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FIDERIO & SONS 401(K) PLAN 401k Plan overview

Plan NameFIDERIO & SONS 401(K) PLAN
Plan identification number 001

FIDERIO & SONS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JOHN C. FIDERIO & SONS, INC. has sponsored the creation of one or more 401k plans.

Company Name:JOHN C. FIDERIO & SONS, INC.
Employer identification number (EIN):061122171
NAIC Classification:236110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIDERIO & SONS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01JAMIE FIDERIO-GUIDONE2023-04-12
0012021-01-01JOHN C. FIDERIO2022-05-19
0012020-01-01JOHN C. FIDERIO2021-03-18
0012019-01-01JOHN C. FIDERIO2020-02-25
0012018-01-01JOHN C. FIDERIO2019-04-26
0012017-01-01JOHN C. FIDERIO2018-07-24
0012016-01-01JOHN C. FIDERIO2017-09-22
0012015-01-01JOHN C. FIDERIO2016-10-13
0012014-01-01JOHN C. FIDERIO
0012013-01-01JOHN C. FIDERIO
0012012-01-01JOHN C. FIDERIO
0012011-01-01JOHN C. FIDERIO
0012010-01-01JOHN C. FIDERIO
0012009-01-01JOHN C. FIDERIO
0012009-01-01JOHN C. FIDERIO

Plan Statistics for FIDERIO & SONS 401(K) PLAN

401k plan membership statisitcs for FIDERIO & SONS 401(K) PLAN

Measure Date Value
2014: FIDERIO & SONS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0125
Total number of active participants reported on line 7a of the Form 55002014-01-0118
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-016
Total of all active and inactive participants2014-01-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0124
Number of participants with account balances2014-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: FIDERIO & SONS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0127
Total number of active participants reported on line 7a of the Form 55002013-01-0120
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-015
Total of all active and inactive participants2013-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0125
Number of participants with account balances2013-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: FIDERIO & SONS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0128
Total number of active participants reported on line 7a of the Form 55002012-01-0122
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-0127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0127
Number of participants with account balances2012-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: FIDERIO & SONS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0126
Total number of active participants reported on line 7a of the Form 55002011-01-0123
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-015
Total of all active and inactive participants2011-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0128
Number of participants with account balances2011-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: FIDERIO & SONS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0128
Total number of active participants reported on line 7a of the Form 55002010-01-0120
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-016
Total of all active and inactive participants2010-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0126
Number of participants with account balances2010-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: FIDERIO & SONS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0127
Total number of active participants reported on line 7a of the Form 55002009-01-0121
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-017
Total of all active and inactive participants2009-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0128
Number of participants with account balances2009-01-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on FIDERIO & SONS 401(K) PLAN

Measure Date Value
2014 : FIDERIO & SONS 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$250,934
Expenses. Total of all expenses incurred2014-12-31$2,697
Benefits paid (including direct rollovers)2014-12-31$2,600
Total plan assets at end of year2014-12-31$2,025,025
Total plan assets at beginning of year2014-12-31$1,776,788
Value of fidelity bond covering the plan2014-12-31$265,000
Total contributions received or receivable from participants2014-12-31$100,240
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$112,054
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$248,237
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,025,025
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,776,788
Assets. Value of participant loans2014-12-31$5,862
Total contributions received or receivable from employer(s)2014-12-31$38,640
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$97
2013 : FIDERIO & SONS 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$437,414
Expenses. Total of all expenses incurred2013-12-31$19,304
Benefits paid (including direct rollovers)2013-12-31$19,208
Total plan assets at end of year2013-12-31$1,776,788
Total plan assets at beginning of year2013-12-31$1,358,678
Value of fidelity bond covering the plan2013-12-31$265,000
Total contributions received or receivable from participants2013-12-31$107,441
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$296,704
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$418,110
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,776,788
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,358,678
Assets. Value of participant loans2013-12-31$8,081
Total contributions received or receivable from employer(s)2013-12-31$33,269
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$96
2012 : FIDERIO & SONS 401(K) PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$240,999
Expenses. Total of all expenses incurred2012-12-31$29,773
Benefits paid (including direct rollovers)2012-12-31$29,732
Total plan assets at end of year2012-12-31$1,358,678
Total plan assets at beginning of year2012-12-31$1,147,452
Value of fidelity bond covering the plan2012-12-31$265,000
Total contributions received or receivable from participants2012-12-31$107,443
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$100,433
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$211,226
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,358,678
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,147,452
Assets. Value of participant loans2012-12-31$2,837
Total contributions received or receivable from employer(s)2012-12-31$33,123
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$41
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : FIDERIO & SONS 401(K) PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$104,783
Expenses. Total of all expenses incurred2011-12-31$10,206
Benefits paid (including direct rollovers)2011-12-31$9,924
Total plan assets at end of year2011-12-31$1,147,452
Total plan assets at beginning of year2011-12-31$1,052,875
Value of fidelity bond covering the plan2011-12-31$265,000
Total contributions received or receivable from participants2011-12-31$118,557
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-47,961
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$94,577
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,147,452
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,052,875
Assets. Value of participant loans2011-12-31$4,067
Total contributions received or receivable from employer(s)2011-12-31$34,187
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$282
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : FIDERIO & SONS 401(K) PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$261,491
Expenses. Total of all expenses incurred2010-12-31$48,822
Benefits paid (including direct rollovers)2010-12-31$48,397
Total plan assets at end of year2010-12-31$1,052,875
Total plan assets at beginning of year2010-12-31$840,206
Value of fidelity bond covering the plan2010-12-31$265,000
Total contributions received or receivable from participants2010-12-31$110,905
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$117,567
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$212,669
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,052,875
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$840,206
Assets. Value of participant loans2010-12-31$3,113
Total contributions received or receivable from employer(s)2010-12-31$33,019
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$425
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : FIDERIO & SONS 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for FIDERIO & SONS 401(K) PLAN

2014: FIDERIO & SONS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FIDERIO & SONS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FIDERIO & SONS 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FIDERIO & SONS 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: FIDERIO & SONS 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: FIDERIO & SONS 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-025624
Policy instance 1
Insurance contract or identification numberGA-025624
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $6,123
Total amount of fees paid to insurance companyUSD $58
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,123
Insurance broker organization code?7
Amount paid for insurance broker fees58
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker nameLPL FINANCIAL LLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-025624
Policy instance 1
Insurance contract or identification numberGA-025624
Number of Individuals Covered22
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $5,393
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-025624
Policy instance 1
Insurance contract or identification numberGA-025624
Number of Individuals Covered22
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $4,189
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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