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BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES 401k Plan overview

Plan NameBALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES
Plan identification number 002

BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BALL AEROSOL & SPECIALITY CONTAINER INC has sponsored the creation of one or more 401k plans.

Company Name:BALL AEROSOL & SPECIALITY CONTAINER INC
Employer identification number (EIN):061145011
NAIC Classification:331200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022013-01-01JAMES WALKER
0022012-01-01JAMES WALKER JAMES WALKER2013-10-10
0022011-01-01JOHN KOELLING
0022009-01-01MANETTE SNOW MANETTE SNOW2010-10-14

Plan Statistics for BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES

401k plan membership statisitcs for BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES

Measure Date Value
2013: BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES 2013 401k membership
Total participants, beginning-of-year2013-01-011,570
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-01-011,598
Total number of active participants reported on line 7a of the Form 55002012-01-01364
Number of retired or separated participants receiving benefits2012-01-01605
Number of other retired or separated participants entitled to future benefits2012-01-01497
Total of all active and inactive participants2012-01-011,466
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01104
Total participants2012-01-011,570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-017
2011: BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-01-011,630
Total number of active participants reported on line 7a of the Form 55002011-01-01462
Number of retired or separated participants receiving benefits2011-01-01590
Number of other retired or separated participants entitled to future benefits2011-01-01450
Total of all active and inactive participants2011-01-011,502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0196
Total participants2011-01-011,598
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-018
2009: BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES 2009 401k membership
Total participants, beginning-of-year2009-01-011,775
Total number of active participants reported on line 7a of the Form 55002009-01-01602
Number of retired or separated participants receiving benefits2009-01-01524
Number of other retired or separated participants entitled to future benefits2009-01-01468
Total of all active and inactive participants2009-01-011,594
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0191
Total participants2009-01-011,685
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES

Measure Date Value
2013 : BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$70,847,439
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$150,087
Total income from all sources (including contributions)2013-12-31$7,095,030
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,217,579
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,673,859
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,465,000
Value of total assets at end of year2013-12-31$0
Value of total assets at beginning of year2013-12-31$68,120,075
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$543,720
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$130,055
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$229,796
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$150,087
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,877,451
Value of net assets at end of year (total assets less liabilities)2013-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$67,969,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$183,869
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$64,342,075
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,465,000
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$3,778,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,673,859
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2013-12-31410746749
2012 : BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$150,087
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$74,430
Total income from all sources (including contributions)2012-12-31$10,031,274
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,035,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,296,688
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,013,000
Value of total assets at end of year2012-12-31$67,840,075
Value of total assets at beginning of year2012-12-31$61,768,537
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$738,705
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$290,100
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$210,072
Liabilities. Value of operating payables at end of year2012-12-31$150,087
Liabilities. Value of operating payables at beginning of year2012-12-31$74,430
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,995,881
Value of net assets at end of year (total assets less liabilities)2012-12-31$67,689,988
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$61,694,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$238,533
Value of interest in master investment trust accounts at end of year2012-12-31$64,342,075
Value of interest in master investment trust accounts at beginning of year2012-12-31$56,791,537
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,013,000
Employer contributions (assets) at end of year2012-12-31$3,498,000
Employer contributions (assets) at beginning of year2012-12-31$4,977,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,296,688
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2012-12-31410746749
2011 : BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$74,430
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$176,237
Total income from all sources (including contributions)2011-12-31$6,729,678
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,524,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,976,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,777,000
Value of total assets at end of year2011-12-31$61,768,537
Value of total assets at beginning of year2011-12-31$58,664,857
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$547,840
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$186,820
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$172,208
Liabilities. Value of operating payables at end of year2011-12-31$74,430
Liabilities. Value of operating payables at beginning of year2011-12-31$176,237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,205,487
Value of net assets at end of year (total assets less liabilities)2011-12-31$61,694,107
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$58,488,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$188,812
Value of interest in master investment trust accounts at end of year2011-12-31$56,791,537
Value of interest in master investment trust accounts at beginning of year2011-12-31$57,808,857
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$5,777,000
Employer contributions (assets) at end of year2011-12-31$4,977,000
Employer contributions (assets) at beginning of year2011-12-31$856,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,976,351
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2011-12-31410746749
2010 : BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$176,237
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$88,051
Total income from all sources (including contributions)2010-12-31$10,616,797
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$3,377,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,684,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,828,000
Value of total assets at end of year2010-12-31$58,664,857
Value of total assets at beginning of year2010-12-31$51,337,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$692,781
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$324,211
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Administrative expenses (other) incurred2010-12-31$180,405
Liabilities. Value of operating payables at end of year2010-12-31$176,237
Liabilities. Value of operating payables at beginning of year2010-12-31$88,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,239,265
Value of net assets at end of year (total assets less liabilities)2010-12-31$58,488,620
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$51,249,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$188,165
Value of interest in master investment trust accounts at end of year2010-12-31$57,808,857
Value of interest in master investment trust accounts at beginning of year2010-12-31$51,337,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$5,828,000
Employer contributions (assets) at end of year2010-12-31$856,000
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,684,751
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CLIFTON GUNDERSON LLP
Accountancy firm EIN2010-12-31370802863

Form 5500 Responses for BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES

2013: BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingYes
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BALL AEROSOL AND SPECIALTY CONTAINER INC. PENSION PLAN FOR HOURLY-RATED EMPLOYEES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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