,705
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$681,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$681,719
Administrative expenses professional fees incurred2013-09-30$9,067
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$2,779,843
Participant contributions at end of year2013-09-30$1,593,606
Participant contributions at beginning of year2013-09-30$1,528,006
Participant contributions at end of year2013-09-30$0
Participant contributions at beginning of year2013-09-30$43,742
Assets. Other investments not covered elsewhere at end of year2013-09-30$9,363,899
Assets. Other investments not covered elsewhere at beginning of year2013-09-30$7,734,521
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$1,477,306
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-09-30$3
Administrative expenses (other) incurred2013-09-30$15,021
Total non interest bearing cash at end of year2013-09-30$0
Total non interest bearing cash at beginning of year2013-09-30$27,141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Income. Non cash contributions2013-09-30$0
Value of net income/loss2013-09-30$4,534,066
Value of net assets at end of year (total assets less liabilities)2013-09-30$41,757,793
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$37,223,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Investment advisory and management fees2013-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$30,800,288
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$27,288,942
Interest on participant loans2013-09-30$66,695
Interest earned on other investments2013-09-30$264,010
Expenses. Payments to insurance carriers foe the provision of benefits2013-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$3,604,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$0
Employer contributions (assets) at end of year2013-09-30$0
Employer contributions (assets) at beginning of year2013-09-30$601,372
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$3,958,309
Contract administrator fees2013-09-30$211,244
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30DWORKEN, HILLMAN, LAMORTE & STERCZA
Accountancy firm EIN2013-09-30061308345
2012 : ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$66,103
Total income from all sources (including contributions)2012-09-30$8,413,842
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$2,733,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$2,607,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$3,667,341
Value of total assets at end of year2012-09-30$37,223,727
Value of total assets at beginning of year2012-09-30$31,609,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$125,478
Total interest from all sources2012-09-30$192,872
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$516,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-09-30$516,412
Administrative expenses professional fees incurred2012-09-30$7,164
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$2,592,070
Participant contributions at end of year2012-09-30$1,528,006
Participant contributions at beginning of year2012-09-30$1,502,712
Participant contributions at end of year2012-09-30$43,742
Participant contributions at beginning of year2012-09-30$43,541
Assets. Other investments not covered elsewhere at end of year2012-09-30$7,734,521
Assets. Other investments not covered elsewhere at beginning of year2012-09-30$6,897,066
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$474,675
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-09-30$3
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-09-30$19,578
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-09-30$66,103
Other income not declared elsewhere2012-09-30$4,549
Total non interest bearing cash at end of year2012-09-30$27,141
Total non interest bearing cash at beginning of year2012-09-30$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$5,680,547
Value of net assets at end of year (total assets less liabilities)2012-09-30$37,223,727
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$31,543,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$27,288,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$22,567,047
Interest on participant loans2012-09-30$61,348
Interest earned on other investments2012-09-30$131,504
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-09-30$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$4,032,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$600,596
Employer contributions (assets) at end of year2012-09-30$601,372
Employer contributions (assets) at beginning of year2012-09-30$579,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$2,607,817
Contract administrator fees2012-09-30$118,314
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30BLUM SHAPIRO & CO.
Accountancy firm EIN2012-09-30061009205
2011 : ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$66,103
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$15,503
Total income from all sources (including contributions)2011-09-30$3,426,827
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$3,986,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$3,803,117
Value of total corrective distributions2011-09-30$53,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$3,922,776
Value of total assets at end of year2011-09-30$31,609,283
Value of total assets at beginning of year2011-09-30$32,118,830
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$129,895
Total interest from all sources2011-09-30$230,303
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$524,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-09-30$524,771
Administrative expenses professional fees incurred2011-09-30$15,459
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$500,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$2,366,180
Participant contributions at end of year2011-09-30$1,502,712
Participant contributions at beginning of year2011-09-30$1,312,910
Participant contributions at end of year2011-09-30$43,541
Participant contributions at beginning of year2011-09-30$40,657
Assets. Other investments not covered elsewhere at end of year2011-09-30$6,897,066
Assets. Other investments not covered elsewhere at beginning of year2011-09-30$6,548,756
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$975,658
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-09-30$19,578
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-09-30$51,209
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-09-30$66,103
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-09-30$15,503
Other income not declared elsewhere2011-09-30$22,180
Total non interest bearing cash at end of year2011-09-30$2
Total non interest bearing cash at beginning of year2011-09-30$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$-560,147
Value of net assets at end of year (total assets less liabilities)2011-09-30$31,543,180
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$32,103,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$22,567,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$23,604,375
Interest on participant loans2011-09-30$70,340
Interest earned on other investments2011-09-30$159,951
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-09-30$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-1,273,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$580,938
Employer contributions (assets) at end of year2011-09-30$579,337
Employer contributions (assets) at beginning of year2011-09-30$560,921
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$3,803,117
Contract administrator fees2011-09-30$114,436
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30BLUM SHAPIRO & CO.
Accountancy firm EIN2011-09-30061009205
2010 : ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN

2021: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement – InsuranceYes
2021-10-01Plan benefit arrangement - TrustYes
2020: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement – InsuranceYes
2020-10-01Plan benefit arrangement - TrustYes
2019: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2018: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-10-01Plan benefit arrangement - TrustYes
2017: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: ATHENA HEALTH CARE ASSOCIATES, INC. 401K PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number892807-087
Policy instance 1
Insurance contract or identification number892807-087
Number of Individuals Covered11718
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $54,408
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $54,408
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?7
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number892807-087
Policy instance 1
Insurance contract or identification number892807-087
Number of Individuals Covered10783
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $53,191
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $53,191
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?7
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number892807-087
Policy instance 1
Insurance contract or identification number892807-087
Number of Individuals Covered10783
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $47,877
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $47,877
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?7
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number892807-087
Policy instance 1
Insurance contract or identification number892807-087
Number of Individuals Covered9432
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $42,028
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,028
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?7
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number892807-087
Policy instance 1
Insurance contract or identification number892807-087
Number of Individuals Covered9846
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $33,502
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number892807-087
Policy instance 1
Insurance contract or identification number892807-087
Number of Individuals Covered11009
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number892807-087
Policy instance 1
Insurance contract or identification number892807-087
Number of Individuals Covered9348
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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